{"filings":[{"id":1093038,"accession_number":"0001104659-26-074850","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2026-06-17T11:00:27+00:00","items":["5.07"],"status":"ready","headline":"Stockholders elect director and approve new investment advisory agreement at annual meeting","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Bruce R. Bilger elected director with 13,650,012 votes for, 2,122,882 withheld.","New investment advisory agreement with Stellus Capital Management, LLC approved: 14,244,374 for, 721,794 against, 806,722 abstentions.","Meeting held June 16, 2026; 15,974,326 shares voted out of 28,947,255 eligible."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.15,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":105333,"accession_number":"0001104659-26-010653","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2026-02-05T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Stellus Capital Management to be acquired by P10; BDC shareholders to vote on new advisory agreement","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Acquisition of external adviser Stellus Capital Management by P10 (NYSE:PX) for undisclosed terms; expected close mid-2026.","Current management team remains; day-to-day operations, investment decisions unchanged.","Transaction triggers assignment of advisory agreement; BDC shareholders must approve new agreement with same terms.","P10 has >$40B AUM; Stellus has $3.8B AUM as lower-middle market direct lender.","P10's sponsor network expected to broaden Stellus' direct lending opportunities."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":121608,"accession_number":"0001104659-25-115422","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-11-24T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Stellus Capital redeems remaining $50M of 4.875% Notes due 2026 on Dec 31, 2025","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Company will redeem remaining $50M aggregate principal of its 4.875% Notes due 2026 on Dec 31, 2025.","Previously redeemed $50M (50%) of the Notes on Sep 30, 2025; full redemption completes the process.","Redemption price is 100% of principal plus accrued interest (~$609,375) and a make-whole premium based on Treasury rate plus 50 bps.","Holders must surrender notes to U.S. Bank Trust Company as Paying Agent; CUSIP 858568 AB4."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":138268,"accession_number":"0001104659-25-093911","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-09-26T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Stellus Capital issues $50M add-on to 7.250% Notes due 2030; total outstanding now $125M","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $50M aggregate principal of 7.250% Notes due 2030 at a price yielding total proceeds of ~$50.65M before discounts/expenses.","Notes are a single series with the existing $75M of 7.250% Notes due 2030, bringing total to $125M; same CUSIP and terms.","Net proceeds will be used to repay a portion of the 4.875% Notes due 2026.","Notes mature April 1, 2030; semi-annual interest at 7.250% per year; unsecured and rank pari passu with existing unsecured debt.","Offering closed September 25, 2025; made under effective shelf registration statement."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":138267,"accession_number":"0001104659-25-090030","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-09-15T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Stellus Capital expands revolver to $335M, extends maturity to 2030, cuts margins","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Credit facility commitment increased from $315M to $335M; accordion cap raised to $365M.","Commitment termination extended to Sept 2029; final maturity to Sept 2030.","Applicable margin on eurocurrency/SOFR loans reduced to range of 2.25%–2.50% from prior levels.","Borrower must prepay at least 50% of $68.8M 4.875% Unsecured Notes due 2026 by Sept 30, 2025; fully paid by Jan 1, 2026.","New minimum shareholders' equity floor set at $181.8M plus 25% of net equity proceeds after June 30, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":138266,"accession_number":"0001104659-25-088902","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-09-10T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Stellus Capital establishes $100M at-the-market equity offering program","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Enters equity distribution agreement to sell up to $100M in common stock via ATM.","KBW and Raymond James serve as sales agents; commission of 1.5% of gross sales.","Net proceeds to repay debt and fund portfolio investments per investment strategy.","Sales made through NYSE or other exchanges at prevailing market prices."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":138265,"accession_number":"0001104659-25-084789","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-08-28T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Stellus Capital announces partial redemption of $50M of its 4.875% Notes due 2026","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Will redeem 50% ($50M) of its $100M 4.875% Notes due 2026 on Sept 30, 2025.","Redemption price: 100% of principal plus accrued interest (~$1.22M) plus make-whole premium (Treasury rate + 50 bps).","Interest on redeemed notes ceases on the redemption date; holders must surrender notes for payment.","Partial redemption reduces outstanding debt; remaining $50M of notes continue to trade."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":155720,"accession_number":"0001104659-25-061187","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-06-20T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Stellus shareholders approve below-NAV share issuance up to 25%; directors elected","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Proposal to authorize up to 25% of outstanding shares issued below NAV passed with 11.2M for, 3.3M against.","Directors Dean D’Angelo and William C. Repko elected to three-year terms with 14.5M and 13.7M votes for.","15.2M of 28.4M eligible shares voted (53.4% turnout)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.15,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":155719,"accession_number":"0001104659-25-031208","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-04-02T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Stellus Capital issues $75M of 7.250% Notes due 2030; net proceeds to repay credit facility","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Fourth Supplemental Indenture for $75M of 7.250% Notes due 2030 executed on April 1, 2025.","Interest at 7.250% per year paid semi-annually; first payment on October 1, 2025.","Notes are unsecured, rank pari passu with existing unsecured debt, structurally subordinated to subsidiary debt.","Net proceeds to repay Credit Facility borrowings; may be re-borrowed for investments and working capital."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":174212,"accession_number":"0001104659-25-029412","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2025-03-28T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Stellus Capital Investment Corp. issues $75M of 7.250% Notes due 2030","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["$75 million aggregate principal of 7.250% Notes due 2030 issued via underwritten public offering.","Raymond James & Associates acts as representative of the underwriters.","Closing expected on April 1, 2025, subject to customary closing conditions.","Offering made under effective shelf registration statement on Form N-2 (File No. 333-265695).","Underwriting Agreement includes customary reps, warranties, and indemnification provisions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":191142,"accession_number":"0001104659-24-113515","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2024-11-01T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Stellus Capital increases credit facility commitments from $260M to $315M","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Commitments under the senior secured revolver raised by $55M to $315M via Increase Agreement dated Oct 30, 2024.","New lenders Bank OZK ($45M commitment) and Commerce Bank ($10M commitment) join the facility.","Existing lender Zions/Amegy Bank continues as administrative agent and LC issuer.","Borrower represented no default exists and representations remain true after the increase.","Subsidiary guarantors consented and affirmed their obligations remain in effect."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.45,"calibrated_materiality_score":0.45,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":225076,"accession_number":"0001104659-24-074345","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2024-06-24T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Stellus Capital shareholders elect directors, approve share issuance below NAV","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Robert T. Ladd re-elected with 13,269,460 votes for, 580,559 withheld.","J. Tim Arnoult re-elected with 12,274,784 votes for, 1,575,234 withheld.","Proposal to sell up to 25% outstanding stock below NAV passed: 10,552,051 for, 2,742,442 against, 555,512 abstentions.","13,850,019 shares voted out of 24,125,642 eligible at June 20, 2024 annual meeting."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.15,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":225075,"accession_number":"0001104659-24-044363","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2024-04-05T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Stellus Capital dismisses Grant Thornton as auditor, engages Deloitte & Touche","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Dismissed Grant Thornton LLP as independent auditor effective April 3, 2024; Board acted on Audit Committee recommendation.","Audit reports for fiscal years 2022 and 2023 were unqualified; no disagreements or reportable events with Grant Thornton.","Engaged Deloitte & Touche LLP as new auditor for fiscal year ending December 31, 2024, effective April 3, 2024.","No prior consultations with Deloitte regarding accounting principles or disagreements before engagement."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":261711,"accession_number":"0001104659-23-120815","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2023-11-22T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Stellus amends credit facility: cuts commitment to $260M, extends maturity to 2028, lowers interest coverage covenant","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Maximum commitment reduced from $265M to $260M; accordion limit raised from $315M to $350M.","Commitment termination extended to Nov 21, 2027; final maturity to Nov 21, 2028.","Interest coverage ratio requirement lowered from 2.00:1.00 to 1.75:1.00, effective Q4 2023.","Requires refinancing of $115M 4.875% Unsecured Notes due 2026 by Sept 30, 2025.","Authorizes replacement of CDOR with CORRA benchmark for Canadian dollar advances."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":278924,"accession_number":"0001104659-23-090643","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2023-08-14T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Stellus Capital enters $100M ATM equity distribution agreement with KBW and Raymond James","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Up to $100M of common stock may be sold at market prices through Keefe, Bruyette & Woods and Raymond James as sales agents.","Proceeds to be used to repay outstanding indebtedness and make investments in portfolio companies.","Sales agents receive 1.5% commission on gross sales price plus expense reimbursement.","Shares sold under existing shelf registration statement (Form N-2, File No. 333-265695)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":297212,"accession_number":"0001104659-23-073829","cik":1551901,"company_name":"Stellus Capital Investment Corp","ticker":"SCM","form_type":"8-K","filed_at":"2023-06-22T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Stellus Capital shareholders re-elect Bruce R. Bilger as director; approve share issuance below NAV","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Annual meeting held June 22, 2023; 11,473,492 shares voted out of 20,835,746 eligible.","Bruce R. Bilger re-elected as director with 10,030,279 votes for, 1,443,213 withheld.","Proposal to authorize issuance of up to 25% of outstanding common stock below NAV approved: 9,344,620 for, 1,826,788 against, 302,076 abstentions.","Shareholders excluding affiliates voted 8,226,083 for the below-NAV issuance, 1,826,788 against, 302,076 abstentions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.15,"market_cap_usd":268196313.3636363,"market_cap_bucket":"not_microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}