{"filings":[{"id":130100,"accession_number":"0001213900-25-113559","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-11-21T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Siebert Financial shareholders elect directors and approve equity plan increase at annual meeting","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All seven director nominees elected, including Gloria Gebbia (34.8M for) and John Gebbia (34.9M for).","Shareholders approved amendment to 2021 Equity Incentive Plan, increasing shares reserved to 5,000,000 (35.6M for, 186.5K against).","Advisory vote on executive compensation passed (35.2M for, 534.9K against).","Ratification of Crowe LLP as independent auditor for fiscal 2025 approved (39.3M for, 21K against)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":130099,"accession_number":"0001213900-25-104746","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-10-31T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert Financial acquires remaining 32% of RISE Financial for $3.7M","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Purchased 32% minority interest in RISE Financial Services for $3.7M aggregate price.","Includes 24% stake from director Gloria E. Gebbia; all selling holders received carrying value.","RISE becomes wholly-owned subsidiary; has been largely inactive since acquisition.","Purpose: capital restructuring to support potential strategic opportunities at RISE."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":165086,"accession_number":"0001213900-25-059124","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-06-27T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert Financial files $50M at-the-market equity offering via Ladenburg Thalmann and subsidiary","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Entered Sales Agreement with Muriel Siebert & Co. (wholly-owned sub) and Ladenburg Thalmann to sell up to $50M of common stock.","Agents will receive 3.0% commission on gross proceeds; Ladenburg also acts as qualified independent underwriter (QIU).","Sales will be made as 'at the market offerings' under Rule 415; no obligation to sell any shares.","Proceeds from any sales are for general corporate purposes; offering registered on Form S-3 declared effective June 9, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":165085,"accession_number":"0001213900-25-030614","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-04-10T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Siebert Financial files revised auditor consent; no change to financial results","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Amended auditor consent in Form 10-K/A to correct date and registration statement references.","No impact on previously reported financial results or disclosures.","Crowe LLP consent updated for audit opinion date."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.05,"calibrated_materiality_score":0.05,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":199368,"accession_number":"0001213900-24-110524","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-12-19T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Siebert subsidiary enters $20M BMO revolving credit facility","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Muriel Siebert & Co. subsidiary secured a $20M revolving credit line from BMO Bank N.A.","Interest rate: Overnight Base Rate plus 2.50%; commitment fee 0.50% on unused portion.","Proceeds to finance NSCC deposit requirements and Reserve Account withdrawals.","Covenants: minimum regulatory capital $45M, excess net capital $20M, assets/capital ratio ≤5.0.","Parent Siebert Financial Corp. provided a full guaranty for the facility's obligations."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":199367,"accession_number":"0001213900-24-094557","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-11-05T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Siebert Financial Corp. reports annual meeting results; all director nominees elected, auditor ratified.","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All seven director nominees (Gloria Gebbia, John Gebbia, Zabatta, Cuttita, Reich, Schneider, Shin) elected with >98% of votes cast.","Ratification of Crowe LLP as independent auditor for fiscal 2024 passed with 37,074,068 for, 279,397 against, 45,451 withheld.","No broker non-votes on director election; all votes cast directly. Meeting was November 1, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":215401,"accession_number":"0001213900-24-071183","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-08-20T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Siebert Financial enters $20M revolving credit facility with East West Bank","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Revolver cap of $20M with initial two‑year term; interest rate at SOFR + 3.15% (floor 7.50%).","Proceeds allowed for acquisitions, stock buybacks, and up to $10M for general corporate purposes.","Personal guarantees from CEO John J. Gebbia, Director Gloria E. Gebbia, and their trust.","Covenants include minimum debt service coverage ratio of 1.35:1 and minimum net capital of $43M.","Origination fee 0.50% of the $20M revolver cap; Bank may debit fees from advance or deposit account."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":215400,"accession_number":"0001013762-24-001632","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-07-26T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Siebert Financial appoints Crowe LLP as new auditor for FY2024","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Baker Tilly US, LLP resigned as Siebert's independent auditor on May 16, 2024.","Audit committee appointed Crowe LLP as auditor for fiscal year ending December 31, 2024 on July 24, 2024.","No consultations with Crowe regarding accounting principles or audit opinions prior to appointment.","No disagreements or reportable events with former auditor during fiscal years 2022 and 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":234713,"accession_number":"0001213900-24-044368","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-05-16T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Siebert Financial Corp.'s auditor Baker Tilly resigns; company seeking replacement","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Baker Tilly resigned as independent auditor on May 13, 2024, effective after completing Q1 2024 review.","No disagreements on accounting principles or audit scope during fiscal 2022-2023 or interim period.","Baker Tilly's reports for 2022 and 2023 contained no adverse opinion or qualification.","Previously reported material weakness in user access controls continues; no new reportable events.","Audit Committee is in process of selecting a new independent registered public accounting firm."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":234712,"accession_number":"0001213900-24-035830","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-04-24T23:59:59+00:00","items":["3.01","7.01","8.01","9.01"],"status":"ready","headline":"Siebert Financial receives Nasdaq deficiency notice for late 10-K filing","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notified Siebert on Apr 18, 2024 of non-compliance due to late filing of 2023 Form 10-K (due Apr 15, 2024).","Company expects to file 2023 10-K with unqualified audit opinion before compliance deadline.","Siebert has until June 17, 2024 to submit a compliance plan; if accepted, Nasdaq may grant extension to Oct 14, 2024.","Company intends to suspend its Form S-3 registration statements due to loss of eligibility for timely filings.","No immediate effect on stock listing or trading on Nasdaq."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":234711,"accession_number":"0001213900-24-031854","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-04-10T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Siebert Financial Corp. elects all seven director nominees at 2024 Annual Meeting","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["All seven director nominees were elected at the Annual Meeting on April 5, 2024.","Gloria E. Gebbia received 32,739,702 votes for and 194,313 withheld.","John J. Gebbia received 32,768,238 votes for and 165,777 withheld.","No broker non-votes were reported for any director nominee."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.2,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":252566,"accession_number":"0001213900-24-006112","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-01-24T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert Financial subsidiary acquires Guild mobile self-directed trading app for $385K","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Subsidiary Siebert Technologies purchased Guild mobile trading app for total $385,000 from J2 Financial Technology.","Consideration: $350,000 in SIEB restricted stock (30-day MA) and $35,000 cash.","Acquisition includes software, code, UI, algorithms, Guild trademark, and related IP for self-directed trading app.","Restricted stock subject to six-month lock-up; issued to 17 holders of Simple Agreements for Future Equity.","Transaction closed January 18, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.25,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":252565,"accession_number":"0001213900-24-003283","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-01-12T23:59:59+00:00","items":["3.01","9.01"],"status":"ready","headline":"Siebert Financial receives Nasdaq delisting notice for missing annual meeting deadline","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notified Siebert on Jan 5, 2024, of non-compliance with Listing Rule 5620(a) for failing to hold annual meeting within 12 months of fiscal year-end.","Company has 45 days to submit a plan to regain compliance; Nasdaq may grant up to 180-day exception until June 28, 2024.","Annual meeting was postponed due to a pending Second Tranche Stock Purchase Agreement, which was terminated on Dec 19, 2023.","Company is now rescheduling its annual meeting in the ordinary course; date to be announced later."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270072,"accession_number":"0001213900-23-097133","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2023-12-20T23:59:59+00:00","items":["1.01","1.02","3.03","8.01","9.01"],"status":"ready","headline":"Siebert and Kakaopay mutually terminate second tranche stock purchase agreement; Siebert to pay $5M settlement","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Second Stock Purchase Agreement for 25,756,470 shares terminated; no further equity issuance to Kakaopay.","Siebert will pay Kakaopay a $5M fee in ten quarterly installments starting March 29, 2024.","Kakaopay retains its 8,075,607 shares and board designation right under amended stockholders' agreement.","Amended agreement reduces Kakaopay's consent rights, giving Siebert management more operational flexibility.","Parties exchange mutual releases; no other fees or liabilities related to the SPA."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270071,"accession_number":"0001213900-23-085586","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2023-11-13T23:59:59+00:00","items":["2.02","8.01","9.01"],"status":"ready","headline":"Siebert reports Q3 EPS $0.07 vs $0.03; sends MAE notice to Kakaopay over Korean action","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Revenue $18.1M (+26% YoY), net income $2.8M (+155%), EPS $0.07 vs $0.03.","Total retail accounts 128,727; customer net worth $14.6B.","On Nov 11, Siebert notified Kakaopay of MAE due to Korean regulatory actions against Kakaopay and parent Kakao Corp.","Siebert considering termination of Second Share Purchase Agreement to issue 25.8M shares at $2.35; Kakaopay responded disagreeing.","Received approval for Fully Paid Securities Lending in Oct; moved HQ to Miami Beach."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":270070,"accession_number":"0001013762-23-005432","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2023-10-20T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"Siebert Financial Corp. moves headquarters to Miami Beach, FL","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["New executive offices at 653 Collins Avenue, Miami Beach, FL 33139.","Telephone number remains 212-644-2400.","Effective date of move: October 20, 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.2,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":287049,"accession_number":"0001213900-23-057089","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2023-07-14T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert to repurchase 1M shares from Cynthia DiBartolo in exchange for its 17% Tigress stake","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Siebert will repurchase 1,000,000 shares of its common stock from Cynthia DiBartolo.","In exchange, Siebert will convey its 17% membership interest in Tigress Holdings LLC.","The board approved replacing prior plan to sell Tigress interest to director Gloria Gebbia.","The transaction will result in a one-time non-cash loss of approximately $185,000 for Q2 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":307105,"accession_number":"0001213900-23-043704","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2023-05-30T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"Siebert Financial appoints John J. Gebbia as Chairman/CEO, Simon Shin to board","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["John J. Gebbia appointed Chairman and CEO effective May 24, 2023; he has been a director since 2020.","Simon Shin appointed to board; he is head of Payment Business Group and Corporate Development at Kakaopay.","Appointments part of previously disclosed Kakaopay investment and Stockholders Agreement with Gebbia family.","Mr. Shin brings over 15 years in global tech, including roles at Kakao, Samsung, McKinsey, Intel, and Naver."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":307104,"accession_number":"0001213900-23-042758","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2023-05-24T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Siebert Financial closes $17.36M private placement with Kakaopay for 19.9% stake","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Closed First Tranche with Kakaopay on May 18, 2023: issued 8,075,607 shares at $2.15/share.","First Tranche shares represent 19.9% of fully diluted equity of Siebert Financial.","Entered Stockholders' Agreement: board expands to 7 directors, Kakaopay designates one.","Entered Registration Rights Agreement with lock-up until earlier of Second Tranche date or termination.","Kakaopay is a fintech subsidiary of Korean conglomerate Kakao Corp."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":307103,"accession_number":"0001213900-23-035988","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2023-05-03T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert Financial agrees to sell 51% stake to Kakaopay in two tranches","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["First tranche: 8,075,607 shares at $2.15/share for 19.9% fully diluted ownership.","Second tranche: 25,756,470 shares at $2.35/share to bring Kakaopay to 51% ownership.","Conditions include CFIUS review, FINRA approval, and Requisite Stockholder Approval for Second Tranche.","Gebbia Stockholders (controlling >50%) entered support agreement to vote in favor and non-compete.","Termination fee of $5 million payable by Siebert if Second Tranche terminated under certain conditions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":343891,"accession_number":"0001213900-22-077963","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-12-06T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Siebert Financial Corp. announces results of 2022 Annual Meeting of Shareholders","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All six director nominees elected: Gloria E. Gebbia (23,962,666 for), John J. Gebbia, Charles A. Zabatta, Francis V. Cuttita, Andrew H. Reich, Jerry M. Schneider.","Advisory say-on-pay passed: 23,942,648 for, 1,460,758 against, 4,502 abstentions.","Shareholders voted for triennial advisory votes on executive compensation (23,417,331 for 3 years).","Broker non-votes were not present; all director elections and proposals received majority support."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.15,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":343890,"accession_number":"0001213900-22-065552","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-10-21T23:59:59+00:00","items":["1.01","5.02","9.01"],"status":"ready","headline":"Siebert Financial exchanges 7% Tigress stake for full RISE ownership; plans sale of remaining 17% to director","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Acquires full ownership of RISE by exchanging 7% of Tigress Holdings membership interests.","Plans to sell remaining 17% stake in Tigress Holdings to director/controlling shareholder Gloria Gebbia.","Cynthia DiBartolo resigns as CEO/director of RISE and from Siebert board; resignations effective immediately.","Terminates purchase agreement with Hedge Connection; re-conveys 20% of Hedge Connection stock; Vioni resigns.","Potential material one-time charge from transactions; company assessing financial impact."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":360389,"accession_number":"0001213900-22-060709","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-09-30T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"Siebert Financial terminates tech provider agreement early; gets $950k and 193,906 shares back","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Mutual termination of technology development agreement originally set to lapse Q1 2023.","Termination effective September 26, 2022, approximately six months early.","Neither party has further obligations under the agreement post-termination.","Vendor returns 193,906 shares of SIEB common stock and pays $950,000 to Siebert."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":379424,"accession_number":"0001213900-22-030156","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-05-27T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert Financial enters $9.6M at-the-market equity offering with JonesTrading","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Agreement allows sale of up to $9.6M in common stock through JonesTrading as agent.","Commission of 3.0% of gross proceeds; sales at market prices, no obligation to sell.","Sales under existing effective S-3 shelf; prospectus supplement filed May 27, 2022.","Company or agent may suspend or terminate the offering at any time."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":379423,"accession_number":"0001213900-22-029456","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-05-25T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"Siebert Financial Q1 2022 revenue $10.3M (down 45% YoY), net loss $1.0M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Revenue $10.3M, down from $18.9M in Q1 2021; net loss $1.0M vs net income $2.3M.","Operating loss $1.4M vs operating income $3.0M; loss per share $0.04 vs EPS $0.07.","Temporary unrealized loss of $2.2M on U.S. government securities portfolio expected to reverse over maturities.","Plans to launch correspondent clearing services by Q3 2022, led by newly hired FinTech SVP Matthew Shatz.","Retail customer net worth $16.1B vs $16.8B at year-end 2021."],"consensus_eps_estimate":null,"consensus_eps_actual":-0.03,"consensus_revenue_estimate":null,"consensus_revenue_actual":10344000.0,"consensus_period":"2023-Q1","consensus_source":"xbrl_only","sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":379422,"accession_number":"0001213900-22-018485","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-04-06T23:59:59+00:00","items":["1.01","2.01","9.01"],"status":"ready","headline":"Siebert Financial exchanges $2.88M debt for 24% stake in RISE Financial; repays additional $1M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Director Gloria Gebbia converted $2.88M in loans into a 24% membership interest in RISE Financial Services, LLC.","Siebert's remaining ownership in RISE drops to 49.08% after the exchange.","Siebert also repaid $1M of Gebbia's loans in cash in two installments (Mar 31 and Apr 5, 2022).","Remaining debt to Gebbia stood at $120,000 as of April 6, 2022.","Transaction based on independent fairness opinion from Nov 2021 related to prior Tigress Holdings deal."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":379421,"accession_number":"0000891092-22-001193","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-04-04T23:59:59+00:00","items":["2.02","9.01"],"status":"ready","headline":"Siebert Financial FY2021 revenue $67.5M (+23%), net income $5.0M (+69%), EPS $0.16","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Revenue of $67.5M, up 23% YoY; operating income of $6.8M, up 111%.","Net income of $5.0M, EPS $0.16, up 60% from $0.10 in prior year.","Securities Finance and Market Making divisions each achieved nearly 200% revenue growth YoY.","Completed strategic investment in Tigress Financial and minority investment in Hedge Connection.","Purchased office building in Miami, FL to serve as headquarters, strengthening presence."],"consensus_eps_estimate":null,"consensus_eps_actual":-0.03,"consensus_revenue_estimate":null,"consensus_revenue_actual":10344000.0,"consensus_period":"2023-Q1","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":397614,"accession_number":"0000891092-22-000204","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-01-27T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"Siebert subsidiary RISE buys 20% of Hedge Connection for $600K; option to buy remaining 80%","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["RISE Financial Services acquires 20% equity stake in Hedge Connection for $600,000, payable over 180 days.","RISE obtains option to purchase remaining 80% of Hedge Connection at fair value (min $5M valuation).","RISE secures technology license for Fintroz capital introduction platform at $250,000 annual fee.","Lisa Vioni appointed President of RISE Prime – Head of Capital Introductions and to RISE Financial board.","Investment supports Siebert's ESG/diversity strategy; RISE Prime offers diverse prime brokerage services."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":397613,"accession_number":"0000891092-22-000025","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2022-01-05T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"Siebert Financial buys Miami Beach office building for $6.75M, funds with loans from Gebbia and East West Bank","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Purchase price $6.75M for 12,000 sq ft office at 653 Collins Ave, Miami Beach; will serve as primary operations for RISE Prime (ESG-focused prime brokerage).","Funded by $750k cash, $2M loan from controlling shareholder Gloria Gebbia at 4% annual interest, maturing Dec 2022.","$4M loan from East West Bank at 3.6% first 7 years then prime, 10-year term, 30-year amortization, secured by building.","Building expands Siebert's presence in Greater Miami area; RISE Prime offers prime brokerage aligned with ESG initiatives."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":416600,"accession_number":"0000891092-21-007390","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2021-11-17T23:59:59+00:00","items":["1.01","5.02","8.01","9.01"],"status":"ready","headline":"Siebert acquires 24% of Tigress, creates RISE Financial Services; DiBartolo joins board","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Siebert acquired 24% of Tigress Holdings; in exchange Tigress received 24% of RISE Financial and 1,449,525 Siebert shares valued at 60-day average price.","Cynthia DiBartolo appointed to Siebert Board; Gloria Gebbia appointed to Tigress Board; DiBartolo remains CEO of Tigress and becomes CEO of RISE.","WPS Prime Services rebranded to RISE Financial Services; division RISE Prime offers ESG-aligned prime brokerage with Pershing clearing.","Transaction closed Nov 16, 2021; RISE targets institutional demand for diverse prime broker services.","DiBartolo brings 35+ years finance experience; first disabled and woman-owned NYSE floor broker."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":434162,"accession_number":"0000891092-21-006574","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2021-09-23T23:59:59+00:00","items":["5.07","9.01"],"status":"ready","headline":"Siebert Financial shareholders elect all six director nominees and approve 2021 equity plan","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All six director nominees (Gloria E. Gebbia, John J. Gebbia, Charles A. Zabatta, Francis V. Cuttita, Andrew H. Reich, Jerry M. Schneider) re-elected with >24.6M votes each.","2021 Equity Incentive Plan approved with 24,800,012 votes for, 21,108 against, 34,097 abstentions.","No broker non-votes on either proposal; annual meeting held September 17, 2021."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.15,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":434161,"accession_number":"0000891092-21-006396","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2021-09-03T23:59:59+00:00","items":["1.02","9.01"],"status":"ready","headline":"Goldman Sachs terminates clearing agreements with Siebert's WPS; future periods materially adversely affected","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["On Aug 30, 2021, GSCO notified WPS (Siebert subsidiary) of termination of clearing agreements; GSCO clears most WPS customer trades.","Termination will not materially adversely affect Siebert's 2021 net income, but will materially adversely affect future results.","Siebert expects revenue/net income growth from other business lines to substantially offset WPS's lost revenue and net income."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":434160,"accession_number":"0000891092-21-006265","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2021-08-25T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Siebert Financial to acquire 24% of Tigress Financial Partners in equity swap","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Siebert to purchase 24% of Tigress Financial Partners; Tigress receives 24% of WPS Prime Services and SIEB shares.","Cynthia DiBartolo, founder/CEO of Tigress, to join Siebert management at close of transaction.","Transaction expected to close by Q3 2021, subject to due diligence, FINRA approval, and definitive agreements.","Financial terms not disclosed; deal builds on Siebert's legacy and diversity initiatives.","Partnership aims to expand platform and distribution capabilities; ties to Goldman Sachs and Pershing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":434159,"accession_number":"0000891092-21-005903","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2021-08-04T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"Siebert Financial Corp. moves headquarters to 535 Fifth Avenue, New York","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Effective August 4, 2021, headquarters relocated to 535 Fifth Avenue, 4th Floor, New York, NY 10017.","Telephone number (212) 644-2400 remains unchanged.","Prior address was 120 Wall Street, New York, NY 10005."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.05,"calibrated_materiality_score":0.05,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}