{"filings":[{"id":907796,"accession_number":"0001437749-26-019804","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2026-06-08T15:47:44+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors restates Q3 FY2026 EPS from $0.23 to $0.21 due to share-count error","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Restatement covers 3 and 9 months ended March 31, 2026; only basic/diluted EPS affected.","Q3 corrected basic & diluted EPS $0.21 vs. previously reported $0.23; shares understated by 702,484.","Nine-month corrected EPS $0.26 vs. $0.27; net income, revenue, cash flow unchanged.","Q3 net income $2.7M, revenue $2.8M (up 31% YoY), AUM $1.6B; no guidance change.","Company enhancing spreadsheet controls; CEO reaffirms confidence and 20%+ share buyback over 5 years."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":787012,"accession_number":"0001437749-26-019086","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2026-06-01T23:15:19+00:00","items":["4.02","9.01"],"status":"ready","headline":"U.S. Global Investors restates Q3 FY2026 EPS; error overstated EPS by $0.02","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Non-reliance on previously issued Q3 FY2026 financials due to weighted-average share calculation error.","Error understated shares by 702,484 (Q3) and 230,743 (9M), overstating EPS by $0.02 and $0.01.","Corrected Q3 basic/diluted EPS is $0.21; no impact on net income, revenue, or cash flows.","Material weakness in internal control identified; remedial measures being implemented.","Company intends to file Form 10-Q/A to restate affected disclosures."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":69122,"accession_number":"0001437749-26-016753","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2026-05-13T20:32:23+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q3 net income $2.7M vs year-ago loss; revenue up 31%","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $2.7M ($0.23 EPS) vs net loss $382K ($0.03 loss) in Q3 2025; revenue $2.8M (+31% YoY).","Average AUM $1.6B, highest since June 2024, driven by gold/precious metals funds.","WAR ETF AUM nearly doubled to ~$20M during the quarter.","Monthly dividend $0.0075/share declared for Apr-Jun; payments May 26 and June 29.","Shareholder yield 9.96%; share repurchase program renewed annually up to $5M."],"consensus_eps_estimate":null,"consensus_eps_actual":0.27,"consensus_revenue_estimate":null,"consensus_revenue_actual":7524000.0,"consensus_period":"2026-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":114316,"accession_number":"0001437749-26-004929","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2026-02-20T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q2 AUM rises 12% sequentially to $1.5B; net loss $0.07/shr on tax charge","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["AUM $1.5B at Dec 31, 2025, up 12% sequentially and 5% YoY; rose to $1.7B by Feb 19, 2026.","Operating revenue $2.51M, up 11.5% sequentially and $279K YoY; expenses down $172K YoY.","Income before taxes $535K compared to loss before taxes of $116K in year-ago quarter.","Net loss $846K ($0.07 per share) due to $1.3M tax expense on HIVE convertible securities; expects $1.3M benefit in Q3.","Shareholder yield 9.89%; monthly dividend $0.0075/share; repurchased 262,195 shares in quarter."],"consensus_eps_estimate":null,"consensus_eps_actual":0.05,"consensus_revenue_estimate":null,"consensus_revenue_actual":4761000.0,"consensus_period":"2026-Q2","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":130692,"accession_number":"0001437749-25-034460","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2025-11-12T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors returns to profitability with $1.5M net income, up 378% YoY","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income of $1.5M ($0.12 EPS) vs $0.3M a year ago; operating revenue $2.3M, up 4% YoY.","Investment income surged 148% YoY to $2.3M; AUM $1.4B, down from $1.5B year earlier.","Gold fund flows turned positive in Q1 fiscal 2026; CEO cites record gold prices as catalyst.","Board declared $0.0075/month dividend for Oct-Dec 2025; repurchased 159K shares for ~$400K.","Net working capital $37.2M; cash $24.6M; shareholder yield 8.32% as of Sept 30, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":0.12,"consensus_revenue_estimate":null,"consensus_revenue_actual":2251000.0,"consensus_period":"2026-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":147248,"accession_number":"0001437749-25-028575","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2025-09-08T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors reports FY2025 net loss of $334K; revenue down 23% to $8.5M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net loss of $334K ($0.03 per share) vs net income of $1.3M ($0.09) in FY2024.","Operating revenues fell 23% to $8.5M from $10.98M; average AUM dropped to $1.4B from $1.9B.","Company repurchased 801,043 shares for ~$2M; monthly dividend of $0.0075/share declared through Sept 2025.","Strategic international ETF listings: GOAU in Colombia (May 2025), SEA in Mexico (Sept 2025)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":165870,"accession_number":"0001437749-25-021306","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2025-06-26T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"U.S. Global Investors maintains monthly dividends, grows Bitcoin exposure, highlights Smart Beta 2.0 ETFs","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Monthly dividend unchanged at $0.0075/share for July-September 2025; annualized yield 3.73% based on $2.41 close.","Company increasing Bitcoin holdings on balance sheet, citing favorable U.S. regulatory shift; CEO Holmes expresses conviction.","Shareholder yield 10.5% as of March 31, 2025, per company calculation (dividend yield plus share buybacks, no debt).","Highlights Smart Beta 2.0 strategies for gold mining (GOAU) and aerospace/defense (WAR) ETFs targeting Fear Trade."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":165869,"accession_number":"0001437749-25-015593","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2025-05-09T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors reports Q3 net loss of $382K, AUM down to $1.2B; plans to increase Bitcoin and HIVE exposure","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net loss $382K ($0.03/sh) vs $35K loss prior yr; operating rev $2.1M down 19% YoY.","AUM $1.2B at Mar 31, 2025, down from $1.5B at Dec 31, 2024; cash $26.3M.","Plans to add Bitcoin exposure monthly and accumulate HIVE shares as notes mature.","TRIP ETF now actively managed (May 7, 2025), focus on airlines; WAR ETF launched Dec 2024 gaining traction.","Monthly dividend $0.0075/sh for Apr-Jun 2025; repurchased 784,466 shares in trailing 12 months."],"consensus_eps_estimate":null,"consensus_eps_actual":-0.01,"consensus_revenue_estimate":null,"consensus_revenue_actual":6492000.0,"consensus_period":"2025-Q3","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":183426,"accession_number":"0001437749-25-003582","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2025-02-12T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q2 net loss $86K, AUM drops to $1.5B, launches WAR ETF","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net loss of $86K ($0.01/share) vs net income $1.2M a year ago; revenue $2.2M, down 21% YoY.","AUM at Dec 31, 2024 was $1.5B, down ~29% from $2.1B a year earlier.","Launched new actively managed ETF, U.S. Global Technology and Aerospace & Defense ETF (WAR), on Dec 30, 2024.","Board approved $0.0075/month dividend for Jan-Mar 2025; repurchased 807,761 shares in CY2024.","Net working capital $38M, cash $26M; no debt."],"consensus_eps_estimate":null,"consensus_eps_actual":0.02,"consensus_revenue_estimate":null,"consensus_revenue_actual":4388000.0,"consensus_period":"2025-Q2","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":183425,"accession_number":"0001437749-25-002122","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2025-01-29T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"U.S. Global Investors appoints former CEO Bobby Duncan to Board of Directors","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Bobby Duncan appointed effective Jan 23, 2025, expanding board from 4 to 5 members.","Duncan previously served as CEO, CFO, COO and director at US Global from 1985 to 2002.","No related-party transactions or arrangement with any other person in connection with appointment.","Press release issued Jan 28, 2025, citing Duncan's financial, marketing and regulatory expertise."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.35,"calibrated_materiality_score":0.35,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":200002,"accession_number":"0001437749-24-033951","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2024-11-07T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors swings to Q1 net income of $315K; revenue down 31%, AUM at $1.5B","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income of $315K ($0.02 EPS) vs net loss of $176K (-$0.01) YoY; revenue fell 31% to $2.16M.","Operating loss of $559K vs operating income of $215K YoY; AUM dropped 30% to $1.5B.","Monthly dividend maintained at $0.0075/share through Dec 2024; ~$309K total expected.","Board authorized buyback up to ~14% of shares outstanding ($5M); bought 197,887 shares in Q1.","CEO cites inverted yield curve and election uncertainty as headwinds; optimistic post-election."],"consensus_eps_estimate":null,"consensus_eps_actual":0.02,"consensus_revenue_estimate":null,"consensus_revenue_actual":2157000.0,"consensus_period":"2025-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":216015,"accession_number":"0001437749-24-028894","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2024-09-11T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors FY2024 revenue $10.98M, net income down 58% to $1.33M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Operating revenue $10.98M (down 27% YoY); net income $1.33M ($0.09 EPS) vs $3.15M ($0.22 EPS).","Average AUM $1.9B, down from $2.5B; year-end AUM $1.6B.","Repurchased 767,651 shares for $2.2M (86% increase YoY); monthly dividend $0.0075/share.","Net investment income surged 578% to $2.1M, partially offsetting advisory fee decline.","JETS UCITS ETF merged with TRIP; new ETF listing on Colombia Securities Exchange."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":235510,"accession_number":"0001437749-24-015694","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2024-05-09T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q3 revenue $2.6M, net loss $35k; AUM down to $1.7B","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Operating loss of $488k vs operating income $730k a year ago; net loss $0.00 EPS.","Average AUM fell to $1.8B from $2.5B YoY; AUM at quarter end $1.7B.","Repurchased 211,282 shares for $577k; shareholder yield 8.32%.","Post-quarter: Europe-domiciled JETS ETF merged into TRIP, increasing AUM from ~$5M to ~$20M."],"consensus_eps_estimate":null,"consensus_eps_actual":0.07,"consensus_revenue_estimate":null,"consensus_revenue_actual":8544000.0,"consensus_period":"2024-Q3","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":253305,"accession_number":"0001437749-24-003639","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2024-02-09T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q2 net income $1.2M ($0.09), up 45% YoY; AUM down to $2.1B","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income of $1.2M ($0.09 per share) vs net loss $176K in prior quarter; up 45% from $847K ($0.06) year ago.","Operating revenues $2.8M, down from $3.7M YoY; operating income $192K vs $908K.","Net investment income surged to $1.4M from $116K, driven by unrealized gains of $279K.","AUM $2.1B, down from $2.4B a year ago; outflows in JETS ETF cited.","GOAU ETF began trading on Lima Stock Exchange, adding third international listing."],"consensus_eps_estimate":null,"consensus_eps_actual":0.07,"consensus_revenue_estimate":null,"consensus_revenue_actual":5951000.0,"consensus_period":"2024-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270777,"accession_number":"0001437749-23-034973","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-12-20T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"U.S. Global Investors maintains $0.0075/month dividend; notes gold surge above $2,000","summary_kind":"llm","event_type":"dividend","confidence":"high","bullets":["Monthly dividend of $0.0075 per share continues for Jan-Mar 2024; record/pay dates set.","At Dec 15 closing price of $2.79, annualized yield is 3.23%.","Gold hit all-time high intraday of $2,146/oz; trading above 50-day moving average.","Shareholder yield for 12 months ended Sep 30, 2023 was 6.84%, above 10-year Treasury.","CEO Frank Holmes cites falling Treasury yields and Fed rate-cut expectations as gold tailwinds."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.25,"calibrated_materiality_score":0.25,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270776,"accession_number":"0001437749-23-034548","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-12-15T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q1 FY2024 net loss $176K on revenue decline of 29% YoY","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Operating income $215K vs $1.585M YoY; net loss $0.01 per share vs breakeven.","Revenue $3.1M, down from $4.4M; AUM $2.1B, down 28% from $2.9B.","Repurchased 198,213 shares for $611K; shareholder yield 6.84%.","JETS ETF saw $668M net outflows Jan-Sep, but Q4 inflows of $294M through Dec 8.","Global Luxury Goods Fund (USLUX) outperformed S&P Global Luxury Index in quarter."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270775,"accession_number":"0001437749-23-033875","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-12-07T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors reports FY2023 net income $0.22/share, operating margin 23%, revenue $15.1M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $3.1M ($0.22 per share) vs $3.4M ($0.23) prior year; operating income $3.5M.","Revenue $15.1M, down 39% from $24.7M; AAUM fell 35.6% to $2.5B.","Net working capital $37.4M (+10% YoY); cash & equivalents $25.4M + securities $12.9M.","Repurchased 91,845 shares for $257k in Q4 FY2023; monthly dividend $0.0075/sh through Dec 2023.","JETS ETF inflows awaited despite record airline revenues; available on multiple platforms."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270774,"accession_number":"0001437749-23-032919","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-11-22T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"U.S. Global Investors receives Nasdaq non-compliance notice for late filing of Q1 FY2024 Form 10-Q","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notified GROW on Nov 16, 2023 for failure to timely file Form 10-Q (quarter ended Sep 30, 2023) per Listing Rule 5250(c)(1).","Company must submit a plan to regain compliance by Dec 15, 2023; extension possible until Apr 10, 2024 if accepted.","Form 10-K filed Nov 16, 2023; delay due to tax reserve determination caused cascading delay for Form 10-Q.","Notice has no immediate impact on listing or trading of GROW common stock on Nasdaq Capital Market."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270773,"accession_number":"0001437749-23-028689","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-10-20T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"Nasdaq warns U.S. Global Investors for late 10-K filing; 60 days to submit compliance plan","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Received Nasdaq notice on Oct 16, 2023, for failure to file Form 10-K for FY ended June 30, 2023 on time.","Company has 60 calendar days to submit a plan to regain compliance under Nasdaq Listing Rule 5250(c)(1).","If plan accepted, Nasdaq may grant extension up to 180 calendar days from extended due date, or April 10, 2024.","Delay is due to review of whether a reserve for certain taxes is required under ASC 740-10 (FIN 48).","Notice has no immediate impact on trading of GROW common stock on Nasdaq Capital Market."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":307955,"accession_number":"0001437749-23-018228","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-06-23T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q1 net income $1.6M ($0.11/sh), rev $3.6M; monthly dividend continued","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income of $1.6M ($0.11 diluted EPS), up 89% sequentially from prior quarter; vs $0.06 loss a year ago.","Revenue $3.6M vs $6.2M a year ago; average AUM $2.5B vs $4.1B YoY.","Operating income $730k; cash and equivalents $24.9M, net working capital $36.9M.","Monthly dividend of $0.0075/sh continues for July-Sept 2023; 3.27% annualized yield.","Repurchased 193,040 class A shares at net cost $556k during the quarter."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":307954,"accession_number":"0001437749-23-017140","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-06-12T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q2 fiscal 2023 net income $0.06 EPS on rev $3.7M, down from $0.24 EPS","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Operating income $908K vs $2.94M a year ago; revenue fell 43% to $3.7M.","Net income $869K ($0.06 per share) vs $3.59M ($0.24) in prior-year quarter.","AUM at Dec 31, 2022 was $2.4B, up $112M from prior quarter but down from $4.1B avg a year ago.","Share repurchases jumped 736% to 87,407 shares for ~$250K; monthly dividend policy maintained.","CEO cites challenging capital markets; gold fund USERX earned 5-star Morningstar rating for 10-year period."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":326879,"accession_number":"0001437749-23-005543","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-03-06T23:59:59+00:00","items":["2.02","4.02","9.01"],"status":"ready","headline":"U.S. Global Investors restates FY2022 and Q1 FY2023 financials; material weakness in internal controls","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Non-reliance on FY2022 10-K and Q1 FY2023 10-Q due to overstated fair value of warrants and convertible debentures.","Restatement will reduce net income and equity; non-cash, no impact on operating revenue or cash flow.","Material weakness in internal controls over fair value measurement; remediation underway.","Repurchased 34,502 shares in Feb 2023 at ~$108,000; buyback algorithm modified to allow repurchases on flat/down days."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":326878,"accession_number":"0001437749-23-003985","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2023-02-21T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"U.S. Global Investors receives Nasdaq notice for late Form 10-Q filing; 60 days to submit compliance plan","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notice dated Feb 16, 2023 for non-compliance with Listing Rule 5250(c)(1) due to late Form 10-Q.","No immediate impact on listing or trading of GROW common stock on Nasdaq Capital Market.","Company has until April 17, 2023 to submit a plan to regain compliance.","If plan accepted, Nasdaq may grant extension up to August 14, 2023 to file.","Delay caused by additional time needed to determine fair value on certain corporate investments."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":344588,"accession_number":"0001437749-22-029539","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-12-21T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"U.S. Global Investors names Grant Thornton auditor, renews buyback, declares dividend","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Engaged Grant Thornton LLP as new independent auditor, effective review of Q2 FY23 (quarter ending Dec 31, 2022).","Repurchased 24,795 shares in Nov 2022 at net cost ~$73,600; up 25% from Oct and 625% from Nov 2021.","Renewed $5M annual stock buyback program; modified algorithm allows repurchases when price flat/down from prior day.","Authorized monthly dividend of $0.0075/share through March 2023; record/payment dates in Jan, Feb, Mar."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":344587,"accession_number":"0001437749-22-027037","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-11-14T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q1 FY2023: operating income $1.6M, revenue $4.4M, net income $0.01/shr","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income of $118K ($0.01 per share) vs $2.39M ($0.16) YoY; revenue fell 32% to $4.4M.","Average AUM $2.9B, down from $4.0B YoY; AUM at Sep 30 2022 was $2.3B, down 46%.","Operating margin 36%; operating income $1.6M vs $2.9M in prior year quarter.","Net working capital $34.6M; cash $23.3M; share buybacks increased 192% to ~40K shares.","Monthly dividend of $0.0075/shr maintained through Dec 2022, subject to Board review."],"consensus_eps_estimate":null,"consensus_eps_actual":0.01,"consensus_revenue_estimate":null,"consensus_revenue_actual":4412000.0,"consensus_period":"2023-Q1","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":344586,"accession_number":"0001437749-22-024338","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-10-18T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"U.S. Global Investors auditor BDO declines re-appointment; search for successor underway","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["BDO USA informed the Company it will decline re-appointment and resign effective upon filing the Form 10-Q for Q1 FY2023.","BDO's audit reports for FY2022 and FY2021 contained no adverse opinion or qualification.","No disagreements or reportable events occurred in the past two fiscal years or through Oct 12, 2022."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":361071,"accession_number":"0001437749-22-021786","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-09-02T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors FY2022 operating income up 36% to $11.1M; net income falls 83% to $5.5M on mark-to-market losses","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total operating revenue $24.7M (+14% YoY); operating margin 45% vs 38% prior year.","Net income $5.5M ($0.37 per share) down from $32.0M ($2.12) due to unrealized losses on investments.","AUM as of June 30, 2022: $2.9B vs $4.2B year ago; average AUM $3.9B (+18%).","Board authorized monthly dividend of $0.0075/share through Sept 2022; $1.1M dividends paid (+90% YoY).","Share repurchase program limit increased to $5.0M; $452K used to buy back 89,287 shares in FY2022."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":361070,"accession_number":"0001185185-22-000801","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-07-05T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"U.S. Global Investors rejects acquisition proposal, expands buyback to $5M, maintains dividend","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Board rejects Echo Lake and Deerhaven's unsolicited proposal, citing inadequate value for shareholders.","Annual buyback limit raised from $2.75M to $5M; Q2 repurchases: 45,696 shares for $219k (vs 17,155 for $125k in Q2 2021).","Monthly dividend of $0.0075/share continues through Sept 2022; record dates: July 11, Aug 8, Sept 12.","At $4.42 close, dividend yields 2.04% annualized; company building cash position for potential recession.","CEO Holmes: 'Cash is king' in bear market; GROW shares outperforming asset manager index YTD and 5-year."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":380271,"accession_number":"0001185185-22-000586","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-05-10T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors reports Q3 net loss $846k; revenue $6.2M, down 2.8% YoY","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Operating income $2.5M ($0.17/share) with 41% margin; net loss $846k ($0.06 loss) due to $4.5M unrealized losses.","Revenue $6.2M, down 2.8% YoY; average AUM $4.1B, up from $3.8B at Dec 31, 2021.","Launched smart-beta ETF SEA; JETS now available on Ameriprise's $1.2T platform.","Share buyback limit increased 81.8% to $5.0M; monthly dividend $0.0075/share through June.","Cash and cash equivalents $26.8M, up 85.4% since June 2021; net working capital $31.8M, up 47.2%."],"consensus_eps_estimate":null,"consensus_eps_actual":0.34,"consensus_revenue_estimate":null,"consensus_revenue_actual":19270000.0,"consensus_period":"2022-Q3","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":398395,"accession_number":"0001185185-22-000216","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-02-18T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Q2 net income $3.6M ($0.24/sh); revenue $6.6M (+39% YoY); AUM $4.1B","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $3.6M ($0.24 diluted EPS), up 50% from prior quarter; operating margin 45%.","Revenue $6.6M (+39% YoY); operating income $2.9M vs $75K prior year.","Average AUM $4.1B (+40% YoY); JETS AUM $3.2B with record monthly trading volume in Dec 2021.","Launched smart-beta 2.0 SEA ETF on NYSE Jan 20, 2022; Board authorized monthly dividend of $0.0075/sh through Mar 2022.","Cash and cash equivalents $23.2M; net working capital $29.9M; repurchased ~24K shares in H1 FY2022."],"consensus_eps_estimate":null,"consensus_eps_actual":0.4,"consensus_revenue_estimate":null,"consensus_revenue_actual":13095000.0,"consensus_period":"2022-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":398394,"accession_number":"0001185185-22-000104","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-01-28T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global launches SEA smart-beta ETF on NYSE; amends Sept 2021 10-Q","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["U.S. Global Sea to Sky Cargo ETF (SEA) began trading Jan 20, 2022, on NYSE.","SEA uses smart-beta 2.0 strategy with 70% cargo ships, 30% air freight.","CEO Frank Holmes notes global cargo carriers earned ~$150B in profits in 2021.","Company amended Form 10-Q to add advisory fees of $6,470,000 line item.","Total operating revenues, net income, and EPS unchanged by the amendment."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":398393,"accession_number":"0001185185-22-000047","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2022-01-12T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors Q1 2022 revenue doubles to $6.5M, EPS up 23% to $0.16, AUM hits $4B","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Operating revenue $6.5M, up >100% YoY; net income $2.4M ($0.16 diluted EPS) up 23% YoY.","Average AUM $4.0B, doubled from same quarter last year; operating margin improved to 44% from 29%.","JETS AUM ended quarter at $3.7B, up 125% YoY; new ETF SEA launching January 2022.","Board authorized monthly dividend $0.0075/share through March 2022; share repurchase program up to $2.75M through Dec 2022.","Management reviewing strategies to unlock stock value; cash & equivalents $19.8M, up 36.8% sequentially."],"consensus_eps_estimate":null,"consensus_eps_actual":0.4,"consensus_revenue_estimate":null,"consensus_revenue_actual":13095000.0,"consensus_period":"2022-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":417398,"accession_number":"0001185185-21-001820","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2021-12-09T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"U.S. Global Investors reports record net income of $32M for FY2021; 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gets Nasdaq deficiency for late filings","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Non-cash adjustments increase assets by ~$5.8M and decrease net income by ~$5.6M for periods ended March 31, 2021.","Restated Q3 net income was $8.6M ($0.57/diluted share) versus a prior-year loss of $1.6M (-$0.11/share).","Nasdaq deficiency letter for delinquent Form 10-K (FY June 30, 2021) and Form 10-Q (Sept 30, 2021).","Must submit compliance plan by Dec 17, 2021; if accepted, extended deadline to April 11, 2022 to regain listing.","Cash balances unaffected; company expects to file 10-K within a few weeks."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":32871122.030075192,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":417396,"accession_number":"0001185185-21-001489","cik":754811,"company_name":"U S GLOBAL INVESTORS INC","ticker":"GROW","form_type":"8-K","filed_at":"2021-10-18T23:59:59+00:00","items":["2.02","4.02","9.01"],"status":"ready","headline":"U.S. Global Investors restates March 2021 financials; 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