{"filings":[{"id":2522596,"accession_number":"0001477932-26-005300","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-08-27T21:00:27+00:00","items":["3.01","5.02","9.01"],"status":"ready","headline":"SOBR Safe faces Nasdaq delisting for equity deficiency; director resigns","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notified SOBR on Aug 21, 2026 that stockholders' equity fell below $2.5M minimum per Rule 5550(b)(1).","Company also fails bid price requirement; cumulative reverse splits 1-for-1100 make it ineligible for 180-day compliance period.","Hearings panel granted continued listing until Sept 15, 2026, contingent on closing business combination with Clean World Ventures, Inc.","Director Ford Fay resigned effective Aug 21, 2026; no disagreement with company."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":"2026-08-27","daily_digest_url":"/daily/2026-08-27","daily_digest_rank":2},{"id":1721596,"accession_number":"0001477932-26-004383","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-07-17T21:29:05+00:00","items":["1.01","3.02","7.01","9.01"],"status":"ready","headline":"SOBRsafe raises $3.1M via warrant exercise; issues new Series E/F warrants","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Existing warrants for 2,360,648 shares exercised at $1.30/share, gross proceeds ~$3.1M.","In exchange, issued new Series E warrants (2,580,648 shares) and Series F warrants (2,140,648 shares), both at $1.30.","Series E expire 5 years after resale registration effective date; Series F expire 24 months after.","Net proceeds to be used for working capital and general corporate purposes.","H.C. Wainwright acted as placement agent; fees include 7.5% cash fee and placement agent warrants."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":1582076,"accession_number":"0001477932-26-004260","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-07-10T20:42:55+00:00","items":["2.05","9.01"],"status":"ready","headline":"SOBR Safe discontinues alcohol monitoring operations, cuts workforce to preserve cash for Clean World Ventures merger","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["On July 10, 2026, SOBR Safe's Board approved discontinuing its alcohol monitoring hardware/software operations effective July 31, 2026.","The company will cease production of SOBRcheck and SOBRsure devices and terminate software support agreements.","Workforce reduced by three employees in June 2026; annual operating costs expected to decrease by approximately $1.2 million.","Estimated aggregate costs of $50,000 for severance, termination, and decommissioning.","The restructuring aims to preserve cash to support the proposed business combination with Clean World Ventures, Inc."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.9,"calibrated_materiality_score":0.9,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":678876,"accession_number":"0001477932-26-003444","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-05-27T13:15:35+00:00","items":["3.01"],"status":"ready","headline":"Nasdaq grants SOBR Safe continued listing until Sept 15, 2026, conditional on Clean World Ventures merger","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Received deficiency letter on March 19, 2026 for bid price below $1.00 for 30 consecutive days.","Cumulative reverse stock splits of 1-for-1100 made company ineligible for standard 180-day cure period.","Hearings Panel granted continued listing until September 15, 2026 after hearing on April 28, 2026.","Condition: must complete proposed business combination with Clean World Ventures, Inc. and demonstrate compliance with Nasdaq initial listing rules."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":69082,"accession_number":"0001477932-26-003057","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-05-13T20:30:57+00:00","items":["2.05","9.01"],"status":"ready","headline":"SOBR Safe cuts 70% of workforce (11 employees) to save $1.6M annually","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Workforce reduced by 11 employees (~70%) to align with business needs post-merger agreement with Clean World Ventures.","Expected annual operating cost reduction of approximately $1.6 million.","Restructuring charges of ~$105,000 in Q2 2026 for severance, employee costs, and contract terminations.","Restructuring follows April 24, 2026 merger agreement; cash payments primarily in Q2 2026."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":92794,"accession_number":"0001477932-26-002681","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-04-30T23:59:59+00:00","items":["1.01","2.01","5.01","5.02","7.01","9.01"],"status":"ready","headline":"SOBR Safe enters merger with Clean World Ventures; CWV stockholders to own 98% of combined company","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Merger agreement: Merger Sub merges into CWV; CWV survives as wholly owned SOBR sub.","CWV stockholders will own ~98.3% of combined company; SOBR stockholders ~1.7%.","SOBR to explore strategic alternatives for its alcohol monitoring business; combined company to operate under Clean World Ventures name.","CWV is a zero-carbon green energy tech manufacturer serving AI data centers; $5.5M pre-close financing committed, $2M for SOBR operating co.","Closing expected Q3 2026; board and officers designated by CWV; H.C. Wainwright terminated with $1.5M fee payable at closing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":92793,"accession_number":"0001477932-26-002362","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-04-17T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"SOBR Safe postpones 2026 Annual Meeting from May 18 to a later date","summary_kind":"llm","event_type":"other","confidence":"medium","bullets":["Board determined to delay 2026 Annual Meeting previously scheduled for May 18, 2026.","No rescheduled date or revised record date has been announced yet.","Company will provide updated meeting information in a future communication.","No reason for the postponement was disclosed in the filing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.2,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":103927,"accession_number":"0001477932-26-001846","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-03-31T23:59:59+00:00","items":["8.01"],"status":"ready","headline":"SOBR Safe sets 2026 annual meeting for May 18; record date April 10","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Annual meeting will be held May 18, 2026; record date April 10, 2026.","Deadline for stockholder proposals for proxy inclusion: April 9, 2026.","Universal proxy rule notices due no later than April 10, 2026."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":103926,"accession_number":"0001477932-26-001579","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-03-25T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"SOBR Safe receives Nasdaq delisting notice due to bid price below $1; not eligible for compliance period","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Received deficiency letter on March 19, 2026; bid price below $1 for 30 consecutive business days.","Not eligible for 180-day compliance period due to cumulative reverse stock split ratio of 1-for-1100 over two years.","Plans to appeal to Nasdaq hearings panel and submit plan to regain compliance; trading continues pending appeal.","No immediate effect on listing or business operations, but delisting risk remains if appeal fails.","Stock continues trading under SOBR on Nasdaq Capital Market."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":103925,"accession_number":"0001477932-26-000010","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2026-01-02T23:59:59+00:00","items":["1.01","5.02","8.01","9.01"],"status":"ready","headline":"SOBR Safe extends CEO Gandini and CFO Whitaker agreements through Dec 31, 2026","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["CEO David Gandini's employment term extended to December 31, 2026 via amendment dated December 30, 2025.","CFO Christopher Whitaker's employment term extended to December 31, 2026 via amendment dated December 30, 2025.","Company appointed Broadridge Financial as transfer agent effective December 26, 2025; shares transferred from Equiniti.","No changes to compensation or other terms beyond the term extension disclosed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.2,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120198,"accession_number":"0001477932-25-009234","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2025-12-30T23:59:59+00:00","items":["1.01","3.02","7.01","9.01"],"status":"ready","headline":"SOBRsafe closes $2M private placement of common stock and warrants","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Gross proceeds of $2.0M from sale of 1,290,324 shares (or pre-funded warrants), Series C and D warrants.","Warrants exercise price $1.30 per share; Series C expires in 5 years, Series D in 24 months from registration effective date.","H.C. Wainwright acted as exclusive placement agent; $33,333 tail fee paid to Aegis Capital Corp.","Net proceeds used for working capital and general corporate purposes; resale registration statement to be filed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120197,"accession_number":"0001477932-25-008109","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2025-11-12T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"SOBRsafe Q3 revenue up 136% to $109k; net loss widens to $2.2M","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Revenue $108.9k (+136% YoY, +4.5% sequentially); device sales 277 units (+55.6% QoQ).","Net loss $2.2M ($-1.44/diluted share) vs $1.8M loss in prior year; operating expenses $2.3M.","Gross margin fell to 34.8% from 65.3% due to price reductions and product replacement costs.","Cash $4.7M at Sep 30, 2025 vs $8.4M Dec 31, 2024; ARR from subscriptions $152.2k (+60.5% QoQ).","CEO cites October as strongest sales month; two new channel partners secured; largest device order received in November."],"consensus_eps_estimate":null,"consensus_eps_actual":-4.21,"consensus_revenue_estimate":null,"consensus_revenue_actual":299738.0,"consensus_period":"2025-Q3","consensus_source":"xbrl_only","sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":136773,"accession_number":"0001477932-25-005557","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2025-08-07T23:59:59+00:00","items":["5.02","7.01","9.01"],"status":"ready","headline":"SOBRsafe Q2 revenue up 92% YoY to $104k, net loss improves slightly","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Revenue $104.2k (+92.3% YoY); gross margin 57.5% (+380 bps).","Net loss $2.0M ($1.32 diluted EPS), vs $2.1M loss in Q2 2024.","Shipped 178 SOBRsure GEN 2 devices (+35.9% QoQ); ARR from subs up 109.6% YoY.","European Patent granted for SOBRcheck device; pilot tests in Europe set for H2 2025.","Board approved $100k cash to CEO, $70k to CFO, and $110k total to directors for past services."],"consensus_eps_estimate":null,"consensus_eps_actual":-2.77,"consensus_revenue_estimate":null,"consensus_revenue_actual":190845.0,"consensus_period":"2025-Q2","consensus_source":"xbrl_only","sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":136772,"accession_number":"0001477932-25-005340","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2025-07-30T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"SOBRsafe GEN 2 passes independent validation; 30-sec ethanol detection confirmed","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Third-party testing by KEA Technologies validates calibration linearity, sensitivity, and trace alcohol differentiation.","Device achieved rapid ethanol response times of 30 seconds or less in controlled low-level detection scenarios.","Validation supports market expansion in behavioral health and alcohol management; CEO cites clear product roadmap.","Future development to focus on low-level detection, cross-contamination reduction, and onboard diagnostics."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":136771,"accession_number":"0001477932-25-005155","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2025-07-18T23:59:59+00:00","items":["5.02","5.07","5.03","8.01","9.01"],"status":"ready","headline":"SOBR Safe shareholders approve reverse stock split authorization, staggered board, and director elections","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Approved reverse split of common stock from 1:2 to 1:10 at Board's discretion by Dec 31, 2025; 648,873 for, 176,283 against.","Amended bylaws to implement staggered board with three classes; initial terms end at 2026, 2027, and 2028 annual meetings.","Elected Kris Pederson (Class I), Sandy Shoemaker (Class II), and Steven Beabout, Ford Fay, David Gandini (Class III) as directors.","Approved amendment to 2019 Equity Incentive Plan increasing available shares to 350,000; 325,447 for, 59,363 against.","Ratified Haynie and Company as independent auditor for FY 2025; 798,175 for, 25,670 against."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153995,"accession_number":"0001477932-25-003641","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2025-05-13T23:59:59+00:00","items":["1.01","5.02","8.01","9.01"],"status":"ready","headline":"SOBRsafe names Kris Pederson to board; CFO Chris Whitaker signs new employment agreement","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Kris Pederson appointed to SOBR Board effective May 1, 2025; will chair Nominating and Governance Committee.","Pederson is a retired EY partner and IBM VP; annual cash comp of $20k plus $5k committee fee.","Director Noreen Butler resigned April 21, 2025; no disagreement with company.","CFO Chris Whitaker signed employment agreement effective March 1, 2025; base salary $255k, 25% bonus target.","Agreement provides 12 months severance and change-of-control equity vesting acceleration."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":153994,"accession_number":"0001477932-25-002463","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2025-04-04T23:59:59+00:00","items":["5.03","7.01","9.01"],"status":"ready","headline":"SOBR Safe to effect 1-for-10 reverse stock split effective April 4, 2025","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Reverse split reduces outstanding shares from ~15.26M to ~1.526M; trading symbol remains SOBR.","Fractional shares rounded up to nearest whole share; no fractional shares issued.","New CUSIP number 833592405; par value unchanged at $0.00001 per share.","Approved by stockholders holding 30.25% of voting stock at Dec 9, 2024 meeting.","Equiniti Trust Company acts as exchange and transfer agent; book-entry holders need no action."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189642,"accession_number":"0001477932-24-007992","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-12-11T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"SOBR Safe shareholders approve issuance of up to 29M shares and reverse split authorization","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Shareholders approved issuance of up to 29,011,695 shares upon exercise of warrants under Oct 7, 2024 SPA.","Shareholders approved board discretion to implement reverse stock split from 1:2 to 1:10 by Dec 31, 2025.","Total shares outstanding pre-meeting: 921,949; warrant issuance could increase outstanding by over 30x.","Vote results: Proposal 1 - 46,159 For, 17,742 Against, 4,519 Abstain; Proposal 2 - 278,934 For, 47,825 Against, 769 Abstain."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189641,"accession_number":"0001477932-24-006803","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-10-31T23:59:59+00:00","items":["7.01","8.01","9.01"],"status":"ready","headline":"SOBRsafe regains compliance with Nasdaq listing requirements; subject to one-year monitoring","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Regained compliance with bid price (Rule 5550(a)(2)), public float (Rule 5550(a)(4)), and stockholders' equity (Rule 5550(b)(1)).","Compliance confirmed by Nasdaq letter dated October 30, 2024; stock continues trading on Nasdaq Capital Market.","Mandatory panel monitor for one year; any future equity-rule non-compliance will trigger delist process without cure period.","If found non-compliant within monitoring period, Staff will issue Delist Determination Letter; Company may request new hearing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189640,"accession_number":"0001477932-24-006392","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-10-11T23:59:59+00:00","items":["1.01","3.02","8.01","9.01"],"status":"ready","headline":"SOBRsafe raises $8.2M via private placement of units with warrants","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Gross proceeds of $8.2M from private placement with institutional investors; closed Oct 8, 2024.","Issued 2,024,691 units at $4.05/unit: 1 share (or pre-funded warrant), 2 Series A warrants ($3.80 strike), 1 Series B warrant (variable, floor $0.76).","Proceeds to be used for general corporate purposes and working capital.","Company must seek stockholder approval within 60 days and file a resale registration statement covering the shares.","Aegis Capital Corp. acted as exclusive placement agent; fee of 8% of gross proceeds plus up to $100,000 expenses."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189639,"accession_number":"0001477932-24-006351","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-10-10T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"SOBR Safe flagged for insufficient publicly held shares after reverse split; private placement to cure","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notified SOBR on Oct 4, 2024 that publicly held shares (285,611) fall below 500,000 minimum.","1-for-110 reverse split on Oct 2 reduced outstanding shares from 34,764,593 to 316,042.","Closed $8.2M private placement on Oct 9, issuing 2,024,691 units; expects to regain compliance with float and equity rules.","Company already under exception until Oct 23, 2024 for bid price and equity deficiencies; hearing panel to review float issue by Oct 11."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189638,"accession_number":"0001477932-24-006088","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-10-01T23:59:59+00:00","items":["5.03","7.01","9.01"],"status":"ready","headline":"SOBR Safe 1-for-110 reverse stock split effective Oct 2 to regain Nasdaq compliance","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["1-for-110 reverse stock split effective 12:01 a.m. ET on October 2, 2024; post-split trading begins that day.","Primary goal is to increase share price to regain compliance with Nasdaq minimum bid price requirement.","No fractional shares issued; fractional amounts rounded up to nearest whole share.","Stockholders holding 33.94% of outstanding voting stock approved split on June 3, 2024.","Common stock trading under symbol SOBR with new CUSIP 833592306; Equiniti acted as exchange agent."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":206134,"accession_number":"0001477932-24-004691","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-08-13T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"Nasdaq grants SOBR Safe exception to regain compliance until Oct 23, 2024","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Received bid price deficiency letter Nov 15, 2023; stockholders' equity deficiency Apr 8, 2024.","Nasdaq Hearings Panel granted exception after July 2, 2024 hearing to regain compliance by Oct 23, 2024.","Must meet both $1.00 bid price and $2.5M stockholders' equity requirements by deadline to avoid delisting."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":206133,"accession_number":"0001477932-24-004398","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-07-26T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"SOBR Safe shareholders approve issuance of up to 20.6M shares upon warrant conversion","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Special meeting on July 22, 2024 approved issuance of up to 20,638,326 shares upon exercise of June 4, 2024 warrant.","Votes: 10,708,377 FOR (94.1%), 639,907 AGAINST, 33,304 ABSTAIN.","Warrant conversion would increase outstanding shares by ~68% from 30.1M to ~50.8M, causing significant dilution.","Proposal 2 (adjournment) not voted on due to quorum and preliminary approval of Proposal 1."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.15,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":223179,"accession_number":"0001477932-24-003535","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-06-06T23:59:59+00:00","items":["5.02","5.07"],"status":"ready","headline":"SOBR Safe shareholders approve reverse stock split authorization up to 1:150 and elect all director nominees","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["All five director nominees elected: Beabout, Butler, Fay, Gandini, Shoemaker with 6.36-6.50M shares for each.","Say-on-pay advisory vote passed with 6,051,574 shares for, 630,703 against, 104,847 abstain.","Shareholders opted for triennial advisory votes on executive compensation (3,688,256 votes for 3 years).","Reverse stock split authorized: Board may implement ratio from 1:2 to 1:150 by Dec 31, 2024 to maintain Nasdaq listing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":223178,"accession_number":"0001477932-24-003500","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-06-04T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"SOBR Safe raises $2.79M via warrant exercise; issues 20.6M new warrants at $0.27","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Exercised ~10.3M warrants at reduced price of $0.27 per share, raising ~$2.79M in gross proceeds.","Issued 20.6M new warrants at $0.27 exercise price, exercisable after shareholder approval; five-year term.","Aegis Capital Corp. receives 8% cash fee of gross proceeds plus 1% non-accountable expenses and $50k accountable expenses.","Company agrees not to engage in variable rate transactions for one year after closing.","Registration statement for resale of new warrant shares must be filed within 20 days of shareholder approval."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":223177,"accession_number":"0001477932-24-003125","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-05-20T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"SOBR Safe receives Nasdaq delisting determination for bid price and equity non-compliance","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notified SOBR Safe on May 15, 2024 that it failed to regain $1.00 minimum bid price compliance by May 13, 2024.","Company also not compliant with Nasdaq's minimum $2.5M stockholders' equity requirement based on its 2023 10-K.","SOBR intends to request a hearing before Nasdaq's Hearings Panel, which automatically stays suspension/delisting pending decision.","Panel may grant extension to regain compliance up to November 11, 2024; no assurance of success."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":223176,"accession_number":"0001477932-24-002047","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-04-12T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"SOBR Safe receives Nasdaq equity deficiency notice; also not in compliance with bid price rule","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Stockholders' equity of $1,982,537 is below the $2.5M minimum required by Nasdaq Listing Rule 5550(b)(1).","Company does not meet alternative compliance standards for market value of listed securities or net income.","Must submit a plan to regain compliance by May 23, 2024; Nasdaq may grant up to 180 days extension.","Previously disclosed bid price deficiency; compliance deadline is May 13, 2024.","Stock continues trading on Nasdaq under SOBR; no immediate effect on listing."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":242662,"accession_number":"0001477932-24-001018","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-03-05T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"SOBR Safe induces conversion of $804K convertible notes at $0.62/sh; warrant strike also reduced","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Holders converted ~$804K principal (25% of total Senior Convertible Notes) at reduced price of $0.62/share.","Exercise price of existing warrants permanently lowered to $0.62/share concurrent with conversion.","Company restricted from filing registration statements or conducting future financing until April 1, 2024.","Conversion shares are Rule 144 eligible; warrant shares already registered on Form S-1."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":242661,"accession_number":"0001477932-24-000056","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2024-01-05T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"SOBR Safe CFO Jerry Wenzel retires Dec 31, 2023; Christopher Whitaker appointed effective Jan 1, 2024","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Jerry Wenzel retired as CFO on Dec 31, 2023; had served since Jan 2022.","Christopher Whitaker appointed CFO effective Jan 1, 2024; previously VP of Finance and Accounting since Feb 2022.","Whitaker receives annual salary of $225,000 and 150,000 stock options with exercise price $0.48.","Whitaker has 30-year career, started at KPMG, most recently President - Americas and VP Finance at Elixinol.","Employment contract not yet finalized; amendment to be filed later."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":260051,"accession_number":"0001477932-23-008741","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2023-11-21T23:59:59+00:00","items":["3.01","8.01","9.01"],"status":"ready","headline":"SOBR Safe receives Nasdaq deficiency notice for bid price below $1.00; has 180 days to cure","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq notified SOBR that its common stock closed below $1.00 for 30 consecutive business days as of Nov 15, 2023.","Company has 180 days (until May 13, 2024) to regain compliance by achieving $1.00 closing bid for 10 consecutive days.","SOBR had approximately $4.1M cash on hand as of Sept 30, 2023; management states no reverse split under current consideration.","CEO cites shift in sales strategy toward replacing legacy breathalyzers in behavioral health; expects increased sales with SOBRsure band.","If not compliant by May 13, 2024, Company may be eligible for additional 180-day period if other listing standards met."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":260049,"accession_number":"0001477932-23-008099","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K/A","filed_at":"2023-11-06T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"SOBR Safe board adopts annual say-on-pay vote after shareholder preference","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Shareholders at June 9, 2023 annual meeting voted for an annual advisory vote on exec compensation (highest votes).","Board initially recommended every three years but will hold annual advisory votes until next frequency vote.","Next advisory vote on frequency of say-on-pay votes will occur no later than 2029."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.0,"calibrated_materiality_score":0.0,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":260050,"accession_number":"0001477932-23-007708","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2023-10-18T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"SOBR Safe eliminates CRO position, terminates Michael Watson","summary_kind":"llm","event_type":"leadership","confidence":"medium","bullets":["Effective Oct 13, 2023, Board eliminated Chief Revenue Officer role and terminated Michael Watson.","Position eliminated; no replacement named.","No severance or reason for termination disclosed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.4,"calibrated_materiality_score":0.4,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":295230,"accession_number":"0001477932-23-004600","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2023-06-15T23:59:59+00:00","items":["1.01","5.02","5.07"],"status":"ready","headline":"SOBR Safe shareholders approve equity plan amendment and warrant price reduction at annual meeting","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["All six proposals approved at June 9, 2023 annual meeting.","2019 Equity Incentive Plan amended: shares increased to 3.5M plus annual 5% evergreen.","Minimum exercise price of common stock purchase warrants reduced from $1.35 to $0.00001.","Directors elected: Steven Beabout, Noreen Butler, Ford Fay, David Gandini, Sandy Shoemaker.","Advisory say-on-pay approved; future frequency set to one year."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":295229,"accession_number":"0001477932-23-002775","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2023-04-20T23:59:59+00:00","items":["4.01","9.01"],"status":"ready","headline":"SOBR Safe dismisses MGO as auditor, engages Haynie; material weaknesses remain","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Dismissed MGO as independent registered public accounting firm on April 18, 2023; no disagreements with MGO.","Material weaknesses in internal controls over financial reporting remain unremediated as of filing date.","Engaged Haynie & Company as new independent registered public accounting firm for 2023, effective immediately.","Prior audit reports (2021, 2022) contained going-concern explanatory paragraph for 2021; no adverse opinions."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":295228,"accession_number":"0001477932-23-002417","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2023-04-12T23:59:59+00:00","items":["5.03","9.01"],"status":"ready","headline":"SOBR Safe amends bylaws to reduce stockholder meeting quorum from majority to one-third","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["Board amended Section 3.5 of Bylaws effective April 6, 2023.","Quorum reduced from a majority to one-third of outstanding shares entitled to vote.","Change may facilitate passing resolutions with lower shareholder turnout."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":315804,"accession_number":"0001477932-23-001461","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2023-03-13T23:59:59+00:00","items":["1.01","3.02","7.01","9.01"],"status":"ready","headline":"SOBR Safe closes $3.0M private placement of convertible notes and warrants to refinance maturing debt","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $3.5M aggregate principal of convertible senior notes due 2025 with 15% original issue discount; conversion price $2.28/share.","Issued warrants to purchase ~0.38M shares at $2.52 per share, expiring March 2028.","Gross proceeds ~$3.0M; net proceeds used to replace ~$2.5M in maturing debt.","Aegis Capital Corp. acted as exclusive placement agent for the offering.","CEO David Gandini described financing as 'minimally dilutive' to accelerate technology enhancements and extend financial runway."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":315803,"accession_number":"0001477932-23-000733","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2023-02-03T23:59:59+00:00","items":["5.02","9.01"],"status":"ready","headline":"SOBR Safe enters CEO employment agreement with David Gandini; $300K base salary through Dec 2025","summary_kind":"llm","event_type":"other","confidence":"high","bullets":["CEO David Gandini receives $300,000 annual base salary; bonus at least 30% of base under Annual Bonus Plan.","Term runs January 30, 2023 through December 31, 2025; auto-renewal for one-year terms unless notice given.","Severance equal to one year of base salary if terminated without cause or for good reason, subject to release.","Unvested equity accelerates upon termination without cause or for good reason; change of control triggers full vesting.","Equity grants and salary adjustments determined by Compensation Committee and Board."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":334129,"accession_number":"0001477932-22-007684","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K/A","filed_at":"2022-10-14T23:59:59+00:00","items":["9.01"],"status":"ready","headline":"SOBR Safe files 8-K/A to correct Exhibit 10.4 warrant agreement","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Amendment filed Oct 14, 2022 replaces inadvertently filed Exhibit 10.4 from Oct 3, 2022 8-K.","Corrected warrant has exercise price of $1.35 per share, expires Sept 30, 2029.","Warrant includes cashless exercise provision and beneficial ownership limitation of 4.99% (9.99% max at holder election).","No changes to other terms or financial disclosures; solely an administrative correction."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.05,"calibrated_materiality_score":0.05,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":334132,"accession_number":"0001477932-22-007460","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-10-05T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"SOBR Safe appoints Noreen Butler to Board of Directors","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Noreen Butler appointed to fill vacancy left by James Bardy's resignation.","Board determined Butler meets SEC/NASDAQ independent director standards.","Butler granted options for 25,000 shares under 2019 Equity Incentive Plan; exercisable for 3 years at closing price on signing date.","Butler is founder and CEO of RubiCorp Technologies, a ridesharing company for children.","No reportable transactions between Butler and company per Item 404(a)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":334131,"accession_number":"0001477932-22-007408","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-10-03T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"Director James Bardy resigns from SOBR Safe board; replacement search underway","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["James Bardy resigned from the Board effective upon appointment of a successor independent director.","Resignation is not due to any disagreement with the Company's operations, policies, or practices.","Board expects to appoint a new independent director within ten days of September 30, 2022."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":334130,"accession_number":"0001477932-22-007385","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-10-03T23:59:59+00:00","items":["1.01","3.02","8.01","9.01"],"status":"ready","headline":"SOBR Safe closes $6M private placement of units and pre-funded units at $1.48/unit","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Gross proceeds of ~$6M from sale of 1,925,677 units and 2,128,378 pre-funded units at $1.48 per unit.","Each unit includes one common share (or equivalent) and one non-tradable warrant exercisable at $1.35 for 7 years.","Existing May Warrant exercise price adjusted to $2.125; September 2021 Warrant adjusted to $1.35.","Offering closed September 30, 2022; Aegis Capital acted as exclusive placement agent."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":351541,"accession_number":"0001477932-22-007377","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-09-30T23:59:59+00:00","items":["5.02"],"status":"ready","headline":"Director Kevin Moore resigns from SOBR Safe board","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Kevin Moore resigned as a board member effective September 24, 2022.","Resignation is not due to any disagreement with the company's operations, policies, or practices.","No replacement has been announced for the vacant board seat."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.35,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":351540,"accession_number":"0001477932-22-005438","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-07-27T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"SOBR Safe issues 800,000 shares and pays $400K for consulting and marketing services","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Issued 300,000 restricted shares to Winterstone Group and paid $100,000 for consulting services.","Issued 500,000 restricted shares to TraDigital Marketing and paid $300,000 for investor awareness services.","Shares issued under Section 4(a)(2) exemption, restricted under Rule 144.","Compensation deferred from January 2022 agreements until Nasdaq listing on May 16, 2022.","Total consideration: 800,000 shares plus $400,000 cash."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":368931,"accession_number":"0001477932-22-003676","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-05-19T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"SOBR Safe closes $10M public offering, uplists to Nasdaq on May 16, 2022","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Gross proceeds of $10M from 2,352,942 units at $4.25/unit; each unit has one share + two warrants.","Warrants exercisable at $4.25, expire in 5 years; common stock began trading on Nasdaq (SOBR) May 16.","Underwriter partially exercised over-allotment option for 424,116 additional warrants.","Reverse stock split (1-for-3) effective April 28, 2022; new CUSIP; outstanding shares post-offering: 10,156,081.","Lock-up agreements: 180 days for insiders, 24 months for Company, starting May 13, 2022."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":368930,"accession_number":"0001477932-22-001905","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-04-01T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"SOBR Safe defaults on $3.05M convertible debenture; obtains waiver from Armistice Capital","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Defaulted on $3,048,780.50 18% convertible debenture due March 27, 2022; entered waiver on March 30, 2022.","Waiver grants 21-day cure period (to April 17, 2022) without default penalties.","In exchange, amended existing warrant extending termination from 2026 to 2028.","Issued new warrant for 304,878 common shares expiring 2029; must file S-1 registration within 30 days."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":388180,"accession_number":"0001477932-22-000337","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2022-01-19T23:59:59+00:00","items":["5.02","5.07","9.01"],"status":"ready","headline":"SOBR SAFE appoints Gerard Wenzel as CFO; shareholders approve reverse stock split and equity plan increase","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["David Gandini resigned as CFO effective Jan 1, 2022, remains CEO and Secretary.","Gerard Wenzel appointed CFO, with base salary $175,000, 200,000 incentive stock options, 50,000 RSUs.","Shareholders (77% owned) approved reverse stock split (1:2 to 1:3) for Nasdaq listing.","Shareholders approved increase in 2019 Equity Plan shares from 3,848,467 to 5,200,000.","Shareholders re-elected six directors and ratified auditor Macias Gini O'Connell LLP."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":406109,"accession_number":"0001477932-21-006953","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2021-10-01T23:59:59+00:00","items":["1.01","3.02","7.01","9.01"],"status":"ready","headline":"SOBR Safe closes $2.5M financing via 18% OID convertible debenture and warrants with healthcare fund","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Received $2.5M; issued convertible debenture with principal $3,048,780.50 (18% original issue discount).","Debenture convertible at lesser of 100% of prior close or 75% of 5-day VWAP; matures March 27, 2022, no interest unless default.","Warrants to purchase 1,219,512 shares at $2.00/share for 5 years; drops to $1.00 on default; cashless exercise limited.","Proceeds to fund pilot testing and commercial manufacturing starting October 2021; Alexander Capital as placement agent.","Registration rights agreement requires filing within 6 months; warrants cashless only if registration fails after 6 months."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":425112,"accession_number":"0001477932-21-006755","cik":1425627,"company_name":"SOBR Safe, Inc.","ticker":"SOBR","form_type":"8-K","filed_at":"2021-09-28T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"SOBR Safe secures $3.0M financing from healthcare fund for national rollout","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["$3M financing from leading healthcare fund, subject to customary closing conditions.","Company has raised ~$8M from accredited investors since 2020.","Funds to fuel national commercial rollout, add sales/marketing/PR resources, and enter managed care.","Commercial production of SOBRcheck devices expected to begin October 2021.","Alexander Capital acted as sole placement agent on the transaction."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":3367874.594594594,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":null}