{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T15:43:28.838335+00:00","company":{"ticker":"AQMS","cik":1621832,"company_name":"Aqua Metals, Inc."},"pagination":{"limit":100,"returned":46,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"The Benchmark Company, LLC","detail":"underwriting","count":2,"first_seen":"2023-07-19T23:59:59+00:00","last_seen":"2024-05-15T23:59:59+00:00","evidence_fact_ids":[44991,130445]},{"display_name":"Lion Energy, LLC and certain members of Lion Energy","detail":"merger","count":1,"first_seen":"2026-02-11T23:59:59+00:00","last_seen":"2026-02-11T23:59:59+00:00","evidence_fact_ids":[32764]},{"display_name":"Summit Investment Services, LLC","detail":"credit_facility","count":1,"first_seen":"2023-02-06T23:59:59+00:00","last_seen":"2023-02-06T23:59:59+00:00","evidence_fact_ids":[181585]},{"display_name":"Yulho Co, Ltd.","detail":"equity_purchase","count":1,"first_seen":"2023-07-21T23:59:59+00:00","last_seen":"2023-07-21T23:59:59+00:00","evidence_fact_ids":[129461]}],"lender":[{"display_name":"Summit Investment Services, LLC","detail":"loan","count":1,"first_seen":"2023-02-06T23:59:59+00:00","last_seen":"2023-02-06T23:59:59+00:00","evidence_fact_ids":[181587]},{"display_name":"Summit Investment Services, LLC and others","detail":"loan","count":1,"first_seen":"2023-04-26T23:59:59+00:00","last_seen":"2023-04-26T23:59:59+00:00","evidence_fact_ids":[162941]}],"ma_counterparty":[{"display_name":"Comstock Inc.","detail":"disposition","count":1,"first_seen":"2023-04-26T23:59:59+00:00","last_seen":"2023-04-26T23:59:59+00:00","evidence_fact_ids":[162942]}]},"facts":[{"fact_type":"earnings_release","fact_key":"75307ccaf47628f92dd88cfe0f509779e83c0ba2","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2026-03-31T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the year ended December 31, 2025","report_date":"2026-03-31","result_type":"reported_results","revenue_text":null},"claim":"Aqua Metals, Inc. reported financial results for the year ended December 31, 2025.","evidence_excerpt":"Aqua Metals, Inc. issued a press release announcing its results for the year ended December 31, 2025. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-010716","anchor_url":"https://secwatch.observer/filing/0001437749-26-010716#claim-75307ccaf47628f92dd88cfe0f509779e83c0ba2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774926010716/0001437749-26-010716-index.htm"},{"fact_type":"material_agreement","fact_key":"8e54e27e6cb6ef7d6d48c038c1f7e6658219b773","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2026-02-11T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Term Sheet","agreement_type":"merger","counterparty":"Lion Energy, LLC and certain members of Lion Energy","effective_date":"2026-02-06","item_codes_triggered":["1.01"],"value_text":"not exceed $94.9 million"},"claim":"Aqua Metals, Inc. entered into Term Sheet with Lion Energy, LLC and certain members of Lion Energy valued at not exceed $94.9 million (effective 2026-02-06).","evidence_excerpt":"On February 6, 2026, Aqua Metals, Inc., a Delaware corporation (the “Company” or “Aqua Metals”), entered into a term sheet (the “Term Sheet”) with Lion Energy, LLC, a Utah limited liability company (“Lion Energy”), and certain members of Lion Energy (the “Members”), as amended and restated on February 10, 2026, setting forth certain terms and conditions pursuant to which the Company intends to acquire all of the issued and outstanding equity interests of Lion Energy","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-003828","anchor_url":"https://secwatch.observer/filing/0001437749-26-003828#claim-8e54e27e6cb6ef7d6d48c038c1f7e6658219b773","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774926003828/0001437749-26-003828-index.htm"},{"fact_type":"equity_issuance","fact_key":"74eb00110419f0d9af2adce5eedb1ea563773109","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-10-16T23:59:59+00:00","payload":{"action":"private_placement","consideration_text":"at an offering price of $0.125 per warrant","effective_date":null,"item_codes_triggered":["3.02"],"purchaser":"institutional investor","security_type":"warrant","shares_text":"up to 1,133,794 shares of Common Stock"},"claim":"Aqua Metals, Inc. issued up to 1,133,794 shares of Common Stock of warrant to institutional investor for at an offering price of $0.125 per warrant.","evidence_excerpt":"and (b) in a concurrent private placement, common stock purchase warrants (the “Private Placement Warrants”), at an offering price of $0.125 per warrant, exercisable for an aggregate of up to 1,133,794 shares of Common Stock, at an exercise price of $11.34 per share for aggregate gross proceeds of approximately $13 million.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-25-031102","anchor_url":"https://secwatch.observer/filing/0001437749-25-031102#claim-74eb00110419f0d9af2adce5eedb1ea563773109","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925031102/0001437749-25-031102-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"470fed2dcba9b80e636cc0bc561824a2c2e4a4a4","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-09-08T23:59:59+00:00","payload":{"company_response":"appealed_and_complied","compliance_status":"regained_compliance","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-09-04","notice_type":"compliance_regained","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"Aqua Metals, Inc. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"September 4, 2025 confirming the Company had regained compliance with minimum bid requirement in Listing Rule 5550(a)(2). The Company will be subject to a mandatory panel monitor for a period of one year ending September 4, 2026. If, within that one-year monitoring period, the Nasdaq staff finds the Company again out of compliance with the minimum bid requirement, the Company will not be eligible for any compliance grace period under the Nasdaq Listing Rules in order to regain compliance with Listing Rule 5550(a)(2), and, consequently, the Company would be subject to a delist determination fro","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-25-028526","anchor_url":"https://secwatch.observer/filing/0001437749-25-028526#claim-470fed2dcba9b80e636cc0bc561824a2c2e4a4a4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925028526/0001437749-25-028526-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"1910b5ceed339f244d81a9e628d82c2cf7704669","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-07-03T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-07-02","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"Aqua Metals, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"July 2, 2025, Aqua Metals, Inc. (the “Company”) received a letter (the “Letter”) from the Nasdaq Stock Market, LLC (the “Nasdaq”). The Letter notified the Company that it had fallen below compliance with respect to the continued listing standard set forth in Rule 5550(a)(2) of the Nasdaq Listing Rules because the closing bid price of the Company’s common stock over the previous 30 consecutive trading-day period had fallen below $1.00 per share. The Letter states that due to the fact that the Company has effected a reverse stock split over the prior one-year period, the Company is not eligible","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-25-022143","anchor_url":"https://secwatch.observer/filing/0001437749-25-022143#claim-1910b5ceed339f244d81a9e628d82c2cf7704669","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925022143/0001437749-25-022143-index.htm"},{"fact_type":"governance_change","fact_key":"91305b2e663ee5122959f5f5a9f07159d15fc2b0","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-06-13T23:59:59+00:00","payload":{"change_type":"bylaw_amendment","effective_date":"2025-06-09","item_codes_triggered":["5.03"],"summary_text":"Reduced quorum requirement for stockholder meetings from majority to one-third."},"claim":"Aqua Metals, Inc.: Reduced quorum requirement for stockholder meetings from majority to one-third (effective 2025-06-09).","evidence_excerpt":"June 9, 2025, the Board of Directors of Aqua Metals, Inc. (the “Company”) approved an amendment to the Company’s Third Amended and Restated Bylaws (the “Bylaws”), effective immediately. The amendment modified the provisions for determining the presence of a quorum at all meetings of stockholders to provide that the presence, in person or by proxy, of the holders of at least one-third (33.33%) of all issued and outstanding shares of common stock entitled to vote at the meeting will constitute a quorum at all meetings of the stockholders for the transaction of business. Prior to the amendment, the presence, in person or by proxy, of the holders of a majority of the outstanding shares of stock entitled to vote would constitute a quorum for the transaction of business.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-25-020318","anchor_url":"https://secwatch.observer/filing/0001437749-25-020318#claim-91305b2e663ee5122959f5f5a9f07159d15fc2b0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925020318/0001437749-25-020318-index.htm"},{"fact_type":"executive_change","fact_key":"cb200e56bd","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-05-29T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-05-22","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Molly Zhang resigned as Director at Aqua Metals, Inc..","evidence_excerpt":"On May 22, 2025, Molly Zhang informed Aqua Metals, Inc. (“Company”) that she resigned from the Board of Directors of the Company for personal reasons.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-25-018795","anchor_url":"https://secwatch.observer/filing/0001437749-25-018795#claim-cb200e56bd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925018795/0001437749-25-018795-index.htm"},{"fact_type":"executive_change","fact_key":"3dc2a554ec","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-05-13T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-05-19","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Eric West was appointed as Chief Financial Officer at Aqua Metals, Inc..","evidence_excerpt":"On May 7, 2025, our board of directors appointed Eric West to serve as Chief Financial Officer of Aqua Metals, Inc.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001437749-25-016427","anchor_url":"https://secwatch.observer/filing/0001437749-25-016427#claim-3dc2a554ec","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925016427/0001437749-25-016427-index.htm"},{"fact_type":"executive_change","fact_key":"222f3a19cc","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-05-01T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-05-16","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Judd Merrill resigned as Chief Financial Officer at Aqua Metals, Inc..","evidence_excerpt":"On April 25, 2025, Judd Merrill notified us that he intends to resign as our Chief Financial Officer effective on May 16, 2025","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-25-014084","anchor_url":"https://secwatch.observer/filing/0001437749-25-014084#claim-222f3a19cc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925014084/0001437749-25-014084-index.htm"},{"fact_type":"executive_change","fact_key":"619197f761","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-02-07T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-02-03","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Eric Gangloff was appointed as Director at Aqua Metals, Inc..","evidence_excerpt":"On February 3, 2025, the Board of Directors (“Board”) of Aqua Metals, Inc. (“Company”), acting upon the recommendation of the Board’s Nominating and Corporate Governance Committee, appointed Steve Henderson and Eric Gangloff to the Board.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-25-003161","anchor_url":"https://secwatch.observer/filing/0001437749-25-003161#claim-619197f761","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925003161/0001437749-25-003161-index.htm"},{"fact_type":"executive_change","fact_key":"684093e19c","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2025-02-07T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-02-03","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Steve Henderson was appointed as Director at Aqua Metals, Inc..","evidence_excerpt":"On February 3, 2025, the Board of Directors (“Board”) of Aqua Metals, Inc. (“Company”), acting upon the recommendation of the Board’s Nominating and Corporate Governance Committee, appointed Steve Henderson and Eric Gangloff to the Board.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-25-003161","anchor_url":"https://secwatch.observer/filing/0001437749-25-003161#claim-684093e19c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774925003161/0001437749-25-003161-index.htm"},{"fact_type":"governance_change","fact_key":"25b5d4cba7eeb221ed7854c26b0119f60f90b629","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2024-11-01T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2024-11-01","item_codes_triggered":["5.03"],"summary_text":"Filed amendment to Certificate of Incorporation to effect a 1-for-20 reverse stock split."},"claim":"Aqua Metals, Inc.: Filed amendment to Certificate of Incorporation to effect a 1-for-20 reverse stock split (effective 2024-11-01).","evidence_excerpt":"On November 1, 2024, Aqua Metals, Inc. (“Company”) filed with the Delaware Secretary of State an amendment (“Amendment”) to the Company’s First Amended and Restated Certificate of Incorporation to effect a reverse split of the Company’s issued and outstanding shares of its common stock on a one-for-twenty (1:20) basis.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-24-032972","anchor_url":"https://secwatch.observer/filing/0001437749-24-032972#claim-25b5d4cba7eeb221ed7854c26b0119f60f90b629","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774924032972/0001437749-24-032972-index.htm"},{"fact_type":"executive_change","fact_key":"8310e188a0","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2024-08-22T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2024-08-21","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Edward Smith resigned as Director at Aqua Metals, Inc..","evidence_excerpt":"On August 21, 2024, Edward Smith informed Aqua Metals, Inc. (“Company”) that he resigned from the Board of Directors of the Company for personal reasons.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-24-027601","anchor_url":"https://secwatch.observer/filing/0001437749-24-027601#claim-8310e188a0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774924027601/0001437749-24-027601-index.htm"},{"fact_type":"executive_change","fact_key":"ad9216289d","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2024-08-08T23:59:59+00:00","payload":{"action":"terminated","action_category":"departure","departure_tone":"routine","effective_date":"2024-09-01","interim":false,"role":null,"role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Dave McMurtry was terminated as other_named_officer at Aqua Metals, Inc..","evidence_excerpt":"On August 2, 2024, Aqua Metals, Inc. exercised its option under the Amended and Restated Executive Employment Agreement with Dave McMurtry to terminate his employment without cause, effective September 1, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-24-025536","anchor_url":"https://secwatch.observer/filing/0001437749-24-025536#claim-ad9216289d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774924025536/0001437749-24-025536-index.htm"},{"fact_type":"earnings_release","fact_key":"d8f1da0d866383b6b883c7ef29aeae297735316e","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2024-05-15T23:59:59+00:00","payload":{"eps_text":"$(0.05) per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$5.8 million","period_text":"first quarter ended March 31, 2024","report_date":"2024-05-15","result_type":"reported_results","revenue_text":null},"claim":"Aqua Metals, Inc. reported first quarter ended March 31, 2024 results: net income $5.8 million, EPS $(0.05) per basic and diluted share.","evidence_excerpt":"The net loss for the first quarter of 2024 was $5.8 million, or $(0.05) per basic and diluted share, compared to a net loss of $4.6 million, or $(0.06) per basic and diluted share, for the first quarter of 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-24-017084","anchor_url":"https://secwatch.observer/filing/0001437749-24-017084#claim-d8f1da0d866383b6b883c7ef29aeae297735316e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774924017084/0001437749-24-017084-index.htm"},{"fact_type":"material_agreement","fact_key":"37f77a864c71804999d7b8474359f0bb07d1028a","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2024-05-15T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Underwriting Agreement","agreement_type":"underwriting","counterparty":"The Benchmark Company, LLC","effective_date":"2024-05-14","item_codes_triggered":["1.01"],"value_text":null},"claim":"Aqua Metals, Inc. entered into Underwriting Agreement with The Benchmark Company, LLC (effective 2024-05-14).","evidence_excerpt":"On May 14, 2024, Aqua Metals, Inc. (the “Company”) entered into an Underwriting Agreement (the “Agreement”) with The Benchmark Company, LLC, as representative of the several underwriters (the “Underwriter”), relating to an underwritten offering of 17,500,000 shares (“Company Shares”) of its $0.001 par value common stock (“Common Stock”) and non-redeemable warrants (“Warrants”) to purchase up to 17,500,000 shares of Common Stock (“Warrant Shares”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-24-016835","anchor_url":"https://secwatch.observer/filing/0001437749-24-016835#claim-37f77a864c71804999d7b8474359f0bb07d1028a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774924016835/0001437749-24-016835-index.htm"},{"fact_type":"executive_change","fact_key":"53539385a9","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2024-04-10T23:59:59+00:00","payload":{"action":"not stand for reelection","action_category":"departure","departure_tone":"routine","effective_date":null,"interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Sung Yi departed as Director at Aqua Metals, Inc..","evidence_excerpt":"On April 4, 2024, Sung Yi, Ph.D. advised the Board of Directors (“Board”) of Aqua Metals, Inc. (“Company”) of his decision not to stand for reelection to the Board at the Company’s 2024 annual meeting of stockholders, to be held in May 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-24-011631","anchor_url":"https://secwatch.observer/filing/0001437749-24-011631#claim-53539385a9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774924011631/0001437749-24-011631-index.htm"},{"fact_type":"earnings_release","fact_key":"c9ec06a6ccadb23e1430607b8142e83aa131e4e5","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2024-03-27T23:59:59+00:00","payload":{"eps_text":"$(0.25) per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$23.9 million","period_text":"the full-year ended December 31, 2023","report_date":"2024-03-27","result_type":"reported_results","revenue_text":null},"claim":"Aqua Metals, Inc. reported the full-year ended December 31, 2023 results: net income $23.9 million, EPS $(0.25) per basic and diluted share.","evidence_excerpt":"The net loss for 2023 was $23.9 million, or $(0.25) per basic and diluted share, compared to a net loss of $15.4 million, or $(0.20) per basic and diluted share, for 2022.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-24-009609","anchor_url":"https://secwatch.observer/filing/0001437749-24-009609#claim-c9ec06a6ccadb23e1430607b8142e83aa131e4e5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774924009609/0001437749-24-009609-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"03265f2daa6979c28b9bbef5eaf5230ddde3bdca","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-11-24T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":"2024-05-22","deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-11-24","notice_type":"noncompliance_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)","5810(c)(3)(A)"],"rules_cited_in_text":true},"claim":"Aqua Metals, Inc. received a nasdaq noncompliance notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).","evidence_excerpt":"November 24, 2023, Aqua Metals, Inc. (the “Company”) received a letter (the “Letter”) from the Nasdaq Stock Market, LLC (the “Nasdaq”). The Letter notified the Company that it had fallen below compliance with respect to the continued listing standard set forth in Rule 5550(a)(2) of the Nasdaq Listing Rules because the closing bid price of the Company’s common stock over the previous 30 consecutive trading-day period had fallen below $1.00 per share. Pursuant to the Letter and Rule 5810(c)(3)(A) of the Nasdaq Listing Rules, the Company has 180 days from the date of the Letter, or until May 22","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-032985","anchor_url":"https://secwatch.observer/filing/0001437749-23-032985#claim-03265f2daa6979c28b9bbef5eaf5230ddde3bdca","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923032985/0001437749-23-032985-index.htm"},{"fact_type":"earnings_release","fact_key":"4a2361e65af2c32414c3514b7434cae962ddcc4c","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-11-08T23:59:59+00:00","payload":{"eps_text":"$(0.04) per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$4.5 million","period_text":"the third quarter ended September 30, 2023","report_date":"2023-11-08","result_type":"reported_results","revenue_text":"generated no significant revenue"},"claim":"Aqua Metals, Inc. reported the third quarter ended September 30, 2023 results: revenue generated no significant revenue, net income $4.5 million, EPS $(0.04) per basic and diluted share.","evidence_excerpt":"Aqua Metals, Inc. issued a press release announcing its operational and financial results for the third quarter of 2023.","confidence":0.72,"filing_url":"https://secwatch.observer/filing/0001437749-23-030947","anchor_url":"https://secwatch.observer/filing/0001437749-23-030947#claim-4a2361e65af2c32414c3514b7434cae962ddcc4c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923030947/0001437749-23-030947-index.htm"},{"fact_type":"auditor_change","fact_key":"0b57508ff99190b3a599ee5fb54368694466a269","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-09-29T23:59:59+00:00","payload":{"action":"dismissal","auditor_name":"Armanino LLP","disagreement_text":null,"effective_date":"2023-09-26","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":"FORVIS, LLP"},"claim":"Aqua Metals, Inc. dismissed Armanino LLP as its auditor.","evidence_excerpt":"As previously reported by the Company, in July 2023, the Company was notified by Armanino LLP (“Armanino”), the Company’s former independent registered public accounting firm, of Armanino’s decision to transition away from providing certain financial statement audit services to public companies. Therefore, Armanino additionally informed the Company of its intent to resign as the Company’s independent registered public accounting firm, effective just after the filing of the Company’s Quarterly Report on Form 10-Q for the interim period ending September 30, 2023. The Company elected to terminate the engagement of Armanino effective as of September 26, 2023, the date upon which the Company engaged FORVIS. The termination of Armanino was approved by the Audit Committee of the Board of Directors of the Company.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-027163","anchor_url":"https://secwatch.observer/filing/0001437749-23-027163#claim-0b57508ff99190b3a599ee5fb54368694466a269","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923027163/0001437749-23-027163-index.htm"},{"fact_type":"auditor_change","fact_key":"abe7b1b20c63d1bc9e465fabc4f4b7b8a3299f16","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-09-29T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"FORVIS, LLP","disagreement_text":null,"effective_date":"2023-09-26","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"Aqua Metals, Inc. engaged FORVIS, LLP as its auditor.","evidence_excerpt":"On September 26, 2023, Aqua Metals, Inc (“Company”) engaged FORVIS, LLP (“FORVIS”), to serve as the Company’s independent registered public accounting firm for the year ended December 31, 2023.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-027163","anchor_url":"https://secwatch.observer/filing/0001437749-23-027163#claim-abe7b1b20c63d1bc9e465fabc4f4b7b8a3299f16","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923027163/0001437749-23-027163-index.htm"},{"fact_type":"executive_change","fact_key":"1d2501749f","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-09-20T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-09-14","interim":false,"role":null,"role_category":"director","successor_name":null,"successor_named":false},"claim":"Sung Yi was appointed as director at Aqua Metals, Inc..","evidence_excerpt":"On September 14, 2023, the Board of Directors (“Board”) of Aqua Metals, Inc, acting upon the recommendation of the Board’s Nominating and Corporate Governance Committee, appointed Sung Yi, Ph.D., P.E. to the Board.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001437749-23-026476","anchor_url":"https://secwatch.observer/filing/0001437749-23-026476#claim-1d2501749f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923026476/0001437749-23-026476-index.htm"},{"fact_type":"earnings_release","fact_key":"9b7ecb1a65c9cbaba2da7a7e8800f00cae2140ae","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-08-09T23:59:59+00:00","payload":{"eps_text":"$(0.06) per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"net loss of $4.8 million","period_text":"second quarter ended June 30, 2023","report_date":"2023-08-09","result_type":"reported_results","revenue_text":"no revenue"},"claim":"Aqua Metals, Inc. reported second quarter ended June 30, 2023 results: revenue no revenue, net income net loss of $4.8 million, EPS $(0.06) per basic and diluted share.","evidence_excerpt":"During the second quarter of 2023, Aqua Metals continued to focus on its ability to recycle metals found in lithium-ion batteries. The Company was not in commercial-scale production during the first half of 2023 and, as a result, generated no revenue during the second quarter.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-022778","anchor_url":"https://secwatch.observer/filing/0001437749-23-022778#claim-9b7ecb1a65c9cbaba2da7a7e8800f00cae2140ae","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923022778/0001437749-23-022778-index.htm"},{"fact_type":"material_agreement","fact_key":"d437d807d94ab17d01adb7c4dc1c4c49a9489eaa","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-07-21T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Yulho Securities Purchase Agreement","agreement_type":"equity_purchase","counterparty":"Yulho Co, Ltd.","effective_date":"2023-07-18","item_codes_triggered":["1.01"],"value_text":"$5 million"},"claim":"Aqua Metals, Inc. entered into Yulho Securities Purchase Agreement with Yulho Co, Ltd. valued at $5 million (effective 2023-07-18).","evidence_excerpt":"On July 18, 2023, Aqua Metals, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Yulho SPA”) with Yulho Co, Ltd.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-020442","anchor_url":"https://secwatch.observer/filing/0001437749-23-020442#claim-d437d807d94ab17d01adb7c4dc1c4c49a9489eaa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923020442/0001437749-23-020442-index.htm"},{"fact_type":"material_agreement","fact_key":"e475f6e7017270fe03f839df78647bd94045c145","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-07-19T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Underwriting Agreement","agreement_type":"underwriting","counterparty":"The Benchmark Company, LLC","effective_date":"2023-07-18","item_codes_triggered":["1.01"],"value_text":"$17,402,000"},"claim":"Aqua Metals, Inc. entered into Underwriting Agreement with The Benchmark Company, LLC valued at $17,402,000 (effective 2023-07-18).","evidence_excerpt":"On July 18, 2023, Aqua Metals, Inc. (the “Company”) entered into an Underwriting Agreement (the “Agreement”) with The Benchmark Company, LLC (the “Underwriter”) relating to an underwritten offering (the “Offering”) of 15,820,000 shares (“Shares”) of common stock of the Company (“Common Stock”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-020184","anchor_url":"https://secwatch.observer/filing/0001437749-23-020184#claim-e475f6e7017270fe03f839df78647bd94045c145","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923020184/0001437749-23-020184-index.htm"},{"fact_type":"executive_change","fact_key":"594a5cf9a1","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-07-06T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2023-07-05","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"David Kanen resigned as Director at Aqua Metals, Inc..","evidence_excerpt":"On July 5, 2023, David Kanen resigned from the Board of Directors of Aqua Metals, Inc.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001437749-23-019505","anchor_url":"https://secwatch.observer/filing/0001437749-23-019505#claim-594a5cf9a1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923019505/0001437749-23-019505-index.htm"},{"fact_type":"shareholder_vote","fact_key":"8876a7c3827543149166de2ece9b30c50dee6975","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-06-21T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-15","outcome":"passed","proposal_text":"Advisory approval of the compensation of the Company’s named executive officers","proposal_type":"say_on_pay","results":[{"broker_non_votes":"19,966,943","subject":null,"votes_abstain":"1,132,459","votes_against":"8,932,472","votes_for":"22,606,644","votes_withheld":null}]},"claim":"Aqua Metals, Inc. shareholders approved Advisory approval of the compensation of the Company’s named executive officers at the 2023-06-15 meeting.","evidence_excerpt":"Our shareholders approved on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the accompanying Proxy Statement, with shares voted as follows: Shares voted for 22,606,644 Shares against 8,932,472 Shares abstaining 1,132,459 There were 19,966,943 broker non-votes in the approval, on an advisory basis, the compensation of the Company’s named executive officers.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-017989","anchor_url":"https://secwatch.observer/filing/0001437749-23-017989#claim-8876a7c3827543149166de2ece9b30c50dee6975","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/0001437749-23-017989-index.htm"},{"fact_type":"shareholder_vote","fact_key":"ee6a63f6ec9e3533e1627688722d505e98755b6c","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-06-21T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-15","outcome":"passed","proposal_text":"Ratification of the appointment of Armanino LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"948,592","votes_against":"1,073,997","votes_for":"50,615,929","votes_withheld":null}]},"claim":"Aqua Metals, Inc. shareholders approved Ratification of the appointment of Armanino LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023 at the 2023-06-15 meeting.","evidence_excerpt":"Our shareholders approved the appointment of Armanino LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023, with shares voted as follows: Shares voted for 50,615,929 Shares against 1,073,997 Shares abstaining 948,592 There were no broker non-votes in the approval of the appointment of Armanino LLP.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-017989","anchor_url":"https://secwatch.observer/filing/0001437749-23-017989#claim-ee6a63f6ec9e3533e1627688722d505e98755b6c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/0001437749-23-017989-index.htm"},{"fact_type":"shareholder_vote","fact_key":"cb8c80d8144dd1fe471f67d5034432bf00744b05","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-06-21T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-15","outcome":"passed","proposal_text":"Approval of the Amended and Restated 2022 Employee Stock Purchase Plan","proposal_type":"equity_plan","results":[{"broker_non_votes":"19,966,943","subject":null,"votes_abstain":"720,780","votes_against":"2,742,727","votes_for":"29,208,068","votes_withheld":null}]},"claim":"Aqua Metals, Inc. shareholders approved Approval of the Amended and Restated 2022 Employee Stock Purchase Plan at the 2023-06-15 meeting.","evidence_excerpt":"Our shareholders approved the Amended and Restated 2022 Employee Stock Purchase Plan, with shares voted as follows: Shares voted for 29,208,068 Shares against 2,742,727 Shares abstaining 720,780 There were 19,966,943 broker non-votes in the approval of the Amended and Restated 2022 Employee Stock Purchase Plan.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-017989","anchor_url":"https://secwatch.observer/filing/0001437749-23-017989#claim-cb8c80d8144dd1fe471f67d5034432bf00744b05","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/0001437749-23-017989-index.htm"},{"fact_type":"shareholder_vote","fact_key":"abaa7e1e9a7f8df354b087f4f938b27eb43839cd","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-06-21T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-15","outcome":"failed","proposal_text":"Amendment to the Company’s First Amended and Restated Certificate of Incorporation to authorize the Company to issue up to 2,000,000 shares of preferred stock","proposal_type":"charter_amendment","results":[{"broker_non_votes":"19,966,943","subject":null,"votes_abstain":"856,371","votes_against":"4,440,039","votes_for":"27,375,165","votes_withheld":null}]},"claim":"Aqua Metals, Inc. shareholders rejected Amendment to the Company’s First Amended and Restated Certificate of Incorporation to authorize the Company to issue up to 2,000,000 shares of preferred stock at the 2023-06-15 meeting.","evidence_excerpt":"Our shareholders did not approve, an amendment to the Company’s First Amended and Restated Certificate of Incorporation to authorize the Company to issue up to 2,000,000 shares of preferred stock, with shares voted as follows: Shares voted for 27,375,165 Shares against 4,440,039 Shares abstaining 856,371 There were 19,966,943 broker non-votes in the non approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-017989","anchor_url":"https://secwatch.observer/filing/0001437749-23-017989#claim-abaa7e1e9a7f8df354b087f4f938b27eb43839cd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/0001437749-23-017989-index.htm"},{"fact_type":"shareholder_vote","fact_key":"f4aaaa46b82164cbb6899936118933c38c6a25e0","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-06-21T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-15","outcome":"passed","proposal_text":"Approval of Rights Agreement between the Company and VStock Transfer, LLC","proposal_type":"other","results":[{"broker_non_votes":"19,966,943","subject":null,"votes_abstain":"1,088,057","votes_against":"2,387,479","votes_for":"29,196,039","votes_withheld":null}]},"claim":"Aqua Metals, Inc. shareholders approved Approval of Rights Agreement between the Company and VStock Transfer, LLC at the 2023-06-15 meeting.","evidence_excerpt":"Our shareholders approved Rights Agreement between the Company and VStock Transfer, LLC, with shares voted as follows: Shares voted for 29,196,039 Shares against 2,387,479 Shares abstaining 1,088,057 There were 19,966,943 broker non-votes in the approval of the Rights agreement.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-017989","anchor_url":"https://secwatch.observer/filing/0001437749-23-017989#claim-f4aaaa46b82164cbb6899936118933c38c6a25e0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/0001437749-23-017989-index.htm"},{"fact_type":"shareholder_vote","fact_key":"862f2cbfa4d495d1d43da380b6a66b1f617841dd","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-06-21T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-15","outcome":"passed","proposal_text":"Election of five directors","proposal_type":"director_election","results":[{"broker_non_votes":"19,966,943","subject":"Vincent DiVito","votes_abstain":null,"votes_against":null,"votes_for":"30,793,249","votes_withheld":"1,878,326"},{"broker_non_votes":"19,966,943","subject":"Stephen Cotton","votes_abstain":null,"votes_against":null,"votes_for":"30,928,923","votes_withheld":"1,742,652"},{"broker_non_votes":"19,966,943","subject":"Molly Zhang","votes_abstain":null,"votes_against":null,"votes_for":"30,812,652","votes_withheld":"1,858,923"},{"broker_non_votes":"19,966,943","subject":"Edward Smith","votes_abstain":null,"votes_against":null,"votes_for":"30,734,655","votes_withheld":"1,936,920"},{"broker_non_votes":"19,966,943","subject":"David Kanen","votes_abstain":null,"votes_against":null,"votes_for":"30,943,135","votes_withheld":"1,728,440"}]},"claim":"Aqua Metals, Inc. shareholders approved Election of five directors at the 2023-06-15 meeting.","evidence_excerpt":"All of the persons nominated to serve on our board of directors, namely Vincent DiVito, Stephen Cotton, Molly Zhang, Edward Smith, and David Kanen were elected to our board of directors, with shares voted as follows: Shares voted for Shares withheld Vincent DiVito 30,793,249 1,878,326 Stephen Cotton 30,928,923 1,742,652 Molly Zhang 30,812,652 1,858,923 Edward Smith 30,734,655 1,936,920 David Kanen 30,943,135 1,728,440 There were 19,966,943 broker non-votes in the election of directors.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-017989","anchor_url":"https://secwatch.observer/filing/0001437749-23-017989#claim-862f2cbfa4d495d1d43da380b6a66b1f617841dd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/0001437749-23-017989-index.htm"},{"fact_type":"earnings_release","fact_key":"867fd87a04580573c8ca29fd115351bd39d07ca2","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-05-04T23:59:59+00:00","payload":{"eps_text":"$(0.06) per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$4.6 million","period_text":"the first quarter ended March 31, 2023","report_date":"2023-05-04","result_type":"reported_results","revenue_text":"no revenue"},"claim":"Aqua Metals, Inc. reported the first quarter ended March 31, 2023 results: revenue no revenue, net income $4.6 million, EPS $(0.06) per basic and diluted share.","evidence_excerpt":"During the first quarter of 2023, Aqua Metals continued to focus on its ability to recycle metals found in lithium-ion batteries. The Company was not in commercial-scale production during 2022 and, as a result, generated no revenue during the first quarter. Cost of product sales increased by approximately 7% during the quarter to $1.1 million compared to approximately $1 million in Q1 2022. Research and development costs included expenditures related to progressing the Lithium-ion battery recycling technology. Research and development cost decreased approximately 19% during the first quarter compared to the same period in 2022, which is what we expected as we move from development to commercialization of our AquaRefining technology. General and administrative expenses increased approximately 8.7% for the three months ended March 31, 2023, compared to the three months ended March 31, 2022. For the first quarter 2023, the Company had an operating loss of $4.5 million, compared to an oper","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-012556","anchor_url":"https://secwatch.observer/filing/0001437749-23-012556#claim-867fd87a04580573c8ca29fd115351bd39d07ca2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923012556/0001437749-23-012556-index.htm"},{"fact_type":"ma_transaction","fact_key":"0d6644b73e17685db43c3674994deb2382509264","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-04-26T23:59:59+00:00","payload":{"action":"disposition","closing_date":"2023-04-26","consideration_text":"$12 million","counterparty":"Comstock Inc.","effective_date":"2023-04-26","item_codes_triggered":["2.01"]},"claim":"Aqua Metals, Inc. completed a disposition involving Comstock Inc. for $12 million (closed 2023-04-26).","evidence_excerpt":"On April 26, 2023, Aqua Metals Reno, Inc., our wholly-owned subsidiary, closed on the sale of the land and building (“Facility”) located at 2500 Peru Dr., McCarran, Nevada to Comstock Inc. for remaining $12 million owed.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-011138","anchor_url":"https://secwatch.observer/filing/0001437749-23-011138#claim-0d6644b73e17685db43c3674994deb2382509264","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923011138/0001437749-23-011138-index.htm"},{"fact_type":"debt_financing","fact_key":"17cc3f66e0c2a1a6c64311b0a340ab4b93f7aee6","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-04-26T23:59:59+00:00","payload":{"counterparty":"Summit Investment Services, LLC and others","effective_date":"2023-04-26","event":"acceleration","instrument_type":"loan","interest_rate_text":null,"item_codes_triggered":["2.04"],"maturity_text":null,"principal_text":"$6 million"},"claim":"Aqua Metals, Inc. faced acceleration on loan of $6 million with Summit Investment Services, LLC and others.","evidence_excerpt":"On September 30, 2022, Aqua Metals Reno, Inc. entered into a Loan Agreement with Summit Investment Services, LLC and others (collectively, the “Lenders”), pursuant to which the Lenders provided us with a loan in the amount of $6 million. Pursuant to the Loan Agreement, upon the completion of the sale of the Facility described in Item 2.01 above all amounts owed by us under the Lona Agreement accelerated.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-011138","anchor_url":"https://secwatch.observer/filing/0001437749-23-011138#claim-17cc3f66e0c2a1a6c64311b0a340ab4b93f7aee6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923011138/0001437749-23-011138-index.htm"},{"fact_type":"earnings_release","fact_key":"9ec5abf8b24d6f90a50250465642a5f85a816c2a","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-03-09T23:59:59+00:00","payload":{"eps_text":"$(0.20) per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"net loss of $15.4 million","period_text":"the year ended December 31, 2022","report_date":"2023-03-09","result_type":"reported_results","revenue_text":"no significant revenue"},"claim":"Aqua Metals, Inc. reported the year ended December 31, 2022 results: revenue no significant revenue, net income net loss of $15.4 million, EPS $(0.20) per basic and diluted share.","evidence_excerpt":"The Company was not in commercial production during 2022 and, as a result, generated no significant revenue during the quarter.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-23-005965","anchor_url":"https://secwatch.observer/filing/0001437749-23-005965#claim-9ec5abf8b24d6f90a50250465642a5f85a816c2a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923005965/0001437749-23-005965-index.htm"},{"fact_type":"ma_transaction","fact_key":"d2a4d0b4ad299b729ad51d84f6fbfe249c717ad9","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-02-06T23:59:59+00:00","payload":{"action":"acquisition","closing_date":"2023-02-01","consideration_text":"$4.275 million","counterparty":null,"effective_date":"2023-02-01","item_codes_triggered":["2.01"]},"claim":"Aqua Metals, Inc. completed an acquisition for $4.275 million (closed 2023-02-01).","evidence_excerpt":"On February 1, 2023, Aqua Metals Reno, Inc., our wholly-owned subsidiary, completed the purchase of a 21,000 square foot building, from an unaffiliated party, located on 2999 Waltham Way McCarran, Nevada 89434 for $4.275 million.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-002594","anchor_url":"https://secwatch.observer/filing/0001437749-23-002594#claim-d2a4d0b4ad299b729ad51d84f6fbfe249c717ad9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923002594/0001437749-23-002594-index.htm"},{"fact_type":"debt_financing","fact_key":"4c933a60b2ec0dd8f54b6f8c9906b86f09e9089c","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-02-06T23:59:59+00:00","payload":{"counterparty":"Summit Investment Services, LLC","effective_date":"2023-02-01","event":"incurrence","instrument_type":"loan","interest_rate_text":"9.50%","item_codes_triggered":["2.03"],"maturity_text":"March 1, 2025","principal_text":"$3 million"},"claim":"Aqua Metals, Inc. incurred loan of $3 million with Summit Investment Services, LLC at 9.50% maturing March 1, 2025.","evidence_excerpt":"On February 1, 2023, Aqua Metals Reno, Inc., our wholly-owned subsidiary, entered into a Loan Agreement with Summit Investment Services, LLC, a Nevada limited liability company (the “Lender”), pursuant to which the Lender provided us with a loan in the amount of $3 million.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-002594","anchor_url":"https://secwatch.observer/filing/0001437749-23-002594#claim-4c933a60b2ec0dd8f54b6f8c9906b86f09e9089c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923002594/0001437749-23-002594-index.htm"},{"fact_type":"material_agreement","fact_key":"6c1f7dd7554e25897550cb31d3ad7a905b09ca9d","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-02-06T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Loan Agreement","agreement_type":"credit_facility","counterparty":"Summit Investment Services, LLC","effective_date":"2023-02-01","item_codes_triggered":["1.01"],"value_text":"$3 million"},"claim":"Aqua Metals, Inc. entered into Loan Agreement with Summit Investment Services, LLC valued at $3 million (effective 2023-02-01).","evidence_excerpt":"On February 1, 2023, Aqua Metals Reno, Inc., our wholly-owned subsidiary, entered into a Loan Agreement with Summit Investment Services, LLC, a Nevada limited liability company (the “Lender”), pursuant to which the Lender provided us with a loan in the amount of $3 million.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-002594","anchor_url":"https://secwatch.observer/filing/0001437749-23-002594#claim-6c1f7dd7554e25897550cb31d3ad7a905b09ca9d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923002594/0001437749-23-002594-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"06e30d6e4329142a8fcd1c09285495c96dc92936","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2023-01-17T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"regained_compliance","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-01-17","notice_type":"compliance_regained","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"Aqua Metals, Inc. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"January 17, 2023, the Company was notified by the Nasdaq Stock Market, LLC that the Nasdaq staff has determined that for the last 10 consecutive business days, from December 30, 2022 to January 13, 2023, the closing bid price of the Company’s common stock has been at $1.00 per share or greater and that the Company has regained compliance with Listing Rule 5550(a)(2). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AQUA METALS, INC. Dated: January 17","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-001163","anchor_url":"https://secwatch.observer/filing/0001437749-23-001163#claim-06e30d6e4329142a8fcd1c09285495c96dc92936","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774923001163/0001437749-23-001163-index.htm"},{"fact_type":"earnings_release","fact_key":"ba77b378997e942134c31a9cbd3a0ca6a0084ef9","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2022-11-03T23:59:59+00:00","payload":{"eps_text":"$(0.05) per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$3.9 million","period_text":"third quarter ended September 30, 2022","report_date":"2022-11-03","result_type":"reported_results","revenue_text":null},"claim":"Aqua Metals, Inc. reported third quarter ended September 30, 2022 results: net income $3.9 million, EPS $(0.05) per basic and diluted share.","evidence_excerpt":"The net loss for the third quarter of 2022 was $3.9 million, or $(0.05) per basic and diluted share, compared to a net loss of $1.4 million, or $(0.02) per basic and diluted share, for the third quarter of 2021.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-22-025762","anchor_url":"https://secwatch.observer/filing/0001437749-22-025762#claim-ba77b378997e942134c31a9cbd3a0ca6a0084ef9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774922025762/0001437749-22-025762-index.htm"},{"fact_type":"executive_change","fact_key":"ea64ec939f","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2022-08-01T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-07-29","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Dave Kanen was appointed as Director at Aqua Metals, Inc..","evidence_excerpt":"On July 29, 2022, the Board of Directors (“Board”) of Aqua Metals, Inc, acting upon the recommendation of the Board’s Nominating and Corporate Governance Committee, appointed Dave Kanen to the Board.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001437749-22-018209","anchor_url":"https://secwatch.observer/filing/0001437749-22-018209#claim-ea64ec939f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774922018209/0001437749-22-018209-index.htm"},{"fact_type":"executive_change","fact_key":"9a7ff4533d","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2022-07-28T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-07-22","interim":false,"role":"Chief Business Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Dave McMurtry was appointed as Chief Business Officer at Aqua Metals, Inc..","evidence_excerpt":"On July 22, 2022, we appointed Dave McMurtry to serve as Chief Business Officer of Aqua Metals, Inc.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001437749-22-018018","anchor_url":"https://secwatch.observer/filing/0001437749-22-018018#claim-9a7ff4533d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774922018018/0001437749-22-018018-index.htm"},{"fact_type":"executive_change","fact_key":"25d0a8e258","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2022-03-30T23:59:59+00:00","payload":{"action":"did not intend to stand for reelection","action_category":"departure","departure_tone":"routine","effective_date":null,"interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"S. Shariq Yosufzai departed as Director at Aqua Metals, Inc..","evidence_excerpt":"On March 24, 2022, S. Shariq Yosufzai informed Aqua Metals, Inc. (“Company”) that he did not intend to stand for reelection to the Board of Directors (“Board”) of the Company at its 2022 annual meeting of stockholders.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-22-007673","anchor_url":"https://secwatch.observer/filing/0001437749-22-007673#claim-25d0a8e258","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774922007673/0001437749-22-007673-index.htm"},{"fact_type":"executive_change","fact_key":"24a5e8c4fe","cik":1621832,"ticker":"AQMS","company_name":"Aqua Metals, Inc.","filed_at":"2021-08-13T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2021-08-10","interim":false,"role":"Chief Engineering and Operating Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Benjamin Taecker was appointed as Chief Engineering and Operating Officer at Aqua Metals, Inc..","evidence_excerpt":"On August 10, 2020, we appointed Benjamin Taecker to serve as Chief Engineering and Operating Officer of Aqua Metals, Inc.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-21-019876","anchor_url":"https://secwatch.observer/filing/0001437749-21-019876#claim-24a5e8c4fe","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1621832/000143774921019876/0001437749-21-019876-index.htm"}]}