{"filings":[{"id":130100,"accession_number":"0001213900-25-113559","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-11-21T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Siebert Financial shareholders elect directors and approve equity plan increase at annual meeting","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All seven director nominees elected, including Gloria Gebbia (34.8M for) and John Gebbia (34.9M for).","Shareholders approved amendment to 2021 Equity Incentive Plan, increasing shares reserved to 5,000,000 (35.6M for, 186.5K against).","Advisory vote on executive compensation passed (35.2M for, 534.9K against).","Ratification of Crowe LLP as independent auditor for fiscal 2025 approved (39.3M for, 21K against)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":130099,"accession_number":"0001213900-25-104746","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-10-31T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert Financial acquires remaining 32% of RISE Financial for $3.7M","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Purchased 32% minority interest in RISE Financial Services for $3.7M aggregate price.","Includes 24% stake from director Gloria E. Gebbia; all selling holders received carrying value.","RISE becomes wholly-owned subsidiary; has been largely inactive since acquisition.","Purpose: capital restructuring to support potential strategic opportunities at RISE."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":165086,"accession_number":"0001213900-25-059124","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-06-27T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Siebert Financial files $50M at-the-market equity offering via Ladenburg Thalmann and subsidiary","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Entered Sales Agreement with Muriel Siebert & Co. (wholly-owned sub) and Ladenburg Thalmann to sell up to $50M of common stock.","Agents will receive 3.0% commission on gross proceeds; Ladenburg also acts as qualified independent underwriter (QIU).","Sales will be made as 'at the market offerings' under Rule 415; no obligation to sell any shares.","Proceeds from any sales are for general corporate purposes; offering registered on Form S-3 declared effective June 9, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":165085,"accession_number":"0001213900-25-030614","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2025-04-10T23:59:59+00:00","items":["8.01","9.01"],"status":"ready","headline":"Siebert Financial files revised auditor consent; no change to financial results","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Amended auditor consent in Form 10-K/A to correct date and registration statement references.","No impact on previously reported financial results or disclosures.","Crowe LLP consent updated for audit opinion date."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.05,"calibrated_materiality_score":0.05,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":199368,"accession_number":"0001213900-24-110524","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-12-19T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Siebert subsidiary enters $20M BMO revolving credit facility","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Muriel Siebert & Co. subsidiary secured a $20M revolving credit line from BMO Bank N.A.","Interest rate: Overnight Base Rate plus 2.50%; commitment fee 0.50% on unused portion.","Proceeds to finance NSCC deposit requirements and Reserve Account withdrawals.","Covenants: minimum regulatory capital $45M, excess net capital $20M, assets/capital ratio ≤5.0.","Parent Siebert Financial Corp. provided a full guaranty for the facility's obligations."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":199367,"accession_number":"0001213900-24-094557","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-11-05T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Siebert Financial Corp. reports annual meeting results; all director nominees elected, auditor ratified.","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["All seven director nominees (Gloria Gebbia, John Gebbia, Zabatta, Cuttita, Reich, Schneider, Shin) elected with >98% of votes cast.","Ratification of Crowe LLP as independent auditor for fiscal 2024 passed with 37,074,068 for, 279,397 against, 45,451 withheld.","No broker non-votes on director election; all votes cast directly. Meeting was November 1, 2024."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":215401,"accession_number":"0001213900-24-071183","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-08-20T23:59:59+00:00","items":["1.01","2.03","9.01"],"status":"ready","headline":"Siebert Financial enters $20M revolving credit facility with East West Bank","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Revolver cap of $20M with initial two‑year term; interest rate at SOFR + 3.15% (floor 7.50%).","Proceeds allowed for acquisitions, stock buybacks, and up to $10M for general corporate purposes.","Personal guarantees from CEO John J. Gebbia, Director Gloria E. Gebbia, and their trust.","Covenants include minimum debt service coverage ratio of 1.35:1 and minimum net capital of $43M.","Origination fee 0.50% of the $20M revolver cap; Bank may debit fees from advance or deposit account."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":215400,"accession_number":"0001013762-24-001632","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-07-26T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Siebert Financial appoints Crowe LLP as new auditor for FY2024","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Baker Tilly US, LLP resigned as Siebert's independent auditor on May 16, 2024.","Audit committee appointed Crowe LLP as auditor for fiscal year ending December 31, 2024 on July 24, 2024.","No consultations with Crowe regarding accounting principles or audit opinions prior to appointment.","No disagreements or reportable events with former auditor during fiscal years 2022 and 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":234713,"accession_number":"0001213900-24-044368","cik":65596,"company_name":"SIEBERT FINANCIAL CORP","ticker":"SIEB","form_type":"8-K","filed_at":"2024-05-16T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"Siebert Financial Corp.'s auditor Baker Tilly resigns; company seeking replacement","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Baker Tilly resigned as independent auditor on May 13, 2024, effective after completing Q1 2024 review.","No disagreements on accounting principles or audit scope during fiscal 2022-2023 or interim period.","Baker Tilly's reports for 2022 and 2023 contained no adverse opinion or qualification.","Previously reported material weakness in user access controls continues; no new reportable events.","Audit Committee is in process of selecting a new independent registered public accounting firm."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":76968963.04651162,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}