{"filings":[{"id":91896,"accession_number":"0001280784-26-000028","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2026-05-05T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Q1 NII $0.48/sh, commitments $1.81B (+78% YoY); declares $0.47/sh dividend","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Record Q1 total investment income $141.5M (+18.4% YoY); NII $88.1M ($0.48/sh), covering 120% of base dividend.","Total new debt/equity commitments $1.81B (+77.8% YoY); fundings $706.4M (+31% YoY).","NAV per share $11.90 (-1.9% from Q4); net regulatory leverage 97.8%; GAAP effective yield 12.8%.","Declared Q1 2026 cash distribution $0.47/sh ($0.40 base + $0.07 supplemental), payable May 21.","Issued $300M 5.350% unsecured notes due 2029; available liquidity $454.5M."],"consensus_eps_estimate":null,"consensus_eps_actual":0.23,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2026-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":91895,"accession_number":"0001280784-26-000022","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2026-05-04T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"Hercules Capital promotes Seth Meyer to President, appoints Andrew Olson as CFO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Seth Meyer, CFO since 2019, becomes President effective May 18, 2026, reporting to CEO Scott Bluestein.","Andrew Olson returns as CFO and Head of Corporate Development, succeeding Meyer; previously VP of Finance at Hercules (2014-2017).","Olson most recently served as Partner, CFO and COO at Revelation Partners, and CFO at SVB Capital and TriplePoint Capital.","Olson holds a BA in Business Economics from UC Santa Barbara and is a California CPA; no material interest or family relationships disclosed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":102299,"accession_number":"0001280784-26-000010","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2026-02-12T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital (HTGC) reports record 2025 NII $341.7M, declares supplemental dividend $0.28/share","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 2025 NII $87.0M ($0.48/share); full-year NII $341.7M ($1.91/share), +4.9% YoY.","Q4 total investment income $137.4M; full-year record $532.5M, +7.9% YoY.","Full-year new commitments $3.92B (+45.7%), fundings $2.28B (+25.9%), portfolio growth $748.5M.","NAV per share $12.13 (+0.7% QoQ); non-accrual loans fell to 0.2% of portfolio cost.","Q4 dividend $0.47/share includes $0.28 supplemental; 2026 supplemental $0.28 payable over 4 quarters."],"consensus_eps_estimate":null,"consensus_eps_actual":1.85,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-FY","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":102298,"accession_number":"0001193125-26-044727","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2026-02-10T23:59:59+00:00","items":["1.01","2.03","8.01","9.01"],"status":"ready","headline":"Hercules Capital issues $300M of 5.350% Notes due 2029","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $300M aggregate principal of 5.350% Notes due February 10, 2029.","Interest paid semiannually on Feb 10 and Aug 10, commencing Aug 10, 2026.","Notes are unsecured and rank pari passu with existing unsecured debt.","Net proceeds to fund investments, repay secured indebtedness, and general corporate purposes.","Underwriting agreement with Goldman Sachs & Co. LLC and SMBC Nikko Securities America, Inc."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":102297,"accession_number":"0001193125-26-034539","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2026-02-03T23:59:59+00:00","items":["2.02","8.01"],"status":"ready","headline":"Hercules Capital prelim Q4 NAV $12.10-12.16, up from $12.05; NII $0.47-0.49/sh","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Prelim NAV per share range $12.10-$12.16 as of Dec 31, 2025, up $0.05-$0.11 from Sep 30.","Q4 net investment income per share estimated $0.47-$0.49; net realized gains ~$20 million.","Gross new commitments $1.0B; fundings $0.5B in Q4.","Non-accrual investments <0.5% of portfolio (fair value & cost), down from 1.2% at cost in Sep."],"consensus_eps_estimate":null,"consensus_eps_actual":1.85,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-FY","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":118588,"accession_number":"0001280784-25-000042","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-10-30T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital Q3 2025: record total investment income $138.1M, NII $0.49/sh, NAV up 1.8% to $12.05","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Record total investment income $138.1M (+10.3% YoY); NII $88.6M ($0.49/sh) covers base distribution 122%.","Record new debt/equity commitments $846.2M (+96.5% YoY) and record fundings $504.6M (+85.5% YoY).","NAV per share $12.05 (+1.8% QoQ); assets under management $5.5B (+20.7% YoY).","Declared Q3 total cash distribution $0.47/sh ($0.40 base + $0.07 supplemental), payable Nov 19, 2025.","Moody's upgraded Hercules to Baa2; non-accruals increased to 2 loans ($52.2M cost, 1.2% of portfolio)."],"consensus_eps_estimate":null,"consensus_eps_actual":1.37,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.78,"calibrated_materiality_score":0.78,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":135058,"accession_number":"0001280784-25-000033","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-07-31T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital Q2 NII $0.50/share (+7.7% YoY); record commitments $1B, dividend $0.47","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Record Q2 total investment income $137.5M (+10% YoY); NII $88.7M ($0.50/share), 125% coverage of base distribution.","Record gross commitments $1.0B (+45.7% YoY); record gross fundings $709.1M (+53.7%).","NAV $11.84 (+2.5% from Q1); GAAP leverage 97.4%, net regulatory leverage 78.7%.","Closed $350M of 6.000% notes due 2030; increased MUFG facility to $440M.","Declared Q2 cash distribution $0.47/share ($0.40 base + $0.07 supplemental), payable Aug 19."],"consensus_eps_estimate":null,"consensus_eps_actual":0.73,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":152030,"accession_number":"0001193125-25-143667","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-06-20T23:59:59+00:00","items":["5.07","9.01"],"status":"ready","headline":"Hercules Capital shareholders reject proposal to sell shares below NAV at annual meeting","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Elected directors Scott Bluestein, Wade Loo, DeAnne Aguirre to Class III terms until 2028.","Advisory vote approved named executive officer compensation (56.1M for, 6.4M against).","Proposal to authorize sale or issuance of shares below NAV failed (52.6M for, 11.1M against, excluding affiliates).","Ratified PwC as independent auditor for FY2025 (124.6M for, 1.8M against).","Broker non-votes of ~62.2M shares on all proposals except auditor ratification."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.15,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":152029,"accession_number":"0001193125-25-141510","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-06-16T23:59:59+00:00","items":["1.01","2.03","8.01","9.01"],"status":"ready","headline":"Hercules Capital issues $350M 6.000% Notes due 2030; MUFG facility upsized to $440M","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $350M unsecured notes at 6.000% due June 2030; net proceeds to repay secured debt.","MUFG facility upsized from $400M to $440M; maturity extended to June 10, 2029.","Facility borrowings accrue at Term SOFR + 2.50%-2.75% per annum; unused fee 0.375%-0.75%.","Minimum tangible net worth covenant set at $1.1B under the MUFG amended loan agreement.","Underwriting agreement for notes with Goldman Sachs & Co. LLC and SMBC Nikko Securities America."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":152028,"accession_number":"0001280784-25-000023","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-05-01T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital Q1 NII $0.45/shr; $1.02B commitments; declares $0.47 dividend; rating upgraded to BBB (high)","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q1 2025 NII of $77.5M ($0.45/shr) vs $79.2M ($0.50/shr) in Q1 2024; 113% coverage of base distribution.","Total gross debt/equity commitments of $1.02B; gross fundings of $539.1M; net debt portfolio grew $269.8M.","NAV per share $11.55 (down 0.9% QoQ); AUM surpassed $5.0B, up 11% YoY.","Received investment grade rating upgrade to BBB (high) from Morningstar DBRS.","Declared Q1 2025 total cash distribution of $0.47/shr ($0.40 base + $0.07 supplemental), payable May 20, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":0.29,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":170862,"accession_number":"0001193125-25-051063","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-03-10T23:59:59+00:00","items":["1.01","2.03","3.02","7.01","9.01"],"status":"ready","headline":"Hercules Capital closes $287.5M convertible note offering at 4.75% due 2028","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["$287.5M aggregate principal of 4.750% Convertible Unsecured Notes due 2028; includes $37.5M overallotment exercised.","Net proceeds ~$278.4M; to fund investments and general corporate purposes.","Initial conversion rate 46.5631 shares per $1,000 (conversion price ~$21.48), ~12.5% premium to March 5 close of $19.09.","Notes rank senior unsecured, mature Sept 1, 2028; no company redemption right; holder conversion under conditions.","Notes initially assigned BBB+ by Kroll Bond Rating Agency."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":170861,"accession_number":"0001193125-25-047525","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-03-06T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"Hercules Capital prices $250M 4.75% Convertible Notes due 2028","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Priced $250M aggregate principal of 4.75% Convertible Unsecured Notes due Sept 1, 2028.","Initial conversion price of $21.48 per share, a 12.5% premium over March 5 closing of $19.09.","Initial purchasers granted option to buy up to an additional $37.5M in notes for overallotments.","Closing expected March 10, 2025; net proceeds used for investments and general corporate purposes.","Company cannot redeem notes prior to maturity; conversion settlement may be cash, stock, or combination."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":170860,"accession_number":"0001193125-25-046256","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-03-05T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"Hercules Capital plans $250M convertible notes offering due 2028, with overallotment option","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Plans to offer $250M aggregate principal of Convertible Unsecured Notes due Sept 1, 2028.","Initial purchasers may buy up to an additional $37.5M to cover overallotments.","Notes are unsecured, pay semiannual interest, convertible under specified circumstances.","Company will elect to settle conversions in cash, stock, or a combination.","Net proceeds to fund investments in debt/equity securities and for general corporate purposes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":170859,"accession_number":"0001280784-25-000008","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-02-13T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital reports record full-year NII $325.8M, supplemental dividend $0.28/share","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 NII $81.1M ($0.49/share) covers 123% of base distribution; NAV up 2.3% to $11.66.","Record FY2024 total investment income $493.6M (+7.1% YoY); gross fundings $1.81B (+13.0% YoY).","New supplemental dividend program for 2025: $0.28/share payable over four quarters.","Non-accrual loans fell to 1 loan (0.5% of portfolio at fair value) from 2 in prior quarter.","Net GAAP leverage 89.6%; available liquidity $658.8M; $578.5M pending commitments."],"consensus_eps_estimate":null,"consensus_eps_actual":1.61,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-FY","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":170858,"accession_number":"0001193125-25-020850","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2025-02-05T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Hercules Capital extends SMBC LC facility maturity to Feb 2028, adjusts margins and fees","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Maturity extended from Jan 13, 2026 to Feb 5, 2028.","Margin on term benchmark/RFR disbursements lowered from 1.475% to 1.450% when borrowing base < 1.6x LC exposure.","Commitment fee increased from 0.35% to 0.40% per annum on average daily unused commitment."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":187822,"accession_number":"0001193125-24-277131","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-12-12T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Hercules Capital files to sell up to 30M shares via ATM program with Jefferies and Citizens JMP","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Up to 30,000,000 shares may be sold at-the-market; proceeds for investments, acquisitions, debt retirement, and general corporate purposes.","Equity distribution agreements with Citizens JMP Securities LLC and Jefferies LLC; commission up to 2.0% of gross sales price.","Offering made under shelf registration statement filed Dec 11, 2024; shares sold on NYSE or through market makers.","Replaces prior ATM agreement dated May 5, 2023; new agreements dated December 12, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":187821,"accession_number":"0001193125-24-268989","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-12-02T23:59:59+00:00","items":["1.01","2.03","8.01","9.01"],"status":"ready","headline":"Hercules Capital upsizes SMBC credit facility to $300M, extends maturity to 2029","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["SMBC credit facility increased from $225M to $300M; accordion feature allows expansion up to $500M.","Maturity date extended to November 2029 (from Nov 2026), with a 12-month amortization period.","Interest: ABR loans at 1.00% + alternate base rate; Term Benchmark/RFR loans at 2.00% + adjusted term benchmark rate.","Participating lenders: SMBC, Synovus Bank, Customers Bank, Apple Bank.","CFO Seth Meyer stated the renewal strengthens capital resources and operational flexibility while maintaining optimal cost of capital."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":187820,"accession_number":"0001280784-24-000027","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-10-30T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital reports record Q3 total investment income $125.2M, NII $0.51/share","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Record total investment income $125.2M (+7.3% YoY); NII $83.2M ($0.51/share), +8.3% YoY.","Q3 cash distribution declared $0.48/share (incl. $0.08 supplemental); payable Nov 20; 128% NII coverage of base.","Debt portfolio yield 14.4% (core 13.3%); non-accruals 0.6% at fair value; GAAP leverage 94.6%.","Net asset value per share $11.40 (-0.3% QoQ); net GAAP leverage 92.5%; regulatory leverage 85.1%.","Pending commitments $630M in signed term sheets; liquidity $572.3M; 18.9% ROAE (NII/avg equity)."],"consensus_eps_estimate":null,"consensus_eps_actual":1.24,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":204334,"accession_number":"0001193125-24-202138","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-08-16T23:59:59+00:00","items":["5.07","9.01"],"status":"ready","headline":"Hercules Capital shareholders approve below-NAV share issuance at reconvened annual meeting","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Proposal 3 passed: 62.3M for, 14.9M against, 4.9M abstain.","Authorization allows sale of common stock below NAV per share under set conditions.","Meeting originally held June 20, 2024; adjourned to August 15, 2024 for this vote.","As of record date (April 19, 2024), 162.2M common shares outstanding and entitled to vote.","Approval gives HTGC flexibility for future equity raises at a discount to NAV."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.15,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":204333,"accession_number":"0001193125-24-191542","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-08-01T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital Q2: record investment income $125M, NII $0.51/sh, dividend $0.48","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Record Q2 total investment income $125.0M (+7.5% YoY); NII $82.4M ($0.51/sh) up 8.8% YoY.","Record Q2 gross fundings $461.5M (+28.7% YoY); total commitments $686.5M.","NAV per share $11.43 (down 1.7% QoQ); net GAAP leverage 93.3%.","Q2 dividend declared $0.48/sh ($0.40 base + $0.08 supplemental); payable Aug 20.","Subsequent event: Fourth SBIC license approved, provides access to $175M SBA debentures."],"consensus_eps_estimate":null,"consensus_eps_actual":0.82,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":204332,"accession_number":"0001193125-24-180027","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-07-17T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Hercules Capital receives SBA approval for fourth SBIC license; adds $175M debenture capacity","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["SBA approved Hercules' fourth SBIC license, providing access to $175M of long-term debentures.","Combined SBIC borrowing capacity now totals $350M across four licenses.","License is held by a subsidiary; will fund innovative technology and life sciences companies.","Hercules has utilized SBIC program since 2006; SEC exemptive relief excludes SBIC leverage from asset coverage limits."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":221103,"accession_number":"0001193125-24-165173","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-06-21T23:59:59+00:00","items":["5.07","9.01"],"status":"ready","headline":"Hercules Capital Stockholders Elect Three Directors and Approve Compensation at Annual Meeting","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Stockholders elected Gayle Crowell, Thomas J. Fallon, and Nikos Theodosopoulos as Class II independent directors with over 60 million votes each.","Advisory vote on named executive officer compensation passed with 60,966,984 votes for and 6,573,236 against.","Ratification of PricewaterhouseCoopers as independent auditor for FY2024 approved with 117,365,924 votes for.","Proposal to authorize sale of shares below NAV was adjourned without opening polls; reconvenes August 15, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.15,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":221102,"accession_number":"0001193125-24-129411","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-05-02T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Hercules Capital Q1 NII $0.50/sh (+20.9% YoY); record commitments $956M; dividend $0.48","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Record Q1 gross commitments $956.0M (+81.7% YoY) and fundings $605.2M (+27.1% YoY).","Total investment income $121.6M (+15.7% YoY); NII $79.2M ($0.50/sh, +20.9% YoY), covering 125% of base distribution.","NAV per share $11.63 (+1.7% QoQ); net GAAP leverage 91.0%; non-accruals at 1.2% of cost (2 loans).","Early repayments $161.1M (-42% from Q4); core yield 14.0%; undistributed spillover $142.7M.","Board declared Q1 total cash distribution $0.48/sh ($0.40 base + $0.08 supplemental), payable May 21."],"consensus_eps_estimate":null,"consensus_eps_actual":0.57,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":240681,"accession_number":"0001193125-24-037579","cik":1280784,"company_name":"Hercules Capital, Inc.","ticker":"HTGC","form_type":"8-K","filed_at":"2024-02-15T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Record Q4 NII $0.56/sh, up 38.5% YoY; total inv. income $122.6M; new $0.32 supplemental distribution for 2024","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 2023 NII of $86.0M ($0.56/sh) vs $62.1M ($0.47/sh) in Q4 2022, a 38.5% YoY increase.","Record total investment income of $122.6M in Q4, up 22.4% YoY; full-year NII $304.0M ($2.09/sh).","Record full-year gross fundings of $1.6B, up 9.1% YoY; NAV per share rose 4.6% QoQ to $11.43.","Declared Q4 2023 total cash distribution of $0.48/sh; also announced new $0.32 supplemental for 2024 payable over four quarters."],"consensus_eps_estimate":null,"consensus_eps_actual":2.31,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2023-FY","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2905951730.478039,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}