{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-04T05:53:34.979096+00:00","company":{"ticker":"BKKT","cik":1820302,"company_name":"Bakkt, Inc."},"pagination":{"limit":100,"returned":28,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"ma_transaction","fact_key":"71a7d180a0d975ecabe501ebbc1bcc073c8050ac","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2026-04-30T23:59:59+00:00","payload":{"action":"acquisition","closing_date":"2026-04-30","consideration_text":"11,316,775 shares of its Class A Common Stock","counterparty":"Distributed Technologies Research Global Ltd.","effective_date":"2026-04-30","item_codes_triggered":["2.01","5.01"]},"claim":"Bakkt, Inc. completed an acquisition involving Distributed Technologies Research Global Ltd. for 11,316,775 shares of its Class A Common Stock (closed 2026-04-30).","evidence_excerpt":"Purchase Agreement) for purposes of consummating the acquisition of DTR at Closing. At the closing of the acquisition of DTR (the “Closing”), the Company issued an aggregate of 11,316,775 shares (such shares, the “Consideration Shares”) of its Class A Common Stock, par value $0.0001 per share (the “Class A Common Stock”), comprised of (A) 31.5% of (i) the aggregate","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-197835","anchor_url":"https://secwatch.observer/filing/0001193125-26-197835#claim-71a7d180a0d975ecabe501ebbc1bcc073c8050ac","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526197835/0001193125-26-197835-index.htm"},{"fact_type":"material_agreement","fact_key":"7d77f42c908dc54469f0d1252dacd96c228c9cc1","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2026-03-02T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Purchase Agreement","agreement_type":"equity_purchase","counterparty":"a single investor","effective_date":"2026-02-27","item_codes_triggered":["1.01"],"value_text":"approximately $48.125 million"},"claim":"Bakkt, Inc. entered into Purchase Agreement with a single investor valued at approximately $48.125 million (effective 2026-02-27).","evidence_excerpt":"On February 27, 2026, Bakkt, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with a single investor (the “Investor”), pursuant to which the Company agreed to sell and issue to the Investor an aggregate of 3,024,799 shares (the “Shares”) of the Company’s Class A common stock, par value $0.0001 per share (the “Common Stock”) and pre-funded warrants (the “Pre-Funded Warrants”) to purchase an aggregate of 2,475,201 shares of Common Stock (the “Offering”).","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-085441","anchor_url":"https://secwatch.observer/filing/0001193125-26-085441#claim-7d77f42c908dc54469f0d1252dacd96c228c9cc1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526085441/0001193125-26-085441-index.htm"},{"fact_type":"material_agreement","fact_key":"24a3e54875d4b46ba169d2ece6e24b7c03a3abc3","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2026-01-20T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Sales Agreement","agreement_type":"atm_program","counterparty":"The Benchmark Company, LLC, Virtu Americas LLC, Clear Street LLC, Cohen & Company Capital Markets, a division of Cohen & Company Securities, LLC, Macquarie Capital (USA) Inc., Rosenblatt Securities Inc. and Roth Capital Partners, LLC","effective_date":"2026-01-16","item_codes_triggered":["1.01"],"value_text":"up to an aggregate sales price of $300,000,000"},"claim":"Bakkt, Inc. entered into Sales Agreement with The Benchmark Company, LLC, Virtu Americas LLC, Clear Street LLC, Cohen & Company Capital Markets, a division of Cohen & Company Securities, LLC, Macquarie Capital (USA) Inc., Rosenblatt Securities Inc. and Roth Capital Partners, LLC valued at up to an aggregate sales price of $300,000,000 (effective 2026-01-16).","evidence_excerpt":"On January 16, 2026, Bakkt Holdings, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with each of The Benchmark Company, LLC, Virtu Americas LLC, Clear Street LLC, Cohen & Company Capital Markets, a division of Cohen & Company Securities, LLC, Macquarie Capital (USA) Inc., Rosenblatt Securities Inc. and Roth Capital Partners, LLC (each, a “Sales Agent” and together, the “Sales Agents”), pursuant to which the Company may sell, from time to time, up to an aggregate sales price of $300,000,000 of its Class A common stock, $0.0001 par value per share (“Common Stock” and such amount of shares of Common Stock, the “Shares”), through the Sales Agents.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-016077","anchor_url":"https://secwatch.observer/filing/0001193125-26-016077#claim-24a3e54875d4b46ba169d2ece6e24b7c03a3abc3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526016077/0001193125-26-016077-index.htm"},{"fact_type":"governance_change","fact_key":"d879c2e730b2f25fb4602e638e52a00cb82959e1","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2026-01-12T23:59:59+00:00","payload":{"change_type":"bylaw_amendment","effective_date":"2026-01-22","item_codes_triggered":["5.03"],"summary_text":"Amended and restated By-Laws to reflect the name change to 'Bakkt, Inc.', effective January 22, 2026"},"claim":"Bakkt, Inc.: Amended and restated By-Laws to reflect the name change to 'Bakkt, Inc.', effective January 22, 2026 (effective 2026-01-22).","evidence_excerpt":"the Board also approved an amendment and restatement of the By-Laws of the Company (the “Amended and Restated By-Laws”). The Amended and Restated By-Laws will be effective as of 12:01 a.m. Eastern Time on January 22, 2026. The changes in the By-Laws solely reflect the Name Change.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-009830","anchor_url":"https://secwatch.observer/filing/0001193125-26-009830#claim-d879c2e730b2f25fb4602e638e52a00cb82959e1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526009830/0001193125-26-009830-index.htm"},{"fact_type":"governance_change","fact_key":"302824cd4ce7b2a153459a302513d46dbec0c5bc","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2026-01-12T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-01-22","item_codes_triggered":["5.03"],"summary_text":"Filed Certificate of Amendment to change company name to 'Bakkt, Inc.', effective January 22, 2026"},"claim":"Bakkt, Inc.: Filed Certificate of Amendment to change company name to 'Bakkt, Inc.', effective January 22, 2026 (effective 2026-01-22).","evidence_excerpt":"the Board approved a Certificate of Amendment of the Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Amendment”) to change the name of the Company to “Bakkt, Inc.” (the “Name Change”). The Name Change and the Certificate of Amendment will be effective as of 12:01 a.m. Eastern Time on January 22, 2026.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-009830","anchor_url":"https://secwatch.observer/filing/0001193125-26-009830#claim-302824cd4ce7b2a153459a302513d46dbec0c5bc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526009830/0001193125-26-009830-index.htm"},{"fact_type":"governance_change","fact_key":"abd784001eca00d6fb4af279d9dcebbda426baf2","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2026-01-12T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-01-09","item_codes_triggered":["5.03"],"summary_text":"Filed Certificate of Elimination to remove all matters related to Series A Non-Voting Convertible Preferred Stock from the Amended and Restated Certificate of Incorporation"},"claim":"Bakkt, Inc.: Filed Certificate of Elimination to remove all matters related to Series A Non-Voting Convertible Preferred Stock from the Amended and Restated Certificate of Incorporation (effective 2026-01-09).","evidence_excerpt":"the Company filed a Certificate of Elimination (the “Certificate of Elimination”) with the Secretary of State of the State of Delaware on January 9, 2026. Effective upon filing, the Certificate of Elimination eliminated from the Company’s Amended and Restated Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to the Series A Non-Voting Convertible Preferred Stock.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-009830","anchor_url":"https://secwatch.observer/filing/0001193125-26-009830#claim-abd784001eca00d6fb4af279d9dcebbda426baf2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526009830/0001193125-26-009830-index.htm"},{"fact_type":"material_agreement","fact_key":"64385585e51e4669b314b80f229ca608fe5acc16","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2026-01-12T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Share Purchase Agreement","agreement_type":"merger","counterparty":"Distributed Technologies Research Global Ltd. and Akshay Naheta","effective_date":"2026-01-11","item_codes_triggered":["1.01"],"value_text":null},"claim":"Bakkt, Inc. entered into Share Purchase Agreement with Distributed Technologies Research Global Ltd. and Akshay Naheta (effective 2026-01-11).","evidence_excerpt":"On January 11, 2026, Bakkt Opco Holdings, LLC (“Opco”), a Delaware limited liability company and wholly owned subsidiary of Bakkt Holdings, Inc. (the “Company”), entered into a Share Purchase Agreement (the “Purchase Agreement”) by and among Opco, the Company, Distributed Technologies Research Global Ltd., a private limited company incorporated in Cyprus (“DTR”), and Akshay Naheta (Mr. Naheta or the “Seller”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-009830","anchor_url":"https://secwatch.observer/filing/0001193125-26-009830#claim-64385585e51e4669b314b80f229ca608fe5acc16","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526009830/0001193125-26-009830-index.htm"},{"fact_type":"governance_change","fact_key":"661c0b9c677365909bc5096c1e7f5c9f59ef7d4e","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-11-03T23:59:59+00:00","payload":{"change_type":"bylaw_amendment","effective_date":"2025-11-03","item_codes_triggered":["5.03"],"summary_text":"Adopted Amended and Restated Bylaws for New Bakkt, effective upon consummation of the Holding Company Reorganization, substantially the same as Old Bakkt's bylaws with technical changes permitted by DGCL Section 251(g)."},"claim":"Bakkt, Inc.: Adopted Amended and Restated Bylaws for New Bakkt, effective upon consummation of the Holding Company Reorganization, substantially the same as Old Bakkt's bylaws with technical changes permitted by DGCL Section 251(g) (effective 2025-11-03).","evidence_excerpt":"Upon consummation of the Holding Company Reorganization, the Amended and Restated Certificate of Incorporation of New Bakkt (the “ New Bakkt A&R Certificate of Incorporation ”) and the Amended and Restated Bylaws of New Bakkt (the “ New Bakkt A&R Bylaws ”) were the same as the Certificate of Incorporation and the Bylaws of Old Bakkt in effect immediately prior to consummation of the Holding Company Reorganization, respectively, other than certain technical changes permitted by Section 251(g) of the DGCL.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-25-262732","anchor_url":"https://secwatch.observer/filing/0001193125-25-262732#claim-661c0b9c677365909bc5096c1e7f5c9f59ef7d4e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312525262732/0001193125-25-262732-index.htm"},{"fact_type":"governance_change","fact_key":"dfea57a31e83b831946d0f8aa16373b7ae253c72","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-11-03T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-11-03","item_codes_triggered":["5.03"],"summary_text":"Adopted Amended and Restated Certificate of Incorporation for New Bakkt, effective upon consummation of the Holding Company Reorganization, substantially the same as Old Bakkt's certificate with technical changes permitted by DGCL Section 251(g)."},"claim":"Bakkt, Inc.: Adopted Amended and Restated Certificate of Incorporation for New Bakkt, effective upon consummation of the Holding Company Reorganization, substantially the same as Old Bakkt's certificate with technical changes permitted by DGCL Section 251(g) (effective 2025-11-03).","evidence_excerpt":"Upon consummation of the Holding Company Reorganization, the Amended and Restated Certificate of Incorporation of New Bakkt (the “ New Bakkt A&R Certificate of Incorporation ”) and the Amended and Restated Bylaws of New Bakkt (the “ New Bakkt A&R Bylaws ”) were the same as the Certificate of Incorporation and the Bylaws of Old Bakkt in effect immediately prior to consummation of the Holding Company Reorganization, respectively, other than certain technical changes permitted by Section 251(g) of the DGCL.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-25-262732","anchor_url":"https://secwatch.observer/filing/0001193125-25-262732#claim-dfea57a31e83b831946d0f8aa16373b7ae253c72","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312525262732/0001193125-25-262732-index.htm"},{"fact_type":"ma_transaction","fact_key":"063d26b82a4b6266a9445802ac9cc2442656e2a7","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-10-01T23:59:59+00:00","payload":{"action":"disposition","closing_date":"2025-10-01","consideration_text":null,"counterparty":"Project Labrador Holdco, LLC","effective_date":"2025-10-01","item_codes_triggered":["2.01"]},"claim":"Bakkt, Inc. completed a disposition involving Project Labrador Holdco, LLC (closed 2025-10-01).","evidence_excerpt":"On October 1, 2025, Opco completed the previously announced Transaction in accordance with the Purchase Agreement, as amended.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001628280-25-043317","anchor_url":"https://secwatch.observer/filing/0001628280-25-043317#claim-063d26b82a4b6266a9445802ac9cc2442656e2a7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000162828025043317/0001628280-25-043317-index.htm"},{"fact_type":"governance_change","fact_key":"eebaf93c192a1cf56dadeaf8e168f98d1c011acd","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-08-08T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-08-07","item_codes_triggered":["5.03"],"summary_text":"Amendment to Certificate of Incorporation to increase authorized shares of Class A Common Stock from 60,000,000 to 560,000,000 and total Common Stock from 70,000,000 to 570,000,000"},"claim":"Bakkt, Inc.: Amendment to Certificate of Incorporation to increase authorized shares of Class A Common Stock from 60,000,000 to 560,000,000 and total Common Stock from 70,000,000 to 570,000,000 (effective 2025-08-07).","evidence_excerpt":"On August 7, 2025, the Company filed an amendment to the Company’s Certificate of Incorporation (the “Amendment”) to increase the number of authorized shares of Class A Common Stock from 60,000,000 shares to 560,000,000 shares and, accordingly, to increase the number of authorized shares of the Company’s Common Stock from 70,000,000 to 570,000,000.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001628280-25-039333","anchor_url":"https://secwatch.observer/filing/0001628280-25-039333#claim-eebaf93c192a1cf56dadeaf8e168f98d1c011acd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000162828025039333/0001628280-25-039333-index.htm"},{"fact_type":"debt_financing","fact_key":"7ad013fa2471998c76b66161ba50cf1e9ae7928c","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-06-20T23:59:59+00:00","payload":{"counterparty":"YA II PN, LTD.","effective_date":"2025-06-18","event":"incurrence","instrument_type":"convertible_notes","interest_rate_text":"annual rate equal to 0%, which will increase to an annual rate of 18% upon the o","item_codes_triggered":["2.03"],"maturity_text":"first anniversary of the closing date","principal_text":"$25 million convertible debenture"},"claim":"Bakkt, Inc. incurred convertible notes of $25 million convertible debenture with YA II PN, LTD. at annual rate equal to 0%, which will increase to an annual rate of 18% upon the o maturing first anniversary of the closing date.","evidence_excerpt":"Securities Purchase Agreement On June 17, 2025, Bakkt Holdings, Inc., a Delaware corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with YA II PN, LTD., a Cayman Islands exempt limited company (the “Investor”). Pursuant to the terms of the Purchase Agreement, the Investor will purchase a $25 million convertible debenture (the “Convertible Debenture”) from the Company for a price of $23.75 million (the “Purchase Amount”) in a private placement (the “Private Placement”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-25-142918","anchor_url":"https://secwatch.observer/filing/0001193125-25-142918#claim-7ad013fa2471998c76b66161ba50cf1e9ae7928c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312525142918/0001193125-25-142918-index.htm"},{"fact_type":"governance_change","fact_key":"23f10522b6afef5f3ebfdbaf65e36c891cf984ff","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-06-20T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-06-17","item_codes_triggered":["5.03"],"summary_text":"Amendment to increase authorized shares of Class A Common Stock from 30,000,000 to 60,000,000 and total Common Stock from 40,000,000 to 70,000,000"},"claim":"Bakkt, Inc.: Amendment to increase authorized shares of Class A Common Stock from 30,000,000 to 60,000,000 and total Common Stock from 40,000,000 to 70,000,000 (effective 2025-06-17).","evidence_excerpt":"2) an amendment to the Company’s Certificate of Incorporation (“Amendment No. 2”) to increase the number of authorized shares of Class A Common Stock from 30,000,000 shares to 60,000,000 shares and, accordingly, to increase the number of authorized shares of the Company’s Common Stock from 40,000,000 to 70,000,000","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-25-142918","anchor_url":"https://secwatch.observer/filing/0001193125-25-142918#claim-23f10522b6afef5f3ebfdbaf65e36c891cf984ff","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312525142918/0001193125-25-142918-index.htm"},{"fact_type":"governance_change","fact_key":"c81592afbbd3b4f84b72b0331c44fc11c086aafe","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-06-20T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-06-17","item_codes_triggered":["5.03"],"summary_text":"Amendment to provide for officer exculpation as permitted by Delaware law"},"claim":"Bakkt, Inc.: Amendment to provide for officer exculpation as permitted by Delaware law (effective 2025-06-17).","evidence_excerpt":"1) an amendment to the Company’s Certificate of Incorporation (“Amendment No. 1”) to provide for officer exculpation as permitted by Delaware law","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-25-142918","anchor_url":"https://secwatch.observer/filing/0001193125-25-142918#claim-c81592afbbd3b4f84b72b0331c44fc11c086aafe","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312525142918/0001193125-25-142918-index.htm"},{"fact_type":"auditor_change","fact_key":"0f7442bb170a1f9bdfac910999ee44d3db56df69","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-06-13T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"Grant Thornton LLP","disagreement_text":null,"effective_date":"2025-06-09","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"Bakkt, Inc. engaged Grant Thornton LLP as its auditor.","evidence_excerpt":"The Audit Committee, on and effective as of June 9, 2025, appointed Grant Thornton LLP (\"Grant Thornton\") as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2025.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001628280-25-031314","anchor_url":"https://secwatch.observer/filing/0001628280-25-031314#claim-0f7442bb170a1f9bdfac910999ee44d3db56df69","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1820302/000162828025031314/0001628280-25-031314-index.htm"},{"fact_type":"auditor_change","fact_key":"a4c1ef51a20e41fe352592fe2350948004b6982c","cik":1820302,"ticker":"BKKT","company_name":"Bakkt, Inc.","filed_at":"2025-06-13T23:59:59+00:00","payload":{"action":"dismissal","auditor_name":"KPMG LLP","disagreement_text":null,"effective_date":"2025-06-09","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":"Grant Thornton LLP"},"claim":"Bakkt, Inc. dismissed KPMG LLP as its auditor.","evidence_excerpt":"Effective as of June 9, 2025, the Audit Committee dismissed KPMG LLP (\"KPMG\") as its independent registered public accounting 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