{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-14T05:21:57.953217+00:00","company":{"ticker":"BABB","cik":1123596,"company_name":"BAB, INC."},"pagination":{"limit":100,"returned":6,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{},"facts":[{"fact_type":"executive_change","fact_key":"d7fc1fe77c","cik":1123596,"ticker":"BABB","company_name":"BAB, INC.","filed_at":"2026-06-12T15:59:09+00:00","payload":{"action":"transitioned","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2026-06-29","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Geraldine Conn changed role as Chief Financial Officer at BAB, INC..","evidence_excerpt":"On June 11, 2026, BAB, Inc. (the 'Company') and Geraldine Conn mutually agreed that, effective June 29, 2026, Ms. Conn will transition to a part-time role while continuing to serve as the Company's Chief Financial Officer and principal financial officer.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-26-020411","anchor_url":"https://secwatch.observer/filing/0001437749-26-020411#claim-d7fc1fe77c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1123596/000143774926020411/0001437749-26-020411-index.htm"},{"fact_type":"shareholder_vote","fact_key":"319e19efe15d484fa3ed4092d7deb961f8822c12","cik":1123596,"ticker":"BABB","company_name":"BAB, INC.","filed_at":"2026-06-04T20:14:46+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-03","outcome":"passed","proposal_text":"Ratification of CBIZ CPAs P.C. as independent auditors for fiscal year ending November 30, 2026","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"-","subject":null,"votes_abstain":"128,167","votes_against":"98,332","votes_for":"4,404,741","votes_withheld":null}]},"claim":"BAB, INC. shareholders approved Ratification of CBIZ CPAs P.C. as independent auditors for fiscal year ending November 30, 2026 at the 2026-06-03 meeting.","evidence_excerpt":"2. To act upon a proposal to ratify the appointment of CBIZ CPAs P.C. as independent auditors of the Company for the fiscal year ending November 30, 2026. Votes For Against Abstain Broker Non-Votes 4,404,741 98,332 128,167 -","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-019565","anchor_url":"https://secwatch.observer/filing/0001437749-26-019565#claim-319e19efe15d484fa3ed4092d7deb961f8822c12","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1123596/000143774926019565/0001437749-26-019565-index.htm"},{"fact_type":"shareholder_vote","fact_key":"e186f74d779f05e9c6ff52eee8a4aef3cd0e0344","cik":1123596,"ticker":"BABB","company_name":"BAB, INC.","filed_at":"2026-06-04T20:14:46+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-03","outcome":"passed","proposal_text":"Election of four directors to serve until 2027 annual meeting","proposal_type":"director_election","results":[{"broker_non_votes":"993,743","subject":"Michael Evans","votes_abstain":null,"votes_against":null,"votes_for":"2,968,915","votes_withheld":"668,582"},{"broker_non_votes":"993,743","subject":"Steven Feldman","votes_abstain":null,"votes_against":null,"votes_for":"2,941,969","votes_withheld":"695,528"},{"broker_non_votes":"993,743","subject":"James Lentz","votes_abstain":null,"votes_against":null,"votes_for":"2,941,969","votes_withheld":"695,528"},{"broker_non_votes":"993,743","subject":"Geraldine Conn","votes_abstain":null,"votes_against":null,"votes_for":"2,941,379","votes_withheld":"696,118"}]},"claim":"BAB, INC. shareholders approved Election of four directors to serve until 2027 annual meeting at the 2026-06-03 meeting.","evidence_excerpt":"1. To elect four Directors to serve for a one-year term expiring when their successors are elected and qualified at the annual meeting in 2027. Votes For Votes Withheld Broker Non-Votes 01 Michael Evans 2,968,915 668,582 993,743 02 Steven Feldman 2,941,969 695,528 993,743 03 James Lentz 2,941,969 695,528 993,743 04 Geraldine Conn 2,941,379 696,118 993,743","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-019565","anchor_url":"https://secwatch.observer/filing/0001437749-26-019565#claim-e186f74d779f05e9c6ff52eee8a4aef3cd0e0344","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1123596/000143774926019565/0001437749-26-019565-index.htm"},{"fact_type":"auditor_change","fact_key":"5c7d2413ef1a11688453e76e5436082f3995490f","cik":1123596,"ticker":"BABB","company_name":"BAB, INC.","filed_at":"2026-02-25T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"CBIZ CPAs P.C.","disagreement_text":null,"effective_date":"2026-02-25","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"BAB, INC. engaged CBIZ CPAs P.C. as its auditor.","evidence_excerpt":"the Company appointed CBIZ CPAs P.C. (“CBIZ”) as the Company’s new independent registered public accounting firm for the fiscal year ending November 30, 2026, effective immediately following the resignation of Sassetti.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-005604","anchor_url":"https://secwatch.observer/filing/0001437749-26-005604#claim-5c7d2413ef1a11688453e76e5436082f3995490f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1123596/000143774926005604/0001437749-26-005604-index.htm"},{"fact_type":"auditor_change","fact_key":"c3593f0b06aec5d49b7dfbaf25cd03ca87a62441","cik":1123596,"ticker":"BABB","company_name":"BAB, INC.","filed_at":"2026-02-25T23:59:59+00:00","payload":{"action":"resignation","auditor_name":"Sassetti LLC","disagreement_text":null,"effective_date":"2026-02-25","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":"CBIZ CPAs P.C."},"claim":"Sassetti LLC resigned as auditor of BAB, INC..","evidence_excerpt":"(a) Resignation of Independent Registered Public Accounting Firm On February 25, 2026, BAB, Inc. (the “Company”) was notified by Sassetti LLC (“Sassetti”), the Company’s independent registered public accounting firm, that Sassetti will resign as the Company’s independent registered public accounting firm effective upon the filing of the Company’s Annual Report on Form 10-K for the fiscal year ended November 30, 2025.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-005604","anchor_url":"https://secwatch.observer/filing/0001437749-26-005604#claim-c3593f0b06aec5d49b7dfbaf25cd03ca87a62441","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1123596/000143774926005604/0001437749-26-005604-index.htm"},{"fact_type":"equity_issuance","fact_key":"343fcb48485f8e5ef7121c4aa564df25d5282111","cik":1123596,"ticker":"BABB","company_name":"BAB, INC.","filed_at":"2025-11-19T23:59:59+00:00","payload":{"action":"rights_modification","consideration_text":null,"effective_date":"2025-11-19","item_codes_triggered":["3.03"],"purchaser":null,"security_type":"preferred_stock","shares_text":null},"claim":"BAB, INC. issued preferred stock.","evidence_excerpt":"On November 19, 2025 the Board of Directors approved Amendment No.7 to the Company’s Preferred Shares Rights Agreement dated as May 6, 2013. The amendment revises the definition of “Final Expiration Date” to mean the sixteenth anniversary of the date of the Preferred Shares Rights Agreement.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-25-035698","anchor_url":"https://secwatch.observer/filing/0001437749-25-035698#claim-343fcb48485f8e5ef7121c4aa564df25d5282111","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1123596/000143774925035698/0001437749-25-035698-index.htm"}]}