{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-03T18:27:06.376167+00:00","company":{"ticker":"AAOI","cik":1158114,"company_name":"APPLIED OPTOELECTRONICS, INC."},"pagination":{"limit":100,"returned":19,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"auditor_change","fact_key":"5df06a2a1cef66952df2768433ee50064e88fe1f","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-05-08T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"PricewaterhouseCoopers LLP","disagreement_text":null,"effective_date":"2026-05-04","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"APPLIED OPTOELECTRONICS, INC. engaged PricewaterhouseCoopers LLP as its auditor.","evidence_excerpt":"Grant Thronton was previously engaged to perform a review of the\nCompany’s consolidated financial statements for the quarter ending March 31, 2026.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-26-003572","anchor_url":"https://secwatch.observer/filing/0001683168-26-003572#claim-5df06a2a1cef66952df2768433ee50064e88fe1f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316826003572/0001683168-26-003572-index.htm"},{"fact_type":"auditor_change","fact_key":"27ecbe8c1d9bb40319cdf76905bccc967bc8aca6","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-05-08T23:59:59+00:00","payload":{"action":"dismissal","auditor_name":"Grant Thornton LLP","disagreement_text":null,"effective_date":"2026-05-04","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":"PricewaterhouseCoopers LLP"},"claim":"APPLIED OPTOELECTRONICS, INC. dismissed Grant Thornton LLP as its auditor.","evidence_excerpt":"on May 4, 2026, the Committee approved the dismissal of Grant Thornton as the Company’s independent registered public accounting firm.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-26-003572","anchor_url":"https://secwatch.observer/filing/0001683168-26-003572#claim-27ecbe8c1d9bb40319cdf76905bccc967bc8aca6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316826003572/0001683168-26-003572-index.htm"},{"fact_type":"earnings_release","fact_key":"764b19db534cb5e28b39081dbc0bfaa82ef69346","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-05-07T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"GAAP net loss was $14.3 million, or $0.19 per basic share","period_text":"first quarter ended March 31, 2026","report_date":"2026-05-07","result_type":"reported_results","revenue_text":"GAAP revenue was $151.1 million"},"claim":"APPLIED OPTOELECTRONICS, INC. reported first quarter ended March 31, 2026 results: revenue GAAP revenue was $151.1 million, net income GAAP net loss was $14.3 million, or $0.19 per basic share.","evidence_excerpt":"ability to execute on our ambitious growth plans, while ensuring reliability,\nquality, and a dedication to excellence.” First Quarter 2026 Financial Summary · GAAP revenue was $151.1 million, compared with $99.9 million in the first\nquarter of 2025 and $134.3 million in the fourth quarter of 2025. · GAAP gross margin was 29.1%, compared with 30.6% in the first","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001683168-26-003562","anchor_url":"https://secwatch.observer/filing/0001683168-26-003562#claim-764b19db534cb5e28b39081dbc0bfaa82ef69346","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316826003562/0001683168-26-003562-index.htm"},{"fact_type":"material_agreement","fact_key":"279c6ed6ab8ea7a2bad9351158b2ee5a4c2922c1","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-04-13T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Purchase Agreement","agreement_type":"asset_purchase","counterparty":"SRPF D/Kirby Industrial, L.P.","effective_date":"2026-04-07","item_codes_triggered":["1.01"],"value_text":"$58,428,612.00"},"claim":"APPLIED OPTOELECTRONICS, INC. entered into Purchase Agreement with SRPF D/Kirby Industrial, L.P. valued at $58,428,612.00 (effective 2026-04-07).","evidence_excerpt":"On April 7, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into a Purchase and Sale Agreement (the “Purchase Agreement”) with SRPF D/Kirby Industrial, L.P. (the “Seller”), pursuant to which the Company agreed to acquire from the Seller certain real property and improvements located at 14621 Kirby Drive, Pearland, Texas 77047 and 11555 North Spectrum Boulevard, Pearland, Texas 77047, consisting of approximately 388,133 square feet in the aggregate, together with certain related personal property, intangible personal property, and assignable contract rights relating thereto (collectively, the “Property”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-26-002858","anchor_url":"https://secwatch.observer/filing/0001683168-26-002858#claim-279c6ed6ab8ea7a2bad9351158b2ee5a4c2922c1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316826002858/0001683168-26-002858-index.htm"},{"fact_type":"material_agreement","fact_key":"5fd1e3f5455e23de7edec1213aef7c2f53442520","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-03-12T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Amendment No. 1 to the Equity Distribution Agreement","agreement_type":"atm_program","counterparty":"Raymond James & Associates, Inc. and Needham & Company, LLC","effective_date":"2026-03-12","item_codes_triggered":["1.01"],"value_text":"$500 million"},"claim":"APPLIED OPTOELECTRONICS, INC. amended Amendment No. 1 to the Equity Distribution Agreement with Raymond James & Associates, Inc. and Needham & Company, LLC valued at $500 million (effective 2026-03-12).","evidence_excerpt":"On March 12, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into Amendment No. 1 to the Equity Distribution Agreement (the “Amendment”) with Raymond James & Associates, Inc. and Needham & Company, LLC (collectively, the “Sales Agents”), amending the Equity Distribution Agreement dated as of February 26, 2026 among the Company and the Sales Agents (the “Original Agreement” and, together with the Amendment, the “Agreement”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-027101","anchor_url":"https://secwatch.observer/filing/0001104659-26-027101#claim-5fd1e3f5455e23de7edec1213aef7c2f53442520","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000110465926027101/0001104659-26-027101-index.htm"},{"fact_type":"material_agreement","fact_key":"1c3f22fc4fb53966d153e4a2da4655468755737e","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-03-05T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Design-Build Agreement","agreement_type":"other","counterparty":"LCC3 Solution Inc.","effective_date":"2026-02-13","item_codes_triggered":["1.01"],"value_text":"approximately $30,885,000"},"claim":"APPLIED OPTOELECTRONICS, INC. entered into Design-Build Agreement with LCC3 Solution Inc. valued at approximately $30,885,000 (effective 2026-02-13).","evidence_excerpt":"On February 27, 2026, Applied Optoelectronics, Inc. (the “Company”) executed a Standard Form of Agreement Between Owner and Design-Builder (AIA Document A141–2024), together with the related Exhibits Package (collectively, the “Design-Build Agreement”), with LCC3 Solution Inc. (the “Design-Builder”), effective as of February 13, 2026","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-26-001522","anchor_url":"https://secwatch.observer/filing/0001683168-26-001522#claim-1c3f22fc4fb53966d153e4a2da4655468755737e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316826001522/0001683168-26-001522-index.htm"},{"fact_type":"material_agreement","fact_key":"0932d705d84e5cc196b4ba6f8642b352be52301d","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-02-27T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Lease Agreement","agreement_type":"lease","counterparty":"Blue Ridge Commerce Center West LLC","effective_date":"2026-02-10","item_codes_triggered":["1.01"],"value_text":"$3,078,560.00"},"claim":"APPLIED OPTOELECTRONICS, INC. entered into Lease Agreement with Blue Ridge Commerce Center West LLC valued at $3,078,560.00 (effective 2026-02-10).","evidence_excerpt":"On February 23, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into a Lease Agreement (the “Lease”) with Blue Ridge Commerce Center West LLC (the “Landlord”), effective as of February 10, 2026, pursuant to which the Company will lease approximately 153,928 rentable square feet of space (the “Premises”) in Building #3, located at 16851 Blue Ridge Commerce Dr., Houston, Texas 77489 (the “Building”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-26-001360","anchor_url":"https://secwatch.observer/filing/0001683168-26-001360#claim-0932d705d84e5cc196b4ba6f8642b352be52301d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316826001360/0001683168-26-001360-index.htm"},{"fact_type":"debt_financing","fact_key":"92fbce0ac8341f9d0ba3ddff0eff05daf1c2e844","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-02-27T23:59:59+00:00","payload":{"counterparty":"Blue Ridge Commerce Center West LLC","effective_date":"2026-02-10","event":"incurrence","instrument_type":"lease_obligation","interest_rate_text":"Not specified","item_codes_triggered":["2.03"],"maturity_text":"130 months from February 10, 2026","principal_text":"Lease obligation for 153,928 rentable square feet with base rent abated first 5 months, then $5.16/sqft annualized for m"},"claim":"APPLIED OPTOELECTRONICS, INC. incurred lease obligation of Lease obligation for 153,928 rentable square feet with base rent abated first 5 months, then $5.16/sqft annualized for m with Blue Ridge Commerce Center West LLC at Not specified maturing 130 months from February 10, 2026.","evidence_excerpt":"(the “Company”) entered into a Lease Agreement (the “Lease”) with Blue Ridge Commerce Center West LLC (the\n“Landlord”), effective as of February 10, 2026, pursuant to which the Company will lease approximately 153,928 rentable square","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-26-001360","anchor_url":"https://secwatch.observer/filing/0001683168-26-001360#claim-92fbce0ac8341f9d0ba3ddff0eff05daf1c2e844","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316826001360/0001683168-26-001360-index.htm"},{"fact_type":"material_agreement","fact_key":"8295d6941e375c07cc45f45557b6d5b51e6bf9bb","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2026-02-26T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Equity Distribution Agreement","agreement_type":"atm_program","counterparty":"Raymond James & Associates, Inc. and Needham & Company, LLC","effective_date":"2026-02-26","item_codes_triggered":["1.01"],"value_text":"up to $250 million"},"claim":"APPLIED OPTOELECTRONICS, INC. entered into Equity Distribution Agreement with Raymond James & Associates, Inc. and Needham & Company, LLC valued at up to $250 million (effective 2026-02-26).","evidence_excerpt":"On February 26, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into an Equity Distribution Agreement (the “Agreement”) with Raymond James & Associates, Inc. and Needham & Company, LLC (collectively, the “Sales Agents”) pursuant to which the Company may issue and sell shares of the Company’s common stock, par value $0.001 per share (the “Shares”) having an aggregate offering price of up to $250 million from time to time through the Sales Agents.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-020600","anchor_url":"https://secwatch.observer/filing/0001104659-26-020600#claim-8295d6941e375c07cc45f45557b6d5b51e6bf9bb","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000110465926020600/0001104659-26-020600-index.htm"},{"fact_type":"debt_financing","fact_key":"848537ffd7b56a2d54fdd3a5e6c4f56680d4be9c","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-12-03T23:59:59+00:00","payload":{"counterparty":"Taishin International Bank","effective_date":"2025-11-27","event":"incurrence","instrument_type":"credit_facility","interest_rate_text":"approximately 2.5%","item_codes_triggered":["2.03"],"maturity_text":"from November 27, 2025 through October 31, 2026","principal_text":"NT$100,000,000 line of credit and a US$2,000,000 line of credit"},"claim":"APPLIED OPTOELECTRONICS, INC. incurred credit facility of NT$100,000,000 line of credit and a US$2,000,000 line of credit with Taishin International Bank at approximately 2.5% maturing from November 27, 2025 through October 31, 2026.","evidence_excerpt":"On November 27, 2025, Prime World International Holdings, Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a credit facility with Taishin International Bank in Taiwan (the “Bank”), consisting of a NT$100,000,000 line of credit (the “NT$100M Credit Line”) and a US$2,000,000 line of credit (the “US$2M Credit Line”, collectively, with the NT$100M Credit Line, the “Credit Facility”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-008857","anchor_url":"https://secwatch.observer/filing/0001683168-25-008857#claim-848537ffd7b56a2d54fdd3a5e6c4f56680d4be9c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825008857/0001683168-25-008857-index.htm"},{"fact_type":"debt_financing","fact_key":"a0eab813875d1edfd3c28d15989b10806d6c6ec9","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-11-03T23:59:59+00:00","payload":{"counterparty":"International Games System Co., Ltd.","effective_date":"2025-10-28","event":"incurrence","instrument_type":"lease_obligation","interest_rate_text":null,"item_codes_triggered":["2.03"],"maturity_text":"October 31, 2040","principal_text":null},"claim":"APPLIED OPTOELECTRONICS, INC. incurred lease obligation with International Games System Co., Ltd. maturing October 31, 2040.","evidence_excerpt":"On October 28, 2025, Prime World International Holdings Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a new Premise Lease Agreement (the “Lease Agreement”) with International Games System Co., Ltd. (the “Lessor”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-007913","anchor_url":"https://secwatch.observer/filing/0001683168-25-007913#claim-a0eab813875d1edfd3c28d15989b10806d6c6ec9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825007913/0001683168-25-007913-index.htm"},{"fact_type":"debt_financing","fact_key":"8e5fc60246011330db38ecb857938ce9b623817b","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-08-06T23:59:59+00:00","payload":{"counterparty":"BOKF, NA dba BOK Financial","effective_date":"2025-07-31","event":"incurrence","instrument_type":"revolving_credit","interest_rate_text":"Term Secured Overnight Financing Rate (SOFR) plus 0.10% and the Applicable Margi","item_codes_triggered":["2.03"],"maturity_text":"three-year","principal_text":"$35 million"},"claim":"APPLIED OPTOELECTRONICS, INC. incurred revolving credit of $35 million with BOKF, NA dba BOK Financial at Term Secured Overnight Financing Rate (SOFR) plus 0.10% and the Applicable Margi maturing three-year.","evidence_excerpt":"On July 31, 2025, Applied Optoelectronics, Inc. (the “Company”) entered into a Loan and Security Agreement (the “Credit Facility”) with BOKF, NA dba BOK Financial, as agent for secured parties. The Credit Facility provides the Company with a three-year, $35 million revolving line of credit.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-005710","anchor_url":"https://secwatch.observer/filing/0001683168-25-005710#claim-8e5fc60246011330db38ecb857938ce9b623817b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825005710/0001683168-25-005710-index.htm"},{"fact_type":"debt_financing","fact_key":"58d4f3b57a44786eb14ee5b585137a616a146df0","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-08-04T23:59:59+00:00","payload":{"counterparty":"Shanghai Pudong Development Bank Co., Ltd., in Ningbo City, China","effective_date":"2025-07-29","event":"incurrence","instrument_type":"revolving_credit","interest_rate_text":null,"item_codes_triggered":["2.03"],"maturity_text":"July 29, 2030","principal_text":"250,000,000 RMB"},"claim":"APPLIED OPTOELECTRONICS, INC. incurred revolving credit of 250,000,000 RMB with Shanghai Pudong Development Bank Co., Ltd., in Ningbo City, China maturing July 29, 2030.","evidence_excerpt":"On July 29, 2025, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a five-year revolving credit line agreement, totaling 250,000,000 RMB (the “Credit Line”)","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-005626","anchor_url":"https://secwatch.observer/filing/0001683168-25-005626#claim-58d4f3b57a44786eb14ee5b585137a616a146df0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825005626/0001683168-25-005626-index.htm"},{"fact_type":"debt_financing","fact_key":"b17160e6c3b42c7ef56d4c1612266510abd5c87e","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-07-23T23:59:59+00:00","payload":{"counterparty":"Shanghai Pudong Development Bank Co., Ltd.","effective_date":"2025-07-18","event":"incurrence","instrument_type":"credit_facility","interest_rate_text":"equal to the Bank's published twelve (12) month prime loan rate, minus 0.4%","item_codes_triggered":["2.03"],"maturity_text":"July 18, 2026","principal_text":"82,000,000 RMB"},"claim":"APPLIED OPTOELECTRONICS, INC. incurred credit facility of 82,000,000 RMB with Shanghai Pudong Development Bank Co., Ltd. at equal to the Bank's published twelve (12) month prime loan rate, minus 0.4% maturing July 18, 2026.","evidence_excerpt":"On July 18, 2025, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc. entered into a one-year credit facility totaling 82,000,000 RMB (the “Credit Facility”), with Shanghai Pudong Development Bank Co., Ltd., in Ningbo City, China (the “Bank”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-005322","anchor_url":"https://secwatch.observer/filing/0001683168-25-005322#claim-b17160e6c3b42c7ef56d4c1612266510abd5c87e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825005322/0001683168-25-005322-index.htm"},{"fact_type":"debt_financing","fact_key":"c60e4a9c52af1e1bdacd66e12cf3617468ceef0b","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-07-01T23:59:59+00:00","payload":{"counterparty":"China Construction Bank Co., Ltd.","effective_date":"2025-06-26","event":"incurrence","instrument_type":"revolving_credit","interest_rate_text":"commercial banking interest rate effective on the day of the applicable draw","item_codes_triggered":["2.03"],"maturity_text":"June 26, 2030","principal_text":"162,260,000 RMB"},"claim":"APPLIED OPTOELECTRONICS, INC. incurred revolving credit of 162,260,000 RMB with China Construction Bank Co., Ltd. at commercial banking interest rate effective on the day of the applicable draw maturing June 26, 2030.","evidence_excerpt":"On June 26, 2025, Global Technology, Inc. ( “Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a five-year revolving credit line agreement, totaling 162,260,000 RMB (the “Credit Line”), as well as a related security agreement (the “Security Agreement”), with China Construction Bank Co., Ltd., in Ningbo City, China ( the “Bank”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-004861","anchor_url":"https://secwatch.observer/filing/0001683168-25-004861#claim-c60e4a9c52af1e1bdacd66e12cf3617468ceef0b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825004861/0001683168-25-004861-index.htm"},{"fact_type":"debt_financing","fact_key":"b1b4abead9c9ecd109142bc74923fc4bce5f2e7c","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-06-18T23:59:59+00:00","payload":{"counterparty":"China Construction Bank","effective_date":"2025-06-12","event":"incurrence","instrument_type":"credit_facility","interest_rate_text":"the Bank’s published twelve (12) month prime loan rate, minus 0.05%","item_codes_triggered":["2.03"],"maturity_text":"June 16, 2026","principal_text":"96,800,000 RMB"},"claim":"APPLIED OPTOELECTRONICS, INC. incurred credit facility of 96,800,000 RMB with China Construction Bank at the Bank’s published twelve (12) month prime loan rate, minus 0.05% maturing June 16, 2026.","evidence_excerpt":"On June 12, 2025, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc. entered into a one-year credit facility totaling 96,800,000 RMB (the “Credit Facility”), with China Construction Bank, in Ningbo City, China ( the “CCB Bank”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-004603","anchor_url":"https://secwatch.observer/filing/0001683168-25-004603#claim-b1b4abead9c9ecd109142bc74923fc4bce5f2e7c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825004603/0001683168-25-004603-index.htm"},{"fact_type":"governance_change","fact_key":"0f3d972b851f4559683a75048e38bee9f702bd84","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-06-12T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-06-12","item_codes_triggered":["5.03"],"summary_text":"Approved amendment to Amended and Restated Certificate of Incorporation to increase authorized shares of common stock from 80,000,000 to 120,000,000 and total authorized capital stock from 85,000,000 to 125,000,000."},"claim":"APPLIED OPTOELECTRONICS, INC.: Approved amendment to Amended and Restated Certificate of Incorporation to increase authorized shares of common stock from 80,000,000 to 120,000,000 and total authorized capital stock from 85,000,000 to 125,000,000 (effective 2025-06-12).","evidence_excerpt":"Applied Optoelectronics, Inc. (the “Company”) held an Annual Meeting of Stockholders on June 12, 2025 (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to increase the number of authorized shares of the Company’s common stock, $0.001 par value per share, from 80,000,000 to 120,000,000, and the total number of authorized shares of the Company’s capital stock of all classes from 85,000,000 to 125,000,000 (the “Share Increase Amendment”). The Share Increase Amendment was effected pursuant to a Certificate of Amendment of the Certificate of Incorporation (the “Certificate of Amendment”) filed with the Secretary of State of the State of Delaware on June 12, 2025, which became effective upon filing.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-004444","anchor_url":"https://secwatch.observer/filing/0001683168-25-004444#claim-0f3d972b851f4559683a75048e38bee9f702bd84","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825004444/0001683168-25-004444-index.htm"},{"fact_type":"debt_financing","fact_key":"bbae7133e125fce11265da78f4cd59d2dfae43e5","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2025-06-11T23:59:59+00:00","payload":{"counterparty":"San Ho Electric Machinery Industry Co., Ltd.","effective_date":"2025-06-07","event":"incurrence","instrument_type":"lease_obligation","interest_rate_text":null,"item_codes_triggered":["2.03"],"maturity_text":"August 31, 2040","principal_text":null},"claim":"APPLIED OPTOELECTRONICS, INC. incurred lease obligation with San Ho Electric Machinery Industry Co., Ltd. maturing August 31, 2040.","evidence_excerpt":"On June 7, 2025, Prime World International Holdings Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a Land and Building Lease Agreement (the “Lease Agreement”) with San Ho Electric Machinery Industry Co., Ltd. (the “Lessor”), under which Prime World will lease a parcel of land","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-25-004402","anchor_url":"https://secwatch.observer/filing/0001683168-25-004402#claim-bbae7133e125fce11265da78f4cd59d2dfae43e5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316825004402/0001683168-25-004402-index.htm"},{"fact_type":"earnings_release","fact_key":"3443d33d683d39a8f3011740b872b4621f924269","cik":1158114,"ticker":"AAOI","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2024-05-09T23:59:59+00:00","payload":{"eps_text":"$0.60 per basic share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$23.2 million","period_text":"first quarter ended March 31, 2024","report_date":"2024-05-09","result_type":"reported_results","revenue_text":"$40.7 million"},"claim":"APPLIED OPTOELECTRONICS, INC. reported first quarter ended March 31, 2024 results: revenue $40.7 million, net income $23.2 million, EPS $0.60 per basic share.","evidence_excerpt":"drivers\nremain strong across our end markets and we believe we are well positioned to capitalize on these opportunities.” First Quarter 2024 Financial Summary · GAAP revenue was $40.7 million, compared with $53.0 million in the first\nquarter of 2023 and $60.5 million in the fourth quarter of 2023. · GAAP gross margin was 18.7%, compared with 17.4% in the first quarter","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001683168-24-003159","anchor_url":"https://secwatch.observer/filing/0001683168-24-003159#claim-3443d33d683d39a8f3011740b872b4621f924269","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1158114/000168316824003159/0001683168-24-003159-index.htm"}]}