{"filings":[{"id":470957,"accession_number":"0001628280-26-035566","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2026-05-15T20:11:20+00:00","items":["5.03","5.07","9.01"],"status":"ready","headline":"LPL Financial adopts bylaw amendments and shareholders approve all proposals at 2026 annual meeting","event_type":"other_material","confidence":"high","bullets":["Board amended bylaws to align with Delaware law, clarify meeting postponement authority, and revise stockholder nomination procedures.","Shareholders elected all 11 director nominees, with votes ranging from 69.2M to 73.6M for.","Ratified Deloitte & Touche as auditor: 74.2M for, 2.7M against.","Advisory vote on executive compensation approved: 72.6M for, 1.1M against.","Three charter amendments passed: remove supermajority (73.7M for), officer exculpation (60.9M for), remove corp opportunities (73.7M for)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.15,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":92621,"accession_number":"0001628280-26-028890","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2026-04-30T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q1 EPS $4.43 (adj $5.60), assets up 30% to $2.3T; lowers Core G&A outlook","event_type":"earnings","confidence":"high","bullets":["Net income $356M, diluted EPS $4.43 (+4% YoY); adjusted EPS $5.60 (+9% YoY).","Total client assets $2.3T (+30% YoY); advisory assets $1.4T (+42% YoY, 59.5% of total).","Recruited assets $17B (-55% YoY); organic net new assets $21B (4% annualized growth).","Commonwealth conversion on track for Q4 2026; run-rate EBITDA estimate cut to $410M from $425M.","Core G&A 2026 outlook lowered $20M to $2,155–2,190M; $125M share repurchases planned in Q2."],"consensus_eps_estimate":null,"consensus_eps_actual":4.43,"consensus_revenue_estimate":null,"consensus_revenue_actual":4938434000.0,"consensus_period":"2026-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.9,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":103584,"accession_number":"0001628280-26-004112","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2026-01-29T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q4 adj EPS $5.23, up 23% YoY; assets reach $2.4T","event_type":"earnings","confidence":"high","bullets":["Net income $301M, diluted EPS $3.74 (+4% YoY); adjusted EPS $5.23 (+23%).","Gross profit $1.54B (+26% YoY); total advisory & brokerage assets $2.4T (+36%).","Organic net new assets $23B (4% annualized); recruited assets $14B.","Client cash $61B; corporate cash $470M; leverage ratio 1.95x.","Full-year adj EPS $20.09 (+22%); GAAP EPS $10.92 (-22%)."],"consensus_eps_estimate":null,"consensus_eps_actual":10.92,"consensus_revenue_estimate":null,"consensus_revenue_actual":16989479000.0,"consensus_period":"2025-FY","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":103583,"accession_number":"0001193125-26-007083","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2026-01-08T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"Somesh Khanna elected to LPL Financial board as independent director","event_type":"leadership","confidence":"high","bullets":["Khanna, effective Jan 5, 2026, is a senior advisor at McKinsey and executive co-chair of Apexon.","Brings 30+ years in consulting/financial services, expertise in digital strategy, AI, and transformation.","Also serves on boards of KeyCorp and Persado; holds a Kellogg MBA and Indian Institute of Technology degrees.","Receives pro-rated director compensation under company policy; cash and restricted shares vest May 13, 2026."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":119848,"accession_number":"0001628280-25-047543","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-10-30T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q3 2025: Adjusted EPS $5.20 (+25% YoY); total assets hit $2.3T with Commonwealth integration","event_type":"earnings","confidence":"high","bullets":["Net loss $30M (diluted EPS -$0.37) from $419M one-time acquisition costs for Commonwealth Financial Network.","Adjusted EPS $5.20 (+25% YoY); gross profit $1,479M (+31%); adjusted pre-tax income $569M (+35%).","Total advisory & brokerage assets +45% to $2.3T; advisory assets +51% to $1.3T.","Total net new assets $308B, incl. $275B from Commonwealth; organic net new assets $33B (7% annualized).","Client cash balances $56B (+$5B sequentially); corporate cash $568M; leverage 2.04x."],"consensus_eps_estimate":null,"consensus_eps_actual":7.15,"consensus_revenue_estimate":null,"consensus_revenue_actual":12057009000.0,"consensus_period":"2025-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":136407,"accession_number":"0001193125-25-171084","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-08-01T23:59:59+00:00","items":["7.01","8.01","9.01"],"status":"ready","headline":"LPL Financial closes acquisition of Commonwealth Financial Network; advisors managing $305B in assets join","event_type":"m_and_a","confidence":"high","bullets":["LPL closed acquisition of Commonwealth, adding ~3,000 advisors and $305B in assets.","Commonwealth CEO Wayne Bloom joins LPL management committee, retains CEO role at Commonwealth.","LPL reaffirms 90% advisor retention target; onboarding to Commonwealth platform expected by Q4 2026.","Commonwealth ranked #1 in Independent Advisor Satisfaction by J.D. Power for 12th consecutive year."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":136406,"accession_number":"0001397911-25-000119","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-07-31T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"LPL Financial Q2 2025: Adjusted EPS $4.51 (+16% YoY), total assets $1.9T (+28%)","event_type":"earnings","confidence":"high","bullets":["Net income $273M, diluted EPS $3.40 (+5% YoY); adjusted EPS $4.51 (+16% YoY).","Gross profit $1,304M (+21% YoY); adjusted pre-tax income $490M (+23% YoY).","Total advisory/brokerage assets $1.9T (+28% YoY); advisory assets $1.1T (+28%).","Organic net new assets $21B (5% annualized); $24B excluding Wintrust and OSJ off-boarding.","Client cash $51B (-$2B sequentially); cash as % of assets 2.6% (down from 3.0% prior qtr)."],"consensus_eps_estimate":null,"consensus_eps_actual":7.61,"consensus_revenue_estimate":null,"consensus_revenue_actual":7505032000.0,"consensus_period":"2025-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":136405,"accession_number":"0001193125-25-155488","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-07-03T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"Former Chief Legal Officer Althea Brown signs consulting deal; $270K repayment waived, RSUs vest through Sept 20","event_type":"leadership","confidence":"high","bullets":["Consulting period July 2 to September 20, 2025; supports transition of chief legal officer duties.","Repayment obligation of $269,573 for sign-on bonus and relocation waived.","5,400 unvested RSUs continue to vest during consulting term; forfeited after.","Agreement includes a general release of claims against LPL.","Consultant reports to CEO; retains laptop and email access."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.35,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153555,"accession_number":"0001193125-25-134140","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-06-03T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"Chief Legal Officer Althea Brown resigns effective June 30, 2025 for personal career break","event_type":"leadership","confidence":"high","bullets":["Althea Brown submitted resignation as Chief Legal Officer and Corporate Secretary, effective June 30, 2025.","Brown stated she made a personal decision to take a career break after more than 28 years in executive roles.","She will assist with a transition plan while the company searches for a successor.","Brown was a named executive officer in LPL Financial's most recent proxy filing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153554,"accession_number":"0001397911-25-000066","cik":1397911,"company_name":"LPL Financial Holdings Inc.","ticker":"LPLA","form_type":"8-K","filed_at":"2025-05-23T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"LPL shareholders elect all 10 director nominees, ratify Deloitte, approve say-on-pay at 2025 annual meeting","event_type":"other_material","confidence":"high","bullets":["All 10 director nominees elected; Anne M. Mulcahy received the lowest support with 63.4M for vs 3.1M against (94.9% of votes cast).","Deloitte & Touche LLP ratified as independent auditor for fiscal 2025: 67.8M for, 2.4M against, 13k abstain.","Advisory vote on named executive officer compensation approved: 64.3M for, 2.2M against, 78.8k abstain, 3.7M broker non-votes.","No other matters submitted; meeting held May 22, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}