{"filings":[{"id":1416079,"accession_number":"0001493152-26-031925","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-07-02T20:33:16+00:00","items":["3.01"],"status":"ready","headline":"AI Financial receives Nasdaq delisting notice for bid price below $1.00","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Notified July 1, 2026 of non-compliance with Nasdaq minimum $1.00 bid price rule.","Deficiency existed for 30 consecutive business days ending June 30, 2026.","Company has 180 calendar days, until December 28, 2026, to regain compliance.","To cure, stock must close at $1.00+ for 10 consecutive business days.","Company may consider a reverse stock split to address the bid price deficiency."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":"2026-07-02","daily_digest_url":"/daily/2026-07-02","daily_digest_rank":6},{"id":955399,"accession_number":"0001493152-26-028049","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-06-10T12:30:15+00:00","items":["7.01","9.01"],"status":"ready","headline":"AiFi says $180M WLFI tokens available; resolves going concern doubt","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Holds ~6.9B WLFI tokens valued at ~$380M at $0.055/token as of June 9, 2026.","3.32B tokens (~$180M) now available for collateral, staking, lending; become fully transferable Aug 12, 2026.","Remaining 3.58B tokens locked until Aug 12, 2026, subject to registration statement effectiveness.","Management says this substantially mitigates prior going concern doubt; sufficient liquidity for at least 12 months.","Company views WLFI as strategic asset; no intention to sell at this time."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":99266,"accession_number":"0001493152-26-020950","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-05-04T23:59:59+00:00","items":["5.03","7.01","9.01"],"status":"ready","headline":"ALT5 Sigma renamed AI Financial Corporation; Nasdaq ticker changes to AIFC","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Name change effective April 28, 2026; ticker change at market open April 29, 2026.","No stockholder action required; CUSIP and transfer agent unchanged.","Website changed to aifi.co; Frankfurt ticker 5AR1 unchanged.","CEO Tony Isaac says name reflects evolution toward payments, tokenization, and AI-driven infrastructure."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.35,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":99268,"accession_number":"0001493152-26-018995","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-04-24T23:59:59+00:00","items":["5.02","3.02","9.01"],"status":"ready","headline":"ALT5 Sigma names Tony Isaac permanent CEO with $600k salary, 5M share grant","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Tony Isaac's title changed from Acting CEO to CEO; Employment Agreement approved April 20, 2026.","Base salary $600k per year, eligible for annual bonus at Compensation Committee's discretion.","Issued 5 million shares of common stock as Stock Award with vesting tied to stock price milestones.","Severance: salary/bonus payout plus full equity vesting on termination without cause or change of control.","Term is three years, renewable annually with 90-day non-renewal notice."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":99267,"accession_number":"0001493152-26-018994","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-04-24T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"ALT5 Sigma acquires Block Street Corp. and Dectec; issues stock and pre-funded warrants","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Acquired Block Street for 12,670,257 common shares valued at $12M plus $15M and $16M pre-funded warrants with performance milestones.","Also signed binding LOI to acquire Dectec; initial issuance of 4M shares, up to 4M additional based on gross profit targets.","Block Street warrants vest upon achieving $20M net revenue (Set One) or $8M Modified Operating Income (Set Two) over four quarters.","Issued shares and warrant shares subject to 24-month lock-up with phased releases; leak-out limits set at 10% of trailing 20-day volume.","Employment agreements entered with Block Street's Derek Peterson and Matthew Morgan."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115160,"accession_number":"0001493152-26-008987","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-03-05T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"ALT5 Sigma regains full Nasdaq compliance; all three listing deficiencies cured","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Filed Q3 10-Q on Jan 12, 2026; Nasdaq confirmed compliance with Listing Rule 5250(c)(1) on Jan 13.","Appointed Tim Stanley as independent director and Audit Committee Chair on Feb 6; Nasdaq confirmed compliance with Rule 5605(c)(2)(A) on Mar 3.","Held 2025 annual meeting on Feb 27; Nasdaq confirmed compliance with Rule 5620(a) on Mar 3."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115159,"accession_number":"0001493152-26-008573","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-03-02T23:59:59+00:00","items":["5.07","9.01"],"status":"ready","headline":"ALT5 Sigma shareholders elect all seven directors and ratify auditor at annual meeting","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Elected directors: Zachary Witkoff, Tony Isaac, Zachary Folkman, Nael Hajjar, John Bitar, Dr. Adel Elmessiry, Tim Stanley.","Ratified L J Soldinger Associates as independent auditor for fiscal 2025 with 52.7M for, 2.0M against.","Proposal to adjourn meeting approved with 49.8M for, 4.9M against.","All proposals passed as recommended by management; no contested issues."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.15,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115158,"accession_number":"0001493152-26-007685","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-02-23T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"ALT5 Sigma reports NAV $6.67/share, stock trades at $1.52 (77% discount); compliance restored","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Estimated NAV of $843M ($6.67/share) vs. market cap ~$192M; shares trade at 77% discount.","Regained compliance with SEC reporting and Nasdaq listing requirements; strengthened governance.","Rwanda subsidiary: $3.5M forfeiture judgment on appeal; already recorded as allowance, no further financial impact if unsuccessful.","Board authorized share repurchase program to enhance per-share value when market price below intrinsic value.","Launched ALT5 Ai business unit; appointed Bill Inman as Chief Innovation Strategist."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115157,"accession_number":"0001493152-26-005404","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-02-06T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"ALT5 Sigma appoints Tim Stanley as independent director and audit committee member","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Mr. Stanley appointed to Board and Audit Committee effective January 30, 2026.","Board determined Stanley independent under Nasdaq rules and SEC Rule 10A-3.","Appointment cures Nasdaq Listing Rule 5605(c) deficiency from December 2025.","Stanley brings public-company board experience; no related-party transactions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.45,"calibrated_materiality_score":0.45,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115156,"accession_number":"0001493152-26-005089","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-02-04T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"ALT5 Sigma appoints Dr. Adel ElMessiry as independent director","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Dr. Adel ElMessiry appointed to Board as independent director effective January 29, 2026.","ElMessiry is President and CTO of AlphaFin, a blockchain fintech co-founded in August 2020.","He holds Ph.D. in Computer Science from NC State, with experience in fintech, blockchain, and governance.","No related-party transactions or material plans in connection with his appointment."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115155,"accession_number":"0001493152-26-004616","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-02-02T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"ALT5 Sigma subsidiary secures $15M loan from World Liberty Financial, collateralized by WLFI tokens","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["$15M loan at 4.50% per annum, 24-month maturity; drawn fully on Jan 29, net proceeds ~$14.2M after prepaid interest and fees.","Secured, non-recourse; 65% loan-to-value against ~$23M in WLFI tokens; collateral forfeited on catastrophic default.","Proceeds for stock buyback, purchasing additional WLFI tokens, and general corporate purposes.","Related-party: Chairman Zachary Witkoff is CEO/Co-Founder of lender; board member Zachary Folkman is Co-Founder.","No origination or management fees; prepayment permitted without penalty."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115154,"accession_number":"0001493152-26-003885","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-01-28T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"ALT5 Sigma appoints Steven M. Plumb as CFO with base salary of $339,400","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Steven M. Plumb appointed CFO effective Nov 24, 2025; employment agreement finalized Jan 21, 2026.","Base salary of $339,400 per year; eligible for annual bonus up to 50% of base salary.","Received $20,000 signing bonus (paid to consulting firm Clear Financial Solutions).","Granted 95,337 RSUs vesting over two years: 50% at year one, remainder quarterly thereafter.","Severance: if terminated without cause, receives base salary for one year plus prorated bonus and accelerated equity vesting."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":115153,"accession_number":"0001493152-26-000109","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2026-01-02T23:59:59+00:00","items":["5.08"],"status":"ready","headline":"ALT5 Sigma sets 2025 annual meeting for Feb 27, 2026; record date Jan 30","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Annual Meeting scheduled for February 27, 2026, held virtually.","Stockholders of record as of January 30, 2026, entitled to vote.","Deadline for Rule 14a-8 proposals received by January 13, 2026.","Meeting date changed by more than 30 days from 2024 annual meeting anniversary."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.15,"calibrated_materiality_score":0.15,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131574,"accession_number":"0001493152-25-029269","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-12-29T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"ALT5 Sigma dismisses newly-hired auditor Victor Mokuolu, engages L J Soldinger","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Dismissed Victor Mokuolu, CPA PLLC on Dec 25, 2025; auditor had been engaged 17 days with no audit reports issued.","No disagreements or reportable events between Company and VM during the engagement period.","Audit Committee approved engagement of L J Soldinger Associates, LLC as new independent auditor effective immediately for FY 2025.","Company had not consulted with Soldinger on accounting principles or disagreements prior to engagement.","Letter from VM agreeing with disclosures filed as Exhibit 16.1."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131573,"accession_number":"0001493152-25-027570","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-12-12T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"ALT5 Sigma settles litigation with Wellington Peel parties; pays $200K and issues 275K shares","summary_kind":"llm","event_type":"litigation","confidence":"high","bullets":["Settlement resolves litigation filed Nov 5, 2025 with Wellington Peel, LLC, Jean-Francois Amyot, Hugues Benoit and Prime Delta Corp.","WP Parties certified destruction/return of all Company information; mutual release of all claims; litigation withdrawn without prejudice.","Company pays $200,000 to Wellington Peel (cash and 225K shares) and issues 50K shares to former employee to resolve contract disputes.","No admission of liability; Company does not expect material impact on financial condition, results, or cash flows."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131572,"accession_number":"0001493152-25-027556","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-12-12T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"CEO Peter Tassiopoulos to depart ALT5 Sigma on Dec 15, 2025; Acting CEO Tony Isaac named","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Mutual separation agreement with CEO Peter Tassiopoulos; effective Dec 15, 2025.","Company will pay all salary and wages owed through separation date; no further economic obligations.","Tassiopoulos resigns from board effective Dec 15, 2025; will provide transition assistance.","No admission of wrongdoing by either party; agreements include mutual release of claims.","Tony Isaac serves as Acting Chief Executive Officer (signatory on filing)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131571,"accession_number":"0001493152-25-026752","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-12-09T23:59:59+00:00","items":["4.01"],"status":"ready","headline":"ALT5 Sigma appoints Victor Mokuolo CPA as new auditor for FY 2025","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Effective Dec 8, 2025, Audit Committee approved Victor Mokuolo, CPA PLLC as independent auditor for fiscal year ending Dec 27, 2025.","No prior consultations with VM regarding accounting principles or audit opinions during past two fiscal years or through Dec 8, 2025.","No disagreements or reportable events as described in Regulation S-K Item 304(a)(1)(iv) or (v) were discussed with VM."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131570,"accession_number":"0001493152-25-026011","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-12-03T23:59:59+00:00","items":["3.01","7.01","9.01"],"status":"ready","headline":"ALT5 Sigma receives Nasdaq notices for late 10-Q filing and audit committee deficiency; cure periods apply","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Director David Danziger resigned Nov 25, 2025, causing audit committee to lack three independent members required by Nasdaq Rule 5605.","Nasdaq notified company on Dec 3, 2025 of non-compliance with corporate governance rules; cure period ends at earlier of next annual meeting or Nov 25, 2026.","Company also received notice for late Form 10-Q (period ended Sep 27, 2025); must submit compliance plan by Jan 20, 2026.","If Nasdaq accepts plan, extension possible to May 18, 2026; company intends to file late 10-Q and appoint an independent director.","Neither notice affects immediate trading of common stock under symbol ALTS; continued listing depends on regaining compliance."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131569,"accession_number":"0001493152-25-025392","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-11-28T23:59:59+00:00","items":["4.01"],"status":"ready","headline":"Auditor Hudgens resigns; going-concern uncertainty previously noted","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Hudgens CPA resigned effective Nov 21, 2025 due to retiring partner; no disagreements with Company.","Hudgens' reports for FY2024 and FY2023 each included a going-concern explanatory paragraph.","FY2024 report also included qualification on valuation of intangible assets per ASC 805.","Company is seeking a new independent registered public accounting firm."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131568,"accession_number":"0001493152-25-025189","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-11-26T23:59:59+00:00","items":["5.02","8.01"],"status":"ready","headline":"Alt5 Sigma appoints Tony Isaac acting CEO, Steven Plumb CFO; Hugh and Pitters exit","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["CFO/acting CEO Jonathan Hugh departed Nov 21, 2025 without cause; COO Ron Pitters given notice Nov 25, 2025.","Tony Isaac (President & Board member) appointed Acting CEO effective Nov 21, 2025.","Steven Plumb appointed CFO effective Nov 21, 2025; base salary $339,400.","Director David Danziger resigned Nov 25, 2025 for personal reasons, no disagreement.","Board disbanded Special Committee created to investigate matters from prior 8-K (Aug 2025); findings presented to full Board."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131567,"accession_number":"0001493152-25-023952","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-11-18T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"ALT5 Sigma delays Q3 2025 10-Q filing citing incomplete review","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Company will not file its September 27, 2025 quarterly report timely due to incomplete financial review.","The delay results from several factors, including those previously disclosed.","No specific completion date provided; stockholders will be updated when further information is available.","The delay may also affect previously issued financial statements as applicable."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131566,"accession_number":"0001493152-25-020803","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-11-05T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"ALT5 Sigma sues former consultant for data breach that may materially affect company","summary_kind":"llm","event_type":"litigation","confidence":"medium","bullets":["ALT5 Sigma filed lawsuit on Nov 4, 2025 in Delaware Chancery Court against Wellington Peel LLC, Jean-Francois Amyot, Hugues Benoit, and Prime Delta Corp.","On Oct 23, 2025, a former consultant accessed and transmitted company emails and files to his affiliated entity without authorization.","The company terminated access, engaged forensic experts, and on Oct 29, 2025 learned the breach was broader than previously understood.","The unauthorized access and data compromise may have a material adverse effect on ALT5 Sigma Corporation."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131565,"accession_number":"0001493152-25-018954","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-10-22T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"Alt5 Sigma suspends CEO Peter Tassiopoulos; Jonathan Hugh named Acting CEO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Peter Tassiopoulos suspended as CEO effective Oct 16, 2025; removed of duties with pay.","Jonathan Hugh appointed Acting CEO, retains current position (CFO).","No reason for suspension disclosed in the filing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131564,"accession_number":"0001493152-25-018347","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-10-16T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"ALT5 Sigma stockholders approve 10x increase in authorized common shares to 2 billion","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Proposal 3 passed with ~56.8M votes for, ~13.1M against, 4,646 abstentions; no broker non-votes.","Authorized common shares increase from 200M to 2B (10x increase) via charter amendment.","Amendment to Articles of Incorporation to be filed with Nevada Secretary of State.","Special Meeting reconvened October 16, 2025 after initial adjournment on October 10."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.15,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131563,"accession_number":"0001493152-25-018049","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-10-14T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"ALT5 Sigma clarifies token restrictions; gains ability to pledge, lend, or stake $WLFI tokens","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Waiver of Token Prohibitions allows pledging, lending, and staking of $WLFI tokens, effective August 11, 2025.","Tokens purchased under Securities Purchase Agreement remain restricted from sale until prefunded warrants are exercisable and resale registration is effective.","Prefunded warrant exercise requires shareholder approval to increase authorized share capital; no vote date announced.","All other restrictions on disposition or sale of $WLFI tokens remain in full force and effect."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131562,"accession_number":"0001493152-25-017935","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-10-14T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Alt5 Sigma shareholders approve 119M share issuance to World Liberty Financial","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Proposal 1 passed: 36.99M for, 12.38M against — authorizing 119M shares issued to World Liberty Financial upon warrant exercise.","Proposal 2 passed: 25.09M for, 23.87M against — appointing a second director from World Liberty Financial to the Board.","Proposal 3 to increase authorized common shares from 200M to 2B adjourned to Oct 16, 2025 virtual meeting.","Proposal 4 passed by slim margin (24.51M for vs 24.46M against) to allow meeting adjournment; broker non-votes 13.87M."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.8,"calibrated_materiality_score":0.15,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131561,"accession_number":"0001493152-25-017428","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-10-08T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"ALT5 highlights $WLFI Robinhood launch and potential Apple Pay integration; holds 7.28B tokens valued ~$1.5B","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["$WLFI launched on Robinhood on Sept 25, accessible to 27.4 million retail users.","WLFI debit card planned; integration with Apple Pay would enable USD1 use for tap-and-click payments.","ALT5 holds ~7.28B $WLFI tokens (~7.3% of total supply) valued at ~$1.5B as of Oct 5.","Company believes Robinhood listing and payment integrations will drive $WLFI adoption and boost treasury value."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":131560,"accession_number":"0001493152-25-016530","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-10-01T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"ALT5 Sigma cancels Alyea spin-off as previously planned; evaluating other strategic options","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["The spin-off of Alyea Therapeutics will not occur with the June 2, 2025 record date as previously disclosed.","The transaction may not proceed under the original timeline; future spin-off or similar transaction remains possible.","Company remains encouraged by Alyea's non-addictive pain treatment patents and potential clinical trial progression.","ALT5 continues to evaluate strategic alternatives to maximize and realize value from Alyea."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":148140,"accession_number":"0001641172-25-026602","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-09-04T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"ALT5 Sigma reports $WLFI holdings of 7.28B tokens valued at $1.3B","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["ALT5 holds 7,283,585,650 $WLFI tokens; market value ~$1.31B at $0.18 per token.","Implied treasury value per share (incl. pre-funded warrants) is $5.85, based on 32.52 tokens per share.","$WLFI token launched Sep 1, 2025; $4.7B spot volume in first 24 hours, top 10 most-traded.","Total shares outstanding 124.9M; pre-funded warrants for 99M shares; calculations exclude other dilutive securities."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":148139,"accession_number":"0001641172-25-026082","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-08-29T23:59:59+00:00","items":["5.02","5.03","8.01","9.01"],"status":"ready","headline":"ALT5 Sigma subsidiary criminally liable in Rwanda; board forms special committee to review disclosures","summary_kind":"llm","event_type":"litigation","confidence":"high","bullets":["May 7, 2025 Rwanda court found ALT5 Sigma Canada and former principal Andre Beauchesne guilty of illicit enrichment; confiscated ~$3.5M; appeal filed June 6.","Board appointed Special Committee of three independent directors to probe potential misstatements in financials and omissions by management.","Virland Johnson adversary proceeding: U.S. Trustee seeks to recover 329,294 shares or value from ALT5 Sigma over alleged undisclosed stock award.","CFO Jonathan Hugh gets 2025 compensation: $550,000 base salary, 100% target bonus, 66,667 vested shares with clawback if voluntary resignation within year."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.9,"calibrated_materiality_score":0.9,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":148138,"accession_number":"0001641172-25-024661","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-08-18T23:59:59+00:00","items":["1.01","3.02","5.02","8.01","9.01"],"status":"ready","headline":"ALT5 Sigma closes $1.5B offering led by World Liberty Financial; Eric Trump joins board","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Closed $1.5B offering: $750M cash from 100M shares at $7.50 plus $750M in $WLFI tokens; to hold ~7.5% of total $WLFI supply.","Board appointments: Zach Witkoff (WLFI CEO) becomes Chairman, Eric Trump Director, Zak Folkman Board Observer, Matt Morgan CIO.","CFO transition: Virland Johnson resigned; Jonathan Hugh appointed CFO effective Aug 13; Hugh ex-CFO of GSR and Zodia Custody.","Kraken to serve as Asset Manager for cryptocurrency treasury; net proceeds also for litigation, debt, and operations."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.95,"calibrated_materiality_score":0.95,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":148137,"accession_number":"0001641172-25-023107","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-08-12T23:59:59+00:00","items":["7.01"],"status":"ready","headline":"Incoming ALT5 board members to discuss on CNBC treasury strategy focusing on WLFI tokens and USD1 integration","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Incoming board observer Zak Folkman and incoming Chairman Zach Witkolf to appear on CNBC Squawk Box on August 12, 2025.","May discuss treasury strategy focused on acquiring WLFI tokens and incorporating USD1 into ALT5's financial ecosystem.","May discuss positioning ALT5 at forefront of institutional-grade crypto payment solutions and stablecoin technology.","May discuss integration with USD1 to enhance payment services and bridge crypto with everyday financial use."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":148136,"accession_number":"0001641172-25-022905","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-08-11T23:59:59+00:00","items":["1.01","2.02","3.02","5.02","5.03","8.01","9.01"],"status":"ready","headline":"ALT5 Sigma raises ~$1.5B via registered direct and private placement to acquire $WLFI tokens and build crypto treasury","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Registered direct offering of 100M shares at $7.50 for ~$750M gross; private placement receives $750M in $WLFI tokens for 1M shares + 99M pre-funded warrants.","Preliminary Q2 revenue $6.0-6.5M, gross profit $2.5-3.0M, operating loss $2.0-2.2M; cash $9.5M as of June 28, 2025.","Zachary Witkoff (CEO of World Liberty Financial) to become Chairman; Eric Trump to join Board; Zachary Folkman as observer; Matt Morgan as CIO.","Use of proceeds: up to $10M for litigation/debt/operations; balance to fund $WLFI token acquisition and establish crypto treasury.","Company also entered into an ATM sales agreement for up to $1B in common stock with A.G.P./Alliance Global Partners."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":1.0,"calibrated_materiality_score":1.0,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":148135,"accession_number":"0001628280-25-035754","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-07-23T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"ALT5 Sigma acquires Mswipe crypto-enabled payment card business","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["ALT5 acquired Mswipe, a multi-currency fiat/crypto payment card platform operating on Visa/Mastercard networks.","Consideration includes 1M restricted shares (value ~$6.10M), 500K 4-year warrants at $5.50, Alyea shares valued $4.8M, and $1M in 14-month promissory notes at 3.99%.","ALT5 also assumes a $5.1M pre-existing note and grants a $20M earn-out if Mswipe generates $15M annualized revenue from its operating assets.","Mswipe's audited FY2025 revenue $2.8M, net earnings $523K, vs prior year $3.15M revenue and $137K net earnings."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":148134,"accession_number":"0001628280-25-034268","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-07-03T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"ALT5 Sigma loses longtime director Richard Butler; appoints David Danziger to board","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Richard Butler passed away June 27, 2025; served as director since 2015, chaired Audit Committee.","David Danziger, 68, former Senior VP at MNP LLP, appointed to board effective July 2, 2025.","Danziger will chair Audit Committee and serve on Compensation and Nominating committees.","Danziger received 10,000 shares at $7.88 per share and monthly board fees of $1,200.","Danziger has over 40 years experience in audit, compliance, and public company governance."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":166896,"accession_number":"0001628280-25-028621","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-05-30T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"ALT5 Sigma sets June 2 record date for Alyea separation; names prospective leadership","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Record date of June 2, 2025 for Alyea separation; method (spin-off/split-off) to be announced later.","Amol Soin, M.D. named prospective CEO and Director of Alyea; Tony Isaac to remain as director.","Prospective appointments: Anthony Giordano (CSO), Russ Belden (CCO), David Danziger, Michael Sinclair as Directors.","Mary Pendergast as Chair of Advisory Committee; Peter Tassiopoulos also a prospective Director.","No financial terms disclosed; separation structure to be determined."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":166895,"accession_number":"0001628280-25-027114","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-05-21T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"ALT5 Sigma sets June 2 record date for Alyea Therapeutics separation","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Record date of June 2, 2025, for transaction to separate healthcare segment (Alyea Therapeutics).","Company intends to separate healthcare and fintech segments to focus each on its business needs.","Scope and method of disposition (spin-off, split-off, etc.) to be announced later this year.","All record and beneficial holders on the record date will participate in the distribution.","No shareholder vote required as of now; company will advise if a vote becomes necessary."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":166894,"accession_number":"0001628280-25-025405","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-05-14T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"ALT5 Sigma posts record Q1 fintech rev $5.51M, Adj EBITDA $1.15M; acquires Mswipe","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Fintech revenue of $5.51M for Q1 2025, a record quarter.","Adjusted EBITDA for fintech segment $1.15M; total adjusted EBITDA -$168K.","Gross profit $2.59M (47% margin); cash and equivalents $10.8M.","Acquisition of Mswipe (fiat/crypto card services) to close early Q2, immediately accretive.","Card issuer offering integrated with ALT5 Pay, available to 1,000+ customers."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":184295,"accession_number":"0001628280-25-015586","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2025-03-31T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"ALT5 Sigma Q4 fintech revenue $5.4M; 1,000+ customers; appoints COO","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 fintech revenue $5.42M; full-year fintech revenue (from May 15) $12.53M; adjusted EBITDA ~$1.03M.","Fintech segment full-year gross margin 50.2%; adjusted EBITDA 18.2%; working capital improved $4.5M QoQ.","Customer base exceeded 1,000; cash and equivalents $7.18M as of Dec 28, 2024.","Ron Pitters appointed COO; board approved separation of fintech and biotech (Alyea) into independent entities.","Alyea Therapeutics preparing for standalone listing; key leadership team appointed including Dr. Amol Soin CEO."],"consensus_eps_estimate":null,"consensus_eps_actual":-0.18,"consensus_revenue_estimate":null,"consensus_revenue_actual":5514000.0,"consensus_period":"2025-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200893,"accession_number":"0001628280-24-052009","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-12-19T23:59:59+00:00","items":["5.07","7.01","9.01"],"status":"ready","headline":"ALT5 Sigma to spin off healthcare assets into Alyea; LOI to acquire Soin Bioscience pain patch tech","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["All director nominees re-elected; CEO Peter Tassiopoulos elected to board for first time.","Fintech platforms ALT5 Pay and Prime surpassed $2B in transaction volume in 2024.","Spin-off of healthcare assets into Alyea Therapeutics planned for H1 2025 to unlock value.","Alyea executed non-binding LOI to acquire Soin Bioscience's clear pain patch technology; market $4.8B, expected $7.33B by 2031.","Alyea preparing pivotal trials for LDN for complex regional pain syndrome; FDA Orphan Drug designation granted."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200892,"accession_number":"0001628280-24-049241","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-11-26T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"ALT5 Sigma subsidiary signs non-binding term sheet to acquire Soin Bioscience for equity, milestones up to $60M","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Non-binding term sheet signed Nov 19, 2024: Alyea Therapeutics to acquire 100% of Soin Bioscience from Dr. Amol Soin.","Consideration: 10% Alyea common equity (forfeitable pre-IPO), $5M cash on first FDA approval, 5% royalty up to $40M, 10% of PRV sale proceeds up to $15M.","Clawback: If Alyea no IPO by Dec 31, 2025, Dr. Soin can reclaim Soin Bio and Soin Thera for no consideration.","Soin Bio's clear patch technology is investigational, pending clinical trials and FDA approval; delivers pain medication up to 8 hours.","Binding exclusivity: Soin Bio cannot solicit other offers until Feb 28, 2025; subject to due diligence and definitive agreements."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200891,"accession_number":"0001628280-24-047461","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-11-13T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"ALT5 Sigma reports record Q3 fintech revenue of $4.94M; net income $714K","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q3 fintech revenue $4.94M, gross profit $2.39M (~48% margin), net income $714K.","Adjusted EBITDA of fintech ~$890K; transaction volume exceeded $600M during Q3.","Board approved separation of fintech and biotech (Alyea Therapeutics) into independent entities, expected H1 2025.","Peter Tassiopoulos appointed CEO Aug 26; Ron Pitters joined board in November.","Post-quarter acquisition of third-party IP to accelerate new feature launches in Q4 and FY2025."],"consensus_eps_estimate":null,"consensus_eps_actual":-0.24,"consensus_revenue_estimate":null,"consensus_revenue_actual":7110000.0,"consensus_period":"2024-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":216886,"accession_number":"0001628280-24-038941","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-08-30T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"ALT5 Sigma appoints Peter Tassiopoulos as CEO; 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two $404,454.39 debentures each + 90,909-share warrants.","Debentures bear interest at 1%/month (Aug–Oct 2024), 3%/month (Nov 2024–Jan 2025), then 4%/month until repayment.","Principal includes escalating OID: base $1.271M (big) and $288,864 (small), increasing if not repaid by Oct 31, 2024 or Jan 29, 2025.","Warrants exercisable at $1.71/share; initial tranches must be exercised within 15 days, contingent tranches vest on missed repayment dates.","Maturity April 28, 2025; 50% of any future financing proceeds must be used to prepay debentures on a pro-rata basis."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":216884,"accession_number":"0001493152-24-028152","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-07-17T23:59:59+00:00","items":["5.03","7.01","9.01"],"status":"ready","headline":"JanOne changes name to ALT5 Sigma, ticker to ALTS, effective July 15, 2024","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Name changed to ALT5 Sigma Corporation; Nasdaq ticker changes from JAN to ALTS as of July 15, 2024.","Board approved name change via short-form merger; stockholder approval not required under Nevada law.","Company realigning to focus on fintech; its ALT5 Sigma platforms processed over $1.2B in crypto transactions in 2023.","Website changed to alt5sigma.com; CUSIP number and transfer agent remain unchanged."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":236631,"accession_number":"0001493152-24-024803","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-06-21T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"JanOne enters into $5M ATM equity offering with H.C. Wainwright","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["ATM agreement allows sale of up to $5M of common stock through agent H.C. Wainwright.","Wainwright receives 3.0% commission on gross proceeds plus indemnification.","Sales will be made at-the-market on Nasdaq; company may suspend or terminate.","Offering is under existing shelf registration statement and new prospectus supplement."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":236625,"accession_number":"0001493152-24-022707","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K/A","filed_at":"2024-06-05T23:59:59+00:00","items":["9.01"],"status":"ready","headline":"JanOne acquisition target Alt 5 Sigma reports 2023 net profit but auditor flags going concern","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Alt 5 Sigma 2023 net profit $3.36M, revenue $11.97M (up 31% YoY); diluted EPS $0.13.","Auditor's report raises substantial doubt about going concern due to working capital deficit of $4.4M and negative equity.","Operating cash flow improved to $6.86M in 2023 from -$1.68M in 2022; stock-based comp fell to $0.","Fair value loss on digital assets was $445k in 2023 vs $4.5M gain in 2022, impacting net income.","Acquisition closed May 2024; financial statements and pro forma adjustments now filed via 8-K/A."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":236630,"accession_number":"0001493152-24-022580","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-06-04T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"JanOne regains Nasdaq compliance on stockholders' equity as of June 4, 2024","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq letter confirms compliance with Listing Rule 5550(b)(1) based on $3.773M equity in March 31, 2024 10-Q.","Previously non-compliant for minimum $2.5M equity or alternatives; matter now closed.","Company's common stock continues trading on Nasdaq Capital Market under symbol JAN."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":236629,"accession_number":"0001493152-24-022190","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-05-31T23:59:59+00:00","items":["1.01","2.03","1.101"],"status":"ready","headline":"JanOne settles SEC civil action; consents to $250K penalty and permanent injunction","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Settlement with SEC resolves August 2021 complaint for alleged violation of Section 10(b) and Rule 10b-5.","Company consents to permanent injunction from future violations, without admitting or denying allegations.","Civil penalty of $250,000 to be paid in four quarterly installments of $62,500 each.","Judgment entered on May 28, 2024 by U.S. District Judge James Mahan in Nevada.","Settlement agreement and final judgment incorporated into court order available on PACER."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":236628,"accession_number":"0001493152-24-020865","cik":862861,"company_name":"AI Financial Corp","ticker":"AIFC","form_type":"8-K","filed_at":"2024-05-21T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"JanOne acquires Alt 5 Sigma for ~$16M in equity; Alt 5 becomes wholly-owned subsidiary","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Consideration: ~1.8M JanOne common shares (19.9% of outstanding) valued at $4.14/share, plus 34,207 Series B Preferred shares ($250 liquidation preference each).","Alt 5 operates blockchain payment gateway ALT 5 Pay and OTC trading platform ALT 5 Prime for digital assets.","Closing occurred May 15, 2024; financial statements of Alt 5 to be filed by July 31, 2024.","3,200 shares of Series M Preferred stock issued to finders in connection with the transaction."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":109729714.38983263,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":"2024-05-21T23:59:59+00:00|236628"}