{"filings":[{"id":2078814,"accession_number":"0001213900-26-085661","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2026-08-05T20:05:45+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q3 2026 NAV per share hits six-year high of $81.69; special dividend paid","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income of $6.5M; net investment income of $2.1M for quarter ended June 30, 2026.","NAV per share rose to $81.69 from $79.56 at March 31, 2026, a six-year high.","Weighted average yield on debt and income-producing investments was 13.2%.","Special dividend of $0.07 per share paid on May 28, 2026 to holders of record May 18, 2026.","Portfolio fair value $301.6M across 31 companies; cash $2.2M, $57.5M notes, $90M credit facility."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":93154,"accession_number":"0001213900-26-052245","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2026-05-05T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q2 total investment income $5.2M, NII $0.7M; declares $0.07 special dividend","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $5.2M, net investment income $0.7M for quarter ended March 31, 2026.","NAV of $153.8M ($79.56/share); weighted avg yield on debt investments 13.1%.","Board declared $0.07 special dividend payable May 28, 2026 to holders of record May 18, 2026.","Repurchased 66,396 shares (3.3% of shares outstanding) during the quarter.","Portfolio fair value $295.8M across 32 companies; one non-accrual investment with $0 fair value."],"consensus_eps_estimate":null,"consensus_eps_actual":-1.83,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2026-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104539,"accession_number":"0001213900-26-032335","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2026-03-20T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"PhenixFIN annual meeting: directors elected, auditor ratified, say-on-pay approved","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Karen Hirtler-Garvey elected with 1,037,446 votes for; Lowell W. Robinson with 968,775 for.","KPMG LLP ratified as auditor for FY ending Sep 30, 2026: 1,412,772 for, 11,416 against.","Advisory vote on executive compensation passed: 956,003 for, 29,980 against, 90,616 abstain.","Broker non-votes: 348,153 on director election and say-on-pay; none on auditor ratification.","Quorum of 1,424,752 shares present out of 2,000,560 outstanding."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.0,"calibrated_materiality_score":0.0,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104538,"accession_number":"0001213900-26-013686","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2026-02-09T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q1 total investment income $6.7M, net investment income $2.1M, NAV $77.92","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $6.7M; net investment income $2.1M; net realized gain $0.7M; net unrealized loss $7.2M.","NAV $155.8M ($77.92/share) at Dec 31, 2025; weighted average yield 12.52% on income-producing investments.","Portfolio fair value $295.6M across 33 companies; one non-accrual investment ($0 fair value).","Cash $3.4M; $57.5M 5.25% notes due 2028; $90M outstanding under credit facility.","CEO: equity mark-to-market declines reflect company-specific softness; expect U.S. fundamentals improvement in 2026."],"consensus_eps_estimate":null,"consensus_eps_actual":-2.38,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2026-Q1","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120819,"accession_number":"0001213900-25-120904","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2025-12-12T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q4 total investment income $6.9M, NAV per share $80.24 up from $79.37 YoY","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 total investment income $6.9M; net investment income $1.4M.","NAV per share $80.24 at Sep 30, 2025 vs $79.37 a year ago; total NAV $160.8M.","Weighted average yield on debt investments 12.8% at fiscal year end.","Special dividend of $1.43 per share paid in February 2025; share repurchase program active.","Sold First Brands Group position at ~95.5 (near par) after delayed refinancing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137423,"accession_number":"0001213900-25-072560","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2025-08-06T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN reports Q3 FY2025 net investment income of $1.2M; NAV $78.20/share","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $6.2M; net investment income $1.2M; weighted average yield 12.66%.","NAV $157M ($78.20 per share) as of June 30, 2025; portfolio fair value $294.4M across 34 companies.","Net realized loss $12.0M partially offset by $9.3M unrealized gain.","Credit facility amended: $100M facility with $50M accordion, SOFR+2.5%, matures April 2030.","Cash $7.3M; $59.2M notes outstanding; $87.0M drawn on credit facility."],"consensus_eps_estimate":null,"consensus_eps_actual":0.03,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-Q3","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":154740,"accession_number":"0001213900-25-040260","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2025-05-07T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q2 fiscal 2025 NII $1.0M, NAV $78.72/sh; credit facility upsized to $100M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $6.0M, net investment income $1.0M; net realized/unrealized losses of $1.1M and $0.5M.","NAV of $159M ($78.72/sh) after special dividend of $1.43/sh paid Feb 19, 2025.","Portfolio fair value $286.8M across 36 companies; two non-accrual at $1.4M fair value.","Credit facility extended to April 2030, upsized to $100M; cost reduced to SOFR+250 from SOFR+290.","Weighted average yield on debt investments 11.82%; cash $8.7M, $59.2M notes due 2028."],"consensus_eps_estimate":0.3737,"consensus_eps_actual":0.78,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-Q2","consensus_source":"xbrl+finnhub","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":154739,"accession_number":"0001213900-25-034147","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2025-04-22T23:59:59+00:00","items":["1.01"],"status":"ready","headline":"PhenixFIN amends credit facility: increases to $100M, extends maturity to 2030","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Credit facility increased by $12.5M from $87.5M to $100.0M; uncommitted accordion allows potential additional $50M.","Term extended to April 17, 2030 (5 years from effective date).","BankUnited, N.A. appointed as administrative agent, replacing Woodforest National Bank and prior lenders.","Interest rates range from ABR+1.35% to ABR+1.75% (base rate loans) or Term SOFR+2.35% to Term SOFR+2.75% (benchmark loans)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":173250,"accession_number":"0001213900-25-025615","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2025-03-21T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"PhenixFIN stockholders elect director, ratify KPMG, approve say-on-pay at annual meeting","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Arthur S. Ainsberg elected director with 821,563 votes for, 23,436 withheld (587,859 broker non-votes).","Ratification of KPMG as auditor for FY2025 passed: 1,403,064 for, 27,613 against, 2,181 abstain.","Advisory vote on executive compensation approved: 823,309 for, 15,531 against, 6,159 abstain.","All three proposals were approved by the requisite vote at the March 12, 2025 annual meeting."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.15,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":173249,"accession_number":"0001213900-25-011049","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2025-02-07T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN reports Q1 investment income $6.2M, NAV $80.59, special dividend $1.43","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $6.2M; net investment income $1.6M for fiscal Q1 2025.","NAV of $162.8M ($80.59/share) as of Dec 31, 2024.","Weighted average yield of 13.3% on debt and income producing investments.","Board declared special dividend of $1.43/share, payable Feb 18, 2025.","Completed merger of The National Security Group on Oct 1, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":1.22,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2025-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":190272,"accession_number":"0001213900-24-109443","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2024-12-17T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN reports fiscal Q4 NAV $79.37 (+12% YoY); acquires 80% of National Security Group","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["NAV per share $79.37 as of Sep 30, 2024, up 12% from $70.75 a year ago.","Q4 total investment income $5.6M; net investment income $0.5M; net unrealized gain $4.6M.","Completed acquisition of ~80% equity of The National Security Group, Inc. (insurance holding company) on Oct 1, 2024.","Fiscal 2025 product revenue guidance $8M-$10M; product gross margin guidance 47-51%."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":206770,"accession_number":"0001213900-24-065748","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2024-08-06T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q3 total investment income $6.2M, NAV $76.35/sh (up 14% YoY)","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $6.2M, net investment income $2.0M for Q3 ended June 30, 2024.","Net asset value $154.2M ($76.35/sh), up 14% over prior year after special dividend.","Weighted average yield on debt/income investments at 13.8%.","Credit facility increased to $87.5M as of August 5, 2024.","Special dividend of $1.31/sh paid June 10, 2024 to holders of record May 27, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":6.11,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":224015,"accession_number":"0001213900-24-041493","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2024-05-10T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q2 2024 NAV $76.35 (+22% YoY); special dividend $1.31 declared","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $4.7M, net investment income $0.6M for fiscal Q2 ended March 31, 2024.","NAV $154.3M ($76.35/share), up 22% from $62.57 one year ago.","Special dividend of $1.31/share declared, payable June 10 to holders of record May 27.","Credit facility expanded to $62.5M; $28.4M drawn at quarter end.","Repurchased 40,000 shares during the quarter."],"consensus_eps_estimate":null,"consensus_eps_actual":4.81,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":224014,"accession_number":"0001140361-24-019863","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2024-04-15T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"PhenixFIN stockholders elect directors, ratify KPMG, approve say-on-pay","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["David Lorber (930,120 for) and Howard Amster (925,681 for) elected directors; 536,273 broker non-votes.","KPMG ratified as auditor: 1,397,645 for, 132,594 against, 4,550 abstain; no broker non-votes.","Advisory say-on-pay approved: 937,557 for, 54,556 against, 6,403 abstain; 536,273 broker non-votes."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.15,"calibrated_materiality_score":0.15,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":243377,"accession_number":"0001213900-24-015766","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2024-02-21T23:59:59+00:00","items":["1.01","2.03"],"status":"ready","headline":"PhenixFIN amends credit facility, ups borrowing capacity by $12.5M to $62.5M","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Effective February 21, 2024, the credit facility principal was increased from $50.0 million to $62.5 million.","Amendment involved existing lenders Woodforest National Bank, Valley National Bank, and Axiom Bank.","All other material terms of the three-year revolving credit facility remain unchanged.","The facility was originally entered into on December 15, 2022."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":243376,"accession_number":"0001213900-24-011606","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2024-02-08T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN reports Q1 FY2024 NII $1.7M, NAV per share $73.14, up 23% YoY","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $5.7M, net investment income $1.7M for quarter ended Dec 31, 2023.","NAV $150.7M ($73.14/share), up 23% from $59.53/share in Q1 FY2023.","Weighted average yield on debt investments 13.0%; repurchased 13,223 shares during quarter.","Portfolio fair value $222.2M across 39 companies; 4 non-accrual investments with $8.9M FMV.","Cash $12.2M; $57.5M in 5.25% notes due 2028; $28.4M drawn on credit facility."],"consensus_eps_estimate":null,"consensus_eps_actual":2.19,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":260766,"accession_number":"0001213900-23-098180","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2023-12-22T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN reports FY2023 NAV per share $70.75 (+23% YoY); NII per share $3.11 (+110%)","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["FY2023 NAV per share $70.75, up 23% from $57.49 a year earlier.","Net investment income per share $3.11, more than double $1.48 in prior year.","Q4 total investment income $5.7M, net investment income $1.9M.","Weighted average yield on debt and income-producing investments was 13.3% at year-end.","Repurchased 28,416 shares during fiscal 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":278039,"accession_number":"0001213900-23-065790","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2023-08-11T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN fiscal Q3 NII $1.2M, NAV $67.01, portfolio $218.7M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income of $4.8M in Q3 and $14.5M for nine months ended June 30, 2023; NII of $1.2M and $4.6M.","NAV per share of $67.01, total NAV $140.0M as of June 30, 2023.","Portfolio fair value $218.7M across 46 companies; 6 non-accrual with $6.8M fair value.","Cash $10.9M; debt of $57.5M (5.25% notes due 2028) and $28.2M under credit facility.","Share repurchase program expanded from $25M to $35M; redeemed $22.5M unsecured notes in Jan 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":9.34,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2023-Q3","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":296114,"accession_number":"0001213900-23-038521","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2023-05-11T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN reports Q2 2023 NII of $1.8M, NAV $62.70; buyback raised to $35M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $9.6M for six months; net investment income $3.4M.","Quarterly net investment income $1.8M; NAV per share $62.70 as of March 31, 2023.","Redeemed $22.5M of 6.125% unsecured notes on January 17, 2023.","Board expanded stock repurchase program from $25M to $35M on February 8, 2023.","Portfolio fair value $200.1M across 43 companies; weighted avg yield 11.8%."],"consensus_eps_estimate":null,"consensus_eps_actual":5.08,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2023-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":296113,"accession_number":"0001213900-23-035938","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2023-05-03T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"PhenixFIN annual meeting votes: directors elected, KPMG ratified, exec comp approved","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Karin Hirtler-Garvey and Lowell W. Robinson elected directors with 939,570 and 957,064 votes for, respectively.","KPMG LLP ratified as independent auditor for fiscal 2023 with 1,497,899 votes for, 36,007 against.","Advisory vote on executive compensation approved with 947,866 for, 34,442 against, 20,010 abstentions.","Quorum of 1,536,119 shares present; 2,094,238 shares outstanding as of March 2, 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.15,"calibrated_materiality_score":0.15,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":316627,"accession_number":"0001213900-23-017210","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2023-03-03T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"PhenixFIN dismisses EY, appoints KPMG as independent auditor effective Feb 27, 2023","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Dismissed Ernst & Young LLP as independent registered public accounting firm on February 27, 2023.","No disagreements or reportable events occurred during fiscal years 2021 and 2022 or subsequent period.","Appointed KPMG LLP as new independent auditor for fiscal year ending September 30, 2023.","Audit committee recommended both the dismissal and appointment; EY provided a letter agreeing with the company's statements."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":316626,"accession_number":"0001213900-23-009499","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2023-02-09T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q1 fiscal 2023: NII $1.6M, NAV $124.7M, buyback expanded to $35M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $4.7M, net investment income $1.6M, NAV $124.7M ($59.38/sh).","Secured 3-year $50M credit facility with Woodforest National Bank (SOFR+2.90%).","Redeemed $22.5M 6.125% unsecured notes due 2023 on Jan 17, 2023.","Board expanded repurchase program to $35M (from $25M); 627,137 shares repurchased since inception.","Weighted average yield on debt investments 11.3%; 43 portfolio cos, 5 on non-accrual ($5.4M FMV)."],"consensus_eps_estimate":null,"consensus_eps_actual":1.88,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2024-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":334875,"accession_number":"0001213900-22-080280","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2022-12-16T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q4 2022: NII $1.9M, NAV $57.49/shr, new $50M credit facility","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Q4 total investment income $5.1M, net investment income $1.9M.","NAV $120.8M ($57.49/shr) vs $57.08/shr a year ago; portfolio fair value $193.0M.","Secured 3-yr $50M credit facility (SOFR+2.90%); will redeem $22.5M 6.125% notes due 2023.","Repurchased 16.5% of shares outstanding in FY2022; weighted avg yield to maturity 10.85%.","Net realized loss $10.3M on sale of Path Medical; net unrealized loss $3.7M from market volatility."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":352319,"accession_number":"0001213900-22-045997","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2022-08-10T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q3 2022: total investment income $3.7M, NII $0.2M, NAV $58.74/share","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $3.7M; net investment income $0.2M; total net expenses $3.5M","NAV of $129.1M ($58.74/share) at June 30, 2022 vs $57.08 at Sep 30, 2021","Weighted average yield on debt investments 9.09%; FlexFIN over $40M allocated","Net realized loss $0.2M; net unrealized depreciation $9.2M from market volatility","6 non-accrual investments with fair value $12.4M; cash $24.4M, total debt $80M"],"consensus_eps_estimate":null,"consensus_eps_actual":-0.61,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2023-Q3","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":369853,"accession_number":"0000922423-22-000027","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2022-05-26T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"PhenixFIN annual meeting elects director, ratifies auditor; two non-binding proposals fail","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Director Arthur S. Ainsberg elected with 1,111,663 votes for, 401,588 withheld; 350,764 broker non-votes.","Ernst & Young ratified as independent auditor for FY2022 (1,843,691 for, 22,496 against).","Advisory votes: one-year frequency for executive compensation approved (1,473,475 for) and executive compensation approved (1,244,059 for).","Non-binding proposal on board declassification failed (689,697 for vs 748,022 against).","Non-binding proposal on investment and distribution activity failed (375,495 for vs 1,074,865 against)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.15,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":369852,"accession_number":"0001213900-22-024960","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2022-05-10T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q2 FY2022 net investment income $1.2M; NAV per share rises to $62.94","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $3.7M, net investment income $1.2M; net realized gain $0.5M and unrealized appreciation $1.4M.","NAV per share $62.94 (Mar 31, 2022), up from $57.08 (Sep 30, 2021); 18.9% increase since internalization.","Repurchased 309,427 shares for $12.5M during the quarter; portfolio fair value $188.8M across 48 companies.","Operating expenses down 44% since internalization; weighted average yield on debt investments 8.32%.","Cash $37.7M; outstanding notes: $57.5M (5.25% due 2028) and $22.5M (6.125% due 2023)."],"consensus_eps_estimate":null,"consensus_eps_actual":3.16,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":"2023-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":388980,"accession_number":"0001213900-22-006412","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2022-02-10T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q1 FY2022: NAV per share up to $58.99, repurchase program expanded to $25M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $3.1M; net investment income $0.2M for quarter ended Dec 31, 2021.","NAV per share $58.99 (Sept 30: $57.08), up 11.4% over trailing twelve months.","Operating expenses declined 44% YoY ($6.9M vs $12.5M) following internalization.","Board expanded share repurchase program from $15M to $25M; 219,964 shares repurchased at $8.7M since Jan 2021.","Portfolio fair value $175.4M across 42 companies; weighted average yield 8.78%."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":406907,"accession_number":"0001213900-21-066181","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2021-12-20T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q4 net investment income $1.1M; NAV per share $57.08; launches gem/jewelry lending and issues $57.5M notes","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $4.4M; net investment income $1.1M for quarter ended Sep 30, 2021.","NAV $143.7M ($57.08/share) vs $55.30 a year ago; cash and equivalents $69.4M.","Launched FlexFIN, LLC, an asset-based lending business for gem and jewelry industry.","Subsequent event: issued $57.5M aggregate principal of 5.25% unsecured notes due 2028 on Nov 15, 2021.","Repurchased 141,700 shares for $5.9M in Q4; net capital loss carryforward $490M."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":406906,"accession_number":"0001213900-21-059528","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2021-11-15T23:59:59+00:00","items":["1.01","2.03","8.01","9.01"],"status":"ready","headline":"PhenixFIN issues $57.5M of 5.25% notes due 2028, redeems $55.3M of 6.125% notes due 2023","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $57.5M aggregate principal of 5.25% Notes due November 1, 2028; net proceeds to redeem 2023 Notes.","Redeeming $55.325M of 6.125% Notes due 2023 on December 16, 2021 at 100% of par plus accrued interest.","After redemption, approximately $22.5M of the 2023 Notes will remain outstanding.","New notes are unsecured, rank pari passu with existing unsecured debt; interest paid quarterly starting Feb 1, 2022."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":406905,"accession_number":"0001213900-21-058308","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2021-11-12T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"PhenixFIN issues $50M 5.25% Notes due 2028; overallotment option of $7.5M","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $50.0M aggregate principal of 5.25% Notes due 2028 via Oppenheimer & Co.","Underwriters have 30-day option to purchase up to $7.5M additional notes.","Closing expected November 15, 2021, subject to customary conditions.","Offering made under shelf registration statement N-2 (333-258913)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":406904,"accession_number":"0001213900-21-057401","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2021-11-08T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN files prospectus supplement with preliminary FY2021 Q4 and annual results","summary_kind":"llm","event_type":"other_material","confidence":"low","bullets":["Company filed a prospectus supplement on Nov 8, 2021 containing preliminary estimates for quarter and year ended Sept 30, 2021.","No specific financial figures are disclosed in the 8-K; full details are in the incorporated Exhibit 99.1.","The supplement was filed under Rule 424(b)(2) and is not deemed filed for Exchange Act purposes.","Ticker: PFX (NASDAQ); also lists 6.125% Notes due 2023 under symbol PFXNL."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":425907,"accession_number":"0001213900-21-041686","cik":1490349,"company_name":"PhenixFIN Corp","ticker":"PFX","form_type":"8-K","filed_at":"2021-08-11T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"PhenixFIN Q3 fiscal 2021: Investment income $8.7M, NAV $58.49/share, up from $55.30","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Total investment income $8.7M (Q3 FY2021) vs $4.3M YoY; net investment income $5.4M.","Net asset value $156.7M ($58.49/share) vs $55.30 at Sept 30, 2020; portfolio fair value $181.6M.","Cash $52.9M; 10 portfolio companies on non-accrual with $13.6M fair value.","Share repurchases: 64,788 shares at avg $32.74 through Aug 10 under $15M program.","Outstanding $77.8M of 6.125% unsecured notes due 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":85034399.01112485,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}