{"filings":[{"id":444878,"accession_number":"0001829126-26-005245","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-05-14T21:10:43+00:00","items":["1.01","3.02","7.01","9.01"],"status":"ready","headline":"Vivakor closes $12M institutional convertible note offering, enters $100M equity line","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["First closing of $6M received; second $6M tranche pending; total gross proceeds $12M from convertible notes with $15M principal (20% OID).","Notes convertible at greater of $0.37 or 80% of lowest 5-day VWAP; conversion capped at 4.99% beneficial ownership unless waived.","Entered $100M standby equity purchase agreement (SEPA) with 36-month term; shares sold at 94% of lowest 3-day VWAP.","Net proceeds for working capital, debt reduction, and commissioning of RPC in Houston, Texas.","Placement agent RBW Capital Partners received $540K cash fees and $100K legal fees."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":42882,"accession_number":"0001829126-26-005020","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-05-12T21:25:23+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Vivakor enters forbearance agreements with J.J. Astor & Cedarview, restructuring $7.93M debt","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["J.J. Astor forbearance: $6.82M Second Note + $1.11M Fourth Note due; repayment from RBW Financing (first close by May 7, 2026) and Olenox Transaction.","Cedarview forbearance: extends maturity to Oct 31, 2026; requires $250K prepayment from RBW second tranche and pledge of 2M Olenox shares as collateral.","Issued 275K shares to Cedarview under forbearance; also issued 393K shares to CEO Ballengee, 693K shares to Series A holders, 250K shares to CFO Hawley, and 142K shares to ClearThink.","All equity issuances (1.75M total shares) exempt under Section 4(a)(2) as accredited investors or insiders."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":92927,"accession_number":"0001829126-26-004578","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-05-05T23:59:59+00:00","items":["7.01","8.01","9.01"],"status":"ready","headline":"Vivakor secures $72M crude oil contract; resets special dividend payment to June 30, 2026","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Vivakor Supply & Trading executed a recurring $72M crude oil transaction ($6M/month) through May 2027, including transportation services.","Company expects to recognize ~1% of contract value on standard crude trades, enhancing platform integration and logistics.","CEO James Ballengee stated the transaction reflects continued execution of integrated strategy across key U.S. oil basins.","Special dividend of 206,595 Adapti, Inc. shares payment date reset to June 30, 2026, to complete SEC filings.","Record date remains September 5, 2025; dividend may be further adjusted if filings not timely completed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":92926,"accession_number":"0001829126-26-004048","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-04-28T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"Vivakor regains Nasdaq compliance; trading to resume April 27 after reverse stock split","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq Hearing Panel determined Vivakor is compliant with the $1.00 minimum bid price requirement.","Trading in VIVK common stock will resume on Nasdaq effective April 27, 2026.","Company effected a 1-for-200 reverse stock split on March 24, 2026 to meet the requirement.","Vivakor will be subject to a one-year Mandatory Panel Monitor; any future deficiency could lead to delisting without compliance plan.","Stock had been suspended since December 26, 2025 after bid price fell below $0.10 for ten straight days."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104168,"accession_number":"0001829126-26-002808","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-03-27T23:59:59+00:00","items":["5.03","7.01","8.01","9.01"],"status":"ready","headline":"Vivakor completes 1-for-200 reverse stock split to meet Nasdaq $1 bid price rule","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Reverse split effective March 24, 2026; outstanding shares reduced from 410,068,820 to ~2,050,344.","Nasdaq Hearings Panel granted continued listing through April 30, 2026, subject to bid price compliance.","Stock to trade under temporary symbol 'VIVKD' for 20 business days, then revert to 'VIVK'.","No fractional shares issued; any fractional shares rounded up to next whole share.","Authorized common stock unchanged at 500,000,000 shares."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104167,"accession_number":"0001829126-26-002522","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-03-19T23:59:59+00:00","items":["7.01","8.01","9.01"],"status":"ready","headline":"Vivakor granted Nasdaq listing extension until April 30, 2026 to meet $1.00 bid price; public reprimand issued","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq Hearings Panel granted continued listing contingent on $1.00 minimum bid price for 10 consecutive trading days by April 30, 2026.","Panel also issued Public Reprimand for issuing over 19.99% of common stock without shareholder approval in violation of Nasdaq rules.","Upon compliance, common stock reinstated on Nasdaq Capital Market with a one-year Mandatory Panel Monitor.","CEO James Ballengee stated focus on meeting bid price requirement and building value across energy transportation platform."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104166,"accession_number":"0001829126-26-001978","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-03-05T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Vivakor borrows $750K from J.J. Astor; issues Fourth Note, pledges Oklahoma property","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Borrowed $750K ($710K net after fees) via Fourth Junior Secured Convertible Promissory Note to J.J. Astor.","Note matures April 6, 2026; default triggers 19% interest, 110% principal, 80% discount conversion.","Conveyed ~25-acre Oklahoma property as additional collateral; property reconveyed if note paid in full.","Relisting deadline on Nasdaq extended to April 6, 2026 under Fourth Forbearance Agreement.","Company had $5.996M outstanding on Second Note as of Feb 5, 2026; multiple forbearance agreements in place."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104165,"accession_number":"0001829126-26-000997","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-02-05T23:59:59+00:00","items":["1.01","9.01"],"status":"ready","headline":"Vivakor enters forbearance on $6M note; extends maturity to Jan 2027 with escalating payments","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Outstanding principal ~$5.996M; maturity extended from Jan 7, 2026 to Jan 1, 2027; interest reduced to 9% during forbearance.","Weekly payments start at $50k on Apr 6, 2026, escalating to $250k by Dec 7, 2026; can be in cash or shares if VWAP > $1 and volume conditions met.","Company must use best efforts to regain Nasdaq trading by Feb 28, 2026 (or Apr 30 if reverse split filed); failure triggers 110% balance and 19% interest.","Stockholder meeting required by May 31, 2026 to approve transactions and increase authorized shares; no new convertible notes >$1M until note paid."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104164,"accession_number":"0001829126-26-000958","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-02-04T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Vivakor enters forbearance agreements with seven lenders, extends note maturity to Jan 31, 2027, and issues 56.2M shares","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Company owed approximately $2,242,793 on convertible notes as of Jan 30, 2026, having paid $2,874,854 since issuance.","Agreements extend maturity of notes to January 31, 2027, with a scheduled repayment plan totaling about $2.24M.","Vivakor will issue an aggregate of 56,167,665 restricted common shares to the seven lenders as part of the forbearance.","Conversions under the notes are prohibited unless the company defaults on payments or fails to regain Nasdaq listing by Feb 28, 2026.","The unregistered share issuance is exempt under Section 4(a)(2) of the Securities Act to accredited investors."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.9,"calibrated_materiality_score":0.9,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104163,"accession_number":"0001829126-26-000507","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-01-23T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues 9.2M shares upon conversion of $41K in notes","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["On Jan 16, 2026, two accredited lenders converted $41,165 of convertible notes into 9,215,789 common shares.","Original notes were issued June 2025 for total principal $5,117,647; company received $4,350,000 net.","Conversion price implies approximately $0.0045 per share; shares issued without restrictive legend.","Issuance exempt under Section 4(a)(2) of Securities Act as holders are accredited investors."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104162,"accession_number":"0001829126-26-000381","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-01-16T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues 11.9M shares upon $50K convertible note conversion by lender","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Lender J.J. Astor & Co. converted $50,000 of Second Note principal into 11,904,762 shares of common stock on Jan 12, 2026.","Conversion exempt from registration under Section 4(a)(2); holder is an accredited investor.","Shares issued without Rule 144 restrictive legend per legal opinion.","The Second Note was originally issued July 9, 2025, for $5,940,000 principal; net proceeds $4.4M."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":104161,"accession_number":"0001829126-26-000094","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2026-01-07T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Vivakor enters forbearance on $3.96M default; issues 37.9M shares on debt conversion","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Default on $3.67M secured note to Cedarview leads to forbearance through Jan 23, 2026; long-term extension to Jan 2027 planned.","Defaulted Note Amount as of Dec 31, 2025 is $3,955,578.38 including default interest and $200K collection expenses.","Company must execute Long Term Forbearance Agreement and Confession of Judgment by Jan 23, 2026.","Between Dec 31, 2025 and Jan 7, 2026, $256,690 of Lender Notes converted into 37,886,206 shares of common stock without restrictive legend.","Issuance to seven accredited investors under Section 4(a)(2) exemption."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120447,"accession_number":"0001829126-25-010357","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-12-30T23:59:59+00:00","items":["3.02","7.01","9.01"],"status":"ready","headline":"Vivakor resets special dividend to April 2026; converts $2.42M debt into 159.9M shares","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Special dividend of Adapti shares reset to April 30, 2026 due to SEC filing delays from government shutdown.","Vivakor holds 206,595 shares of Adapti (OTC:ADTI) to be distributed to record holders as of Sept 5, 2025.","Converted $2,419,766.75 of convertible notes into 159,931,717 shares of common stock (no restrictive legend).","Original notes issued June 2025 for $5.12M aggregate principal; net proceeds $4.35M."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120446,"accession_number":"0001829126-25-010328","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-12-29T23:59:59+00:00","items":["3.01"],"status":"ready","headline":"Vivakor receives Nasdaq delisting notice; trading suspended Dec 26","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Closing bid price fell below $0.10 for 10 consecutive days, triggering Low Priced Stocks Rule.","Nasdaq determined company ineligible for remaining grace period to meet $1.00 minimum bid price.","Separate deficiency under Listing Rule 5635(d) for lack of shareholder approval also cited.","Company submitted appeal on Dec 24; hearing scheduled Jan 29, 2026.","Common stock (VIVK) trading suspended; Form 25-NSE to be filed with SEC."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.9,"calibrated_materiality_score":0.9,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120445,"accession_number":"0001829126-25-010272","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-12-23T23:59:59+00:00","items":["5.03","5.07","7.01","9.01"],"status":"ready","headline":"Vivakor shareholders approve reverse split, authorized share increase; signs LOI to buy Coyote Oilfield Services","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Shareholders approved reverse stock split, increase in authorized shares, and other proposals at Dec 22 special meeting.","Authorized shares increased to 515M total (500M common, 15M preferred) via Certificate of Amendment filed Dec 23.","Signed non-binding LOI to acquire Coyote Oilfield Services, expected to close on or before Feb 28, 2026.","Coyote adds pipeline, terminal, and oilfield services capabilities to Vivakor's midstream platform."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120444,"accession_number":"0001829126-25-010054","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-12-16T23:59:59+00:00","items":["3.01","3.02"],"status":"ready","headline":"Vivakor receives Nasdaq non-compliance notice for October 2025 offerings requiring shareholder approval","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq Staff determined Oct 24 and Oct 30 offerings violated Rule 5635(d) by exceeding 20% of pre-transaction shares at discount to Minimum Price.","Company has 45 days to submit a plan to regain compliance; if accepted, up to 180-day extension may be granted.","Between Dec 10-15, 2025, $507,172.86 of convertible notes were converted into 15,427,519 shares without restrictive legend.","No immediate delisting; company plans to seek shareholder approval for the October offerings.","October 24 Offering: 10,909,090 shares + 5M pre-funded warrants at $0.22; October 30: 10,600,000 shares + 3,566,666 pre-funded warrants at $0.18."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120443,"accession_number":"0001829126-25-009863","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-12-10T23:59:59+00:00","items":["3.02","7.01","9.01"],"status":"ready","headline":"Vivakor enters Mexico fuel trade; note conversions trigger share issuance","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["First international fuel transaction into Mexico via Vivakor Supply & Trading.","Trade represents expansion beyond domestic crude and LPG; expected revenue as intermediary.","Holders converted $45.7k + $100k + $19.75k of notes into 3.73M shares without restrictive legend.","Shares issued without Rule 144 legend per legal opinion; accredited investors."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120442,"accession_number":"0001829126-25-009621","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-12-03T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"Vivakor updates investor deck; highlights debt reduction and Q3 financials","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Divested water trucking in Q3 2025; reduced debt by over $50M.","Closed $40M commodity intermediation facility in Oct 2025.","Houston Remediation Processing Center coming online Q1 2026.","Q3 2025 revenue $17M (up 7% YoY), Adj EBITDA $4M (up >200%).","Total assets ~$160M, shareholders' equity ~$64M as of 9/30/25."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120441,"accession_number":"0001829126-25-009516","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-11-28T23:59:59+00:00","items":["1.01","3.02","3.03","9.01"],"status":"ready","headline":"Vivakor extinguishes $569K CEO note, suspends preferred dividend, grants voting rights to Series A holders","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["CEO-controlled Ballengee Holdings forgives $569,589 convertible note; Series A preferred holders forgo 6% annual dividend for one year.","Series A Preferred now gets 96,731,000 votes (~35% of total) after filing amended certificate of designation.","Issued 3,616,310 shares for preferred dividends; 1,557,808 shares to a consultant; 82,500 inducement shares - total ~5.3M new shares.","Debt reduction and voting rights exchange approved by shareholders at 2025 annual meeting."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120440,"accession_number":"0001829126-25-009397","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-11-24T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues 4.85M shares upon conversion of $304K in convertible notes","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Two holders converted $180,467 of Notes into 2,920,639 unregistered shares.","Lender J.J. Astor & Co. converted $123,693 of Initial Note into 1,928,188 shares, fully satisfying the note.","Shares issued without Rule 144 restrictive legends based on legal opinion; exempt under Section 4(a)(2).","Conversions occurred on Nov 19-20, 2025; company previously issued $575,000 Notes in May 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120439,"accession_number":"0001829126-25-009306","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-11-19T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues 8.1M shares on $623,528 in note conversions by two lenders","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["J.J. Astor converted $150k on Nov 14 into 1,855,861 shares.","J.J. Astor converted another $150k on Nov 18 into 2,354,788 shares.","ClearThink Capital converted $323,528 (principal + interest) on Nov 14 into 3,921,551 shares.","All shares issued without Rule 144 restrictive legend under Section 4(a)(2) exemption."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120438,"accession_number":"0001829126-25-009074","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-11-12T23:59:59+00:00","items":["1.01","3.02","5.02","9.01"],"status":"ready","headline":"Vivakor settles lawsuit with ex-CFO for $2M; former GC resigns with $200K package","summary_kind":"llm","event_type":"litigation","confidence":"high","bullets":["Settlement with former CFO Tyler Nelson for $2M: $250k paid on signing, $100k in 30 days, $100k in 60 days, $1.55M in 90 days.","Transition agreement with former EVP/GC Patrick Knapp: $50k cash effective date, $50k cash by Dec 31, 2025, $100k in unrestricted stock.","Kimberly Hawley (CFO) appointed Secretary after Knapp's resignation effective Nov 10, 2025.","Lender J.J. Astor & Co. converted $150k of convertible note into 2,043,597 shares on Nov 7 and another $150k into 1,827,040 shares on Nov 10.","Lawsuit dismissed with court retaining jurisdiction until final payment is made under the settlement."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120437,"accession_number":"0001829126-25-008779","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-31T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"Vivakor raises ~$2.55M via registered direct offering of common stock and pre-funded warrants","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Issued 10.6M shares at $0.18/share and 3.566M pre-funded warrants at $0.179 (nominal exercise $0.001) for gross proceeds ~$2.55M.","Offering closed Oct 31, 2025; underwritten by D. Boral Capital LLC with 7% cash fee.","Proceeds used for working capital and general corporate purposes.","Warrants exercisable immediately, subject to 4.99% (or up to 9.99%) beneficial ownership limitation."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120436,"accession_number":"0001829126-25-008595","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-30T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"Vivakor's trading platform launches with $24M crude oil transaction in Permian Basin","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Vivakor Supply & Trading initiated first major $24M crude oil transaction in Permian Basin.","Vivakor expects to record ~$240k revenue from the transaction at ~1% of contract value.","VST secured a $40M commodity intermediation facility in October 2025 to support trading operations.","Trading platform will integrate with Vivakor's trucking, storage, and pipeline injection assets."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120435,"accession_number":"0001829126-25-008534","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-29T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues 3.92M shares to J.J. Astor on conversion of $400K of convertible note","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Lender converted $400,000 of principal amount into 3,923,492 shares of common stock on Oct 23, 2025.","Shares were issued without Rule 144 restrictive legend based on legal opinion, exempt under Section 4(a)(2).","Conversion price per share implied at approximately $0.102, significantly below recent market price.","Initial note was for $6.625M principal; company received $5M net in March 2025.","Lender J.J. Astor & Co. continues to hold remaining $6.225M principal balance."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120434,"accession_number":"0001829126-25-008445","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-27T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"Vivakor raises $3.5M in registered direct offering of common stock and pre-funded warrants","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Issued 10,909,090 common shares at $0.22/sh and 5,000,000 pre-funded warrants at $0.219/sh for $3.5M gross proceeds.","Offering closed on October 27, 2025; net proceeds to be used for working capital and general corporate purposes.","D. Boral Capital LLC acted as exclusive placement agent; cash fee of 7% of gross proceeds plus non-accountable expenses.","Pre-funded warrants exercisable at $0.001/sh immediately with a 4.99% (or 9.99% holder election) beneficial ownership limitation.","Offering made under existing Form S-3 shelf registration effective February 10, 2023."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120433,"accession_number":"0001829126-25-008389","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-23T23:59:59+00:00","items":["1.01","7.01","9.01"],"status":"ready","headline":"Vivakor closes $40M commodity facility and settles lawsuit for $1.65M","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["$40M commodity intermediation facility closed; provides credit support (LCs, bonds, cash) for crude oil trading platform.","Facility has one-year term; VST remains responsible for logistics and sale to buyers.","Settlement with James Samuelson: $100K cash plus $1.55M in stock (4 tranches Oct 24–Nov 24, 2025).","Stock issued at 20% discount to lowest 5 VWAPs over prior 15 trading days; leak-out limits sales to $25K daily or 10% of 90-day avg volume.","Court retains jurisdiction until final payment; all lawsuit deadlines removed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120432,"accession_number":"0001829126-25-008209","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-17T23:59:59+00:00","items":["1.01","8.01","9.01"],"status":"ready","headline":"Vivakor raises $5M in registered direct offering of common stock and pre-funded warrants","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Offering includes 8,417,645 shares at $0.2164/share and 14,689,851 pre-funded warrants at $0.2154/warrant.","Pre-funded warrants exercisable at $0.001/share immediately with 4.99% (or 9.99%) ownership limitation.","Gross proceeds ~$5M; net proceeds for working capital and general corporate purposes.","Offering closed Oct 17, 2025; D. Boral Capital acted as sole placement agent."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120431,"accession_number":"0001829126-25-008207","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-17T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues ~10.9M shares on conversion of $1.05M convertible note","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Lender J.J. Astor & Co. converted $350k each on Oct 10, 15, 16 into 3.3M, 3.8M, 3.8M shares.","Conversion price ranged from ~$0.092 to $0.105 per share, implying heavy dilution.","Shares issued without Rule 144 legend, allowing immediate resale.","Note originally issued Mar 2025 for $6.625M principal; $5M net proceeds received."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120430,"accession_number":"0001829126-25-008103","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-14T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Vivakor defaults on notes, enters forbearance, gets $1.15M new loan; all debt due Nov 30, 2025","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Default on Initial Note ($2.26M) and Second Note ($5.69M) as of Aug 25, 2025; Lender forbears until Nov 30, 2025.","Issued Third Junior Secured Convertible Note for $1.62M principal, receiving $1.152M in proceeds; 42 weekly installments of $38,572.","Issued 286,000 commitment shares to Lender for $286 as partial consideration.","Default interest rate of 19% continues; all principal and accrued interest due on or before Nov 30, 2025.","Standstill through Nov 30; failure to pay in full allows Lender to accelerate all obligations."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120429,"accession_number":"0001829126-25-007964","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-08T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues 6.49M shares upon conversion of $900k note to J.J. Astor; also issues 82.5k incentive shares","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["On Oct 2 and Oct 6 2025, J.J. Astor converted $400k and $500k of principal into 2,991,773 and 3,496,503 shares (total 6,488,276 shares) of common stock.","Shares issued without restrictive legend pursuant to legal opinion, exempt under Section 4(a)(2).","On Aug 12, 2025, company issued $647.5k convertible note to non-affiliated investor for $550k cash, plus 82,500 incentive shares (issued Oct 8 with restrictive legend).","Total dilution from these transactions: over 6.57 million shares of common stock."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":120428,"accession_number":"0001829126-25-007882","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-10-03T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor converts $700K note into 5.24M shares; cumulative conversions $1.1M","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["$700,000 of principal converted into 5,235,602 shares of common stock at ~$0.1337/share.","Cumulative conversions total $1.1M plus 250,000 commitment shares issued to J.J. Astor & Co.","Shares issued without restrictive legend under Section 4(a)(2) exemption to accredited investor.","Remaining principal on $6.625M note is approximately $5.525M after all conversions.","Conversions and prior issuances did not exceed 5% of outstanding stock since June 30, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.45,"calibrated_materiality_score":0.45,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137019,"accession_number":"0001829126-25-007614","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-09-23T23:59:59+00:00","items":["1.01","2.04","3.02"],"status":"ready","headline":"Vivakor default accelerates $7.66M debt; lender converts $200K into shares","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Received default notice from J.J. Astor & Co. on Sept. 17, 2025 under $6.625M junior secured convertible note.","All obligations accelerated; total due ~$7,660,000 as of default date.","Lender converted $200,000 principal into 720,072 shares without restrictive legend via Rule 144.","Original note provided $5,000,000 net proceeds to Vivakor after fees; previous amendments existed."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137018,"accession_number":"0001829126-25-007455","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-09-17T23:59:59+00:00","items":["5.07","7.01","8.01","9.01"],"status":"ready","headline":"Vivakor gets 180-day Nasdaq extension to March 2026 to meet $1 bid price; reverse split authorized","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq granted 180-day extension until March 16, 2026, to regain minimum $1 bid price compliance.","Company missed initial compliance deadline of Sept 15, 2025; qualifies for additional period.","To cure, stock must close at $1+ for 10 consecutive business days within extension period.","All eight stockholder proposals passed at Sept 11 annual meeting, including reverse stock split authorization.","Stock continues trading on Nasdaq under VIVK; no immediate delisting effect."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137017,"accession_number":"0001829126-25-006512","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-08-19T23:59:59+00:00","items":["7.01","9.01"],"status":"ready","headline":"Vivakor resets record date for special dividend of Adapti shares to September 5, 2025","summary_kind":"llm","event_type":"dividend","confidence":"high","bullets":["Vivakor (NASDAQ:VIVK) announced it reset the record date for its previously-announced special dividend from August 20, 2025 to September 5, 2025.","The dividend consists of approximately 206,595 shares of Adapti, Inc. (OTCID:ADTI), representing about 13.5% of Adapti's outstanding common stock.","Excluding 20,963,229 shares held by the CEO and former CFO who waived their dividend rights, each Vivakor shareholder will receive roughly 0.0079 Adapti shares per Vivakor share.","Based on Adapti's current $2.50 share price, the special dividend is valued at approximately $0.515 million.","Adapti recently acquired the Ballengee Group, a sports management agency representing ~200 professional athletes, and is merging with a multi-platform sports agency."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137016,"accession_number":"0001829126-25-006459","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-08-18T23:59:59+00:00","items":["1.01","5.02","7.01","9.01"],"status":"ready","headline":"Vivakor appoints Kimberly Hawley as CFO and Les Patterson as COO to strengthen leadership team","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Patterson gets $375k base salary, $125k annual equity, and a $250k signing bonus in stock.","Hawley, with 25+ years of finance experience, joins as EVP/CFO; no compensation terms disclosed.","Prior COO resigned on August 6, 2025; Patterson replaces him effective August 12.","Patterson has 30+ years in oil & gas, previously SVP at Bridger Logistics (Ferrellgas).","Hawley to focus on financial discipline and SEC/GAAP reporting; Patterson on operational execution."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137015,"accession_number":"0001829126-25-005858","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-08-06T23:59:59+00:00","items":["1.01","5.02","7.01","9.01"],"status":"ready","headline":"Vivakor sells two subsidiaries for $11M in preferred stock; enters forbearance on lease defaults","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Sells Meridian Equipment Leasing and Equipment Transport for $11,058,235 in Series A Convertible Preferred Stock.","Acknowledges defaults on Maxus Capital leases; forbearance requires ~$9.2M payments by Nov 2025 plus monthly amounts.","COO Russ M. Shelton resigns effective Aug 3, 2025; receives $120,300 in severance through Sep 5, 2025.","Declares special dividend of 206,595 shares of Adapt, Inc.; record date Aug 20, 2025.","Annual shareholder meeting set for Sep 11, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137014,"accession_number":"0001829126-25-005348","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-07-24T23:59:59+00:00","items":["1.01","5.02","8.01","9.01"],"status":"ready","headline":"Vivakor CFO Tyler Nelson resigns effective immediately citing disagreements; Kimberly Hawley appointed as CFO","summary_kind":"llm","event_type":"leadership","confidence":"high","bullets":["Tyler Nelson resigned as CFO and Board member effective July 19, 2025, citing disagreements over financial reporting, authorization policies, and internal control weaknesses.","Kimberly Hawley appointed EVP, CFO, Treasurer effective July 24, 2025; annual salary $350,000 plus performance bonus.","Nelson alleged 'good reason' resignation citing breach of employment agreement and promissory note; company says allegations under review.","Hawley previously CFO of Empire Diversified Energy, secured over $120M in debt financing; CPA."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":137013,"accession_number":"0001829126-25-005237","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-07-21T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Vivakor restructures debt with J.J. Astor, receives additional $4.4M convertible loan","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Forbearance on $6.15M note; principal increased to $6.77M (110%); fees and past due interest $906k due Jan 7, 2026.","Additional loan of $4.4M netting ~$971k; new $5.94M convertible note with 40 weekly installments of $148,500 each.","Conversion price set at 80% of market conversion price; if below Nasdaq minimum, extra make-whole shares issued.","Lender receives 150,000 commitment shares; 15M shares reserved for conversion under Additional Note.","Forbearance ends Oct 5, 2025; failure to pay past due amounts by then allows immediate acceleration."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":154296,"accession_number":"0001829126-25-004413","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-06-11T23:59:59+00:00","items":["3.02","9.01"],"status":"ready","headline":"Vivakor issues $5.12M convertible notes to accredited investors","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued $5,117,647 aggregate principal convertible notes to seven non-affiliated accredited investors.","Net proceeds of $4,350,000 before $391,500 placement agent and other fees.","Notes mature in 12 months, 15% OID, 10% one-time interest, convertible at 80% of lower of two price metrics.","Issued 652,500 incentive shares to holders as additional consideration.","Exempt from registration under Section 4(a)(2) of Securities Act."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":154295,"accession_number":"0001829126-25-004193","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-06-03T23:59:59+00:00","items":["3.02","7.01","9.01"],"status":"ready","headline":"Vivakor Q1 revenue rises 133% to $37.3M; net loss widens to $7.5M; special dividend of Adapti shares","summary_kind":"llm","event_type":"earnings","confidence":"high","bullets":["Revenue $37.3M (+133% YoY); gross profit $4.8M (+345%); net loss $7.5M ($0.21 loss per share).","Adjusted EBITDA $319,000 vs negative $7,000 prior year.","Issued $172,500 convertible note with 15% OID, 10% interest, conversion at 80% of market; net proceeds $150,000.","Special dividend of 0.0079 Adapti shares per VIVK share, valued at ~$0.815M; CEO/CFO waive rights.","Permian expansion: 10 pipeline injection stations in TX/NM; connects to Centurion, Plains, West Texas pipelines."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":154294,"accession_number":"0001829126-25-003839","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-05-20T23:59:59+00:00","items":["3.02","9.01"],"status":"ready","headline":"Vivakor raises $500K net via convertible notes; issues 1.76M shares for dividends to CEO-controlled entities","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Issued convertible notes with $575K principal ($500K net) to accredited investors; 12-month maturity, 10% interest at issuance, 15% OID.","Notes convertible at 80% of lower of prior day's close or avg of 4 lowest VWAPs over 20 trading days; also issued 75,000 inducement shares.","Issued 1,764,964 restricted common shares for Series A preferred dividends; 1,384,311 to CEO-controlled Jorgan Development, 13,983 to JBAH Holdings.","SPA allows up to $5.75M principal ($5M purchase) through June 30, 2025; initial close is $575K principal."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.55,"calibrated_materiality_score":0.55,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":154293,"accession_number":"0001829126-25-002672","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-04-15T23:59:59+00:00","items":["1.01","3.02","9.01"],"status":"ready","headline":"Vivakor restructures Cedarview loan; owes $3.77M, issues 300k shares and % of future proceeds","summary_kind":"llm","event_type":"debt","confidence":"high","bullets":["Side letter amends Oct 2024 loan; balance $3,768,678.08 as of March 1, 2025.","Payment schedule: $589,890.37 on April 9, two $150k payments, then four $645,684.69 payments.","Cedarview gets 30% of future ELOC drawdowns and asset sale proceeds as loan payments.","Issued 300,000 restricted shares to Cedarview; also issued 350,000 shares to Justin Ellis on note conversion.","Issued 107,789 Series A Preferred shares to Endeavor sellers (including 84,931 to CEO-affiliate Jorgan)."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172882,"accession_number":"0001829126-25-001988","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-03-21T23:59:59+00:00","items":["1.01","3.01","3.02","9.01"],"status":"ready","headline":"Vivakor receives Nasdaq bid price deficiency notice; issues $6.625M convertible note","summary_kind":"llm","event_type":"regulatory","confidence":"high","bullets":["Nasdaq deficiency letter for bid price <$1.00 for 30 days; 180-day cure period ends Sept 15, 2025.","Issued $6.625M junior secured convertible note to J.J. Astor & Co.; net $5M received after fees.","Note payable in 42 weekly installments of $157,739; may be paid in shares at 20% discount to market.","Issued 250,000 commitment shares as additional consideration; registration rights agreement filed.","Existing senior debt ~$48.5M; convertible note is junior secured with mandatory prepayment from equity receipts."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172878,"accession_number":"0001829126-25-001261","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K/A","filed_at":"2025-02-27T23:59:59+00:00","items":["1.01","3.02","5.03","8.01","9.01"],"status":"ready","headline":"Vivakor amends 8-K; hires consultant for up to $1.3M/yr, extends CFO note with 5% penalty, issues stock to insiders","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Entered consulting with WSGS for up to $1.3M/yr in stock; 1-yr term with option for second year.","CFO Tyler Nelson note maturity extended to June 30, 2025; 5% fee added on outstanding balance as of Dec 31, 2024.","Hired Andre Johnson as VP HR; salary $180k (Oct-Dec 2024) then $200k, plus $75k equity/yr and $250k signing bonus in stock.","Issued 56,880 Series A Preferred shares (incl. 16,880 escrowed) to sellers of Endeavor entities; stock also 24,291 common shares.","Issued 160,266 shares to CEO Ballengee for services and 105,213 shares to CFO Nelson for bonuses on Feb 27, 2025."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172881,"accession_number":"0001829126-25-001020","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-02-14T23:59:59+00:00","items":["1.01","3.02","5.03","8.01","9.01"],"status":"ready","headline":"Vivakor enters consulting deal with WSGS LLC for up to $1.3M/yr in stock; CFO note extended","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Consulting agreement with WSGS, LLC for management integration; annual fee up to $1.3M, paid in registered stock.","Side letter with CFO Tyler Nelson extends promissory note maturity to June 30, 2025; 5% fee assessed on outstanding.","Andre Johnson appointed VP HR with $200K salary, $75K annual equity, $250K signing bonus in stock.","Issued 24,291 common and 56,880 Series A Preferred shares to sellers of Endeavor Entities as partial consideration.","Issued 160,266 shares to CEO Ballengee and 105,213 shares to CFO Nelson for service bonuses."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172880,"accession_number":"0001829126-25-000909","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-02-12T23:59:59+00:00","items":["5.03","9.01"],"status":"ready","headline":"Vivakor withdraws all designated series of preferred stock; 15M authorized shares remain undesignated","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Filed Certificate of Amendment with Nevada SOS on Feb 6, 2025 to withdraw all previously designated preferred stock series.","No shares of preferred stock are outstanding; 15,000,000 authorized shares remain undesignated.","Amendment simplifies capital structure; no impact on common stock or shareholder rights."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.35,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":172879,"accession_number":"0001829126-25-000029","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2025-01-03T23:59:59+00:00","items":["5.07"],"status":"ready","headline":"Vivakor annual meeting elects all five director nominees; Nelson gets 49.4% support","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Quorum achieved with 24,598,766 shares voted (>50% of outstanding).","Directors elected: Ballengee 59.85%, Nelson 49.37% (4.35M withheld), Harris 59.78%, Johnson 59.27%, Thompson 59.85%.","Ratification of Urish Popeck as auditor: 24,541,945 for, 7,827 against, 0 abstain.","Advisory say-on-pay compensation approved: 24,371,967 for, 108,923 against, 117,876 abstain."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.15,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189890,"accession_number":"0001829126-24-008311","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K/A","filed_at":"2024-12-13T23:59:59+00:00","items":["9.01"],"status":"ready","headline":"Vivakor files financial statements for acquired Endeavor Entities; combined sales $52.5M in 2023","summary_kind":"llm","event_type":"m_and_a","confidence":"high","bullets":["Sales $52.5M, net income $3.6M for Endeavor Crude, Meridian, Equipment Transport combined in 2023.","Total assets $90.3M; members' equity $25.5M as of Dec 31, 2023.","Acquisition closed Oct 1, 2024; MIPA dated March 21, 2024, as amended.","Pro forma unaudited financials for Vivakor included for periods ended Jun 30, Sep 30, 2024, and Dec 31, 2023.","One customer accounted for 30% of 2023 revenue and 34% of accounts receivable."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null},{"id":189898,"accession_number":"0001829126-24-008149","cik":1450704,"company_name":"Vivakor, Inc.","ticker":"VIVK","form_type":"8-K","filed_at":"2024-12-06T23:59:59+00:00","items":["3.02"],"status":"ready","headline":"Vivakor issues 6.7M shares as partial consideration for $120M Endeavor purchase","summary_kind":"llm","event_type":"other_material","confidence":"high","bullets":["Issued 6,700,000 shares of common stock to Sellers on Dec 2, 2024, as part of MIPA.","4,999,500 shares to Jorgan Development, LLC and 50,500 to JBAH Holdings, LLC; remainder to non-related parties per seller instruction.","Sellers are controlled by CEO James Ballengee; issuance exempt under Section 4(a)(2).","Purchase price of $120M subject to post-closing adjustments; final calculation still pending."],"consensus_eps_estimate":null,"consensus_eps_actual":null,"consensus_revenue_estimate":null,"consensus_revenue_actual":null,"consensus_period":null,"consensus_source":null,"sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"market_cap_usd":2900000.0,"market_cap_bucket":"microcap","market_cap_source":"finnhub_profile2","market_cap_as_of_date":"2026-05-28","daily_digest_date":null,"daily_digest_url":null,"daily_digest_rank":null}],"next_cursor":"2024-12-06T23:59:59+00:00|189898"}