{"filings":[{"id":1362919,"accession_number":"0000930413-26-002003","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2026-06-30T21:18:41+00:00","items":["5.02","9.01"],"status":"ready","headline":"ArrowMark Financial appoints Katie Jones as CFO; President Dana Staggs to depart Aug 2, 2026","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Patrick Farrell retired as CFO; replaced by Katherine (Katie) Jones, effective June 30, 2026.","Dana Staggs resigns as President; effective August 2, 2026 per press release (8-K states June 30).","Katie Jones has been with ArrowMark since 2019; will not receive compensation from the Fund for CFO role.","Staggs' responsibilities assumed by multiple investment team members; Farrell's transitioned to Jones."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":105733,"accession_number":"0001999371-26-001905","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2026-01-28T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"ArrowMark Financial Corp. launches 1-for-3 rights offering for up to 2.6M new shares","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Record date shareholders get one right per share; 3 rights buy one new common share.","Maximum of 2,604,156 new common shares offered; expires Feb 18, 2026.","UBS Securities is dealer manager; Equiniti Trust is subscription agent.","Over-subscription privilege available for fully exercising holders.","Rights are transferable; holders of fewer than 3 shares can subscribe for 1 full share."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":122014,"accession_number":"0001104659-25-122683","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2025-12-19T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"ArrowMark Financial raises $15M in registered direct offering of 673,249 shares at $22.28","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Offering of 673,249 common shares at $22.28 each, raising ~$15 million (excl. expenses).","Price per share of $22.28 is above NAV of $22.20, described as accretive to shareholders.","Net proceeds to be invested per the Fund's investment strategy; closing expected on Dec 19, 2025.","Shares issued under effective shelf registration statement (File No. 333-281004)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":122013,"accession_number":"0001104659-25-121660","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2025-12-16T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"ArrowMark Financial announces up to $25M ATM common stock offering","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["ATM offering of up to $25M of common stock (BANX) filed with SEC on Dec 15, 2025.","ALPS Distributors as distributor; UBS Securities LLC as sub-placement agent.","Proceeds to be invested per investment policy; sales at prices above NAV.","Sales made at prevailing market prices; timing and amount vary based on conditions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":174614,"accession_number":"0000930413-25-001074","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2025-03-28T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"ArrowMark Financial receives Nasdaq non-compliance notice due to Audit Committee composition after director death","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Michael Stolper, independent director and Audit Committee member, died March 21, 2025.","Company now has only two independent directors on Audit Committee, violating Nasdaq Listing Rule 5605(c) requiring three.","Nasdaq granted cure period until earlier of next annual meeting or March 21, 2026, or if annual meeting before Sep 17, 2025, comply by Sep 17, 2025.","Nominating Committee actively seeking a qualified independent director to fill vacancy.","Company expects to appoint suitable candidate before the September 17, 2025 deadline."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.35,"calibrated_materiality_score":0.35,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":336314,"accession_number":"0000930413-22-001933","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2022-11-09T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"ArrowMark Financial Q3 2022 NII $0.46/share; NAV down to $20.74; portfolio yield 11.85%","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net investment income $3.3M ($0.46/share); $5.3M gross income vs $2.0M expenses.","Net realized and unrealized loss of ($0.27) per share.","NAV $20.74, down $0.20 from prior quarter; total net assets $147.3M.","Portfolio annualized yield 11.85%, up 174 bps from 10.11% in prior quarter.","Invested $17.9M in four regulatory relief investments; $14.9M total proceeds received; $62.3M drawn on $70M credit facility."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":353713,"accession_number":"0000930413-22-001415","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2022-08-04T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"ArrowMark Financial Q2 NII $0.43/share; NAV $20.94, down $0.50 from prior quarter","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net investment income $3.0M ($0.43/share); net realized/unrealized loss ($0.54)/share.","NAV per share $20.94, down $0.50 from Q1; total net assets $148.7M.","Invested $23.8M in four regulatory relief capital investments; total proceeds $14.8M from sales/calls/paydowns.","Estimated annualized portfolio yield 10.11%, up 58 bps from 9.53% prior quarter.","Paid $0.39/share regular cash distribution on June 29; $51.5M drawn on $70M credit facility."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":371518,"accession_number":"0001104659-22-071746","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2022-06-16T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"ArrowMark Financial estimates May NAV at $21.34, appoints Dana Staggs President","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["May 31, 2022 estimated NAV per share $21.34, down $0.02 from prior month.","Dana Staggs appointed President, effective June 9, 2022; he is a Managing Director at ArrowMark Partners.","Staggs has 27+ years experience including Goldman Sachs, Barclays, and 10 years in U.S. Navy."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":371517,"accession_number":"0001104659-22-067981","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2022-06-03T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"ArrowMark Financial amends credit facility, ups revolver to $70M and extends to 2025","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Maximum revolving credit increased to $70M from $62M under amended credit agreement.","Interest rate now based on Secured Overnight Financing Rate (SOFR).","Maturity extended to May 27, 2025, with an option to extend to May 27, 2026.","Two new lenders joined the lending group at closing.","Proceeds to be used for banking-related investments and working capital."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":371516,"accession_number":"0000930413-22-001047","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2022-05-12T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"ArrowMark Financial reports Q1 NII $0.42/share, NAV $21.44, distribution raised $0.01 to $0.39","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net investment income $3.0M ($0.42/share); net realized & unrealized loss ($0.29)/share.","NAV $21.44, down $0.26 from prior quarter; total net assets $152.2M.","Invested $6.0M in one investment; received $17.2M proceeds from calls and paydowns.","Estimated annualized portfolio yield 9.53% (up 5 bps from 9.48% prior quarter).","Declared regular cash distribution $0.39/share (increase of $0.01); paid March 28, 2022."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":390482,"accession_number":"0000930413-22-000371","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2022-02-28T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"ArrowMark Financial Q4 NII $0.41/sh, NAV $21.70, dividend $0.48","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net investment income of $2.87M ($0.41/sh) on $4.55M gross income and $1.68M expenses.","Net realized/unrealized loss of ($0.09)/sh; NAV per share fell $0.16 to $21.70.","Paid regular $0.38/sh plus $0.10 special dividend on Jan 5, 2022.","Invested $22.5M in five bank-related regulatory relief capital investments.","Annualized portfolio yield improved to 9.48% from 9.20% prior quarter."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":408510,"accession_number":"0000930413-21-001862","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2021-11-10T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"StoneCastle Financial Q3 2021 NII $0.40/share; NAV $21.86 up $0.06 QoQ","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net investment income $2.8M ($0.40/share) on gross income $4.4M and expenses $1.6M.","Net realized/unrealized gain $0.04/share; NAV per share $21.86, up $0.06 from Q2.","Quarterly distribution $0.38/share paid Sept 28, 2021.","Invested $20.9M in six investments; subsequent quarter invested $11.4M in two.","Portfolio annualized yield 9.20%; credit facility drawn $55M of $62M (26% of assets)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":408509,"accession_number":"0001104659-21-128509","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2021-10-21T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"StoneCastle Financial announces at-the-market equity offering of up to $30M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Up to $30 million of common stock may be sold from time to time under ATM program with B. Riley Securities.","Net proceeds will be invested in accordance with the Company's investment policy.","Sales may be made at market prices above net asset value, with varying prices.","Prospectus supplement dated October 20, 2021, supplements N-2 shelf registration."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":427462,"accession_number":"0000930413-21-001432","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2021-08-05T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"StoneCastle Financial Q2 2021 NII $0.40/share, NAV $21.80, distribution $0.38","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net investment income of $2.6M ($0.40 per share) on gross income of $4.3M.","NAV per share of $21.80, up $0.18 from prior quarter.","Quarterly cash distribution of $0.38 per share paid June 28, 2021.","Invested $17.1M in four bank-related regulatory relief capital investments.","Credit facility drawn $53.5M of $62M (27% of total assets); sub-33% limit."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":427461,"accession_number":"0001104659-21-092180","cik":1578987,"company_name":"ArrowMark Financial Corp.","ticker":"BANX","form_type":"8-K","filed_at":"2021-07-14T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"StoneCastle Financial raises $10.8M via registered direct offering of 492,234 shares at $21.89","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Offered 492,234 shares of common stock at $21.89 per share, raising ~$10.8M before expenses.","NAV at transaction was $21.85; offering is accretive to existing shareholders.","Proceeds will be invested per the company's investment strategy."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":191680000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}