{"filings":[{"id":236056,"accession_number":"0001104659-24-073896","cik":810766,"company_name":"CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.","ticker":"CIK","form_type":"8-K","filed_at":"2024-06-21T23:59:59+00:00","items":["4.01"],"status":"ready","headline":"Credit Suisse Asset Mgmt Income Fund engages EY as new auditor effective June 19, 2024","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Ernst & Young LLP (EY) appointed as independent auditor for fiscal year ending Dec 31, 2024.","Engagement approved by Board upon Audit Committee recommendation; effective June 19, 2024.","No prior consultations with EY on accounting principles, disagreements, or reportable events during the past two fiscal years and interim period."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":137150000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":236055,"accession_number":"0001104659-24-056478","cik":810766,"company_name":"CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.","ticker":"CIK","form_type":"8-K","filed_at":"2024-05-02T23:59:59+00:00","items":["4.01","8.01","9.01"],"status":"ready","headline":"Credit Suisse Asset Management Income Fund dismisses PwC, appoints UBS AM as investment manager","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Board dismissed PwC as independent auditor effective April 30, 2024 due to independence concerns.","No disagreements or reportable events occurred in fiscal years 2022 and 2023.","On May 1, 2024, Credit Suisse merged into UBS Asset Management (Americas), which became the Fund's investment manager.","PwC provided a letter agreeing with the dismissal disclosures, filed as Exhibit 16.1."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":137150000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":271235,"accession_number":"0001104659-23-125761","cik":810766,"company_name":"CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.","ticker":"CIK","form_type":"8-K","filed_at":"2023-12-13T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"SEC orders Credit Suisse Asset Management to pay $10M, cease-and-desist for Section 9(a) violations","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["SEC entered cease-and-desist order on Dec 13, 2023 censuring Credit Suisse and affiliates.","Credit Suisse acted as investment adviser to the fund from Oct 2022 to June 2023 while disqualified.","Penalty includes $10,080,220 in disgorgement, prejudgment interest, and civil penalties.","SEC granted UBS a permanent Section 9(a) exemption in July 2023; advisory transition by June 2024.","Fund was not involved in the consent judgment that triggered the disqualification."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":137150000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":308525,"accession_number":"0001104659-23-070836","cik":810766,"company_name":"CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.","ticker":"CIK","form_type":"8-K","filed_at":"2023-06-13T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"CIK's investment manager becomes UBS unit after CS merger; interim agreement and SEC waiver obtained","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["CS Group merged into UBS Group on June 12, 2023; Credit Suisse now indirect UBS subsidiary.","Board approved interim investment advisory agreement for up to 150 days from closing.","SEC granted temporary waiver under Section 9(a) effective June 12, 2023, due to affiliate consent judgment.","Credit Suisse seeks time-limited exemption (12 months) and permanent exemption for UBS; final action pending.","No immediate changes to strategies or portfolio managers; services expected to transfer to UBS within one year."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":137150000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}