{"filings":[{"id":192069,"accession_number":"0001213900-24-096801","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K/A","filed_at":"2024-11-12T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Amplify Commodity Trust corrects wording in auditor change; Withum dismissed, Cohen appointed","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Amendment changes 'consolidated' to 'combined' financial statements in prior 8-K.","Withum dismissed as independent auditor effective Nov 5, 2024; no disagreements or reportable events.","Cohen & Company appointed as new auditor for fiscal year ending June 30, 2025.","Withum's audit report for FY 2024 was unqualified; no adverse opinions or modifications."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":192070,"accession_number":"0001213900-24-095627","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K","filed_at":"2024-11-08T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Amplify Commodity Trust dismisses Withum, appoints Cohen & Company as new auditor","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["WithumSmith+Brown dismissed as auditor effective Nov 5, 2024; no adverse opinions or disagreements.","Cohen & Company appointed as independent auditor for fiscal year ending June 30, 2025.","No prior consultations with Cohen on accounting, auditing, or financial reporting issues.","Change applies to Breakwave Dry Bulk Shipping ETF (BDRY) and Breakwave Tanker Shipping ETF (BWET)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.25,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":262772,"accession_number":"0001213900-23-099280","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K","filed_at":"2023-12-28T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"ETF Managers Group Commodity Trust I to replace sponsor with Amplify Investments in Q1 2024","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["ETF Managers Capital LLC will resign as sponsor; Amplify Investments LLC to become new sponsor.","Sponsor replacement expected to take effect during first quarter of 2024, within 30-60 days from Dec 28, 2023.","Trust consists of two series: Breakwave Dry Bulk Shipping ETF (BDRY) and Breakwave Tanker Shipping ETF (BWET).","Amplify has nearly a decade of ETF management experience; no changes expected to Trust operations or shareholders."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":279953,"accession_number":"0001213900-23-074445","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K","filed_at":"2023-09-06T23:59:59+00:00","items":["3.03","5.03","9.01"],"status":"ready","headline":"ETF Managers Commodity Trust I amends trust agreement to clarify sponsor withdrawal and succession terms","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Revised 'Event of Withdrawal' definition: now triggered by actual withdrawal, not notice of withdrawal.","Reduced sponsor withdrawal notice period from 90 days to 30 days.","Added provision: Event of Withdrawal does not dissolve trust if successor sponsor appointed before the event.","Clarified that each series (BDRY, BWET) is authorized to issue units under the trust agreement."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.25,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":279952,"accession_number":"0001213900-23-068226","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K","filed_at":"2023-08-16T23:59:59+00:00","items":["1.01","1.02","9.01"],"status":"ready","headline":"ETF Managers Group replaces ETFMG Financial with Foreside Fund Services as marketing agent","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Effective August 14, 2023, the Trust entered a Marketing Agent Agreement with Foreside Fund Services, LLC for distribution and marketing.","The prior distributor, ETFMG Financial LLC, was terminated as of the same date.","Foreside will review marketing materials for SEC/FINRA compliance and assist with creation/redemption order processing.","Agreement has a 2-year initial term with automatic one-year renewals; either party may terminate with 60 days' notice.","The Sponsor (ETF Managers Capital LLC) will indemnify Foreside against certain liabilities under the Securities Act of 1933."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.2,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":279951,"accession_number":"0001213900-23-057887","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K","filed_at":"2023-07-18T23:59:59+00:00","items":["5.02","8.01"],"status":"ready","headline":"CEO resigns amid SEC Wells notice; sponsor replacement planned for Q4 2023","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Samuel R. Masucci resigned as CEO of sponsor effective July 15, 2023, after receiving SEC Wells notice.","Matthew J. Bromberg appointed Interim CEO effective July 17, 2023; no new compensation arrangements yet.","Sponsor ETF Managers Capital LLC intends to withdraw and appoint Amplify Investments LLC as new sponsor, expected Q4 2023.","SEC investigation alleges non-disclosure of conflicts of interest in securities lending program; settlement discussions ongoing with financial penalties.","Masucci remains a principal due to ownership, but no longer serves as CEO."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":354278,"accession_number":"0001213900-22-054215","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K","filed_at":"2022-09-06T23:59:59+00:00","items":["1.01","1.02","9.01"],"status":"ready","headline":"Breakwave Dry Bulk Shipping ETF extends expense cap of 3.50% through March 31, 2024","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Effective Sept 1, 2022, new fee waiver/expense limitation agreements cap total annual expenses at 3.50% for BDRY until March 31, 2024.","Prior expense limitation and fee waiver agreements (2018, 2019) terminated as of Sept 1, 2022; cap previously was until Feb 28, 2023.","Breakwave Advisors waives its CTA fee; Sponsor ETF Managers Capital assumes other expenses above the cap.","Breakwave may recoup waived fees within 3 years if expense ratio later falls below cap, subject to conditions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":372218,"accession_number":"0001213900-22-022296","cik":1610940,"company_name":"Amplify Commodity Trust","ticker":"BDRY","form_type":"8-K","filed_at":"2022-04-28T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Sponsor ETF Managers Capital reports $285K profit in 2021, settles $80.6M Nasdaq suit","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Net income $284,901 in 2021 vs net loss $251,295 in 2020; revenue declined to $424,737 from $536,556.","Cash increased to $157,452 from $28,923; member's capital rose to $332,329 from $46,556.","In Oct 2021, the $80.6M Nasdaq litigation judgment was settled and paid in full; appeal withdrawn.","New PureShares lawsuit filed Dec 2021 in NJ Superior Court alleging breach of contract; defendants moving to dismiss.","Sponsor owns 40 shares of BDRY; BDRY expense cap extended through Sep 2023 with Breakwave fee waiver."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":null,"market_cap_bucket":null,"market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}