{"filings":[{"id":2054117,"accession_number":"0001437749-26-025735","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2026-08-04T21:24:13+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"Charlie's Holdings names Henry Sicignano CEO; COO Ryan Stump transitions to board role","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Ryan Stump resigns as COO effective Sept 4, 2026, remains on board and will lead strategic partnerships.","Henry Sicignano appointed CEO immediately, continues as President; compensation unchanged.","Company plans to launch first age-gated flavored disposable vape using IKE Tech's patented DAR technology.","Stump to spearhead monetization of Charlie's 678-sku PMTA portfolio through partnerships with global tobacco firms.","Stump family collectively owns ~30% of company; Stump directly holds 10%."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":889237,"accession_number":"0001437749-26-019751","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2026-06-05T20:31:41+00:00","items":["5.02","5.07","9.01"],"status":"ready","headline":"Charlie's Holdings stockholders approve 1:3–1:50 reverse split to facilitate national exchange up-list","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Stockholders approved reverse stock split within range of 1-for-3 to 1-for-50, with board discretion to effect within two years to facilitate up-list to national exchange.","Equity incentive plan amended to increase shares available for issuance by 15 million shares; approved by 208,263,954 votes for, 2,199,294 against.","All five director nominees elected: Ryan Stump, Scot Cohen, Jeffrey Fox, Dr. Edward Carmines, and Michael King.","Ratification of Urish Popeck & Co. as independent auditor for fiscal year 2026 approved with 228,243,644 votes for."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":563130,"accession_number":"0001437749-26-017985","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2026-05-20T22:34:18+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Charlie's Holdings raises $1.27M via stock sale; $1M debt forgiven, notes going concern","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Sold 6.35M shares at $0.20/sh; $270K cash + $1.0M debt forgiveness.","Net proceeds for working capital and to amend certain PMTAs.","Offering under Section 4(a)(2) to accredited investors; shares restricted.","Investor representations acknowledge company has substantial doubt about going concern."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":101616,"accession_number":"0001437749-26-004180","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2026-02-13T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Charlie's Holdings raises $710K via private placement of 3.55M shares at $0.20/share","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Sold 3,550,000 shares of common stock at $0.20 per share to accredited investors.","Gross proceeds of $710,000: $510,000 in cash and $200,000 in debt forgiveness.","Proceeds allocated to working capital and amending certain PMTAs (Premarket Tobacco Product Applications).","Investor in exhibit acknowledges substantial doubt about company's ability to continue as going concern.","Offering conducted under Section 4(a)(2) exemption; shares unregistered with restrictive legends."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":134414,"accession_number":"0001437749-25-025812","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2025-08-11T23:59:59+00:00","items":["1.01","2.01","5.07","9.01"],"status":"ready","headline":"Charlie's Holdings sells PACHA synthetic product to R.J. Reynolds for $1M","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Sold one additional PACHA synthetic product to R.J. Reynolds Vapor for $1.0M cash at closing.","Total products purchased by R.J. Reynolds under the Asset Purchase Agreement now 16.","Stockholders elected directors Ryan Stump, Scot Cohen, Jeffrey Fox, Dr. Edward Carmines, Michael King.","Ratified appointment of Urish Popeck & Co. as independent auditor for fiscal 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":151239,"accession_number":"0001437749-25-019288","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2025-06-03T23:59:59+00:00","items":["1.01","2.01","9.01"],"status":"ready","headline":"Charlie's Holdings sells three PACHA synthetic products to R.J. Reynolds for $1.5M","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Amended Asset Purchase Agreement with R.J. Reynolds Vapor Company closed May 29, 2025.","Buyer purchased three additional PACHA synthetic products and related assets for $1.5 million.","Total products sold under agreement now fifteen; PMTA submitted in 2022 covers the assets."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":151238,"accession_number":"0001437749-25-012214","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2025-04-17T23:59:59+00:00","items":["1.01","2.01","9.01"],"status":"ready","headline":"Charlie's Holdings sells PACHA synthetic vape assets to R.J. Reynolds for $5M + up to $4.2M contingent","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Asset sale includes twelve PACHA synthetic product SKUs and related PMTA filings to R.J. Reynolds Vapor Company.","Upfront cash payment of $5.0M less $318,839.47 note payoff to Chemular; plus contingent payment up to $4.2M based on 12-month post-commercialization sales.","Concurrent payoff of Seller Note with principal of $370,000 issued January 2025.","Transaction closed on April 16, 2025; Buyer assumes only specified liabilities and licenses back listed IP."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":187140,"accession_number":"0001437749-24-036295","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2024-11-27T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Charlie's Holdings raises $550k via 6.875M share private placement at $0.08/sh","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Sold 6,875,000 common shares at $0.08 each to accredited investors, gross proceeds ~$550k.","Proceeds used for working capital and to pay down outstanding debt obligations.","Offering size up to $1.3M; no minimum; rolling closings by November 22, 2024.","Exhibit discloses substantial doubt about the company's ability to continue as a going concern."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":220182,"accession_number":"0001437749-24-021549","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2024-06-28T23:59:59+00:00","items":["4.01","5.07"],"status":"ready","headline":"Charlie's Holdings changes auditor; stockholders approve reverse stock split for up-listing","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Audit Committee engaged Urish Popeck & Co., LLC as new independent auditor, effective June 28, 2024.","All five director nominees (Stump, Cohen, Fox, Carmines, King) elected at June 26, 2024 annual meeting.","Advisory vote on 2023 executive compensation passed with 117,110,693 votes for and 2,031,019 against.","Stockholders approved reverse stock split (1:3 to 1:10 ratio) to facilitate up-list to a national exchange."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":220181,"accession_number":"0001437749-24-018949","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2024-06-03T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Charlie's Holdings raises ~$1.63M via sale of 20.4M shares at $0.08; discloses going concern doubt","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Sold 20,375,000 shares of common stock at $0.08 per share, gross proceeds ~$1.63 million.","Proceeds to be used for working capital; offering made under Section 4(a)(2) exemption.","Subscription agreement states Company has substantial doubt about ability to continue as going concern.","No minimum offering size; maximum target was $1.75M; investors are accredited."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":220180,"accession_number":"0001437749-24-012565","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2024-04-19T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Charlie's Holdings auditor Mazars resigns after Q1 2024 filing; going concern noted","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Mazars resigned April 17, 2024, effective after the Q1 2024 Form 10-Q filing.","Resignation due to Mazars' merger with FORVIS, LLP effective June 1, 2024.","Mazars' 2023 audit report included a going concern emphasis paragraph and a critical audit matter on inventory reserve.","No disagreements or reportable events occurred between Company and Mazars during the engagement.","Company has not yet named a replacement independent auditor."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":292048,"accession_number":"0001437749-23-018982","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2023-06-30T23:59:59+00:00","items":["4.01"],"status":"ready","headline":"Charlie's Holdings appoints Mazars USA as new auditor for FY2023","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Audit Committee appointed Mazars USA LLP as independent registered public accounting firm for fiscal year ending Dec 31, 2023.","No prior consultations with Mazars on accounting principles or audit opinions during the two most recent fiscal years or subsequent interim period.","No disagreements or reportable events as defined under Item 304 of Regulation S-K were involved."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":292047,"accession_number":"0001437749-23-017870","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2023-06-20T23:59:59+00:00","items":["4.01","5.02","5.07","9.01"],"status":"ready","headline":"Charlie's Holdings dismisses Baker Tilly auditor; going concern note; new COO Stump","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Audit committee dismissed Baker Tilly as independent auditor on June 19, 2023; Baker's 2021 and 2022 reports included going concern emphasis.","New employment agreement with Ryan Stump as COO: base salary $300K/year, two-year term, severance of one year salary and benefits on termination without cause.","Stockholders elected six directors and approved advisory vote on executive compensation every three years at June 13 annual meeting.","Stockholders ratified Baker Tilly as auditor for 2023, but committee dismissed them; letter from Baker Tilly filed as Exhibit 16.1.","Company owes Stump $397,000 accrued bonus from 2019, payable upon termination; board may make earlier payments as finances permit."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":292046,"accession_number":"0001437749-23-009173","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2023-04-04T23:59:59+00:00","items":["3.03","5.03","9.01"],"status":"ready","headline":"Charlie's Holdings amends Series A Preferred: adds NYSE conversion trigger, debt cap to $6M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Adds NYSE and NYSE American as exchanges that automatically convert Series A Preferred into common stock upon listing.","Increases permitted indebtedness from $2.5M to $6.0M under the Certificate of Designations.","Amendment approved by Board and majority Series A Preferred holders, effective March 31, 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.45,"calibrated_materiality_score":0.45,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":312789,"accession_number":"0001851734-23-000052","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2023-02-10T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"Charlie's Holdings CFO Matthew Montesano resigns; to serve as interim CFO until replacement","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["CFO Matthew P. Montesano resigned effective Feb 10, 2023, to pursue other opportunities.","He agreed to serve as interim CFO to ensure orderly transition until a permanent replacement is hired.","Company did not name a successor or provide a timeline for the search."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":385187,"accession_number":"0001851734-22-000130","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2022-03-03T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"Charlie's Holdings appoints PMTA expert Dr. Edward Carmines to board; grants restricted stock to officers","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Appointed Dr. Edward Carmines, Ph.D., to Board effective March 2, 2022; he is a PMTA/MRTP expert who secured FDA marketing order for 22nd Century Group.","Carmines receives $60,000 annual cash retainer and 400,000 restricted shares vesting over two years.","Granted 500,000 restricted shares to President Henry Sicignano, 565,000 to CFO Matthew Montesano, and 465,000 to CIO Adam Mirkovich, vesting over three years.","Carmines will guide Charlie's PMTAs currently in 'substantive review' at the FDA; company believes submissions are distinguished and suitable for approval."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":403067,"accession_number":"0001851734-21-000029","cik":1134765,"company_name":"Charlie's Holdings, Inc.","ticker":"CHUC","form_type":"8-K","filed_at":"2021-11-03T23:59:59+00:00","items":["1.01","5.02","8.01","9.01"],"status":"ready","headline":"Charlie's Holdings CEO Brandon Stump resigns; board transitions to independent majority for exchange uplist","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["CEO Brandon Stump resigns effective Nov 3, 2021; remains largest shareholder.","Board members David Allen and Keith Stump also resign to allow majority independent board.","Resignation agreement: base salary through Apr 2022, $300k bonus paid in installments, continued benefits.","Company plans uplist to national securities exchange; will appoint new independent director before Jan 1, 2022.","COO Ryan Stump and President Henry Sicignano to lead management team."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":78554911.21951221,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}