{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T04:25:23.670485+00:00","company":{"ticker":"AMP","cik":820027,"company_name":"AMERIPRISE FINANCIAL INC"},"pagination":{"limit":100,"returned":28,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{},"facts":[{"fact_type":"executive_change","fact_key":"87f7406bc6","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2026-05-20T20:05:27+00:00","payload":{"action":"retire","action_category":"departure","departure_tone":"retirement","effective_date":"2026-06-30","interim":false,"role":"Executive Vice President and Global Chief Investment Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"William Davies departed as Executive Vice President and Global Chief Investment Officer at AMERIPRISE FINANCIAL INC.","evidence_excerpt":"On May 20, 2026, Ameriprise Financial, Inc. (the “Company”) announced that William Davies, Executive Vice President and Global Chief Investment Officer, has made the decision to retire from the Company on June 30, 2026.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-26-064493","anchor_url":"https://secwatch.observer/filing/0001104659-26-064493#claim-87f7406bc6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465926064493/0001104659-26-064493-index.htm"},{"fact_type":"shareholder_vote","fact_key":"1ff3f731a8b9f69a516a5746170f74100ac4b9dd","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2026-04-30T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-04-29","outcome":"passed","proposal_text":"Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers","proposal_type":"say_on_pay","results":[{"broker_non_votes":"5,500,960","subject":null,"votes_abstain":"313,846","votes_against":"6,847,326","votes_for":"65,673,362","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers at the 2026-04-29 meeting.","evidence_excerpt":"Item 3 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers . The shareholders approved, on an advisory basis, the compensation of the named executive officers.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-052928","anchor_url":"https://secwatch.observer/filing/0001104659-26-052928#claim-1ff3f731a8b9f69a516a5746170f74100ac4b9dd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465926052928/0001104659-26-052928-index.htm"},{"fact_type":"shareholder_vote","fact_key":"9e684056921ac7abb755d198424b167cc35d45f8","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2026-04-30T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-04-29","outcome":"passed","proposal_text":"Ratification of Audit and Risk Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"65,176","votes_against":"2,449,928","votes_for":"75,820,390","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Ratification of Audit and Risk Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026 at the 2026-04-29 meeting.","evidence_excerpt":"Item 2 - Ratification of Audit and Risk Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026 . The shareholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-052928","anchor_url":"https://secwatch.observer/filing/0001104659-26-052928#claim-9e684056921ac7abb755d198424b167cc35d45f8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465926052928/0001104659-26-052928-index.htm"},{"fact_type":"shareholder_vote","fact_key":"8ab8d1c1a470c291e085b63e9dba55eb4febe298","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2026-04-30T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-04-29","outcome":"passed","proposal_text":"Election of the Eight Director Nominees","proposal_type":"director_election","results":[{"broker_non_votes":"5,500,960","subject":"James M. Cracchiolo","votes_abstain":"280,794","votes_against":"4,534,672","votes_for":"68,019,068","votes_withheld":null},{"broker_non_votes":"5,500,960","subject":"Robert F. Sharpe, Jr.","votes_abstain":"69,466","votes_against":"4,921,475","votes_for":"67,843,593","votes_withheld":null},{"broker_non_votes":"5,500,960","subject":"Dianne Neal Blixt","votes_abstain":"96,505","votes_against":"4,613,738","votes_for":"68,124,291","votes_withheld":null},{"broker_non_votes":"5,500,960","subject":"Amy DiGeso","votes_abstain":"102,786","votes_against":"7,076,691","votes_for":"65,655,057","votes_withheld":null},{"broker_non_votes":"5,500,960","subject":"Christopher J. Williams","votes_abstain":"144,310","votes_against":"1,672,027","votes_for":"71,018,197","votes_withheld":null},{"broker_non_votes":"5,500,960","subject":"Glynis A. Bryan","votes_abstain":"96,977","votes_against":"448,581","votes_for":"72,288,976","votes_withheld":null},{"broker_non_votes":"5,500,960","subject":"Liane J. Pelletier","votes_abstain":"99,529","votes_against":"201,640","votes_for":"72,533,365","votes_withheld":null},{"broker_non_votes":"5,500,960","subject":"Brian T. Shea","votes_abstain":"101,712","votes_against":"1,506,700","votes_for":"71,226,122","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Election of the Eight Director Nominees at the 2026-04-29 meeting.","evidence_excerpt":"Item 1 – Election of the Eight Director Nominees Named Below . The shareholders elected each director nominee for a term of one year to expire at the 2027 annual meeting of shareholders or until their successors are elected and qualified.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-052928","anchor_url":"https://secwatch.observer/filing/0001104659-26-052928#claim-8ab8d1c1a470c291e085b63e9dba55eb4febe298","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465926052928/0001104659-26-052928-index.htm"},{"fact_type":"earnings_release","fact_key":"662bf18d75deb6d43fcaab11252b2034b58e0b69","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2026-04-23T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"951","period_text":"Q1 2026","report_date":"2026-04-23","result_type":"reported_results","revenue_text":"3175"},"claim":"AMERIPRISE FINANCIAL INC reported Q1 2026 results: revenue 3175, net income 951.","evidence_excerpt":"Inc. Advice & Wealth Management Segment Adjusted Operating Results Quarter Ended March 31, % Better/ (Worse) (in millions, unaudited) 2026 2025 Adjusted operating net revenues $ 3,175 $ 2,782 14% Distribution expenses 1,770 1,554 (14)% Interest and debt expense 15 12 (25)% General and administrative expenses 439 424 (4)% Adjusted operating expenses 2,224 1,990","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000820027-26-000020","anchor_url":"https://secwatch.observer/filing/0000820027-26-000020#claim-662bf18d75deb6d43fcaab11252b2034b58e0b69","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000082002726000020/0000820027-26-000020-index.htm"},{"fact_type":"earnings_release","fact_key":"7e5f9ca107101fb7b271b55e76d96184b993f60f","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2026-04-23T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"first quarter of 2026","report_date":"2026-04-23","result_type":"reported_results","revenue_text":null},"claim":"AMERIPRISE FINANCIAL INC reported financial results for first quarter of 2026.","evidence_excerpt":"Ameriprise Financial, Inc. furnishes herewith, on Exhibit 99.1, a press release issued April 23, 2026 announcing its financial results for the first quarter of 2026.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000820027-26-000020","anchor_url":"https://secwatch.observer/filing/0000820027-26-000020#claim-7e5f9ca107101fb7b271b55e76d96184b993f60f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000082002726000020/0000820027-26-000020-index.htm"},{"fact_type":"executive_change","fact_key":"039300d7b6","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2025-02-20T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-03-01","interim":false,"role":"director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Glynis A. Bryan was appointed as director at AMERIPRISE FINANCIAL INC.","evidence_excerpt":"the Board of the Company appointed Glynis A. Bryan as a director of the Company to be effective March 1, 2025.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001104659-25-015682","anchor_url":"https://secwatch.observer/filing/0001104659-25-015682#claim-039300d7b6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465925015682/0001104659-25-015682-index.htm"},{"fact_type":"governance_change","fact_key":"9cd7a47bec9335520a711f184d932168df485fe8","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2024-04-26T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2024-04-25","item_codes_triggered":["5.03"],"summary_text":"Approved and filed amendment to the Amended and Restated Certificate of Incorporation to permit exculpation of corporate officers, as permitted by Delaware law."},"claim":"AMERIPRISE FINANCIAL INC: Approved and filed amendment to the Amended and Restated Certificate of Incorporation to permit exculpation of corporate officers, as permitted by Delaware law (effective 2024-04-25).","evidence_excerpt":"the Company’s shareholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended (the “Charter”) to permit exculpation of the Company’s corporate officers, subject to limitations, as permitted by a recent amendment to the Delaware General Corporation law (the “Charter Amendment”). The Board of Directors of the Company previously approved the Charter Amendment, subject to shareholder approval at the 2024 annual meeting. On April 25, 2024, the Company filed the Charter Amendment with the Delaware Secretary of State, which became effective upon filing.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-24-052593","anchor_url":"https://secwatch.observer/filing/0001104659-24-052593#claim-9cd7a47bec9335520a711f184d932168df485fe8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465924052593/0001104659-24-052593-index.htm"},{"fact_type":"shareholder_vote","fact_key":"5842bc442111ff5bea776e2003c967241950f2c4","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2024-04-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-04-24","outcome":"passed","proposal_text":"Ratification of Audit Committee's Selection of the Company's Independent Registered Public Accounting Firm for 2024","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"104,348","votes_against":"1,751,754","votes_for":"86,562,334","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Ratification of Audit Committee's Selection of the Company's Independent Registered Public Accounting Firm for 2024 at the 2024-04-24 meeting.","evidence_excerpt":"Item 4 – Ratification of Audit Committee’s Selection of the Company’s Independent Registered Public Accounting Firm for 2024 . The shareholders ratified the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2024.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-24-052593","anchor_url":"https://secwatch.observer/filing/0001104659-24-052593#claim-5842bc442111ff5bea776e2003c967241950f2c4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465924052593/0001104659-24-052593-index.htm"},{"fact_type":"shareholder_vote","fact_key":"11f98d81da70dcfb4a7dab72502a92c848f0af81","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2024-04-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-04-24","outcome":"passed","proposal_text":"Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers","proposal_type":"say_on_pay","results":[{"broker_non_votes":"5,973,132","subject":null,"votes_abstain":"243,982","votes_against":"9,249,183","votes_for":"72,562,139","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers at the 2024-04-24 meeting.","evidence_excerpt":"Item 3 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers . The shareholders approved, on an advisory basis, the compensation of its named executive officers.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-24-052593","anchor_url":"https://secwatch.observer/filing/0001104659-24-052593#claim-11f98d81da70dcfb4a7dab72502a92c848f0af81","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465924052593/0001104659-24-052593-index.htm"},{"fact_type":"shareholder_vote","fact_key":"5a4e18d6ba4e41ce9fb35b67739ed3977299bf13","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2024-04-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-04-24","outcome":"passed","proposal_text":"Approve the Amendment of the Company's Amended and Restated Certificate of Incorporation to Allow for Exculpation of Officers as Permitted by Delaware law","proposal_type":"charter_amendment","results":[{"broker_non_votes":"5,973,132","subject":null,"votes_abstain":"161,502","votes_against":"13,817,011","votes_for":"68,076,791","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Approve the Amendment of the Company's Amended and Restated Certificate of Incorporation to Allow for Exculpation of Officers as Permitted by Delaware law at the 2024-04-24 meeting.","evidence_excerpt":"Item 2 – Approve the Amendment of the Company’s Amended and Restated Certificate of Incorporation to Allow for Exculpation of Officers as Permitted by Delaware law. The shareholders approved the amendment to the Amended and Restated Certificate of Incorporate as permitted by Delaware law.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-24-052593","anchor_url":"https://secwatch.observer/filing/0001104659-24-052593#claim-5a4e18d6ba4e41ce9fb35b67739ed3977299bf13","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465924052593/0001104659-24-052593-index.htm"},{"fact_type":"shareholder_vote","fact_key":"bc9f9297ddb85a011abb556e1638a167483b2bb1","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2024-04-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-04-24","outcome":"passed","proposal_text":"Election of the Eight Director Nominees Named Below","proposal_type":"director_election","results":[{"broker_non_votes":"5,973,132","subject":"James M. 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Edward Walter III","votes_abstain":"137,126","votes_against":"1,361,258","votes_for":"80,556,920","votes_withheld":null},{"broker_non_votes":"5,973,132","subject":"Christopher J. Williams","votes_abstain":"137,229","votes_against":"5,040,144","votes_for":"76,877,931","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Election of the Eight Director Nominees Named Below at the 2024-04-24 meeting.","evidence_excerpt":"Item 1 – Election of the Eight Director Nominees Named Below . The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-24-052593","anchor_url":"https://secwatch.observer/filing/0001104659-24-052593#claim-bc9f9297ddb85a011abb556e1638a167483b2bb1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465924052593/0001104659-24-052593-index.htm"},{"fact_type":"earnings_release","fact_key":"48ddca83bdbf75646326e17a67769d35ef3c253c","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2024-04-22T23:59:59+00:00","payload":{"eps_text":"$9.46","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$990","period_text":"the first quarter of 2024","report_date":"2024-04-22","result_type":"reported_results","revenue_text":null},"claim":"AMERIPRISE FINANCIAL INC reported the first quarter of 2024 results: net income $990, EPS $9.46.","evidence_excerpt":"Ameriprise Financial, Inc. furnishes herewith, on Exhibit 99.1, a press release issued April 22, 2024, announcing its financial results for the first quarter of 2024.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001628280-24-017118","anchor_url":"https://secwatch.observer/filing/0001628280-24-017118#claim-48ddca83bdbf75646326e17a67769d35ef3c253c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000162828024017118/0001628280-24-017118-index.htm"},{"fact_type":"earnings_release","fact_key":"cc5fd6da62a687088f1d83d668d95961421b5ef7","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2024-01-24T23:59:59+00:00","payload":{"eps_text":"$3.57","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$377","period_text":"the fourth quarter of 2023","report_date":"2024-01-24","result_type":"reported_results","revenue_text":null},"claim":"AMERIPRISE FINANCIAL INC reported the fourth quarter of 2023 results: net income $377, EPS $3.57.","evidence_excerpt":"Ameriprise Financial, Inc. furnishes herewith, on Exhibit 99.1, a press release issued January 24, 2024, announcing its financial results for the fourth quarter of 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000820027-24-000003","anchor_url":"https://secwatch.observer/filing/0000820027-24-000003#claim-cc5fd6da62a687088f1d83d668d95961421b5ef7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000082002724000003/0000820027-24-000003-index.htm"},{"fact_type":"earnings_release","fact_key":"252ff11e7b585f439f24f6c6d4b0c2c99e776c1e","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-10-25T23:59:59+00:00","payload":{"eps_text":"$8.14","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$872","period_text":"the third quarter of 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2023.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000820027-23-000074","anchor_url":"https://secwatch.observer/filing/0000820027-23-000074#claim-1f35764eca3cff2548eac8f8df57d2e5289d891a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000082002723000074/0000820027-23-000074-index.htm"},{"fact_type":"shareholder_vote","fact_key":"c0e30590f0ddf236bfd7ad8a045f6dcc31895d0a","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-04-28T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-04-26","outcome":"passed","proposal_text":"Ratification of Audit Committee’s Selection of the Company’s Independent Registered Public Accounting Firm for 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"103,531","votes_against":"1,215,258","votes_for":"89,406,553","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Ratification of Audit Committee’s Selection of the Company’s Independent Registered Public Accounting Firm for 2023 at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders ratified the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. Votes For Votes Against Abstentions 89,406,553 1,215,258 103,531","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-052515","anchor_url":"https://secwatch.observer/filing/0001104659-23-052515#claim-c0e30590f0ddf236bfd7ad8a045f6dcc31895d0a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm"},{"fact_type":"shareholder_vote","fact_key":"a5a0dde46a4005f90c62c1eb0884cd7f2b15760d","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-04-28T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-04-26","outcome":"passed","proposal_text":"Approval of the Ameriprise Financial 2005 Incentive Compensation Plan, as Amended and Restated","proposal_type":"equity_plan","results":[{"broker_non_votes":"5,610,240","subject":null,"votes_abstain":"254,564","votes_against":"9,809,444","votes_for":"75,051,094","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Approval of the Ameriprise Financial 2005 Incentive Compensation Plan, as Amended and Restated at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders approved the 2023 Restated Plan. The voting results were as follows: Votes For Votes Against Abstentions Broker Non-Votes 75,051,094 9,809,444 254,564 5,610,240","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-052515","anchor_url":"https://secwatch.observer/filing/0001104659-23-052515#claim-a5a0dde46a4005f90c62c1eb0884cd7f2b15760d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm"},{"fact_type":"shareholder_vote","fact_key":"abb559e166fc85a91e603f7070de1ce05c8eb292","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-04-28T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-04-26","outcome":"passed","proposal_text":"Nonbinding Advisory Vote to Approve the Frequency of Shareholder Approval of the Compensation of Named Executive Officers","proposal_type":"say_on_pay_frequency","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"180,382","votes_against":null,"votes_for":"83,105,585","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Frequency of Shareholder Approval of the Compensation of Named Executive Officers at the 2023-04-26 meeting.","evidence_excerpt":"The nonbinding advisory vote on the frequency of the shareholder advisory vote on the compensation of the named executive officers resulted in a majority vote for the annual approval of such compensation. The voting results were as follows: One Year Two Years Three Years Abstentions 83,105,585 197,021 1,632,114 180,382","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-052515","anchor_url":"https://secwatch.observer/filing/0001104659-23-052515#claim-abb559e166fc85a91e603f7070de1ce05c8eb292","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm"},{"fact_type":"shareholder_vote","fact_key":"b5b6109fe28b3fe69e2cba112bebddb098d5f427","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-04-28T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-04-26","outcome":"passed","proposal_text":"Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers","proposal_type":"say_on_pay","results":[{"broker_non_votes":"5,610,240","subject":null,"votes_abstain":"245,081","votes_against":"15,135,224","votes_for":"69,734,797","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders approved, on an advisory basis, the compensation of its named executive officers. Votes For Votes Against Abstentions Broker Non-Votes 69,734,797 15,135,224 245,081 5,610,240","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-052515","anchor_url":"https://secwatch.observer/filing/0001104659-23-052515#claim-b5b6109fe28b3fe69e2cba112bebddb098d5f427","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm"},{"fact_type":"shareholder_vote","fact_key":"dea76282db77935d903f58526b4d05f01e88a66a","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-04-28T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-04-26","outcome":"passed","proposal_text":"Election of the Eight Director Nominees","proposal_type":"director_election","results":[{"broker_non_votes":"5,610,240","subject":"James M. Cracchiolo","votes_abstain":"186,863","votes_against":"8,433,218","votes_for":"76,495,021","votes_withheld":null},{"broker_non_votes":"5,610,240","subject":"Dianne Neal Blixt","votes_abstain":"120,386","votes_against":"3,596,314","votes_for":"81,398,402","votes_withheld":null},{"broker_non_votes":"5,610,240","subject":"Amy DiGeso","votes_abstain":"127,266","votes_against":"10,181,914","votes_for":"74,805,922","votes_withheld":null},{"broker_non_votes":"5,610,240","subject":"Armando Pimentel, Jr.","votes_abstain":"165,152","votes_against":"854,592","votes_for":"84,095,358","votes_withheld":null},{"broker_non_votes":"5,610,240","subject":"Robert F. Sharpe, Jr.","votes_abstain":"153,524","votes_against":"10,480,743","votes_for":"74,480,835","votes_withheld":null},{"broker_non_votes":"5,610,240","subject":"Brian T. Shea","votes_abstain":"161,991","votes_against":"4,443,378","votes_for":"80,509,733","votes_withheld":null},{"broker_non_votes":"5,610,240","subject":"W. Edward Walter III","votes_abstain":"164,779","votes_against":"2,158,154","votes_for":"82,792,169","votes_withheld":null},{"broker_non_votes":"5,610,240","subject":"Christopher J. Williams","votes_abstain":"160,078","votes_against":"4,485,002","votes_for":"80,470,022","votes_withheld":null}]},"claim":"AMERIPRISE FINANCIAL INC shareholders approved Election of the Eight Director Nominees at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders elected each director nominee for a term of one year to expire at the 2024 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows: Name Votes For Votes Against Abstentions Broker Non-Votes James M. Cracchiolo 76,495,021 8,433,218 186,863 5,610,240","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-052515","anchor_url":"https://secwatch.observer/filing/0001104659-23-052515#claim-dea76282db77935d903f58526b4d05f01e88a66a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm"},{"fact_type":"earnings_release","fact_key":"fcea543c61a365a4125720a057203858bdab6333","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-04-24T23:59:59+00:00","payload":{"eps_text":"$7.25","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the first quarter of 2023","report_date":"2023-04-24","result_type":"reported_results","revenue_text":null},"claim":"AMERIPRISE FINANCIAL INC reported the first quarter of 2023 results: EPS $7.25.","evidence_excerpt":"First quarter adjusted operating earnings per diluted share was $7.25","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000820027-23-000058","anchor_url":"https://secwatch.observer/filing/0000820027-23-000058#claim-fcea543c61a365a4125720a057203858bdab6333","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000082002723000058/0000820027-23-000058-index.htm"},{"fact_type":"earnings_release","fact_key":"56f5e20cf8b78e855c5176fba0468b5e4b96cf72","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-01-25T23:59:59+00:00","payload":{"eps_text":"$4.43","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$494 million","period_text":"Quarter Ended December 31, 2022","report_date":"2023-01-25","result_type":"reported_results","revenue_text":"$3.6 billion"},"claim":"AMERIPRISE FINANCIAL INC reported Quarter Ended December 31, 2022 results: revenue $3.6 billion, net income $494 million, EPS $4.43.","evidence_excerpt":"from excellent growth in the Wealth Management business. The Advice and Wealth Management margin reached a new record high of 30 percent. • Adjusted operating net revenues of $3.6 billion declined only 2 percent in the quarter, as excellent growth in Wealth Management largely offset a reduction in Asset Management fees from market depreciation. • Advice & Wealth","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000820027-23-000002","anchor_url":"https://secwatch.observer/filing/0000820027-23-000002#claim-56f5e20cf8b78e855c5176fba0468b5e4b96cf72","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000082002723000002/0000820027-23-000002-index.htm"},{"fact_type":"executive_change","fact_key":"27b030ad46","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2022-09-12T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-09-15","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Armando Pimentel, Jr. was appointed as Director at AMERIPRISE FINANCIAL INC.","evidence_excerpt":"On September 9, 2022, upon the recommendation of its Nominating and Governance Committee, the Board of the Company appointed Armando Pimentel, Jr. as a director of the Company to be effective September 15, 2022.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001104659-22-099243","anchor_url":"https://secwatch.observer/filing/0001104659-22-099243#claim-27b030ad46","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465922099243/0001104659-22-099243-index.htm"},{"fact_type":"executive_change","fact_key":"16c8f0bd3d","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2022-09-12T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2022-09-14","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Lon Greenberg resigned as Director at AMERIPRISE FINANCIAL INC.","evidence_excerpt":"On September 7, 2022, Lon Greenberg submitted notice of his resignation from the Board of Directors (“Board”) of Ameriprise Financial, Inc. (the “Company”) effective as of September 14, 2022.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001104659-22-099243","anchor_url":"https://secwatch.observer/filing/0001104659-22-099243#claim-16c8f0bd3d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465922099243/0001104659-22-099243-index.htm"},{"fact_type":"executive_change","fact_key":"281d67919a","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2022-06-27T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-07-01","interim":true,"role":"Interim Controller and Principal Accounting Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Dawn Brockman was appointed as Interim Controller and Principal Accounting Officer at AMERIPRISE FINANCIAL INC.","evidence_excerpt":"On June 21, 2022, the Company announced that Dawn Brockman will assume the role of Interim Controller and Principal Accounting Officer on July 1, 2022.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001104659-22-074755","anchor_url":"https://secwatch.observer/filing/0001104659-22-074755#claim-281d67919a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465922074755/0001104659-22-074755-index.htm"},{"fact_type":"executive_change","fact_key":"f28567a4f5","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2022-06-27T23:59:59+00:00","payload":{"action":"promoted","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2022-03-16","interim":false,"role":"Executive Vice President – Finance","role_category":"other_named_officer","successor_name":"Dawn Brockman","successor_named":true},"claim":"John Hutt changed role as Executive Vice President – Finance at AMERIPRISE FINANCIAL INC.","evidence_excerpt":"On March 16, 2022, Ameriprise Financial, Inc. announced that John Hutt, Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer was promoted to Executive Vice President – Finance and would continue to serve as Principal Accounting Officer until his replacement was determined.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001104659-22-074755","anchor_url":"https://secwatch.observer/filing/0001104659-22-074755#claim-f28567a4f5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465922074755/0001104659-22-074755-index.htm"},{"fact_type":"executive_change","fact_key":"c5fa3ba2ac","cik":820027,"ticker":"AMP","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2022-03-18T23:59:59+00:00","payload":{"action":"promoted","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2022-03-16","interim":false,"role":"Executive Vice President – Finance","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"John Hutt changed role as Executive Vice President – Finance at AMERIPRISE FINANCIAL INC.","evidence_excerpt":"On March 16, 2022, Ameriprise Financial, Inc. announced that John Hutt, Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer has been promoted to Executive Vice President – Finance and will be transitioning from his role as Controller later this year.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-22-035578","anchor_url":"https://secwatch.observer/filing/0001104659-22-035578#claim-c5fa3ba2ac","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465922035578/0001104659-22-035578-index.htm"}]}