{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-03T12:40:53.052734+00:00","company":{"ticker":"ALMU","cik":1828805,"company_name":"Aeluma, Inc."},"pagination":{"limit":100,"returned":4,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"material_agreement","fact_key":"a4dace6860a82f5e0f1874680bc49560f008a8cd","cik":1828805,"ticker":"ALMU","company_name":"Aeluma, Inc.","filed_at":"2026-03-20T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Sales Agreement","agreement_type":"atm_program","counterparty":"Roth Capital Partners, LLC, as representative of the agents, Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC","effective_date":"2026-03-20","item_codes_triggered":["1.01"],"value_text":"up to $50.0 million"},"claim":"Aeluma, Inc. entered into Sales Agreement with Roth Capital Partners, LLC, as representative of the agents, Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC valued at up to $50.0 million (effective 2026-03-20).","evidence_excerpt":"On March 20, 2026, Aeluma, Inc. (the “Company”), entered into a Sales Agreement (the “Agreement”) with Roth Capital Partners, LLC, as representative of the agents (the “Representative”), Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC (collectively, the “Agents”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-032426","anchor_url":"https://secwatch.observer/filing/0001213900-26-032426#claim-a4dace6860a82f5e0f1874680bc49560f008a8cd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1828805/000121390026032426/0001213900-26-032426-index.htm"},{"fact_type":"executive_change","fact_key":"97a49f704d","cik":1828805,"ticker":"ALMU","company_name":"Aeluma, Inc.","filed_at":"2025-03-19T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-03-18","interim":true,"role":"interim Chief Financial Officer/Principal Accounting Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"James Seo was appointed as interim Chief Financial Officer/Principal Accounting Officer at Aeluma, Inc..","evidence_excerpt":"As of March 18, 2025, Mr. James Seo agreed to serve as Aeluma, Inc.’s (the “Company”) interim Chief Financial Officer/Principal Accounting Officer until the Company hires a full-time CFO.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-025109","anchor_url":"https://secwatch.observer/filing/0001213900-25-025109#claim-97a49f704d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1828805/000121390025025109/0001213900-25-025109-index.htm"},{"fact_type":"executive_change","fact_key":"c7f98cba17","cik":1828805,"ticker":"ALMU","company_name":"Aeluma, Inc.","filed_at":"2025-02-26T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-02-24","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Michael Byron was elected as Director at Aeluma, Inc..","evidence_excerpt":"the Board elected Michael Byron (the “New Director”) to fill the vacancy.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-017442","anchor_url":"https://secwatch.observer/filing/0001213900-25-017442#claim-c7f98cba17","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1828805/000121390025017442/0001213900-25-017442-index.htm"},{"fact_type":"earnings_release","fact_key":"4ec1b146a00f3381765959fd1ff1d725b038f371","cik":1828805,"ticker":"ALMU","company_name":"Aeluma, Inc.","filed_at":"2024-05-10T23:59:59+00:00","payload":{"eps_text":"$0.08 per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"net loss of $962 thousand","period_text":"the third quarter of fiscal 2024, ended March 31, 2024","report_date":"2024-05-10","result_type":"reported_results","revenue_text":"$344 thousand"},"claim":"Aeluma, Inc. reported the third quarter of fiscal 2024, ended March 31, 2024 results: revenue $344 thousand, net income net loss of $962 thousand, EPS $0.08 per basic and diluted share.","evidence_excerpt":"During the quarter ended March 31, 2024, revenue was $344 thousand, compared to $263 thousand in the prior quarter and $0 in the same quarter last year. The Company incurred a net loss of $962 thousand, or $0.08 per basic and diluted share, for the quarter ended March 31, 2024, compared to a net loss of $1.13 million, or $0.09 per basic and diluted share, for the prior quarter and a net loss of $1.46 million, or $0.13 per basic and diluted share, for the same quarter last year.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-24-041464","anchor_url":"https://secwatch.observer/filing/0001213900-24-041464#claim-4ec1b146a00f3381765959fd1ff1d725b038f371","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1828805/000121390024041464/0001213900-24-041464-index.htm"}]}