{"filings":[{"id":114431,"accession_number":"0001493152-26-014289","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2026-03-31T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"DSS enters $2.45M convertible note and warrant deal with related party Alset International","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Loan of $2,450,000 via convertible promissory note at 3% simple interest.","Note convertible at $0.74/share; warrants for 16,554,055 shares at $0.93.","Transaction with Alset International Limited, a related party under common control of Chan Heng Fai.","Closing subject to stockholder approval; interested directors recused from vote.","Maturity and warrant expiry each five years from issuance."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":114430,"accession_number":"0001493152-26-005381","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2026-02-05T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"DSS prices and closes $1.0M underwritten public offering; net proceeds ~$0.7M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Offering of 900,000 shares of common stock at $1.00/share for gross proceeds of $1.0M; closed Feb 5, 2026.","Net proceeds to company approx $0.7M after underwriting discounts and expenses; to be used for general corporate purposes and working capital.","Underwriter Aegis Capital Corp. granted 45-day option to purchase up to 135,000 additional shares (15% overallotment).","Offering made under effective shelf registration statement (S-3) declared by SEC Nov 5, 2024.","Executive officers and directors subject to 45-day lock-up period on sale of company securities."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":130807,"accession_number":"0001493152-25-026231","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2025-12-05T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"DSS shareholders elect directors, ratify auditor, approve say-on-pay at 2025 meeting","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All seven director nominees elected: Ambrose Chan Heng Fai, José Escudero, Lim Sheng Hon Danny, Wai Leung William Wu, Tung Moe Chan, Hiu Pan Joanne Wong, Shui Yeung Frankie Wong.","Ratification of HTL International, LLC as independent auditor for FY2025: 7,401,486 for, 178,858 against, 39,793 abstain.","Advisory vote on executive compensation approved: 6,214,296 for, 31,186 against, 8,073 abstain, with 1,366,582 broker non-votes.","Total 9,092,518 shares voted, representing 83.80% of outstanding shares."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.15,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":147378,"accession_number":"0001641172-25-021548","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2025-07-30T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"DSS converts $12M Impact Biomedical debt into 31.9M shares of Impact common stock","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["DSS settled all outstanding debt owed by Impact Biomedical under a $12M original note and amendments.","In exchange, DSS received 31,939,778 freely tradeable shares of Impact's common stock.","Transaction closed on July 21, 2025; issuance of shares constituted full satisfaction of amounts owed to DSS."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":147377,"accession_number":"0001641172-25-017382","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2025-07-01T23:59:59+00:00","items":["4.01"],"status":"ready","headline":"DSS replaces auditor Grassi & Co. with HTL International; no disagreements reported","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Dismissed Grassi & Co., CPAs, P.C. as independent auditor on June 27, 2025.","Appointed HTL International, LLC as new independent registered public accounting firm, effective June 27, 2025.","No disagreements on accounting principles, practices, or audit scope between DSS and Grassi during the engagement period.","Company had not consulted HTL on any accounting or audit matters prior to appointment."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":183543,"accession_number":"0001493152-25-005240","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2025-02-06T23:59:59+00:00","items":["1.01"],"status":"ready","headline":"DSS grants 1M shares to director's affiliated company as bonus compensation","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Board approved issuance of 1,000,000 shares of common stock to Heng Fai Holdings Limited, owned by Director Heng Fai Ambrose Chan, as a bonus for services rendered.","Shares awarded under DSS, Inc.'s 2020 Equity Incentive Plan; approval by board on January 31, 2025.","Issuance occurred on February 6, 2025; directed by Interim CEO Jason Grady."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200123,"accession_number":"0001493152-24-052503","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2024-12-30T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"DSS subsidiary invests $1M in True Partner Capital; DSS sells $200K of own stock","summary_kind":"llm","event_type":"other_material","confidence":"medium","bullets":["Subsidiary True Partner International invested HK$7.8M (~$1M) for 19.5M shares in True Partner Capital Holding at HK$0.40/share.","Closing of the investment is expected on or around January 30, 2025.","Separately, DSS sold 205,149 shares at $0.9749 each for $200,000 to an unaffiliated buyer under Regulation D.","Both transactions were unregistered sales of equity securities; proceeds used for general corporate purposes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200122,"accession_number":"0001493152-24-050225","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2024-12-16T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"DSS, Inc. raises ~$1M via private placement of 1,025,746 shares at $0.9749/share","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Sold 820,597 shares to Alset Inc. and 205,149 shares to Heng Fai Ambrose Chan at $0.9749 per share.","Gross proceeds approximately $1 million; net proceeds for working capital and general corporate purposes.","Closing expected on or around December 16, 2024; shares issued as unregistered under Securities Act."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200121,"accession_number":"0001493152-24-049291","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2024-12-09T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"DSS stockholders elect all seven director nominees and ratify auditor at 2024 annual meeting","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["All seven director nominees elected; broker non-votes of 1,079,704 on each.","Ratification of Grassi & Co. as auditor for FY 2024 passed with 5,278,489 votes for.","Advisory vote on executive compensation approved with 4,354,408 votes for.","Quorum of 78.25% (5,530,370 shares) represented at December 4, 2024 meeting."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.15,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200120,"accession_number":"0001493152-24-042110","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2024-10-22T23:59:59+00:00","items":["4.02"],"status":"ready","headline":"DSS restates 2023 10-K; $23.5M overstatement of deconsolidation loss, discontinued ops omitted","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Audit Committee determined 2023 10-K financials unreliable due to errors; restated via 10-K/A filed Oct 22, 2024.","Overstated loss on deconsolidation of SHRG by approx $23.5M; correct loss reduces accumulated deficit impact.","Failure to recognize discontinued operations for SHRG distribution; restatement corrects this.","Originally recorded $29.9M loss on deconsolidation; restatement reduces loss and adjusts accumulated deficit and non-controlling interest.","Restatement also impacts comparative periods and requires recognition of discontinued operations."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":216138,"accession_number":"0001493152-24-036082","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K/A","filed_at":"2024-09-12T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"DSS CEO Frank Heuszel steps down; COO Jason Grady named Interim CEO effective Aug 23, 2024","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["CEO Frank Heuszel resigns effective Aug 23, 2024; remains on American Medical REIT board.","Jason Grady, former COO, appointed Interim CEO effective the same date.","Grady also serves as President of Premier Packaging and other DSS subsidiary roles.","Resignation not due to any disagreement with DSS operations, policies, or practices."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":216139,"accession_number":"0001493152-24-033440","cik":771999,"company_name":"DSS, INC.","ticker":"DSS","form_type":"8-K","filed_at":"2024-08-21T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"CEO Frank Heuszel to step down; Jason Grady appointed interim CEO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Frank Heuszel resigns as CEO effective Aug 23, 2024; no disagreement with company on operations, policies, or practices.","Board elects Jason Grady as interim CEO, effective Aug 23, 2024.","Jason Grady has served as COO since 2019 and is President of Premier Packaging, a DSS subsidiary.","Grady also holds President/COO roles at DSS Wealth Management (2022) and BioLife Science (2021).","No family relationship with any director/officer; no arrangement with other persons for his appointment."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":4932885.338403042,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}