{"filings":[{"id":1304956,"accession_number":"0001079973-26-000881","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2026-06-26T20:32:23+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar boosts ATM offering by $15M; discloses prior sales and share count","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Increased aggregate offering under ATM Agreement by additional $15 million of common stock.","Since May 2024, sold 1,804,444 shares for gross proceeds of approximately $12,657,280.","Outstanding shares as of June 26, 2026: 9,816,431.","Net proceeds to be used for general and administrative expenses and other corporate purposes.","H.C. Wainwright & Co., LLC continues as sales agent for the program."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":1112001,"accession_number":"0001079973-26-000850","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2026-06-17T20:30:17+00:00","items":["5.02","5.07","9.01"],"status":"ready","headline":"Ascent Solar stockholders approve increase in equity plan shares to 1.7M, elect two directors","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Stockholders approved amendment to 2023 Equity Incentive Plan, increasing shares from 893,611 to 1,700,000.","Louis Berezovsky and Forrest Reynolds elected as Class A directors for three-year term ending 2029.","Ratification of Haynie & Company as independent registered public accounting firm approved.","Advisory vote on executive compensation (say-on-pay) passed with majority support."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":103180,"accession_number":"0001079973-26-000107","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2026-01-26T23:59:59+00:00","items":["1.01","3.02","8.01","9.01"],"status":"ready","headline":"Ascent Solar raises up to $25M in private placement; $10M upfront with warrant exercise potential","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["$10M gross from 1.82M shares/pre-funded warrants at $5.50/share plus warrants for up to 1.82M Series A and 909K Series B shares at $5.50.","Net proceeds ~$9.2M after fees; funds for working capital.","Series A warrants expire 5 years, Series B warrants expire 18 months from registration effective date.","Amendment to Dec 2025 purchase agreement allows ATM issuance at ≥$7.00 per share during restricted period.","Placement agent H.C. Wainwright; closing on Jan 26, 2026."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":119417,"accession_number":"0001553350-25-000224","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-12-31T23:59:59+00:00","items":["1.01","5.02","9.01"],"status":"ready","headline":"Ascent Solar enters new employment agreements with CEO, COO, and CFO effective Jan 1, 2026","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["CEO Paul Warley: $450K base salary, bonus up to 150% of base, 24-month severance upon qualifying termination.","COO Bobby Gulati and CFO Jin Jo: $255K base each, bonus up to 100% of base, 12-month severance upon qualifying termination.","Severance includes 12 months COBRA premiums and full vesting acceleration of equity awards for each executive.","CEO eligible for up to $30K moving allowance and $1M life insurance policy; all subject to 12-month non-compete."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":119416,"accession_number":"0001079973-25-001825","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-12-08T23:59:59+00:00","items":["1.01","3.02","8.01","9.01"],"status":"ready","headline":"Ascent Solar closes $2M private placement, warrants could add $3.5M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Closed private placement of 1,025,643 shares (or pre-funded warrants) plus Series A and B warrants at $1.95/unit on Dec. 8, 2025.","Gross proceeds $2M upfront; net proceeds ~$1.7M after fees; warrants exercisable at $1.70.","If all warrants exercised on cash basis, additional $3.5M potential; no assurance of exercise.","H.C. Wainwright acted as placement agent with 7.0% cash fee and placement agent warrants.","Company to use net proceeds for working capital; registration statement to be filed within 30 days."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":135974,"accession_number":"0001079973-25-001358","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-08-20T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar increases ATM offering capacity by $758,818; total gross proceeds since May 2024 of $11.88M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Company ups ATM availability by $758,818; shares sold via H.C. Wainwright under shelf registration.","Since May 16, 2024, sold 1,537,783 shares for gross proceeds of ~$11.88M; outstanding shares now 3,047,658.","Proceeds to be used for general and administrative expenses and other corporate purposes.","No minimum offering amount; total shares and proceeds not determinable at this time."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":135973,"accession_number":"0001079973-25-001226","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-08-06T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"Ascent Solar projects 2026 sales $5M-$20M, 2027 $25M-$40M; cites NASA and NOVI milestones","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["FY2026 revenue guidance $5M-$20M; FY2027 guidance $25M-$40M; figures not under contract but based on discussions.","Space solar modules selected for NASA's LISA-T Mission; signed Collaborative Agreement on thin-film PV power beaming.","Signed Master Services Agreement with NOVI; multiple teaming agreements/MOUs in space and defense sectors.","CEO cites efficiency improvements, ability to fulfill orders in days, and broad customer engagement."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153005,"accession_number":"0001079973-25-001080","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-06-30T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"Ascent Solar prices $2.0M public offering of 1M shares and 1M warrants","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Gross proceeds $2.0M; net proceeds ~$1.6M after placement agent fees and expenses.","Offering of 1M shares (or pre-funded warrants) plus 1M warrants at $2.00/unit; warrants exercisable at $2.00 for 5 years.","Pre-funded warrants have $0.0001 exercise price; beneficial ownership limitations apply (4.99%/9.99%).","H.C. Wainwright exclusive placement agent; receives 7% cash fee and 70,000 placement agent warrants at $2.50.","Net proceeds for working capital, product development, and general corporate purposes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153004,"accession_number":"0001553350-25-000076","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-06-27T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar announces NASA beamed-power CAN and defense teaming agreement","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["12-month CAN with NASA Marshall and Glenn to develop CIGS PV modules for beamed power; goal to convert 10x more power from energy-dense light beams.","Teaming agreement to supply thin-film solar to US-based defense contractor for orbital applications; deliveries in 6–8 weeks.","NASA bench-tested Ascent's COTS CIGS modules in 2024; Psyche mission validated deep-space laser beaming over 19 million miles.","Ascent's 5MW Thornton, CO facility enables rapid 6–8 week deliveries; earlier spaceflight hardware orders on schedule for summer delivery.","CAN targets lunar night survival and PSROs; could reduce lander downmass costs from 6–7 figures per kg to tens of millions savings per lander."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153003,"accession_number":"0001079973-25-001000","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-06-09T23:59:59+00:00","items":["5.03","9.01"],"status":"ready","headline":"Ascent Solar reduces authorized shares from 500M to 200M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Stockholders approved amendment at Annual Meeting on May 29, 2025.","Certificate of Amendment filed June 4, 2025 with Delaware Secretary of State.","Authorized common shares reduced from 500,000,000 to 200,000,000."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153002,"accession_number":"0001079973-25-000946","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-05-29T23:59:59+00:00","items":["5.02","5.07","9.01"],"status":"ready","headline":"Ascent Solar shareholders approve equity plan increase to 655k shares, reverse split, and other proposals","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Stockholders approved amendment to 2023 Equity Incentive Plan, increasing share reserve from 155,250 to 655,250 shares.","Approved amendment to certificate of incorporation to effect a reverse stock split (votes: 481,634 for, 227,984 against).","Approved reduction in authorized common shares (votes: 784,549 for, 73,502 against).","Elected Gregory Thompson and Paul Warley as Class B directors for three-year terms.","Ratified appointment of Haynie & Company as independent registered public accounting firm."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":171785,"accession_number":"0001079973-25-000392","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2025-03-13T23:59:59+00:00","items":["5.03","9.01"],"status":"ready","headline":"Ascent Solar reduces stockholder meeting quorum to one-third voting power","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Board of Directors adopted bylaws amendment on March 7, 2025, lowering quorum from majority to one-third of voting power.","Change addresses past difficulties reaching quorum due to dispersed stockholder base and broker non-votes.","Amendment clarifies vote standard to be majority of voting power present, reflecting Series 1C Preferred Stock's as-converted voting rights.","Exhibit 3.1 contains the full Fourth Amendment to Second Amended and Restated Bylaws."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":188789,"accession_number":"0001079973-24-001438","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-10-23T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Ascent Solar raises $1.9M via convertible preferred stock at $2.50/sh conversion price","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Gross proceeds ~$1.9M from sale of 1,900 Series 1C convertible preferred shares at $1,000/share.","Preferred convertible to common at $2.50/sh; conversion allowed after April 17, 2025.","Dividend rate 10% p.a., increasing to 15% if outstanding after Oct 17, 2027; payable quarterly or cumulative.","Company may redeem all shares at 110% of stated value if stock price >= $7.50 for 20 consecutive trading days.","Insiders purchased 1,405 shares, giving ~23% voting power on an as-converted basis."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":205261,"accession_number":"0001079973-24-001281","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-08-19T23:59:59+00:00","items":["3.01","5.03","3.03","9.01"],"status":"ready","headline":"Ascent Solar effects 1-for-100 reverse stock split to regain Nasdaq compliance","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Reverse split at 1:100 ratio effective 5:00 pm ET Aug. 14, 2024; trading on split-adjusted basis Aug. 15.","Outstanding shares reduced from 102.3M to ~1.023M; authorized shares unchanged at 500M.","Split intended to raise bid price above $1.00 minimum to meet Nasdaq continued listing standard.","Fractional shares rounded up to one whole share; no fractional shares issued.","CUSIP changed to 043635804; warrants, options, and RSUs adjusted proportionally."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":205260,"accession_number":"0001079973-24-001214","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-08-13T23:59:59+00:00","items":["5.02","5.07","9.01"],"status":"ready","headline":"Ascent Solar shareholders approve 30x increase in equity plan shares and reverse stock split authorization","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Stockholders approved amendment to 2023 Equity Incentive Plan, increasing share reserve from 525,000 to 15,525,000 shares.","Stockholders approved amendment to certificate of incorporation to effect a reverse stock split, with 135M shares for and 71M against.","David Peterson elected as Class C director for three-year term ending 2027 (8.4M for, 788k against).","Ratification of Haynie & Company as independent registered public accounting firm approved (25.8M for, 1.4M against).","Advisory vote on executive compensation approved (6.6M for, 2.9M against)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222145,"accession_number":"0001079973-24-000950","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-06-21T23:59:59+00:00","items":["1.01","3.02","5.03","9.01"],"status":"ready","headline":"Ascent Solar CEO buys Series Z Preferred share with 180M votes on reverse split","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["CEO Paul Warley purchased 1 share of Series Z Preferred for $1,000 via private placement.","Series Z share carries 180,000,000 votes, but only on proposals to amend charter for a reverse stock split.","Share votes proportionally to common shares voted; no other voting, dividend, conversion, or liquidation rights.","Share is redeemable for $1,000 at board's discretion or automatically upon effectiveness of reverse split.","Certificate of Designation filed with Delaware Secretary of State on June 20, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222144,"accession_number":"0001079973-24-000887","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-06-14T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"Ascent Solar receives Nasdaq deficiency notice for bid price non-compliance; extension to Aug 22 remains","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Failed to meet $1.00 minimum bid price by June 10, 2024; received formal delisting notice on June 11.","Previously granted extension by Nasdaq Hearings Panel to demonstrate compliance by August 22, 2024.","Company monitoring bid price and considering options to regain compliance before Aug 22 deadline.","Stockholders equity requirement also addressed at May 9 hearing; panel granted continued listing subject to conditions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222143,"accession_number":"0001079973-24-000820","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-05-30T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar increases ATM offering by $3.98M; sold 47.6M shares for $7.9M since May 16","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Company increased ATM offering by additional $3,981,000, raising total potential to $12,544,000.","Since May 16, sold 47,566,743 shares for gross proceeds of approximately $7,903,323.","Outstanding shares as of May 29, 2024: 90,699,176 (up from ~43M before offering start).","Proceeds expected to be used for general and administrative expenses and general corporate purposes.","No minimum offering amount; shares sold under existing effective shelf registration."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222142,"accession_number":"0001553350-24-000055","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-05-23T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar boosts ATM offering by $4.34M after selling $4.22M in shares in one week","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Sold 24,332,693 shares for ~$4.22M since May 16; shares outstanding now 65,394,126.","Increased ATM capacity by additional $4.344M, total now $8.563M.","Proceeds for general corporate purposes; management has full discretion on use.","No minimum offering amount; additional dilutive sales possible at any time."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222141,"accession_number":"0001079973-24-000764","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-05-16T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Ascent Solar enters ATM equity offering for up to $4.2M with H.C. Wainwright","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["ATM agreement allows sale of up to $4,219,000 of common stock from time to time.","H.C. Wainwright receives 3.0% commission on gross proceeds as sales agent.","Sales will be made under existing effective shelf registration statement (File No. 333-267971).","Offering terminates upon sale of full amount or earlier by either party."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222140,"accession_number":"0001079973-24-000560","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-04-18T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Ascent Solar completes $5.09M offering, repurchases warrants, takes $685K Cedar loan","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Closed additional tranches of public offering at $0.14/share, raising $5.09M gross from 15.2M shares and 21.2M pre-funded warrants.","Used $3.6M to repurchase 5,596,232 warrants (exercise $1.76) that would have allowed ~70.6M shares at $0.14.","Entered $685K loan with Cedar Advance; 32 weekly payments of $31K, total interest $308K, secured by second lien.","Issued placement agent warrant to Dawson James for 1,090,252 shares at $0.175, exercisable Oct 2024–Apr 2029.","Net proceeds after repurchase used for general corporate and administrative expenses."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222139,"accession_number":"0001079973-24-000539","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-04-12T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Ascent Solar amends warrant repurchase; pays $3.6M to cancel existing warrants, issues ~7.1M new warrants at $0.14","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["On April 12, 2024, repurchased 50% of outstanding warrants for $1.8M; remaining 50% to be repurchased by April 18 for another $1.8M.","Issued approximately 7.1 million new warrants at $0.14 exercise price to extend the repurchase deadline.","Existing warrants (5.6M shares at $1.765) will be cancelled upon full repurchase, eliminating future full ratchet adjustments.","Investors retain right to exercise existing warrants at $1.765 until repurchase; pro-rata reduction of repurchase price upon exercise.","Agreement aims to bring certainty to capital structure and facilitate future capital raising."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":241660,"accession_number":"0001079973-24-000360","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-03-11T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"Ascent Solar receives Nasdaq delisting notice for stockholders' equity deficiency of $(1.53M)","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Nasdaq notified Ascent Solar on March 5, 2024 that it no longer satisfies the $2.5M stockholders' equity requirement.","Stockholders' equity was $(1,526,611) as of Dec 31, 2023, as reported in 10-K.","Company plans to timely request a hearing before Nasdaq Hearings Panel to stay delisting.","There can be no assurance the Panel will grant continued listing or extension."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":241659,"accession_number":"0001079973-24-000342","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2024-03-07T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Ascent Solar to repurchase 5.6M warrants for $3.6M contingent on raising >$5M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Two Warrant Repurchase Agreements with institutional investors for $1.8M each, covering 2,798,116 warrants each.","Repurchase triggers upon closing a new capital raise with gross proceeds >$5 million.","Agreements expire April 12, 2024; if not closed, warrants remain outstanding with full ratchet anti-dilution.","Investors cannot sell or assign warrants while agreement in effect; exercise price currently $1.765 per share.","Company expects warrant cancellation to eliminate future full ratchet adjustments and provide capital-structure certainty."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259108,"accession_number":"0001079973-23-001776","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-12-15T23:59:59+00:00","items":["3.01","5.02","5.07","9.01"],"status":"ready","headline":"Ascent Solar receives Nasdaq delisting notice for bid price non-compliance; has 180 days to cure","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Received Nasdaq notice on Dec 11, 2023 for failing $1.00 minimum bid price for 30 consecutive business days.","Has 180 calendar days (until June 10, 2024) to regain compliance by closing at $1.00+ for 10 consecutive business days.","Shareholders approved 2023 Equity Incentive Plan with 525,000 new shares plus annual 5% increases through 2033.","All five director nominees elected; auditor Haynie & Company ratified; say-on-pay and one-year frequency approved.","Company may seek additional 180-day compliance period if eligible and intends to consider reverse stock split."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259107,"accession_number":"0001079973-23-001706","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-12-06T23:59:59+00:00","items":["5.07","7.01","9.01"],"status":"ready","headline":"Ascent Solar annual meeting adjourned due to lack of quorum; reconvened Dec 14","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Annual meeting on Dec 5 lacked quorum; only 42.3% of shares represented (needed majority).","Meeting reconvened Dec 14, 2023 at 10:00 MT at same location; record date remains Oct 16, 2023.","All proposals had favorable votes from shares voted; Company soliciting additional proxy votes.","No business transacted; adjournment for purpose of soliciting additional votes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259106,"accession_number":"0001079973-23-001687","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-12-04T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Ascent Solar lowers convertible note floor price from $40 to $0.65 per share","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Floor price on $407K outstanding Advance Notes reduced to $0.65 from $40.00 per share.","Future conversions at 80% of three lowest VWAPs over 10 trading days, minimum $0.65.","Outstanding conversion payable liability of $1.26M may now be settled in stock at 100% of VWAP.","Amendment significantly increases potential dilution for existing common stockholders."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.82,"calibrated_materiality_score":0.82,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259105,"accession_number":"0001079973-23-001471","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-10-23T23:59:59+00:00","items":["1.01","5.02","9.01"],"status":"ready","headline":"Ascent Solar formalizes employment agreements with COO and CFO; base salary $225k","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Bobby Gulati (COO) and Jin Jo (CFO) enter employment agreements effective Apr 17, 2023 through Dec 31, 2025.","Each receives base salary of $225,000/year; one-time bonuses of $25,000 (Gulati) and $45,000 (Jo).","Eligible for annual incentive bonus up to 60% of base salary based on performance targets.","Severance: 6/12ths of base salary if terminated without cause, for good reason, or following change of control.","Post-termination non-compete and non-solicitation covenants for 12 months."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.45,"calibrated_materiality_score":0.45,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259104,"accession_number":"0001079973-23-001408","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-10-11T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar raises $10.3M in public offering, believes it has regained Nasdaq compliance","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Completed public offering of units for $10.3 million gross proceeds on Oct 2, 2023.","Reverse stock split on Sept 12 regained bid price compliance; formal notice received Sept 29.","Now believes stockholders' equity exceeds $2.5M minimum for continued listing.","Publicly held shares now above 500,000 minimum, satisfying Nasdaq Public Float Rule.","Company awaits formal confirmation from Nasdaq regarding compliance status."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259103,"accession_number":"0001079973-23-001406","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-10-10T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar adjusts note conversion price to $1.765, warrant shares to 5.6M after $10.3M offering","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Offering closed Oct 2, 2023: $10.3M gross from 3.57M units at $2.88/unit.","Advance Notes conversion price adjusted from $25.36 to $1.765 per share.","Warrant exercise price lowered to $1.765; warrant shares increased to 5,596,232.","Conversion price below Floor Price of $40; company must issue shares at floor and pay difference in cash/shares."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259102,"accession_number":"0001079973-23-001379","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-10-04T23:59:59+00:00","items":["1.01","3.01","9.01"],"status":"ready","headline":"Ascent Solar raises $10.3M in unit offering, regains Nasdaq bid price compliance but faces other listing issues","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Sold 3,572,635 units at $2.88/unit for gross proceeds of ~$10.3M; includes prefunded warrants and common warrants.","Proceeds to retire ~$6.1M of secured notes and Series 1B Preferred Stock; balance for G&A expenses.","Regained compliance with Nasdaq $1.00 minimum bid price requirement as of Sept 29, 2023.","Remains non-compliant with $2.5M stockholders' equity rule and 500,000 publicly held shares rule; hearing pending.","Prior to offering had 549,199 common shares outstanding; issued 389,024 common shares, 3.18M prefunded warrants, and 3.57M common warrants."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":276378,"accession_number":"0001079973-23-001278","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-09-15T23:59:59+00:00","items":["3.01","5.03","3.03","9.01"],"status":"ready","headline":"Ascent Solar gets Nasdaq public float deficiency; reverse split done, delisting appeal pending","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["1-for-200 reverse split effective Sept 11, 2023; shares reduced from ~92M pre-split to 500,000 post-split.","Nasdaq notified company on Sept 13, 2023 it fails Rule 5550(a)(4); public float only ~350,000 shares.","Company previously received delisting notice on July 28, 2023; hearing before Nasdaq Panel expected mid-October.","Company plans a registered public offering to meet public float and stockholders' equity ($2.5M) requirements.","Trading on Nasdaq continues during appeal; no assurance of favorable outcome from Panel."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":276377,"accession_number":"0001079973-23-001027","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-07-31T23:59:59+00:00","items":["1.01","3.01","3.03","9.01"],"status":"ready","headline":"Ascent Solar receives Nasdaq delisting notice for low-priced stock; plans to appeal","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["On July 28, Nasdaq determined to delist ASTI due to closing bid price ≤$0.10 for ten consecutive trading days.","Company intends to request a hearing before a Nasdaq Hearings Panel; trading stays pending during appeal.","Also disclosed amendment to Series 1B Preferred Stock floor price, raised from $0.028 to $0.05 per share.","Previously disclosed non-compliance with $1.00 Minimum Bid Price and $2.5M stockholders' equity requirements.","No assurance of favorable outcome from hearing; stock continues trading on Nasdaq Capital Market."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.92,"calibrated_materiality_score":0.92,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":276376,"accession_number":"0001079973-23-000932","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-07-10T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Ascent Solar adjusts conversion/exercise prices on $7.6M notes and warrants; warrant shares increase to 77.9M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Conversion price of Advance Notes lowered from $0.3661 to $0.1268 per share (below $0.20 floor).","Warrant exercise price also lowered to $0.1268; shares issuable upon exercise increase from 26,980,840 to 77,899,728.","Series 1B preferred stock conversion price set at $0.14, subject to further adjustment with floor of $0.028.","Company may pay cash or shares for difference between conversion price and floor price, with reverse split consideration.","Beneficial ownership blocker limits conversion/exercise to 4.99% (can increase to 9.99% with 61-day notice)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294097,"accession_number":"0001553350-23-000381","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-06-30T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Ascent Solar raises $900,000 via Series 1B convertible preferred, initial price $0.14/share","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Issued 900 shares of Series 1B Convertible Preferred at $1,000/share for $900,000 gross proceeds.","Shares rank senior to common on dividends and liquidation; no fixed dividend or voting rights.","Conversion price initially $0.14/share, subject to reset to 90% of lowest VWAP (floor $0.028).","Beneficial ownership capped at 4.99% (can increase to 9.99% with 61 days' notice); Nasdaq rule limits conversion to 19.99% of outstanding without stockholder approval.","Proceeds used for general corporate purposes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294096,"accession_number":"0001079973-23-000790","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-05-30T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"Ascent Solar receives Nasdaq delisting notice for minimum equity deficiency","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Stockholders' equity of ($2,180,440) as of March 31, 2023, below Nasdaq's $2.5M minimum.","Company has 45 calendar days (until July 9, 2023) to submit a compliance plan to Nasdaq.","If plan accepted, Nasdaq may grant up to 180 days (to Nov 21, 2023) to regain compliance.","Listing continues for now, but failure to regain compliance could lead to suspension or delisting.","Company intends to take all reasonable measures to resolve the deficiency and remain listed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294095,"accession_number":"0001553350-23-000307","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-05-26T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Ascent Solar amends convertible notes; lowers floor price to $0.13, waives Nasdaq equity default","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Second Amendment waives default from non-compliance with Nasdaq $2.5M stockholders' equity requirement.","Floor Price cut to $0.13; conversion below floor triggers cash or post-split share settlement.","Prepayment schedule: $333,333 each on Apr 3 & Apr 13 (paid); $666,667 due by Sep 17, 2023.","Company must attempt reverse stock split within 60 days, raise capital before Aug 16, maintain $2M cash.","Non-compliance with amendment terms constitutes an Event of Default under the Advance Notes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294094,"accession_number":"0001079973-23-000778","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-05-23T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Ascent Solar defers $1.33M in debt prepayments by 90 days","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Company agreed to defer two $666,666.66 prepayments due May 18 and June 19, 2023.","Deferred payments now due August 16 and September 17, 2023, respectively.","Prepayments under $15M Senior Secured 10% Discount Convertible Advance Notes.","Non-compliance would trigger an Event of Default under the notes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294093,"accession_number":"0001079973-23-000664","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-05-11T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"Ascent Solar promotes Jin Jo to CFO, Bobby Gulati to COO effective May 8, 2023","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Jin Jo promoted from Finance Controller to CFO, effective May 8, 2023.","Bobby Gulati promoted from Director of Equipment Engineering/CIO to COO.","Paul Warley, CEO, will no longer serve as CFO after the appointment.","Jo has over 20 years accounting experience; Gulati over 30 years in engineering/manufacturing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294092,"accession_number":"0001079973-23-000632","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-05-08T23:59:59+00:00","items":["1.01","5.02","9.01"],"status":"ready","headline":"Paul Warley appointed CEO with $400k base salary, $100k bonus, and 700k RSUs","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Paul Warley appointed CEO effective May 1, 2023; continues as interim CFO until replacement found.","Base salary $400k/year, one-time bonus $100k, annual cash bonus target up to 75% of base salary.","Received 700k RSUs (inducement grant): 20% vested immediately, 80% vests monthly over 36 months.","Employment term through Dec 31, 2025; severance equals half base salary for remainder of term if terminated without cause or for good reason.","12-month post-termination non-compete; one-time moving allowance up to $30k for relocation to Colorado."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294091,"accession_number":"0001079973-23-000598","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-05-02T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"Ascent Solar terminates CEO Jeffrey Max; appoints CFO Paul Warley as CEO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Jeffrey Max terminated as President & CEO effective April 26, 2023.","Paul Warley appointed President & CEO effective May 1, 2023; remains interim CFO.","Warley joined Ascent in Dec 2022 as CFO; previously led Warley & Company LLC.","Warley served as CEO/CFO of 360Imaging (2018-2019); held senior roles at GE Capital, Deloitte, Bank of America.","Warley previously provided corporate finance consulting to BD1 Investment Holding, ASTI's largest stockholder."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294090,"accession_number":"0001079973-23-000541","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-04-25T23:59:59+00:00","items":["3.02","3.03","7.01","9.01"],"status":"ready","headline":"Ascent Solar enters $5M subordinated note private placement with BD1 and adjusts existing convertible notes and warrants","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Ascent Solar (ASTI) entered a $5M private placement of subordinated notes with BD1 Investment Holding, closing in four tranches starting mid-May 2023.","The notes bear 6% annual interest, mature September 30, 2026, are unsecured and subordinated to senior debt.","Due to a prior $9M equity offering with Lucro, the conversion price of $10.1M outstanding Advance Notes was lowered to $0.3661 per share.","Warrant exercise price was reduced to $0.3661 per share, and the number of warrant shares increased from 2,513,406 to 27,610,921 shares.","Press release highlights 300% manufacturing capacity increase in Switzerland, new Perovskites Center of Excellence, and global expansion plans."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294089,"accession_number":"0001213900-23-031708","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-04-21T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Ascent Solar acquires thin-film photovoltaic assets from Flisom AG for $2.8M cash","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Acquired Flisom AG's manufacturing equipment and inventory for $2.8M cash to expand thin-film solar production.","Obtained non-exclusive, revocable license to IP for operating equipment; will fulfill Richemont's supply agreement via subcontract.","Signed sublease for Flisom's Swiss facility and transition services; FL1 Holding agreed to 5-year noncompetition.","Company has option to purchase IP rights for $2M or resell assets to FL1 for $5M within 12 months."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294088,"accession_number":"0001079973-23-000506","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-04-20T23:59:59+00:00","items":["3.02","7.01","9.01"],"status":"ready","headline":"Ascent Solar secures $9M equity financing from Lucro Investments at $1.20/share","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Private placement of 7,499,997 shares at $1.20/share for $9M total from Lucro Investments.","Proceeds will be used for general corporate purposes and working capital.","Financing to be drawn in nine monthly tranches of $1M each, starting early May 2023.","Follows recent acquisition of equipment from Flisom AG for thin-film solar manufacturing in Switzerland."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294087,"accession_number":"0001213900-23-030462","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-04-18T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"Ascent Solar completes acquisition of Flisom AG's Zurich thin-film solar manufacturing assets","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Acquisition adds 15MW roll-to-roll thin-film manufacturing capacity, increasing nameplate capacity by 300%.","Management anticipates EBITDA-positive operations from the acquired assets as early as H2 2023.","Assets include committed contractual revenue from Flisom's existing contracts; ASTI to service and extend them.","Deal opens new markets in Luxury Goods and Building Integrated Photovoltaics (BIPV), particularly in Europe and Asia."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294086,"accession_number":"0001213900-23-029229","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-04-13T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Ascent Solar amends note prepayment schedule; agrees to $2M cash payments in 2023","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Total prepayment of $2,000,000 across four dates from April 3 to June 19, 2023.","Each of two institutional investors (L1 Capital and Sabby Volatility) receives $1,000,000.","Prepayments at 100% of principal plus accrued interest; failure triggers default.","Amendment aligns prepayment schedules for both investors under the $15M advance notes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294085,"accession_number":"0001079973-23-000429","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-04-04T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"Ascent Solar appoints Gregory Thompson as new independent director effective April 3","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Gregory C. Thompson appointed as director effective April 3, 2023, filling vacancy from Michael French's resignation.","Thompson is an independent director; will serve on Audit, Compensation, and Nominating and Governance Committees, chairing the latter.","Thompson previously served as CFO of KEMET, Axiall, Invacare, and Sensormatic; began career at Price Waterhouse.","Thompson is expected to stand for election at the 2023 annual stockholder meeting."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.25,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":314710,"accession_number":"0001213900-23-024238","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-03-30T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Ascent Solar waives default on convertible notes, lowers floor price to $0.20, schedules $2M prepayments","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Received Nasdaq notice on March 23, 2023 for non-compliance with $1 minimum bid price requirement.","Entered into Waiver and Amendment with two institutional investors to waive event of default.","Floor price reduced to $0.20 per share; conversion price becomes alternative conversion price until compliance regained.","Company to make $2M aggregate prepayments on specified dates from April to July 2023.","Terminated side letter agreement regarding transfer agent."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":314709,"accession_number":"0001079973-23-000377","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-03-28T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"Ascent Solar receives Nasdaq deficiency notice for bid price below $1.00 for 30 consecutive days","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notice on March 23, 2023: bid price below $1.00 for 30 consecutive business days ended March 22, 2023.","Company has 180 calendar days to regain compliance; bid must close at or above $1.00 for 10 consecutive days.","If not cured, company may qualify for an additional 180-day period by meeting other listing requirements and planning a reverse stock split.","Company is considering options, including a reverse stock split, to regain compliance with Nasdaq's bid price rule.","Notice does not affect SEC reporting obligations; Nasdaq delisting may be appealed to a Hearings Panel."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":314708,"accession_number":"0001079973-23-000373","cik":1350102,"company_name":"Ascent Solar Technologies, Inc.","ticker":"ASTI","form_type":"8-K","filed_at":"2023-03-23T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"Director Michael French resigns from Ascent Solar board; replacement search underway","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Michael French resigned as director on March 18, 2023; no dispute or disagreement with the company.","Company has launched a search for a new independent director to fill the vacancy.","New director needed to maintain compliance with Nasdaq corporate governance rules, including audit committee requirements."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":60934548.48449041,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":"2023-03-23T23:59:59+00:00|314708"}