{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-09-05T07:04:57.712650+00:00","company":{"ticker":"AVK","cik":1219120,"company_name":"ADVENT CONVERTIBLE & INCOME FUND"},"pagination":{"limit":100,"returned":5,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"The Bank of New York Mellon","detail":"other","count":4,"first_seen":"2025-12-18T23:59:59+00:00","last_seen":"2025-12-18T23:59:59+00:00","evidence_fact_ids":[118206,118207,118208,118210]},{"display_name":"MUFG Investor Services LLC","detail":"other","count":1,"first_seen":"2025-12-18T23:59:59+00:00","last_seen":"2025-12-18T23:59:59+00:00","evidence_fact_ids":[118209]}]},"facts":[{"fact_type":"material_agreement","fact_key":"32719ed490a96b642e2aa2133f6e12ea6e5667c4","cik":1219120,"ticker":"AVK","company_name":"ADVENT CONVERTIBLE & INCOME FUND","filed_at":"2025-12-18T23:59:59+00:00","payload":{"action":"termination","agreement_name":"Prior Custody Agreements","agreement_type":"other","counterparty":"The Bank of New York Mellon","effective_date":"2025-12-15","item_codes_triggered":["1.02"],"value_text":"Other than ordinary course payments under the Prior Custody Agreements through the effective date of"},"claim":"ADVENT CONVERTIBLE & INCOME FUND terminated Prior Custody Agreements with The Bank of New York Mellon valued at Other than ordinary course payments under the Prior Custody Agreements through the effective date of (effective 2025-12-15).","evidence_excerpt":"On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Fund terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the “Prior Custody Agreements”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001821268-25-000274","anchor_url":"https://secwatch.observer/filing/0001821268-25-000274#claim-32719ed490a96b642e2aa2133f6e12ea6e5667c4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm"},{"fact_type":"material_agreement","fact_key":"31299f1b0a6530972ada354f9b9eff8e8211ff90","cik":1219120,"ticker":"AVK","company_name":"ADVENT CONVERTIBLE & INCOME FUND","filed_at":"2025-12-18T23:59:59+00:00","payload":{"action":"termination","agreement_name":"Prior FAA Agreement","agreement_type":"other","counterparty":"MUFG Investor Services (US) LLC","effective_date":"2025-12-15","item_codes_triggered":["1.02"],"value_text":"Other than ordinary course payments under the Prior FAA Agreement through the effective date of term"},"claim":"ADVENT CONVERTIBLE & INCOME FUND terminated Prior FAA Agreement with MUFG Investor Services (US) LLC valued at Other than ordinary course payments under the Prior FAA Agreement through the effective date of term (effective 2025-12-15).","evidence_excerpt":"On December 15, 2025, in conjunction with entering into the FAA Agreement, the Fund terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC (“MUFG”) (the “Prior FAA Agreement”), subject to the provision of certain ongoing transition services.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001821268-25-000274","anchor_url":"https://secwatch.observer/filing/0001821268-25-000274#claim-31299f1b0a6530972ada354f9b9eff8e8211ff90","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm"},{"fact_type":"material_agreement","fact_key":"51660c066b830f5c61d7c31a2c05368103d72a82","cik":1219120,"ticker":"AVK","company_name":"ADVENT CONVERTIBLE & INCOME FUND","filed_at":"2025-12-18T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Foreign Custody Manager Agreement","agreement_type":"other","counterparty":"The Bank of New York Mellon","effective_date":"2025-12-15","item_codes_triggered":["1.01"],"value_text":"Pursuant to the Foreign Custody Agreement, BNY provides services as foreign custody manager for the"},"claim":"ADVENT CONVERTIBLE & INCOME FUND entered into Foreign Custody Manager Agreement with The Bank of New York Mellon valued at Pursuant to the Foreign Custody Agreement, BNY provides services as foreign custody manager for the (effective 2025-12-15).","evidence_excerpt":"On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated May 2, 2003.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001821268-25-000274","anchor_url":"https://secwatch.observer/filing/0001821268-25-000274#claim-51660c066b830f5c61d7c31a2c05368103d72a82","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm"},{"fact_type":"material_agreement","fact_key":"9bb0c433d675b2660e2cd9c9f47537fef47d94fa","cik":1219120,"ticker":"AVK","company_name":"ADVENT CONVERTIBLE & INCOME FUND","filed_at":"2025-12-18T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Custody Agreement","agreement_type":"other","counterparty":"The Bank of New York Mellon","effective_date":"2025-12-15","item_codes_triggered":["1.01"],"value_text":"Pursuant to the Custody Agreement, BNY serves as the Fund’s custodian and holds securities and cash"},"claim":"ADVENT CONVERTIBLE & INCOME FUND entered into Custody Agreement with The Bank of New York Mellon valued at Pursuant to the Custody Agreement, BNY serves as the Fund’s custodian and holds securities and cash (effective 2025-12-15).","evidence_excerpt":"On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated May 2, 2003.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001821268-25-000274","anchor_url":"https://secwatch.observer/filing/0001821268-25-000274#claim-9bb0c433d675b2660e2cd9c9f47537fef47d94fa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm"},{"fact_type":"material_agreement","fact_key":"5ff60fc3b6b34cd003c62ecba64fafbd275c3b59","cik":1219120,"ticker":"AVK","company_name":"ADVENT CONVERTIBLE & INCOME FUND","filed_at":"2025-12-18T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Fund Administration and Accounting Agreement","agreement_type":"other","counterparty":"The Bank of New York Mellon","effective_date":"2025-12-15","item_codes_triggered":["1.01"],"value_text":"BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Fund"},"claim":"ADVENT CONVERTIBLE & INCOME FUND entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon valued at BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Fund (effective 2025-12-15).","evidence_excerpt":"On December 15, 2025, Advent Convertible and Income Fund (NYSE: AVK) (the “Fund”) entered into a Fund Administration and Accounting Agreement (the “FAA Agreement”) with The Bank of New York Mellon (“BNY”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001821268-25-000274","anchor_url":"https://secwatch.observer/filing/0001821268-25-000274#claim-5ff60fc3b6b34cd003c62ecba64fafbd275c3b59","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm"}]}