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holds a Kellogg MBA and Indian Institute of Technology degrees.","Receives pro-rated director compensation under company policy; cash and restricted shares vest May 13, 2026."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.25,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":119848,"accession_number":"0001628280-25-047543","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-10-30T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q3 2025: Adjusted EPS $5.20 (+25% YoY); total assets hit $2.3T with Commonwealth integration","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net loss $30M (diluted EPS -$0.37) from $419M one-time acquisition costs for Commonwealth Financial Network.","Adjusted EPS $5.20 (+25% YoY); gross profit $1,479M (+31%); adjusted pre-tax income $569M (+35%).","Total advisory & brokerage assets +45% to $2.3T; advisory assets +51% to $1.3T.","Total net new assets $308B, incl. $275B from Commonwealth; organic net new assets $33B (7% annualized).","Client cash balances $56B (+$5B sequentially); corporate cash $568M; leverage 2.04x."],"consensus_eps_estimate":null,"consensus_eps_actual":7.15,"consensus_revenue_estimate":null,"consensus_revenue_actual":12057009000.0,"consensus_period":"2025-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":136407,"accession_number":"0001193125-25-171084","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-08-01T23:59:59+00:00","items":["7.01","8.01","9.01"],"status":"ready","headline":"LPL Financial closes acquisition of Commonwealth Financial Network; 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Mulcahy received the lowest support with 63.4M for vs 3.1M against (94.9% of votes cast).","Deloitte & Touche LLP ratified as independent auditor for fiscal 2025: 67.8M for, 2.4M against, 13k abstain.","Advisory vote on named executive officer compensation approved: 64.3M for, 2.2M against, 78.8k abstain, 3.7M broker non-votes.","No other matters submitted; meeting held May 22, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.15,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153553,"accession_number":"0001397911-25-000060","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-05-08T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Q1 earnings: EPS $4.24 (+11% YoY); adjusted EPS $5.15 (+22%)","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $319M; diluted EPS $4.24; adjusted EPS $5.15.","Gross profit $1,273M (+19% YoY); adjusted pre-tax income $509M (+23%).","Total advisory & brokerage assets $1.8T (+25% YoY); advisory assets $977B (+23%).","Organic net new assets $71B (16% annualized), including Prudential ($27B) and Wintrust ($16B) onboarding.","Recruited assets $39B (+91% YoY); trailing 12-month record $167B."],"consensus_eps_estimate":null,"consensus_eps_actual":4.24,"consensus_revenue_estimate":null,"consensus_revenue_actual":3670007000.0,"consensus_period":"2025-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153552,"accession_number":"0001193125-25-072396","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-04-03T23:59:59+00:00","items":["1.01","2.03","8.01","9.01"],"status":"ready","headline":"LPL Holdings issues $1.5B in three tranches of senior notes to fund Commonwealth acquisition","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $500M 4.900% notes due 2028, $500M 5.150% notes due 2030, $500M 5.750% notes due 2035.","Notes are senior unsecured obligations of LPL Holdings, fully guaranteed by parent LPL Financial Holdings.","Proceeds combine with common stock offering, cash, and revolver to finance Commonwealth Financial Network acquisition.","Special mandatory redemption at 101% if Commonwealth deal not closed by Dec 28, 2025 or terminated.","Interest payable semi-annually; first payments in 2025 (2028 notes Oct 3, others June 15)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153551,"accession_number":"0001193125-25-071380","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-04-02T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"LPL Financial closes public offering of 5.39M shares at $320, raising ~$1.73B","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Underwriters exercised full option; total shares issued: 5,390,625 at $320 per share.","Gross proceeds of approximately $1.73 billion before underwriting discounts and expenses.","Offering closed on April 2, 2025, under a shelf registration statement declared effective March 25, 2025.","Morgan Stanley & Co. LLC acted as representative of the underwriters."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172279,"accession_number":"0001193125-25-067661","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-03-31T23:59:59+00:00","items":["1.01","7.01","9.01"],"status":"ready","headline":"LPL Financial to acquire Commonwealth Financial Network for $2.7B cash","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Purchase price $2.7B cash; LPL acquires 100% equity of Commonwealth holding company.","Commonwealth supports ~2,900 advisors managing ~$285B in brokerage and advisory assets.","Transaction expected to close in H2 2025; conversion to LPL platform by mid-2026.","Financing via cash, debt and equity; pro forma leverage ~2.25x, targeted reduction to 1.5-2.5x.","Founder Joseph Deitch to advisory role on LPL board; CEO Wayne Bloom joins LPL Management Committee."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172278,"accession_number":"0001397911-25-000037","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-03-06T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"LPL Financial appoints Katharine Reeping as Chief Accounting Officer","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Appointment effective February 28, 2025; Reeping previously SVP, Corporate Controller since August 2022.","She reports to President and CFO Matthew Audette; Audette had been serving as principal accounting officer.","Total target annual compensation of $874K: base $380K, cash bonus target $228K, LTI target $266K.","Reeping has over 20 years experience, including at PNC and E*TRADE; started career at Deloitte."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.35,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172277,"accession_number":"0001193125-25-036781","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-02-26T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"LPL issues $1.25B in senior notes: $750M 5.200% due 2030, $500M 5.650% due 2035","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $750M 5.200% Senior Notes due March 15, 2030, and $500M 5.650% Senior Notes due March 15, 2035.","Net proceeds to repay outstanding borrowings under its revolving credit facility and for general corporate purposes.","Notes are senior unsecured obligations fully and unconditionally guaranteed by LPL Financial Holdings Inc.","Interest payable semi-annually on March 15 and September 15, commencing September 15, 2025.","Senior Notes may be redeemed prior to par call dates at Treasury Rate plus 15 bps (2030) or 20 bps (2035)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172276,"accession_number":"0001193125-25-035129","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-02-25T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"LPL Holdings issues $1.25B in senior notes (5.200% 2030, 5.650% 2035)","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["$750M 5.200% senior notes due 2030 issued at 99.856% of par.","$500M 5.650% senior notes due 2035 issued at 99.783% of par.","Proceeds to repay revolving credit facility borrowings and for general corporate purposes.","Offering made under existing S-3 shelf registration; closing subject to customary conditions.","Notes are fully and unconditionally guaranteed by LPL Financial Holdings Inc."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172275,"accession_number":"0001397911-25-000006","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-01-30T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q4 EPS $3.59, up 26% YoY; adjusted EPS $4.25, up 21%; record recruited assets","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $271M, diluted EPS $3.59 (up 26% YoY); adjusted EPS $4.25 (up 21% YoY).","Gross profit Q4 $1,228M (+22% YoY); adjusted EBITDA $585M (+22% YoY).","Total advisory & brokerage assets $1.7T (+29% YoY); advisory assets $957B (+30% YoY).","Organic net new assets $68B (incl. $40B from Prudential); record recruited assets $79B (incl. $63B Prudential).","Advisor count 28,888 (+5,202 seq.); includes ~2,200 from Atria and ~2,800 from Prudential."],"consensus_eps_estimate":null,"consensus_eps_actual":14.03,"consensus_revenue_estimate":null,"consensus_revenue_actual":12385107000.0,"consensus_period":"2024-FY","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189270,"accession_number":"0001397911-24-000164","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-12-09T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"LPL Financial settles with former CEO Dan Arnold; 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expects ~$4M annual interest savings","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Refinanced $1.019B Term Loan B with new $1.02B Term Loan A due Dec 5, 2026.","Interest spread reduced from Term SOFR+175bps to +137.5bps; expected ~$4M annual savings.","No required amortization; subject to same financial covenants as existing revolver.","Subsidiary guarantees and collateral released; restrictive covenants suspended.","Proceeds used to refinance existing term loans, pay fees, and for general corporate purposes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189269,"accession_number":"0001193125-24-271649","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-12-05T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"LPL refinances $1.02B Term Loan B into Term Loan A, saves ~$4M annual interest","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Refinanced $1,019M Term Loan B with $1,020M Term Loan A at SOFR+137.5 bps vs prior +175 bps.","Annual cash interest expense savings of approximately $4 million.","Term Loan A matures Dec 2026, has no required amortization; subsidiary guarantees and liens released.","New facility includes maximum leverage and minimum interest coverage covenants with equity cure rights."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189268,"accession_number":"0001397911-24-000136","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-10-30T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q3 2024: Net income $255M, EPS $3.39 (+16% YoY), assets $1.6T (+29%)","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Adjusted EPS $4.16 (+11% YoY); gross profit $1,128M (+12%); adjusted EBITDA $566M (+12%).","Total advisory and brokerage assets $1.6 trillion, up 29% YoY; advisory assets $892B (+35%).","Organic net new assets $27B (7% annualized); excluding $6B separation outflows, 9% growth.","Advisor count 23,686 (+224 sequentially, +1,282 YoY); recruited assets $26B in quarter.","Corporate cash $708M; leverage ratio 1.61x; dividends paid $22.4M."],"consensus_eps_estimate":null,"consensus_eps_actual":10.45,"consensus_revenue_estimate":null,"consensus_revenue_actual":8872756000.0,"consensus_period":"2024-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189267,"accession_number":"0001193125-24-240432","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-10-21T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"LPL Financial names Rich Steinmeier permanent CEO, Matt Audette President & CFO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Steinmeier, previously interim CEO since Oct 1, appointed CEO and elected to board effective Oct 17, 2024.","Audette, CFO since 2015, expands role to President while maintaining CFO duties.","Steinmeier's total target annual compensation: $12M ($900k base, $2.7M cash bonus, $8.4M LTI).","Audette's total target annual compensation: $8M ($750k base, $1.875M cash bonus, $5.375M LTI).","Steinmeier fills board vacancy from Dan Arnold's resignation; no other arrangements or understandings."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189266,"accession_number":"0001193125-24-230215","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-10-01T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"LPL Financial CEO Dan Arnold terminated for cause; Rich Steinmeier named interim CEO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Board terminated Dan Arnold for cause effective Oct 1 after outside counsel investigation found code-of-conduct violations regarding statements to employees.","Arnold receives no severance; his equity awards are forfeited except some vested options deferred pending a settlement agreement.","Arnold resigned from the board; Rich Steinmeier, Chief Growth Officer, appointed Interim CEO immediately.","Steinmeier previously held senior roles at UBS and Merrill Lynch; compensation unchanged from prior disclosure."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":205765,"accession_number":"0001397911-24-000103","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-07-25T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q2 net income $244M, EPS $3.23 down 12% YoY; adjusted EPS $3.88 down 2%","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income of $244M, diluted EPS of $3.23, down 12% YoY; adjusted EPS of $3.88, down 2% YoY.","Total advisory and brokerage assets hit $1.5T (+21% YoY); advisory assets $829B (+25% YoY), representing 55.4% of total.","Organic net new assets of $29B (8% annualized); organic net new advisory assets of $27B (13% annualized).","Recruited assets $24B in quarter, trailing twelve months $93B (+55% YoY); advisor count 23,462, up 578 sequentially.","Client cash balances of $44B, down $2B sequentially and $6B YoY; as % of assets 2.9%, down from 4.0% a year ago."],"consensus_eps_estimate":null,"consensus_eps_actual":7.05,"consensus_revenue_estimate":null,"consensus_revenue_actual":5764362000.0,"consensus_period":"2024-Q2","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222719,"accession_number":"0001193125-24-142885","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-05-20T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"LPL issues $1B in senior notes and upsizes revolver to $2.25B for Atria acquisition","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $500M 5.700% senior notes due 2027 and $500M 6.000% senior notes due 2034.","Increased revolving credit facility from $2B to $2.25B and extended maturity.","Proceeds to repay revolver borrowings and finance Atria Wealth Solutions acquisition.","2027 notes subject to special mandatory redemption if Atria deal not closed by March 7, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222718,"accession_number":"0001193125-24-138351","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-05-14T23:59:59+00:00","items":["7.01","8.01","9.01"],"status":"ready","headline":"LPL Holdings to issue $1B in senior notes: $500M at 5.700% due 2027, $500M at 6.000% due 2034","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Aggregate $1B notes: $500M 5.700% senior notes due 2027, $500M 6.000% senior notes due 2034.","Issue prices: 99.962% for 2027 notes, 99.703% for 2034 notes.","Proceeds for general corporate purposes, including repaying revolver and financing Atria Wealth Solutions acquisition.","Notes fully and unconditionally guaranteed by LPL Financial Holdings Inc.","Offering subject to customary closing conditions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222717,"accession_number":"0001397911-24-000057","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-05-10T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"LPL Financial annual meeting results: all director nominees elected, auditor ratified, say-on-pay approved","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All ten director nominees elected with votes ranging from 62.9M to 66.8M; broker non-votes 3.7M.","Ratification of Deloitte & Touche as auditor: 68.4M for, 2.2M against, 14k abstain.","Advisory say-on-pay approved: 64.7M for, 2.2M against, 27.8k abstain, 3.7M broker non-votes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.15,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":222716,"accession_number":"0001397911-24-000050","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-04-30T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q1 net income $289M, EPS $3.83 down 10% YoY; adjusted EPS $4.21 down 6%","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $289M ($3.83 diluted EPS), down 10% YoY; adjusted EPS $4.21, down 6%.","Gross profit $1,066M (+5% YoY); core G&A $364M (+11% YoY); adjusted EBITDA $541M (-5%).","Total advisory & brokerage assets $1.44T (+23% YoY); advisory assets $793B (+28% YoY).","Organic net new assets $17B (5% annualized); recruited assets $20B in quarter, $87B TTM.","Client cash $46B (-$2B QoQ, -$8B YoY); leverage 1.65x; $70M repurchases, $22.4M dividends."],"consensus_eps_estimate":null,"consensus_eps_actual":3.83,"consensus_revenue_estimate":null,"consensus_revenue_actual":2832593000.0,"consensus_period":"2024-Q1","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":242210,"accession_number":"0001193125-24-053561","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-02-29T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"LPL Financial Chief Product Officer Kabir Sethi to depart March 31, 2024","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Kabir Sethi, Managing Director and Chief Product Officer of LPL Financial LLC, will leave the company effective March 31, 2024.","Departure results from an organizational realignment of certain business functions.","Sethi was a named executive officer in the company's most recent SEC filing requiring executive compensation disclosure.","No replacement or succession plan for the Chief Product Officer role was announced."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":242209,"accession_number":"0001193125-24-040007","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-02-20T23:59:59+00:00","items":["5.03","9.01"],"status":"ready","headline":"LPL Financial amends bylaws to align with SEC universal proxy rules and DGCL updates","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Amended Section 1.2 to require stockholder nomination notices to include intent to solicit proxies per Rule 14a-19.","Company will disregard proxies for nominees if stockholder fails to comply with Rule 14a-19(a)(2) and (3).","Section 1.8: white proxy card reserved for exclusive use by the Company.","Section 1.11: eliminated requirement to have stockholder list at meetings; updated adjournment communication rules."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.05,"calibrated_materiality_score":0.05,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":242208,"accession_number":"0001193125-24-032973","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-02-13T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"LPL Financial to acquire Atria Wealth Solutions with ~$100B in client assets","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Acquisition adds ~2,400 advisors and 150 banks/credit unions with ~$100B in brokerage and advisory assets.","Transaction signed Feb. 12, 2024; expected to close H2 2024, with platform conversion by mid-2025.","Atria operates seven broker-dealers including CUSO Financial, Sorrento Pacific, Cadaret Grant, NEXT Financial, SCF Securities, Western International, and Grove Point.","Regulatory approval required; Morgan Stanley advising LPL, Ardea Partners advising Atria.","Deal expands LPL's reach in bank/credit union and independent advisor channels."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":242207,"accession_number":"0001397911-24-000005","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2024-02-01T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q4 adjusted EPS falls 17% YoY to $3.51; full-year adjusted EPS up 36% to $15.72","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 net income $218M ($2.85 diluted EPS), down 28% YoY; adjusted EPS $3.51 (-17% YoY).","Total advisory and brokerage assets $1.35T (+22% YoY); advisory assets $736B (54.3% of total).","Organic net new assets $25B in Q4 (8% annualized); full-year organic net new assets $100B (9% growth).","Advisor count 22,660 (+1,385 YoY); recruited assets $17B in Q4, $80B for full year.","Share repurchases $225M in Q4 and $1.1B for full year; leverage ratio 1.63x."],"consensus_eps_estimate":null,"consensus_eps_actual":13.69,"consensus_revenue_estimate":null,"consensus_revenue_actual":10052848000.0,"consensus_period":"2023-FY","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259614,"accession_number":"0001193125-23-279796","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-11-17T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"LPL Financial closes $750M 6.750% Senior Notes due 2028; 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proceeds to repay revolver","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["$750M aggregate principal of senior notes due 2028 issued at 99.929% of par, bearing 6.750% interest.","Notes are fully and unconditionally guaranteed by LPL Financial Holdings on a senior unsecured basis.","Net proceeds to repay borrowings under LPL's existing revolving credit facility and for general corporate purposes.","Offering consummated via underwriting agreement with Citigroup, J.P. Morgan, Morgan Stanley, U.S. Bancorp."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":259612,"accession_number":"0001397911-23-000156","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-10-26T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q3 net income $224M; adj EPS $3.74 +19% YoY; total assets $1.24T +19%","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $224M ($2.91 diluted EPS); adjusted EPS $3.74, up 19% YoY. Gross profit $1,010M +21% YoY.","Total advisory & brokerage assets $1.24T (+19% YoY); advisory assets $663B (+22% YoY, 53.5% of total).","Organic net new assets $33B (10.7% annualized); recruited assets $31B. Advisor count 22,404 +462 seq.","Client cash balances $47B, down $3B seq. (3.8% of assets vs 6.4% prior year).","Share repurchases $250M; corporate cash $309M; leverage ratio 1.26x."],"consensus_eps_estimate":null,"consensus_eps_actual":10.82,"consensus_revenue_estimate":null,"consensus_revenue_actual":7409019000.0,"consensus_period":"2023-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":276878,"accession_number":"0001397911-23-000129","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-08-24T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"LPL Financial signs strategic agreement with Prudential to serve Prudential Advisors' 2,600+ advisors","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["LPL will act as broker-dealer and RIA for Prudential Advisors, moving assets from current custodian to LPL.","Transition expected in latter part of 2024, subject to regulatory approval; 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assets $1.24T up 16%","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $286M, diluted EPS $3.65 (+85% YoY); adjusted EPS $3.94 (+76% YoY).","Gross profit $990M (+39% YoY); EBITDA $519M (+67% YoY).","Total advisory and brokerage assets $1.24T (+16% YoY); advisory assets $662B (+18%).","Organic net new assets $22B (7.4% annualized); advisor count 21,942 (+421 sequentially).","Share repurchases $350M; corporate cash $325M; leverage 1.25x."],"consensus_eps_estimate":null,"consensus_eps_actual":7.9,"consensus_revenue_estimate":null,"consensus_revenue_actual":4886636000.0,"consensus_period":"2023-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294713,"accession_number":"0001397911-23-000079","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-05-12T23:59:59+00:00","items":["5.02","5.07"],"status":"ready","headline":"LPL appoints CFO Audette as principal accounting officer; Simonich named CRO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Matthew Audette (CFO & Head of Business Operations) added principal accounting officer role; Brent Simonich becomes Chief Risk Officer.","No new compensatory arrangements for Audette in connection with the appointment.","Shareholders re-elected all 10 director nominees at May 11, 2023 annual meeting.","Deloitte & Touche ratified as auditor (68.9M for, 3.4M against).","Advisory say-on-pay approved (66.3M for); future votes set to every year."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.25,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":294712,"accession_number":"0001397911-23-000066","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-04-27T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q1 net income $339M; diluted EPS $4.24 (+159% YoY)","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Adjusted EPS $4.49, up 130% YoY; gross profit $1,020M (+52%); EBITDA $564M (+111%).","Total advisory/brokerage assets $1.18T (+1% YoY); organic net new assets $21B (7.5% annualized).","Advisor count 21,521, up 1,430 YoY; recruited assets $85B TTM (+12%).","Client cash balances $55B, down $10B sequentially to 4.6% of total assets.","S&P upgraded LPL to BBB- on April 5; $275M in share repurchases during Q1."],"consensus_eps_estimate":null,"consensus_eps_actual":4.24,"consensus_revenue_estimate":null,"consensus_revenue_actual":2417832000.0,"consensus_period":"2023-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":315311,"accession_number":"0001193125-23-041083","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-02-16T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"LPL Financial realigns organization; Chief Customer Care Officer Dayton Semerjian to depart March 31","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Dayton Semerjian (chief customer care officer) to depart effective March 31, 2023, due to organizational realignment.","Matt Enyedi appointed managing director for Client Success, leading cross-functional team for advisor and institution satisfaction.","CFO Matt Audette expands role to head of Business Operations, adding risk, compliance, and client operations oversight.","CEO Dan Arnold says new operating model focuses on client experience and advisor-mediated marketplace."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":315310,"accession_number":"0001397911-23-000010","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-02-02T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q4 net income $319M ($3.95 EPS), up 199% YoY; FY net income $846M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 diluted EPS $3.95 vs $1.32 a year ago; adjusted EPS $4.21 (up 158% YoY).","Gross profit $972M (+51% YoY); EBITDA $533M (+137% YoY).","Total advisory & brokerage assets $1.11T, down 8% YoY; organic net new assets $21B (8% annualized).","Advisor count 21,275, up 231 sequentially; recruited assets $15B in Q4.","FY 2022 diluted EPS $10.40 (up 85%); share repurchases $325M; dividends $80M."],"consensus_eps_estimate":null,"consensus_eps_actual":10.4,"consensus_revenue_estimate":null,"consensus_revenue_actual":8600825000.0,"consensus_period":"2022-FY","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":315309,"accession_number":"0001397911-23-000004","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2023-01-11T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"Albert J. Ko elected to LPL Financial Board of Directors","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Effective January 9, 2023, Albert J. Ko was elected as an independent director.","Ko is CEO of Early Warning Services, operator of the Zelle payments network.","He brings two decades of financial services and management consulting experience, including senior roles at Intuit.","Ko will receive pro-rated annual retainer and restricted shares under non-employee director policy, vesting May 10, 2023.","Board determined Ko is independent under Nasdaq and SEC standards."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":333647,"accession_number":"0001397911-22-000152","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2022-10-27T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q3 net income $232M, diluted EPS $2.86 (+127% YoY); adjusted EPS $3.13","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Gross profit up 33% YoY to $838M; EBITDA up 84% to $414M.","Total advisory and brokerage assets $1.04 trillion, down 8% YoY; organic net new assets $20B (7% annualized).","Advisor count of 21,044, up 173 sequentially and 1,417 YoY.","Share repurchases $75M (366K shares at avg $205); dividends paid $20M in Q3.","Corporate cash $424M; leverage ratio 1.72x."],"consensus_eps_estimate":null,"consensus_eps_actual":6.47,"consensus_revenue_estimate":null,"consensus_revenue_actual":6267638000.0,"consensus_period":"2022-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":351106,"accession_number":"0001397911-22-000117","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2022-08-02T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q2 net income $161M, EPS $1.97 (+35% YoY); adjusted EPS $2.24 (+21%)","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Net income $161M, diluted EPS $1.97 (+35% YoY); adjusted EPS $2.24 (+21% YoY).","Gross profit $711M (+18% YoY), EBITDA $311M (+28% YoY).","Total advisory and brokerage assets $1.06T (-4% YoY); organic net new assets $37B (13% annualized growth).","Advisor count 20,871 (+780 sequentially, +1,757 YoY); recruited assets $44B in Q2.","Client cash balances $70B (+$8B sequentially); corporate cash $241M, leverage ratio 2.09x."],"consensus_eps_estimate":null,"consensus_eps_actual":3.61,"consensus_revenue_estimate":null,"consensus_revenue_actual":4104580000.0,"consensus_period":"2022-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":368381,"accession_number":"0001397911-22-000099","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2022-06-14T23:59:59+00:00","items":["7.01"],"status":"ready","headline":"LPL Financial posts updated Q1 2022 investor presentation on website","summary_kind":"llm","event_type":"other","confidence":"low","bullets":["Presentation titled 'Q1 2022 Investor Presentation' posted to investor.lpl.com.","Includes updates on the Company's client cash program.","No specific financial figures or guidance changes disclosed in the 8-K."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":368380,"accession_number":"0001397911-22-000074","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2022-05-18T23:59:59+00:00","items":["5.07","8.01"],"status":"ready","headline":"LPL Financial declares $0.25 quarterly dividend; annual meeting elects directors","summary_kind":"llm","event_type":"dividend","confidence":"high","bullets":["Board declared $0.25 per share cash dividend, payable June 24, 2022 to holders of record June 9, 2022.","Nine director nominees elected at May 18 annual meeting; broker non-votes of 2.4M shares on each nominee.","Ratification of Deloitte & Touche as auditor: 73.1M for, 2.0M against, 25.5K abstain.","Advisory vote on executive compensation approved: 71.2M for, 1.4M against, 2.4M broker non-votes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":368379,"accession_number":"0001397911-22-000064","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2022-04-28T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q1 2022 earnings release; no specific figures available in filing excerpt","summary_kind":"llm","event_type":"earnings","confidence":"low","bullets":["Q1 2022 financial results for period ending March 31, 2022 announced on April 28, 2022.","Specific financial metrics (EPS, revenue, assets) are not included in the provided filing text.","No segment breakdown or guidance change was detailed in the available excerpt.","Confidence is low; materiality cannot be assessed without the press release data."],"consensus_eps_estimate":null,"consensus_eps_actual":1.64,"consensus_revenue_estimate":null,"consensus_revenue_actual":2065693000.0,"consensus_period":"2022-Q1","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.0,"calibrated_materiality_score":0.0,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":387695,"accession_number":"0001397911-22-000018","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2022-02-23T23:59:59+00:00","items":["5.03","9.01"],"status":"ready","headline":"LPL Financial adopts proxy access bylaw for 3% holders","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["New Section 1.12 allows stockholder or group of up to 20 stockholders owning at least 3% of common stock continuously for 3 years to nominate directors.","Nominees can constitute up to the greater of two directors or 20% of the Board.","Proxy access becomes effective after the 2022 annual meeting of stockholders.","Board also adopted clarifying and conforming changes to other sections of the bylaws.","Amendment follows a routine review of corporate governance policies."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":387694,"accession_number":"0001397911-22-000003","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2022-02-03T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial reports Q4/FY2021 earnings; press release text not included in filing","summary_kind":"llm","event_type":"earnings","confidence":"low","bullets":["LPL Financial issued a press release on February 3, 2022 for Q4 and full year 2021 results.","Exhibit 99.1 containing the press release is referenced but not provided in the input text.","No specific financial figures, guidance, or segment data can be extracted.","Ticker LPLA; earnings announcement date and filing items 2.02/9.01 confirmed."],"consensus_eps_estimate":null,"consensus_eps_actual":5.63,"consensus_revenue_estimate":null,"consensus_revenue_actual":7720830000.0,"consensus_period":"2021-FY","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.2,"market_cap_usd":21412609820.89866,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":"2022-02-03T23:59:59+00:00|387694"}