{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-28T15:37:55.395741+00:00","company":{"ticker":"ALTI","cik":1838615,"company_name":"AlTi Global, Inc."},"pagination":{"limit":100,"returned":64,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Allianz Strategic Investments S.à.r.l.","detail":"equity_purchase","count":2,"first_seen":"2024-02-23T23:59:59+00:00","last_seen":"2024-02-23T23:59:59+00:00","evidence_fact_ids":[72429,72430]},{"display_name":"CWC AlTi Investor LLC","detail":"equity_purchase","count":1,"first_seen":"2024-02-23T23:59:59+00:00","last_seen":"2024-02-23T23:59:59+00:00","evidence_fact_ids":[72431]},{"display_name":"CWC AlTi Investor LLC, an affiliate of Constellation Wealth Capital, LLC","detail":"equity_purchase","count":1,"first_seen":"2024-05-15T23:59:59+00:00","last_seen":"2024-05-15T23:59:59+00:00","evidence_fact_ids":[45276]},{"display_name":"Continental Stock Transfer & Trust Company","detail":"other","count":1,"first_seen":"2023-06-07T23:59:59+00:00","last_seen":"2023-06-07T23:59:59+00:00","evidence_fact_ids":[142740]},{"display_name":"East End Advisors, LLC","detail":"asset_purchase","count":1,"first_seen":"2024-04-01T23:59:59+00:00","last_seen":"2024-04-01T23:59:59+00:00","evidence_fact_ids":[63970]},{"display_name":"certain Voting Parties","detail":"other","count":1,"first_seen":"2023-01-09T23:59:59+00:00","last_seen":"2023-01-09T23:59:59+00:00","evidence_fact_ids":[187163]}],"ma_counterparty":[{"display_name":"AHRA Holdco","detail":"disposition","count":1,"first_seen":"2023-01-09T23:59:59+00:00","last_seen":"2023-01-09T23:59:59+00:00","evidence_fact_ids":[187168]},{"display_name":"Alvarium Investments Limited, Tiedemann Wealth Management Holdings, LLC, TIG Trinity GP, LLC, and TIG Trinity Management, LLC","detail":"change_of_control","count":1,"first_seen":"2023-01-09T23:59:59+00:00","last_seen":"2023-01-09T23:59:59+00:00","evidence_fact_ids":[187167]}]},"facts":[{"fact_type":"shareholder_vote","fact_key":"e120bed3a02b783335a9e7799fc8dfbaba0c8e1e","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2026-06-18T11:53:21+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-17","outcome":"passed","proposal_text":"To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2026.","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"2,291,541","votes_against":"740,193","votes_for":"93,116,677","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2026. at the 2026-06-17 meeting.","evidence_excerpt":"Proposal 2 : To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2026. For Against Abstain Broker Non-Votes 93,116,677 740,193 2,291,541 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001140361-26-025666","anchor_url":"https://secwatch.observer/filing/0001140361-26-025666#claim-e120bed3a02b783335a9e7799fc8dfbaba0c8e1e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000114036126025666/0001140361-26-025666-index.htm"},{"fact_type":"shareholder_vote","fact_key":"0076c0f31162cfc62caa26bd63985f4c2b4a0e50","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2026-06-18T11:53:21+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-17","outcome":"passed","proposal_text":"To vote to elect as directors the seven nominees named in the Proxy Statement for a term of office expiring at the 2027 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified.","proposal_type":"director_election","results":[{"broker_non_votes":"14,751,499","subject":"Ali Bouzarif","votes_abstain":null,"votes_against":null,"votes_for":"68,208,164","votes_withheld":"13,188,748"},{"broker_non_votes":"14,751,499","subject":"Nazim Cetin","votes_abstain":null,"votes_against":null,"votes_for":"60,758,230","votes_withheld":"20,638,682"},{"broker_non_votes":"14,751,499","subject":"Norma Corio","votes_abstain":null,"votes_against":null,"votes_for":"56,875,518","votes_withheld":"24,521,394"},{"broker_non_votes":"14,751,499","subject":"Nancy Curtin","votes_abstain":null,"votes_against":null,"votes_for":"81,020,789","votes_withheld":"376,123"},{"broker_non_votes":"14,751,499","subject":"Mark Furlong","votes_abstain":null,"votes_against":null,"votes_for":"78,347,853","votes_withheld":"3,049,059"},{"broker_non_votes":"14,751,499","subject":"Timothy Keaney","votes_abstain":null,"votes_against":null,"votes_for":"60,847,928","votes_withheld":"20,548,984"},{"broker_non_votes":"14,751,499","subject":"Andreas Wimmer","votes_abstain":null,"votes_against":null,"votes_for":"72,837,500","votes_withheld":"8,559,412"}]},"claim":"AlTi Global, Inc. shareholders approved To vote to elect as directors the seven nominees named in the Proxy Statement for a term of office expiring at the 2027 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified. at the 2026-06-17 meeting.","evidence_excerpt":"Proposal 1 : To vote to elect as directors the seven nominees named in the Proxy Statement for a term of office expiring at the 2027 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified. For Withhold Broker Non-Vote Ali Bouzarif 68,208,164 13,188,748 14,751,499 Nazim Cetin 60,758,230 20,638,682 14,751,499 Norma Corio 56,875,518 24,521,394 14,751,499 Nancy Curtin 81,020,789 376,123 14,751,499 Mark Furlong 78,347,853 3,049,059 14,751,499 Timothy Keaney 60,847,928 20,548,984 14,751,499 Andreas Wimmer 72,837,500 8,559,412 14,751,499","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001140361-26-025666","anchor_url":"https://secwatch.observer/filing/0001140361-26-025666#claim-0076c0f31162cfc62caa26bd63985f4c2b4a0e50","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000114036126025666/0001140361-26-025666-index.htm"},{"fact_type":"executive_change","fact_key":"2395f31e59","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2025-02-26T23:59:59+00:00","payload":{"action":"departed","action_category":"departure","departure_tone":"routine","effective_date":"2025-02-26","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":"Michael W. 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Item 4.01 Changes in Registrant’s Certifying Accountant. (a) Dismissal of independent registered public accounting firm. 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2022-11-17 meeting.","evidence_excerpt":"The Election of Directors Proposal The proposal to elect, effective at closing of the business combination, eleven directors to serve on the Company’s Board of Directors until the 2023 annual meeting of stockholders was approved. The voting results were as follows: For Against Abstentions 33,496,335 150,284 61,310","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-f1bffd49fbeb5b4db7f34c463120b0e11df27609","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"},{"fact_type":"shareholder_vote","fact_key":"1c987659bc841e69002898828293fef4fd293c1e","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2022-11-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-17","outcome":"passed","proposal_text":"Employee Stock Purchase Plan Proposal","proposal_type":"equity_plan","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"61,310","votes_against":"1,683,456","votes_for":"31,963,163","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved Employee Stock Purchase Plan Proposal at the 2022-11-17 meeting.","evidence_excerpt":"The Employee Stock Purchase Plan Proposal The proposal to approve and adopt the Employee Stock Purchase Plan, a copy of which was attached to the Proxy Statement as Annex J was approved. The voting results were as follows: For Against Abstentions 31,963,163 1,683,456 61,310","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-1c987659bc841e69002898828293fef4fd293c1e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"},{"fact_type":"shareholder_vote","fact_key":"36251b0da8fb55ed5c5ec7bb52c156eb3f195838","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2022-11-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-17","outcome":"passed","proposal_text":"Equity Incentive Plan Proposal","proposal_type":"equity_plan","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"61,310","votes_against":"1,655,431","votes_for":"31,991,188","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved Equity Incentive Plan Proposal at the 2022-11-17 meeting.","evidence_excerpt":"The Equity Incentive Plan Proposal The proposal to approve and adopt the 2022 Stock Incentive Plan, a copy of which was attached to the Proxy Statement as Annex I was approved. The voting results were as follows: For Against Abstentions 31,991,188 1,655,431 61,310","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-36251b0da8fb55ed5c5ec7bb52c156eb3f195838","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"},{"fact_type":"shareholder_vote","fact_key":"6c68dda0cc14ce9ea186b78e235f0b5663467fe3","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2022-11-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-17","outcome":"passed","proposal_text":"Stock Issuance Proposal","proposal_type":"other","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"61,310","votes_against":"1,683,455","votes_for":"31,963,164","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved Stock Issuance Proposal at the 2022-11-17 meeting.","evidence_excerpt":"The Stock Issuance Proposal The proposal to issue Class A Common Stock of the Company to the shareholders of Alvarium and the PIPE Investors (as defined in the Proxy Statement) and shares of Class B Common Stock to the equity holders of TWMH and the TIG Entities for the purposes of complying with the applicable listing rules of the Nasdaq Stock Market was approved. The voting results were as follows: For Against Abstentions 31,963,164 1,683,455 61,310","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-6c68dda0cc14ce9ea186b78e235f0b5663467fe3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"},{"fact_type":"shareholder_vote","fact_key":"221f36304d4babd144ca0f24e2fea840ab9f1dc9","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2022-11-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-17","outcome":"passed","proposal_text":"Advisory Charter Proposals (seven non-binding advisory sub-proposals)","proposal_type":"say_on_pay","results":[{"broker_non_votes":null,"subject":"Sub-proposal 1","votes_abstain":"1,752,640","votes_against":"1,683,455","votes_for":"30,271,834","votes_withheld":null},{"broker_non_votes":null,"subject":"Sub-proposal 2","votes_abstain":"1,752,640","votes_against":"1,683,455","votes_for":"30,271,834","votes_withheld":null},{"broker_non_votes":null,"subject":"Sub-proposal 3","votes_abstain":"1,752,640","votes_against":"1,683,455","votes_for":"30,271,834","votes_withheld":null},{"broker_non_votes":null,"subject":"Sub-proposal 4","votes_abstain":"1,752,640","votes_against":"1,683,455","votes_for":"30,271,834","votes_withheld":null},{"broker_non_votes":null,"subject":"Sub-proposal 5","votes_abstain":"1,752,640","votes_against":"1,683,455","votes_for":"30,271,834","votes_withheld":null},{"broker_non_votes":null,"subject":"Sub-proposal 6","votes_abstain":"1,752,640","votes_against":"1,683,455","votes_for":"30,271,834","votes_withheld":null},{"broker_non_votes":null,"subject":"Sub-proposal 7","votes_abstain":"1,752,640","votes_against":"1,683,455","votes_for":"30,271,834","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved Advisory Charter Proposals (seven non-binding advisory sub-proposals) at the 2022-11-17 meeting.","evidence_excerpt":"The Advisory Charter Proposals Approval of, on a non-binding advisory basis, the seven sub Advisory Charter Proposals. The voting results were as follows: Sub-proposal 1 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 2 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 3 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 4 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 5 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 6 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 7 For Against Abstentions 30,271,834 1,683,455 1,752,640","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-221f36304d4babd144ca0f24e2fea840ab9f1dc9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"},{"fact_type":"shareholder_vote","fact_key":"322bdab4c3eeab6562f41a5d6e21aa4b2e778d63","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2022-11-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-17","outcome":"passed","proposal_text":"Organizational Documents Proposal","proposal_type":"other","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"61,310","votes_against":"1,683,455","votes_for":"31,963,164","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved Organizational Documents Proposal at the 2022-11-17 meeting.","evidence_excerpt":"The Organizational Documents Proposal The proposal to approve and adopt the Company’s new certificate of incorporation and bylaws in connection with the domestication was approved. The voting results were as follows: For Against Abstentions 31,963,164 1,683,455 61,310","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-322bdab4c3eeab6562f41a5d6e21aa4b2e778d63","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"},{"fact_type":"shareholder_vote","fact_key":"2711e3c26a1da27f09e5e085c1c2d82321ad90ae","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2022-11-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-17","outcome":"passed","proposal_text":"Domestication Proposal","proposal_type":"other","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"61,310","votes_against":"1,683,455","votes_for":"31,963,164","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved Domestication Proposal at the 2022-11-17 meeting.","evidence_excerpt":"The Domestication Proposal The proposal to approve the change of the Company’s jurisdiction of registration from the Cayman Islands to the State of Delaware was approved. The voting results were as follows: For Against Abstentions 31,963,164 1,683,455 61,310","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-2711e3c26a1da27f09e5e085c1c2d82321ad90ae","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"},{"fact_type":"shareholder_vote","fact_key":"a3d7483e919b4f7e8804e6a9c3e5493de5338424","cik":1838615,"ticker":"ALTI","company_name":"AlTi Global, Inc.","filed_at":"2022-11-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-17","outcome":"passed","proposal_text":"Business Combination Proposal","proposal_type":"merger_approval","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"61,310","votes_against":"1,937,403","votes_for":"31,709,216","votes_withheld":null}]},"claim":"AlTi Global, Inc. shareholders approved Business Combination Proposal at the 2022-11-17 meeting.","evidence_excerpt":"The Business Combination Proposal The proposal to approve the Business Combination Agreement and the transactions contemplated thereby was approved. The voting results were as follows: For Against Abstentions 31,709,216 1,937,403 61,310","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-287602","anchor_url":"https://secwatch.observer/filing/0001193125-22-287602#claim-a3d7483e919b4f7e8804e6a9c3e5493de5338424","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1838615/000119312522287602/0001193125-22-287602-index.htm"}]}