{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-05T08:51:41.987229+00:00","company":{"ticker":"AERT","cik":1853044,"company_name":"Aeries Technology, Inc."},"pagination":{"limit":100,"returned":4,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"exchange_compliance_notice","fact_key":"b41071c659add1036f211ec8e6b01c0a309d3325","cik":1853044,"ticker":"AERT","company_name":"Aeries Technology, Inc.","filed_at":"2026-04-03T23:59:59+00:00","payload":{"company_response":"intends to timely request a hearing before the Panel","compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2026-03-31","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5550(a)(2)","reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"Aeries Technology, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"March 31, 2026, Aeries Technology,\nInc. (the “Company”) received formal notice from the Listing Qualifications Staff (the “Staff”) of The Nasdaq\nStock Market LLC (“Nasdaq”) indicating that the Company’s non-compliance with the minimum bid price requirement set\nforth in Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”) would result in the delisting of the Company’s securities\nfrom Nasdaq unless the Company timely requests a hearing before the Nasdaq Hearings Panel (the “Panel”). The Company intends\nto timely request a hearing before the Panel, which request will stay any further action by N","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-26-003161","anchor_url":"https://secwatch.observer/filing/0001829126-26-003161#claim-b41071c659add1036f211ec8e6b01c0a309d3325","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912626003161/0001829126-26-003161-index.htm"},{"fact_type":"material_agreement","fact_key":"d2dab2edaaf589004ada0cbe1ab1655653bec3bd","cik":1853044,"ticker":"AERT","company_name":"Aeries Technology, Inc.","filed_at":"2026-01-28T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Amendment No. 2 to Letter Agreement","agreement_type":"equity_purchase","counterparty":"Sandia Investment Management LP","effective_date":"2026-01-22","item_codes_triggered":["1.01"],"value_text":"Outstanding Amount of $1,812,063.23, with amortization and interest terms"},"claim":"Aeries Technology, Inc. amended Amendment No. 2 to Letter Agreement with Sandia Investment Management LP valued at Outstanding Amount of $1,812,063.23, with amortization and interest terms (effective 2026-01-22).","evidence_excerpt":"On January 22, 2026, Aeries Technology, Inc. (“Aeries” or the “Company”) entered into Amendment No. 2 (“Amendment No. 2”) to the Letter Agreement, dated September 16, 2025 (as amended, the “Letter Agreement”), by and between the Company and Sandia Investment Management LP (“Sandia”) with respect to that certain Confirmation of OTC Equity Prepaid Forward Transaction, dated as of November 3, 2023, by and between the Company and Sandia, as amended by that certain Forward Purchase Agreement Confirmation Amendment, dated as of November 3, 2023, as amended and restated by that certain Confirmation of OTC Equity Prepaid Forward Transaction, dated as of November 27, 2024 (as amended and restated, the “Forward Purchase Agreement”).","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001829126-26-000686","anchor_url":"https://secwatch.observer/filing/0001829126-26-000686#claim-d2dab2edaaf589004ada0cbe1ab1655653bec3bd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912626000686/0001829126-26-000686-index.htm"},{"fact_type":"material_agreement","fact_key":"7d1240a14df048bed49e6fb18f8adbb33102d331","cik":1853044,"ticker":"AERT","company_name":"Aeries Technology, Inc.","filed_at":"2026-01-07T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Amendment No. 1","agreement_type":"other","counterparty":"Sandia Investment Management LP","effective_date":"2025-12-31","item_codes_triggered":["1.01"],"value_text":null},"claim":"Aeries Technology, Inc. amended Amendment No. 1 with Sandia Investment Management LP (effective 2025-12-31).","evidence_excerpt":"On December 31, 2025, Aeries Technology, Inc. (“Aeries” or the “Company”) entered into Amendment No. 1 (“Amendment No. 1”) to the Letter Agreement, dated September 16, 2025 (the “Letter Agreement”), by and between the Company and Sandia Investment Management LP (“Sandia”)","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-26-000086","anchor_url":"https://secwatch.observer/filing/0001829126-26-000086#claim-7d1240a14df048bed49e6fb18f8adbb33102d331","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912626000086/0001829126-26-000086-index.htm"},{"fact_type":"material_agreement","fact_key":"e4edc2bc3c5b48f3e2a9c9d06685617c1848a2f0","cik":1853044,"ticker":"AERT","company_name":"Aeries Technology, Inc.","filed_at":"2024-04-12T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Share Subscription Agreement","agreement_type":"equity_purchase","counterparty":"institutional accredited investor","effective_date":"2024-04-08","item_codes_triggered":["1.01"],"value_text":"2,261,778 newly issued Class A ordinary shares at $2.21 per share; net proceeds approx. $4.75 millio"},"claim":"Aeries Technology, Inc. entered into Share Subscription Agreement with institutional accredited investor valued at 2,261,778 newly issued Class A ordinary shares at $2.21 per share; net proceeds approx. $4.75 millio (effective 2024-04-08).","evidence_excerpt":"On April 8, 2024, Aeries Technology, Inc. (the “Company”) entered into a Share Subscription Agreement (the “Agreement”) with an institutional accredited investor named in the Agreement (the “Investor”).","confidence":0.98,"filing_url":"https://secwatch.observer/filing/0001829126-24-002425","anchor_url":"https://secwatch.observer/filing/0001829126-24-002425#claim-e4edc2bc3c5b48f3e2a9c9d06685617c1848a2f0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912624002425/0001829126-24-002425-index.htm"}]}