{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T14:57:02.205395+00:00","company":{"ticker":"CGEH","cik":1009759,"company_name":"Capstone Energy Plus, Inc."},"pagination":{"limit":100,"returned":58,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Broad Street Credit Holdings LLC","detail":"credit_facility","count":2,"first_seen":"2023-10-03T23:59:59+00:00","last_seen":"2023-11-17T23:59:59+00:00","evidence_fact_ids":[92217,108984]},{"display_name":"Goldman Sachs Specialty Lending Group, L.P.","detail":"notes_offering","count":2,"first_seen":"2023-08-18T23:59:59+00:00","last_seen":"2023-09-22T23:59:59+00:00","evidence_fact_ids":[111654,117982]},{"display_name":"Goldman Sachs Specialty Lending Group, L.P., as collateral agent, and the purchaser party thereto","detail":"notes_offering","count":1,"first_seen":"2023-07-07T23:59:59+00:00","last_seen":"2023-07-07T23:59:59+00:00","evidence_fact_ids":[133011]},{"display_name":"Purchaser and the Collateral Agent","detail":"notes_offering","count":1,"first_seen":"2023-12-11T23:59:59+00:00","last_seen":"2023-12-11T23:59:59+00:00","evidence_fact_ids":[88975]},{"display_name":"purchasers affiliated with Monarch Alternative Capital LP","detail":"equity_purchase","count":1,"first_seen":"2026-03-30T23:59:59+00:00","last_seen":"2026-03-30T23:59:59+00:00","evidence_fact_ids":[26801]}],"lender":[{"display_name":"Goldman Sachs Specialty Lending Group, L.P.","detail":"senior_notes","count":3,"first_seen":"2023-07-07T23:59:59+00:00","last_seen":"2023-12-11T23:59:59+00:00","evidence_fact_ids":[88977,111655,133014]},{"display_name":"Broad Street Credit Holdings LLC","detail":"senior_notes","count":1,"first_seen":"2023-11-17T23:59:59+00:00","last_seen":"2023-11-17T23:59:59+00:00","evidence_fact_ids":[92220]}],"ma_counterparty":[{"display_name":"Cal Micro Holdco, Inc.","detail":"acquisition","count":1,"first_seen":"2025-08-14T23:59:59+00:00","last_seen":"2025-08-14T23:59:59+00:00","evidence_fact_ids":[27673]}]},"facts":[{"fact_type":"governance_change","fact_key":"2592b131566f13e7626f14b7e096a05eddf86946","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2026-04-30T23:59:59+00:00","payload":{"change_type":"bylaw_amendment","effective_date":"2026-04-30","item_codes_triggered":["5.03"],"summary_text":"Amended and restated bylaws to reflect corporate name change to Capstone Energy+, Inc."},"claim":"Capstone Energy Plus, Inc.: Amended and restated bylaws to reflect corporate name change to Capstone Energy+, Inc (effective 2026-04-30).","evidence_excerpt":"In connection with the Name Change, the Company’s Board of Directors also approved amended and restated bylaws, effective as of April 30, 2026, to reflect the Name Change (the “Amended and Restated Bylaws”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-052878","anchor_url":"https://secwatch.observer/filing/0001104659-26-052878#claim-2592b131566f13e7626f14b7e096a05eddf86946","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465926052878/0001104659-26-052878-index.htm"},{"fact_type":"governance_change","fact_key":"efd05ddce03823b89adfc0cccbb386fd7270bbdf","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2026-04-30T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-04-30","item_codes_triggered":["5.03"],"summary_text":"Changed corporate name from Capstone Green Energy Holdings, Inc. to Capstone Energy+, Inc. via certificate of amendment to Second Amended and Restated Certificate of Incorporation."},"claim":"Capstone Energy Plus, Inc.: Changed corporate name from Capstone Green Energy Holdings, Inc. to Capstone Energy+, Inc. via certificate of amendment to Second Amended and Restated Certificate of Incorporation (effective 2026-04-30).","evidence_excerpt":"On April 29, 2026, Capstone Green Energy Holdings, Inc. (the “Company”) filed a certificate of amendment to its Second Amended and Restated Certificate of Incorporation with the Delaware Secretary of State to change its corporate name to Capstone Energy+, Inc. (the “Name Change”). The certificate of amendment provides that the Name Change will become effective at 12:01 a.m. Eastern Time on April 30, 2026.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-052878","anchor_url":"https://secwatch.observer/filing/0001104659-26-052878#claim-efd05ddce03823b89adfc0cccbb386fd7270bbdf","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465926052878/0001104659-26-052878-index.htm"},{"fact_type":"governance_change","fact_key":"a5c2d6344ab0c1794786ee0c94b1b2f2caee6d1b","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2026-04-01T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-03-31","item_codes_triggered":["5.03"],"summary_text":"Filed Certificate of Designation with Delaware Secretary of State to establish Series A Convertible Preferred Stock"},"claim":"Capstone Energy Plus, Inc.: Filed Certificate of Designation with Delaware Secretary of State to establish Series A Convertible Preferred Stock (effective 2026-03-31).","evidence_excerpt":"On March 31, 2026, Capstone Green Energy Holdings, Inc (the “Company”) filed the Certificate of Designation, Preferences and Rights for the purpose of designating and establishing the Series A Convertible Preferred Stock of the Company (the “Preferred Stock”) with the Secretary of State of the State of Delaware, which became effective upon filing.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-038627","anchor_url":"https://secwatch.observer/filing/0001104659-26-038627#claim-a5c2d6344ab0c1794786ee0c94b1b2f2caee6d1b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465926038627/0001104659-26-038627-index.htm"},{"fact_type":"equity_issuance","fact_key":"f32a88d46897109f4d66b429e54abe0eb26cd864","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2026-03-30T23:59:59+00:00","payload":{"action":"private_placement","consideration_text":"$4.50 per share","effective_date":"2026-03-29","item_codes_triggered":["3.02"],"purchaser":"affiliated with Monarch Alternative Capital LP","security_type":"common_stock","shares_text":"3,333,334 shares"},"claim":"Capstone Energy Plus, Inc. issued 3,333,334 shares of common stock to affiliated with Monarch Alternative Capital LP for $4.50 per share.","evidence_excerpt":"purchase and sale of an aggregate of 3,333,334 shares (the “Preferred Investor Shares”) of the Company’s Common Stock at a price of $4.50 per share","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-036455","anchor_url":"https://secwatch.observer/filing/0001104659-26-036455#claim-f32a88d46897109f4d66b429e54abe0eb26cd864","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465926036455/0001104659-26-036455-index.htm"},{"fact_type":"equity_issuance","fact_key":"25fd918016576036275736d750b6d79b58cb71ef","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2026-03-30T23:59:59+00:00","payload":{"action":"private_placement","consideration_text":"$80.0 million","effective_date":"2026-03-29","item_codes_triggered":["3.02"],"purchaser":"affiliated with Monarch Alternative Capital LP","security_type":"preferred_stock","shares_text":"80,000 shares"},"claim":"Capstone Energy Plus, Inc. issued 80,000 shares of preferred stock to affiliated with Monarch Alternative Capital LP for $80.0 million.","evidence_excerpt":"per share, a newly designated\nclass of the Company’s preferred stock that will have the rights, privileges and preferences described below, for an aggregate purchase\nprice of $80.0 million and (ii) the purchase and sale of an aggregate of 3,333,334 shares (the “Preferred Investor Shares”)\nof the Company’s Common Stock at a price of $4.50 per share for an aggregate","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-036455","anchor_url":"https://secwatch.observer/filing/0001104659-26-036455#claim-25fd918016576036275736d750b6d79b58cb71ef","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465926036455/0001104659-26-036455-index.htm"},{"fact_type":"material_agreement","fact_key":"2b8de3d4a3f47d0c18878c665f11b71d12d91bd3","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2026-03-30T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Preferred Investor Purchase Agreement","agreement_type":"equity_purchase","counterparty":"purchasers affiliated with Monarch Alternative Capital LP","effective_date":"2026-03-29","item_codes_triggered":["1.01"],"value_text":"$80.0 million and $15.0 million"},"claim":"Capstone Energy Plus, Inc. entered into Preferred Investor Purchase Agreement with purchasers affiliated with Monarch Alternative Capital LP valued at $80.0 million and $15.0 million (effective 2026-03-29).","evidence_excerpt":"On March 29, 2026, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a securities purchase agreement (the “Preferred Investor Purchase Agreement”) with purchasers affiliated with Monarch Alternative Capital LP (collectively, the “Preferred Stock Investor”), relating to (i) the purchase and sale of an aggregate of 80,000 shares (the “Preferred Shares”) of the Company’s Series A Convertible Preferred Stock (the “Preferred Stock”), with a par value of $0.001 per share, a newly designated class of the Company’s preferred stock that will have the rights, privileges and preferences described below, for an aggregate purchase price of $80.0 million and (ii) the purchase and sale of an aggregate of 3,333,334 shares (the “Preferred Investor Shares”) of the Company’s Common Stock at a price of $4.50 per share for an aggregate purchase price of $15.0 million.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-036455","anchor_url":"https://secwatch.observer/filing/0001104659-26-036455#claim-2b8de3d4a3f47d0c18878c665f11b71d12d91bd3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465926036455/0001104659-26-036455-index.htm"},{"fact_type":"material_agreement","fact_key":"3cc637807f2a97934c54a6828d933dde3f0908fa","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-11-24T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Securities Purchase Agreement","agreement_type":"equity_purchase","counterparty":"certain accredited investors","effective_date":"2025-11-24","item_codes_triggered":["1.01"],"value_text":"estimated gross proceeds to the Company of approximately $15 million"},"claim":"Capstone Energy Plus, Inc. entered into Securities Purchase Agreement with certain accredited investors valued at estimated gross proceeds to the Company of approximately $15 million (effective 2025-11-24).","evidence_excerpt":"On November 24, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchasers”), relating to a private investment in public equity financing (the “PIPE”) of an aggregate of (a) 3,980,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (“Common Stock”), at a price per Share equal to $2.00 and (b) Pre-Funded Warrants (the “Pre-Funded Warrants”) to purchase 3,520,000 shares of Common Stock (the “Pre-Funded Warrant Shares”) at a price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001, and the remaining exercise price of each Pre-Funded Warrant will equal $0.001 per share, for estimated gross proceeds to the Company of approximately $15 million","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-25-115134","anchor_url":"https://secwatch.observer/filing/0001104659-25-115134#claim-3cc637807f2a97934c54a6828d933dde3f0908fa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/0001104659-25-115134-index.htm"},{"fact_type":"equity_issuance","fact_key":"c039fc571cad099edf148f4939ac77dd97fdbd74","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-11-24T23:59:59+00:00","payload":{"action":"pipe","consideration_text":"price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001","effective_date":"2025-11-24","item_codes_triggered":["3.02"],"purchaser":"certain accredited investors","security_type":"warrant","shares_text":"3,520,000 shares of Common Stock"},"claim":"Capstone Energy Plus, Inc. issued 3,520,000 shares of Common Stock of warrant to certain accredited investors for price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001.","evidence_excerpt":"(b) Pre-Funded Warrants (the “Pre-Funded Warrants”) to purchase 3,520,000 shares of Common Stock (the “Pre-Funded Warrant Shares”) at a price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001, and the remaining exercise price of each Pre-Funded Warrant will equal $0.001 per share","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-25-115134","anchor_url":"https://secwatch.observer/filing/0001104659-25-115134#claim-c039fc571cad099edf148f4939ac77dd97fdbd74","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/0001104659-25-115134-index.htm"},{"fact_type":"equity_issuance","fact_key":"064591778a748f9dabb78cf603b967c41d050e5a","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-11-24T23:59:59+00:00","payload":{"action":"pipe","consideration_text":"$2.00 per share","effective_date":"2025-11-24","item_codes_triggered":["3.02"],"purchaser":"certain accredited investors","security_type":"common_stock","shares_text":"3,980,000 shares"},"claim":"Capstone Energy Plus, Inc. issued 3,980,000 shares of common stock to certain accredited investors for $2.00 per share.","evidence_excerpt":"On November 24, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchasers”), relating to a private investment in public equity financing (the “PIPE”) of an aggregate of (a) 3,980,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (“Common Stock”), at a price per Share equal to $2.00","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-25-115134","anchor_url":"https://secwatch.observer/filing/0001104659-25-115134#claim-064591778a748f9dabb78cf603b967c41d050e5a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/0001104659-25-115134-index.htm"},{"fact_type":"ma_transaction","fact_key":"b80954342f0323f2c7e61b697c1bdb0d9b6a7a94","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-08-14T23:59:59+00:00","payload":{"action":"acquisition","closing_date":"2025-08-13","consideration_text":"$10,000,000 (the \"Base Amount\"), plus the right to certain contingent post-closing payments","counterparty":"Cal Micro Holdco, Inc.","effective_date":"2025-08-13","item_codes_triggered":["2.01"]},"claim":"Capstone Energy Plus, Inc. completed an acquisition involving Cal Micro Holdco, Inc. for $10,000,000 (the \"Base Amount\"), plus the right to certain contingent post-closing payments (closed 2025-08-13).","evidence_excerpt":"parts and service for Buyer’s systems throughout the state of California. Under the terms of the Purchase Agreement, the total consideration to be paid by Buyer to Seller is $10,000,000 (the “Base Amount”), plus the right to certain contingent post-closing payments (the “Consideration”). An amount equal to $6,000,000, less seller transaction expenses, is payable","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-25-011486","anchor_url":"https://secwatch.observer/filing/0001558370-25-011486#claim-b80954342f0323f2c7e61b697c1bdb0d9b6a7a94","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837025011486/0001558370-25-011486-index.htm"},{"fact_type":"executive_change","fact_key":"003d74227a","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-06-23T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-06-16","interim":false,"role":"director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Christopher J. Close was appointed as director at Capstone Energy Plus, Inc..","evidence_excerpt":"On June 23, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) announced that the Board of Directors of the Company (the “Board”) appointed Christopher J. Close to serve as a director of the Company, effective June 16, 2025.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001009759-25-000020","anchor_url":"https://secwatch.observer/filing/0001009759-25-000020#claim-003d74227a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000100975925000020/0001009759-25-000020-index.htm"},{"fact_type":"auditor_change","fact_key":"0f350c50bb64ab8ad51814dc9aff1eee75bec858","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-03-17T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"CBIZ CPAs P.C.","disagreement_text":null,"effective_date":"2025-03-14","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"Capstone Energy Plus, Inc. engaged CBIZ CPAs P.C. as its auditor.","evidence_excerpt":"On March 14, 2025, the Audit Committee of the Board of Directors approved the engagement of CBIZ as the Company's independent registered public accounting firm. As a result, the dismissal of Marcum and the engagement of CBIZ have each become effective on March 14, 2025","confidence":0.99,"filing_url":"https://secwatch.observer/filing/0001009759-25-000010","anchor_url":"https://secwatch.observer/filing/0001009759-25-000010#claim-0f350c50bb64ab8ad51814dc9aff1eee75bec858","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000100975925000010/0001009759-25-000010-index.htm"},{"fact_type":"auditor_change","fact_key":"c878e528be9c6052aba9951d7c84459f6b88c0c5","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-03-17T23:59:59+00:00","payload":{"action":"dismissal","auditor_name":"Marcum LLP","disagreement_text":null,"effective_date":"2025-03-14","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"Capstone Energy Plus, Inc. dismissed Marcum LLP as its auditor.","evidence_excerpt":"On March 14, 2025, the Audit Committee of the Board of Directors approved the engagement of CBIZ as the Company's independent registered public accounting firm. As a result, the dismissal of Marcum and the engagement of CBIZ have each become effective on March 14, 2025","confidence":0.99,"filing_url":"https://secwatch.observer/filing/0001009759-25-000010","anchor_url":"https://secwatch.observer/filing/0001009759-25-000010#claim-c878e528be9c6052aba9951d7c84459f6b88c0c5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000100975925000010/0001009759-25-000010-index.htm"},{"fact_type":"executive_change","fact_key":"894dc31f12","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2024-03-12T23:59:59+00:00","payload":{"action":"transitioned","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2024-04-01","interim":false,"role":"Non-Executive Chairman","role_category":"chair","successor_name":null,"successor_named":false},"claim":"Robert C. Flexon changed role as Non-Executive Chairman at Capstone Energy Plus, Inc..","evidence_excerpt":"Following the conclusion of the Transition Period, Mr. Flexon will transition back to Non-Executive Chairman of the Board, effective April 1, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-24-002988","anchor_url":"https://secwatch.observer/filing/0001558370-24-002988#claim-894dc31f12","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837024002988/0001558370-24-002988-index.htm"},{"fact_type":"executive_change","fact_key":"5c499c96ba","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2024-03-12T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2024-03-11","interim":true,"role":"interim President and Chief Executive Officer","role_category":"ceo","successor_name":"Vincent J. Canino","successor_named":true},"claim":"Robert C. Flexon resigned as interim President and Chief Executive Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"In connection with the appointment of Mr. Canino as President and Chief Executive Officer, Robert C. Flexon, the current interim President and Chief Executive Officer and Principal Executive Officer of the Company, delivered his resignation from such positions to the Board, effective March 11, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-24-002988","anchor_url":"https://secwatch.observer/filing/0001558370-24-002988#claim-5c499c96ba","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837024002988/0001558370-24-002988-index.htm"},{"fact_type":"executive_change","fact_key":"fbffdf8dea","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2024-03-12T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-03-11","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Vincent J. Canino was appointed as President and Chief Executive Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"On March 8, 2024, the Board of Directors (the “Board”) of Capstone Green Energy Holdings, Inc. (the “Company”) appointed Vincent J. Canino as President and Chief Executive Officer of the Company (serving as the Company’s Principal Executive Officer) and as a member of the Board, each effective as of March 11, 2024","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-24-002988","anchor_url":"https://secwatch.observer/filing/0001558370-24-002988#claim-fbffdf8dea","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837024002988/0001558370-24-002988-index.htm"},{"fact_type":"executive_change","fact_key":"2d257863f4","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2024-02-26T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-02-26","interim":false,"role":"director","role_category":"director","successor_name":null,"successor_named":false},"claim":"John P. Miller was appointed as director at Capstone Energy Plus, Inc..","evidence_excerpt":"On February 26, 2024, Capstone Green Energy Holdings, Inc. (the “Company”) announced that the Board of Directors of the Company (the “Board”) appointed John P. Miller to serve as a director of the Company, effective February 26, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-24-001715","anchor_url":"https://secwatch.observer/filing/0001558370-24-001715#claim-2d257863f4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837024001715/0001558370-24-001715-index.htm"},{"fact_type":"governance_change","fact_key":"81def556b1faca8a1288122af3387c2c3acbd139","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-12-11T23:59:59+00:00","payload":{"change_type":"bylaw_amendment","effective_date":"2023-12-07","item_codes_triggered":["5.03"],"summary_text":"Adopted Amended and Restated Bylaws"},"claim":"Capstone Energy Plus, Inc.: Adopted Amended and Restated Bylaws (effective 2023-12-07).","evidence_excerpt":"Amended and Restated Bylaws (the “Bylaws”), each of which became effective on December 7, 2023.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-124877","anchor_url":"https://secwatch.observer/filing/0001104659-23-124877#claim-81def556b1faca8a1288122af3387c2c3acbd139","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/0001104659-23-124877-index.htm"},{"fact_type":"governance_change","fact_key":"f23ef538927fc5ef5af0ea214b349daa9b43416b","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-12-11T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2023-12-07","item_codes_triggered":["5.03"],"summary_text":"Adopted Second Amended and Restated Certificate of Incorporation"},"claim":"Capstone Energy Plus, Inc.: Adopted Second Amended and Restated Certificate of Incorporation (effective 2023-12-07).","evidence_excerpt":"New Capstone adopted and filed with the State of Delaware a Second Amended and Restated Certificate of Incorporation (the “Charter”)","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-124877","anchor_url":"https://secwatch.observer/filing/0001104659-23-124877#claim-f23ef538927fc5ef5af0ea214b349daa9b43416b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/0001104659-23-124877-index.htm"},{"fact_type":"debt_financing","fact_key":"f4500f0b4c4e198146429ae37f1861b82432ccc6","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-12-11T23:59:59+00:00","payload":{"counterparty":"Goldman Sachs Specialty Lending Group, L.P.","effective_date":"2023-12-07","event":"incurrence","instrument_type":"credit_facility","interest_rate_text":"Adjusted Term SOFR plus 7.00% per annum","item_codes_triggered":["2.03"],"maturity_text":"December 7, 2025","principal_text":"$7.0 million new money committed delayed draw term loan facility"},"claim":"Capstone Energy Plus, Inc. incurred credit facility of $7.0 million new money committed delayed draw term loan facility with Goldman Sachs Specialty Lending Group, L.P. at Adjusted Term SOFR plus 7.00% per annum maturing December 7, 2025.","evidence_excerpt":"​ On the Petition Date, the Debtors (i) entered into a Transaction Support Agreement (the “TSA”) with Goldman Sachs Specialty Lending Group, L.P., in its capacity as collateral agent (the “Collateral Agent”) under that certain Amended and Restated Note Purchase Agreement, dated as of October 1, 2020 (as amended, the “Note Purchase Agreement”), and Broad Street Credit Holdings LLC, an affiliate of the Collateral Agent, in its capacity as purchaser (“Purchaser” and, together with the Collateral Agent, the “Pre-Petition Secured Parties”) under the Note Purchase Agreement and (ii) filed with the Bankruptcy Court a joint prepackaged chapter 11 plan of reorganization (as amended, restated, supplemented or otherwise modified from time to time, the “Plan”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-23-124877","anchor_url":"https://secwatch.observer/filing/0001104659-23-124877#claim-f4500f0b4c4e198146429ae37f1861b82432ccc6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/0001104659-23-124877-index.htm"},{"fact_type":"material_agreement","fact_key":"cb3375352c66deea18c20c19c9d7795f47711392","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-12-11T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Exit Note Purchase Agreement","agreement_type":"notes_offering","counterparty":"Purchaser and the Collateral Agent","effective_date":null,"item_codes_triggered":["1.01"],"value_text":"a roll up of the $12.6 million DIP New Money Notes (plus any accrued unpaid interest); (ii) a roll u"},"claim":"Capstone Energy Plus, Inc. entered into Exit Note Purchase Agreement with Purchaser and the Collateral Agent valued at a roll up of the $12.6 million DIP New Money Notes (plus any accrued unpaid interest); (ii) a roll u.","evidence_excerpt":"In connection with the emergence form the Chapter 11 Cases, on the Effective Date, New Subsidiary entered into an Exit Note Purchase Agreement (the “Exit Note Purchase Agreement”), by and among New Subsidiary, as the issuer, New Capstone and Capstone Financial Services, as the guarantors (the “Guarantors”), Purchaser and the Collateral Agent.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-23-124877","anchor_url":"https://secwatch.observer/filing/0001104659-23-124877#claim-cb3375352c66deea18c20c19c9d7795f47711392","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/0001104659-23-124877-index.htm"},{"fact_type":"executive_change","fact_key":"c9b83c2f05","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-12-11T23:59:59+00:00","payload":{"action":"named","action_category":"role_change","departure_tone":"not_applicable","effective_date":null,"interim":false,"role":"Lead Independent Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Denise Wilson was named as Lead Independent Director at Capstone Energy Plus, Inc..","evidence_excerpt":"Ms. Wilson was named as Lead Independent Director.","confidence":0.7,"filing_url":"https://secwatch.observer/filing/0001104659-23-124877","anchor_url":"https://secwatch.observer/filing/0001104659-23-124877#claim-c9b83c2f05","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465923124877/0001104659-23-124877-index.htm"},{"fact_type":"distress_event","fact_key":"ead9362cc76d064f5c6ab69712e707d5a1022f36","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-11-17T23:59:59+00:00","payload":{"case_number":"23-11634 (LSS)","court":"United States Bankruptcy Court for the District of Delaware","item_codes_triggered":["1.03"],"petition_date":"2023-09-28","proceeding_type":"chapter_11"},"claim":"Capstone Energy Plus, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-09-28).","evidence_excerpt":"As previously disclosed, on September 28, 2023 (the \"Petition Date\"), Capstone Green Energy Corporation","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-019179","anchor_url":"https://secwatch.observer/filing/0001558370-23-019179#claim-ead9362cc76d064f5c6ab69712e707d5a1022f36","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023019179/0001558370-23-019179-index.htm"},{"fact_type":"debt_financing","fact_key":"c14ebc65e4ca23fec0bb28cb7044df7a138ea57b","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-11-17T23:59:59+00:00","payload":{"counterparty":"Broad Street Credit Holdings LLC","effective_date":"2023-11-15","event":"incurrence","instrument_type":"senior_notes","interest_rate_text":"SOFR Rate plus 8.75% per annum","item_codes_triggered":["2.03"],"maturity_text":null,"principal_text":"$3.0 million"},"claim":"Capstone Energy Plus, Inc. incurred senior notes of $3.0 million with Broad Street Credit Holdings LLC at SOFR Rate plus 8.75% per annum.","evidence_excerpt":"On November 15, 2023, the Company issued, and the Purchaser funded, $3.0 million in new money debtor-in-possession notes (“New Money DIP Notes”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-019179","anchor_url":"https://secwatch.observer/filing/0001558370-23-019179#claim-c14ebc65e4ca23fec0bb28cb7044df7a138ea57b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023019179/0001558370-23-019179-index.htm"},{"fact_type":"material_agreement","fact_key":"e0e2eb1a30a51b0264adc447a8d445fcaab91bbe","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-11-17T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"First Amendment","agreement_type":"credit_facility","counterparty":"Broad Street Credit Holdings LLC","effective_date":"2023-11-15","item_codes_triggered":["1.01"],"value_text":"$3.0 million"},"claim":"Capstone Energy Plus, Inc. amended First Amendment with Broad Street Credit Holdings LLC valued at $3.0 million (effective 2023-11-15).","evidence_excerpt":"On November 15, 2023, the Company entered into the First Amendment (the “First Amendment”) to Super-Priority Senior Secured Debtor-In-Possession Note Purchase Agreement","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-019179","anchor_url":"https://secwatch.observer/filing/0001558370-23-019179#claim-e0e2eb1a30a51b0264adc447a8d445fcaab91bbe","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023019179/0001558370-23-019179-index.htm"},{"fact_type":"material_agreement","fact_key":"f4e4e2aa15b3862ee3cde268138bafed33be2da8","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-10-03T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Super-Priority Senior Secured Debtor-In-Possession Note Purchase Agreement","agreement_type":"credit_facility","counterparty":"Broad Street Credit Holdings LLC","effective_date":"2023-10-02","item_codes_triggered":["1.01"],"value_text":"$30.0 million"},"claim":"Capstone Energy Plus, Inc. entered into Super-Priority Senior Secured Debtor-In-Possession Note Purchase Agreement with Broad Street Credit Holdings LLC valued at $30.0 million (effective 2023-10-02).","evidence_excerpt":"on October 2, 2023, the Company entered into the DIP Note Purchase Agreement, which provides for $30.0 million in debtor-in-possession notes, consisting of $12.0 million of new money (the “New Money DIP Notes”) and a roll up of $18.0 million of Pre-Petition Secured Claims (the “Roll Up DIP Notes”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-016210","anchor_url":"https://secwatch.observer/filing/0001558370-23-016210#claim-f4e4e2aa15b3862ee3cde268138bafed33be2da8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023016210/0001558370-23-016210-index.htm"},{"fact_type":"distress_event","fact_key":"52c4534facc85bee9b4888fcc4321fdcc841f1c3","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-28T23:59:59+00:00","payload":{"case_number":null,"court":"United States Bankruptcy Court for the District of Delaware","item_codes_triggered":["1.03"],"petition_date":"2023-09-28","proceeding_type":"chapter_11"},"claim":"Capstone Energy Plus, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-09-28).","evidence_excerpt":"On September 28, 2023 (the “Petition Date”), Capstone Green Energy Corporation (the “Company”) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (“Capstone Turbine International”) and Capstone Turbine Financial Services, LLC, (together with the Company, the “Debtors”), filed voluntary petitions (the “Chapter 11 Cases”) for relief under chapter 11 of title 11 (“Chapter 11”) of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-016108","anchor_url":"https://secwatch.observer/filing/0001558370-23-016108#claim-52c4534facc85bee9b4888fcc4321fdcc841f1c3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023016108/0001558370-23-016108-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"326ceb074ef6390c050eeea0615d5b276a2f1818","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-28T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"market_value","delisting_effective_date":"2023-10-05","exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-09-26","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(b)(2)","5810(c)(3)(C)","5110(b)"],"rules_cited_in_text":true},"claim":"Capstone Energy Plus, Inc. received a nasdaq delisting notice notice regarding market value (rules 5550(b)(2), 5810(c)(3)(C), 5110(b)).","evidence_excerpt":"September 26, 2023, the Company received written notice (the “Delisting Letter”) from Nasdaq that the Company has not regained compliance with Nasdaq Listing Rule 5550(b)(2) for the MVLS within the Compliance Period in accordance with Nasdaq Listing Rule 5810(c)(3)(C). Accordingly, unless the Company requests an appeal of this determination, the Company’s securities will be delisted from The Nasdaq Capital Market, trading of the Company’s Common Stock will be suspended at the opening of business on October 5, 2023, and a Form 25-NSE will be filed with the Securities and Exchange Commission to","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-23-016108","anchor_url":"https://secwatch.observer/filing/0001558370-23-016108#claim-326ceb074ef6390c050eeea0615d5b276a2f1818","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023016108/0001558370-23-016108-index.htm"},{"fact_type":"debt_financing","fact_key":"63040b5be6104f3535140b6bc8f1123e343b96b7","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-22T23:59:59+00:00","payload":{"counterparty":"Goldman Sachs Specialty Lending Group, L.P.","effective_date":"2023-09-22","event":"incurrence","instrument_type":"senior_notes","interest_rate_text":"SOFR Rate plus 8.75% per annum","item_codes_triggered":["2.03"],"maturity_text":"September 1, 2024","principal_text":"$3,000,000"},"claim":"Capstone Energy Plus, Inc. incurred senior notes of $3,000,000 with Goldman Sachs Specialty Lending Group, L.P. at SOFR Rate plus 8.75% per annum maturing September 1, 2024.","evidence_excerpt":"the Company issued and the Purchaser purchased for $3,000,000 in cash additional senior secured notes on the Effective Date (the “Additional Notes”). The Additional Notes bear interest at the SOFR Rate plus 8.75% per annum","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-015948","anchor_url":"https://secwatch.observer/filing/0001558370-23-015948#claim-63040b5be6104f3535140b6bc8f1123e343b96b7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015948/0001558370-23-015948-index.htm"},{"fact_type":"material_agreement","fact_key":"ce2fe78d3c2fbd7cbaf08979a9d7ba4aaaf8570b","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-22T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Sixth Amendment","agreement_type":"notes_offering","counterparty":"Goldman Sachs Specialty Lending Group, L.P.","effective_date":"2023-09-22","item_codes_triggered":["1.01"],"value_text":"$3,000,000"},"claim":"Capstone Energy Plus, Inc. amended Sixth Amendment with Goldman Sachs Specialty Lending Group, L.P. valued at $3,000,000 (effective 2023-09-22).","evidence_excerpt":"On September 22, 2023 (the “Effective Date”), Capstone Green Energy Corporation (the “Company”) entered into a Sixth Amendment (the “Sixth Amendment”) to the Amended and Restated Note Purchase Agreement dated October 1, 2020","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-015948","anchor_url":"https://secwatch.observer/filing/0001558370-23-015948#claim-ce2fe78d3c2fbd7cbaf08979a9d7ba4aaaf8570b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015948/0001558370-23-015948-index.htm"},{"fact_type":"auditor_change","fact_key":"6a8f0c25946dd54622286371bcf727a116aa8b19","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-22T23:59:59+00:00","payload":{"action":"non_reliance","auditor_name":"Marcum LLP","disagreement_text":null,"effective_date":"2023-09-19","item_codes_triggered":["4.02"],"non_reliance_signal":"restatement","successor_auditor_name":null},"claim":"Capstone Energy Plus, Inc. reported that prior financial statements should not be relied upon.","evidence_excerpt":"the Company’s previously issued consolidated financial statements as of each and for each of the following fiscal periods are materially incorrect, require restatement and should no longer be relied upon","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-015948","anchor_url":"https://secwatch.observer/filing/0001558370-23-015948#claim-6a8f0c25946dd54622286371bcf727a116aa8b19","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015948/0001558370-23-015948-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"2a63c10e92ffaa6679436fdc590bdbd8101a56dc","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-15T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":"2024-03-11","deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-09-12","notice_type":"noncompliance_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5550(a)(2) and 5810(c)(3)(A)","reported_value":null,"rule_numbers":["5550(a)(2)","5810(c)(3)(A)"],"rules_cited_in_text":true},"claim":"Capstone Energy Plus, Inc. received a nasdaq noncompliance notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).","evidence_excerpt":"September 12, 2023, Capstone Green Energy Corporation (the “Company”) received a written notice (the “Periodic Filing Notice”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that it was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of not having timely filed its Annual Report on Form 10-K for the year ended March 31, 2023. The Company has also failed to timely file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023. On August 18, 2023, the Company filed a Current Report on Form 8-K announcing","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-015767","anchor_url":"https://secwatch.observer/filing/0001558370-23-015767#claim-2a63c10e92ffaa6679436fdc590bdbd8101a56dc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015767/0001558370-23-015767-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"74d0e9b7b10b6d4db9026ca209782eabfc8c36ac","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-15T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"late_filing","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-09-12","notice_type":"noncompliance_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5250(c)(1)","reported_value":null,"rule_numbers":["5250(c)(1)"],"rules_cited_in_text":true},"claim":"Capstone Energy Plus, Inc. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"September 12, 2023, Capstone Green Energy Corporation (the “Company”) received a written notice (the “Periodic Filing Notice”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that it was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of not having timely filed its Annual Report on Form 10-K for the year ended March 31, 2023. The Company has also failed to timely file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023. On August 18, 2023, the Company filed a Current Report on Form 8-K announcing","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-015767","anchor_url":"https://secwatch.observer/filing/0001558370-23-015767#claim-74d0e9b7b10b6d4db9026ca209782eabfc8c36ac","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015767/0001558370-23-015767-index.htm"},{"fact_type":"executive_change","fact_key":"94cb39a81c","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-15T23:59:59+00:00","payload":{"action":"transitioned","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2023-08-09","interim":false,"role":"Executive Chairman","role_category":"chair","successor_name":null,"successor_named":false},"claim":"Robert C. Flexon changed role as Executive Chairman at Capstone Energy Plus, Inc..","evidence_excerpt":"Mr. Flexon also transitioned from the role of Chairman of the Board to Executive Chairman, effective August 9, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-23-015767","anchor_url":"https://secwatch.observer/filing/0001558370-23-015767#claim-94cb39a81c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015767/0001558370-23-015767-index.htm"},{"fact_type":"executive_change","fact_key":"2771cca5af","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-09-15T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-08-22","interim":true,"role":"Interim President and Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Robert C. Flexon was appointed as Interim President and Chief Executive Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"the Board of Directors (the “Board”) of the Company had appointed Robert C. Flexon, the Company’s then current Chairman of the Board, to serve as Interim President and Chief Executive Officer, effective August 22, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-23-015767","anchor_url":"https://secwatch.observer/filing/0001558370-23-015767#claim-2771cca5af","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015767/0001558370-23-015767-index.htm"},{"fact_type":"material_agreement","fact_key":"8112ed09ec01aa85cf0a9e61334c3a4d5c528d43","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-08-18T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Fifth Amendment to the Amended and Restated Note Purchase Agreement","agreement_type":"notes_offering","counterparty":"Goldman Sachs Specialty Lending Group, L.P.","effective_date":"2023-08-16","item_codes_triggered":["1.01"],"value_text":"Fifth Amendment provides waiver of breach, revised interest payment due date, minimum Consolidated L"},"claim":"Capstone Energy Plus, Inc. amended Fifth Amendment to the Amended and Restated Note Purchase Agreement with Goldman Sachs Specialty Lending Group, L.P. valued at Fifth Amendment provides waiver of breach, revised interest payment due date, minimum Consolidated L (effective 2023-08-16).","evidence_excerpt":"On August 16, 2023 (the \"Effective Date\"), Capstone Green Energy Corporation (the \"Company\") entered into a Fifth Amendment (the \"Fifth Amendment\") to the Amended and Restated Note Purchase Agreement dated October 1, 2020 (the \"A&R Note Purchase Agreement\") among the Company, certain subsidiaries of the Company, Goldman Sachs Specialty Lending Group, L.P. (as successor in interest to Goldman Sachs Specialty Lending Holdings, Inc.), as collateral agent (the \"Collateral Agent\"), and the purchaser party thereto (the \"Purchaser\").","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-23-015108","anchor_url":"https://secwatch.observer/filing/0001558370-23-015108#claim-8112ed09ec01aa85cf0a9e61334c3a4d5c528d43","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023015108/0001558370-23-015108-index.htm"},{"fact_type":"executive_change","fact_key":"4a3ae25cf0","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"action":"appointed","action_category":"role_change","departure_tone":"not_applicable","effective_date":null,"interim":false,"role":"Lead Independent Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Denise M. Wilson was appointed as Lead Independent Director at Capstone Energy Plus, Inc..","evidence_excerpt":"In connection with Mr. Flexon’s transition to Executive Chairman, Denise M. Wilson was appointed Lead Independent Director of the Board.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001558370-23-014732","anchor_url":"https://secwatch.observer/filing/0001558370-23-014732#claim-4a3ae25cf0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023014732/0001558370-23-014732-index.htm"},{"fact_type":"executive_change","fact_key":"94f4dff1f6","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-08-22","interim":true,"role":"Interim President and Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Robert C. Flexon was appointed as Interim President and Chief Executive Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"The Board also appointed Mr. Flexon as Interim President and Chief Executive Officer to succeed Mr. Jamison, effective August 22, 2023.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001558370-23-014732","anchor_url":"https://secwatch.observer/filing/0001558370-23-014732#claim-94f4dff1f6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023014732/0001558370-23-014732-index.htm"},{"fact_type":"executive_change","fact_key":"a730224fb1","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-08-09","interim":false,"role":"Executive Chairman","role_category":"chair","successor_name":null,"successor_named":false},"claim":"Robert C. Flexon was appointed as Executive Chairman at Capstone Energy Plus, Inc..","evidence_excerpt":"The Board appointed Robert C. Flexon, age 64, and the Company’s current Chairman of the Board, to the position of Executive Chairman effective August 9, 2023.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001558370-23-014732","anchor_url":"https://secwatch.observer/filing/0001558370-23-014732#claim-a730224fb1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023014732/0001558370-23-014732-index.htm"},{"fact_type":"executive_change","fact_key":"13c93f8856","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"for_cause_or_dispute","effective_date":"2023-08-22","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Darren R. Jamison resigned as Director at Capstone Energy Plus, Inc..","evidence_excerpt":"Later that same day, Mr. Jamison stated that he was also resigning from the Board, effective August 22, 2023.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001558370-23-014732","anchor_url":"https://secwatch.observer/filing/0001558370-23-014732#claim-13c93f8856","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023014732/0001558370-23-014732-index.htm"},{"fact_type":"executive_change","fact_key":"1785e51898","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"for_cause_or_dispute","effective_date":"2023-08-22","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":"Robert C. Flexon","successor_named":true},"claim":"Darren R. Jamison resigned as President and Chief Executive Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"On August 8, 2023, Darren R. Jamison informed the Board of Directors (the “Board) of Capstone Green Energy Corporation (the “Company”) of his resignation as President and Chief Executive Officer of the Company, effective August 22, 2023, and the Board advised Mr. Jamison that it accepted his resignation.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001558370-23-014732","anchor_url":"https://secwatch.observer/filing/0001558370-23-014732#claim-1785e51898","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023014732/0001558370-23-014732-index.htm"},{"fact_type":"debt_financing","fact_key":"2ce881558a1e64f1f7dd258400183b7cf6baf082","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-07-07T23:59:59+00:00","payload":{"counterparty":"Goldman Sachs Specialty Lending Group, L.P.","effective_date":"2023-07-06","event":"amendment","instrument_type":"senior_notes","interest_rate_text":"Term SOFR interest rate benchmark","item_codes_triggered":["2.03"],"maturity_text":"September 1, 2024","principal_text":"$50 million aggregate principal amount of notes (the “Notes”) outstanding"},"claim":"Capstone Energy Plus, Inc. amended senior notes of $50 million aggregate principal amount of notes (the “Notes”) outstanding with Goldman Sachs Specialty Lending Group, L.P. at Term SOFR interest rate benchmark maturing September 1, 2024.","evidence_excerpt":"The Fourth Amendment provides for (i) the waiver by the Purchaser and the Collateral Agent of the Company’s breach of the minimum Consolidated Liquidity covenant contained in the A&R Note Purchase Agreement, the failure to make the interest payment for the most recently ended quarter and certain other breaches specified therein; (ii) the extension of the maturity of the $50 million aggregate principal amount of notes (the “Notes”) outstanding pursuant to the A&R Note Purchase Agreement from October 1, 2023 to September 1, 2024; (iii) an amendment fee payable by the Company at maturity equal to 1.00% of the principal balance of the Notes on the Effective Date; (iv) a due date for the next interest payment on the date that is 30 days from the Effective Date, which interest payment was originally due on July 3, 2023; (v) following the Company’s entry into a Transaction Support Agreement (as defined below), the payment-in-kind of the quarterly interest payments that are due following the n","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-011736","anchor_url":"https://secwatch.observer/filing/0001558370-23-011736#claim-2ce881558a1e64f1f7dd258400183b7cf6baf082","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023011736/0001558370-23-011736-index.htm"},{"fact_type":"material_agreement","fact_key":"b9e455b090b0fbfe276c6ed88fed44958658a44e","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-07-07T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Fourth Amendment","agreement_type":"notes_offering","counterparty":"Goldman Sachs Specialty Lending Group, L.P., as collateral agent, and the purchaser party thereto","effective_date":"2023-07-06","item_codes_triggered":["1.01"],"value_text":"$50 million"},"claim":"Capstone Energy Plus, Inc. amended Fourth Amendment with Goldman Sachs Specialty Lending Group, L.P., as collateral agent, and the purchaser party thereto valued at $50 million (effective 2023-07-06).","evidence_excerpt":"On July 6, 2023 (the “Effective Date”), Capstone Green Energy Corporation (the “Company”) entered into a Fourth Amendment (the “Fourth Amendment”) to the Amended and Restated Note Purchase Agreement dated October 1, 2020 (the “A&R Note Purchase Agreement”) among the Company, certain subsidiaries of the Company, Goldman Sachs Specialty Lending Group, L.P. (as successor in interest to Goldman Sachs Specialty Lending Holdings, Inc.), as collateral agent (“Goldman” or the “Collateral Agent”) and the purchaser party thereto (the “Purchaser”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-011736","anchor_url":"https://secwatch.observer/filing/0001558370-23-011736#claim-b9e455b090b0fbfe276c6ed88fed44958658a44e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023011736/0001558370-23-011736-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"1f42e82adad9fb1037b0a8ecb1a26d10c7af172a","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-03-31T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"market_value","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-03-28","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(b)(2)","5550(b)(1)","5550(b)(3)"],"rules_cited_in_text":true},"claim":"Capstone Energy Plus, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5550(b)(2), 5550(b)(1), 5550(b)(3)).","evidence_excerpt":"March 28, 2023, Capstone Green Energy Corporation (the “Company”) received a written notice (the “Notice”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that for the last 30 consecutive business days, the Company’s Market Value of Listed Securities (“MVLS”) was below the minimum of $35 million required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(b)(2). The Notice states that the Company also does not meet the requirements under Listing Rules 5550(b)(1) and 5550(b)(3), which set forth alt","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-23-005275","anchor_url":"https://secwatch.observer/filing/0001558370-23-005275#claim-1f42e82adad9fb1037b0a8ecb1a26d10c7af172a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023005275/0001558370-23-005275-index.htm"},{"fact_type":"executive_change","fact_key":"52e52a679b","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-03-06T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":null,"interim":true,"role":"interim Chief Financial Officer and Principal Financial Officer","role_category":"cfo","successor_name":"John J. Juric","successor_named":true},"claim":"Scott W. Robinson resigned as interim Chief Financial Officer and Principal Financial Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"Scott W. Robinson, the current interim Chief Financial Officer and Principal Financial Officer of the Company, delivered his resignation to the Board.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-23-002916","anchor_url":"https://secwatch.observer/filing/0001558370-23-002916#claim-52e52a679b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023002916/0001558370-23-002916-index.htm"},{"fact_type":"executive_change","fact_key":"ebaf7f08eb","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-03-06T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-03-06","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"John J. Juric was appointed as Chief Financial Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"On March 2, 2023, the Board of Directors of the Company (the “Board”) appointed John J. Juric as Chief Financial Officer (serving as the Company’s Principal Financial Officer) of the Company, effective March 6, 2023","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-23-002916","anchor_url":"https://secwatch.observer/filing/0001558370-23-002916#claim-ebaf7f08eb","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023002916/0001558370-23-002916-index.htm"},{"fact_type":"earnings_release","fact_key":"488c86652a51a78773b3af9ac884694df8eb7637","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2023-02-13T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$5.2 million","period_text":"Third quarter ended December 31, 2022","report_date":"2023-02-13","result_type":"reported_results","revenue_text":"$19.6 million"},"claim":"Capstone Energy Plus, Inc. reported Third quarter ended December 31, 2022 results: revenue $19.6 million, net income $5.2 million.","evidence_excerpt":"and Chief Executive Officer of Capstone Green Energy. Third Quarter and Nine Months Fiscal 2023 Highlights: ◾ Revenues for the third quarter ending December 31, 2022, were $19.6 million, down 6% from $20.8 million in revenue during the second quarter ended September 30, 2022, and down 5% from $20.6 million in the year-ago third quarter. ◾ Revenues for the first","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-23-001190","anchor_url":"https://secwatch.observer/filing/0001558370-23-001190#claim-488c86652a51a78773b3af9ac884694df8eb7637","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837023001190/0001558370-23-001190-index.htm"},{"fact_type":"earnings_release","fact_key":"a1cc77d0757e8e0a119358117dddf26c82e4dbf4","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-11-14T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"Net loss of $4.9 million","period_text":"second quarter ended September 30, 2022","report_date":"2022-11-14","result_type":"reported_results","revenue_text":"$20.8 million"},"claim":"Capstone Energy Plus, Inc. reported second quarter ended September 30, 2022 results: revenue $20.8 million, net income Net loss of $4.9 million.","evidence_excerpt":"execute on its Energy-as-a-Service (EaaS) business plan. Second Quarter and First Half Fiscal 2023 Highlights: ◾ Revenues for the second quarter ending September 30, 2022, were $20.8 million, up 11% from $18.7 million in revenue during the first quarter ended June 30, 2022, and up 21% from $17.2 million in the year-ago September quarter. ◾ Revenues for the first half","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001558370-22-017802","anchor_url":"https://secwatch.observer/filing/0001558370-22-017802#claim-a1cc77d0757e8e0a119358117dddf26c82e4dbf4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022017802/0001558370-22-017802-index.htm"},{"fact_type":"executive_change","fact_key":"cf1800c0c6","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-09-30T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-09-26","interim":false,"role":"Chief Accounting Officer and Controller","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Celia Fanning was appointed as Chief Accounting Officer and Controller at Capstone Energy Plus, Inc..","evidence_excerpt":"On September 19, 2022, Capstone Green Energy Corporation (the “Company”) appointed Celia Fanning as the Company’s Chief Accounting Officer and Controller, effective September 26, 2022 (the “Effective Date”).","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-014729","anchor_url":"https://secwatch.observer/filing/0001558370-22-014729#claim-cf1800c0c6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022014729/0001558370-22-014729-index.htm"},{"fact_type":"executive_change","fact_key":"68decc4b09","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-07-11T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":null,"interim":true,"role":"Interim Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Scott Robinson was appointed as Interim Chief Financial Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"On July 8, 2022, the Board of Directors of Capstone Green Energy Corporation (the “Company”) appointed Scott Robinson as Interim Chief Financial Officer (serving as the Company’s principal financial officer and principal accounting officer), Treasurer and Secretary (“Interim CFO”) of the Company, effective on the first day following the CFO Transition Date, until the position of Chief Financial Officer, which is the subject of a nationwide search, is permanently filled.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-010599","anchor_url":"https://secwatch.observer/filing/0001558370-22-010599#claim-68decc4b09","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022010599/0001558370-22-010599-index.htm"},{"fact_type":"executive_change","fact_key":"acda04e0e7","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-07-11T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2022-07-08","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":"Scott Robinson","successor_named":true},"claim":"Frederick S. Hencken III resigned as Chief Financial Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"As previously announced, on June 20, 2022, Frederick S. Hencken III, the current Chief Financial Officer of Capstone Green Energy Corporation (the “Company”), notified the Company of his resignation and of his intentions to depart the Company on July 8, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-010599","anchor_url":"https://secwatch.observer/filing/0001558370-22-010599#claim-acda04e0e7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022010599/0001558370-22-010599-index.htm"},{"fact_type":"executive_change","fact_key":"5028cb5400","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-06-24T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2022-07-08","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Frederick S. Hencken III resigned as Chief Financial Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"On June 20, 2022, Frederick S. Hencken III notified Capstone Green Energy Corporation (the Company”) of his resignation as Chief Financial Officer (serving as principal financial officer and principal accounting officer) of the Company to pursue another professional opportunity.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-010279","anchor_url":"https://secwatch.observer/filing/0001558370-22-010279#claim-5028cb5400","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022010279/0001558370-22-010279-index.htm"},{"fact_type":"executive_change","fact_key":"1ee7a90111","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-03-25T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2022-03-24","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Paul DeWeese resigned as Director at Capstone Energy Plus, Inc..","evidence_excerpt":"On March 24, 2022, Paul DeWeese provided notice of his resignation as a member of the Board of Directors of the Company, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-004326","anchor_url":"https://secwatch.observer/filing/0001558370-22-004326#claim-1ee7a90111","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022004326/0001558370-22-004326-index.htm"},{"fact_type":"executive_change","fact_key":"676deb3c30","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-03-25T23:59:59+00:00","payload":{"action":"appointed","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2022-03-24","interim":false,"role":"Chief Accounting Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Frederick S. Hencken III was appointed as Chief Accounting Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"Mr. Frederick S. Hencken III has assumed the role of Chief Accounting Officer.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-004326","anchor_url":"https://secwatch.observer/filing/0001558370-22-004326#claim-676deb3c30","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022004326/0001558370-22-004326-index.htm"},{"fact_type":"executive_change","fact_key":"e7b6f35bc4","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-03-25T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2022-03-24","interim":false,"role":"Chief Accounting Officer","role_category":"other_named_officer","successor_name":"Frederick S. Hencken III","successor_named":true},"claim":"Neshan 'Nino' Tavitian resigned as Chief Accounting Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"On March 24, 2022, Mr. Tavitian tendered his resignation effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-004326","anchor_url":"https://secwatch.observer/filing/0001558370-22-004326#claim-e7b6f35bc4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022004326/0001558370-22-004326-index.htm"},{"fact_type":"executive_change","fact_key":"63e6654f68","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-03-03T23:59:59+00:00","payload":{"action":"assumed the role of Chief Accounting Officer","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2022-02-28","interim":false,"role":"Chief Accounting Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Frederick S. Hencken III changed role as Chief Accounting Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"In his absence, Mr. Frederick S. Hencken III has assumed the role of Chief Accounting Officer.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-002729","anchor_url":"https://secwatch.observer/filing/0001558370-22-002729#claim-63e6654f68","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022002729/0001558370-22-002729-index.htm"},{"fact_type":"executive_change","fact_key":"05ae82943f","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-03-03T23:59:59+00:00","payload":{"action":"furloughed","action_category":"departure","departure_tone":"routine","effective_date":"2022-02-28","interim":true,"role":"Chief Accounting Officer","role_category":"other_named_officer","successor_name":"Frederick S. Hencken III","successor_named":true},"claim":"Neshan Tavitian departed as Chief Accounting Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"the Company also furloughed Neshan “Nino” Tavitian, the Company’s Chief Accounting Officer, effective February 28, 2022, for 120 days.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-002729","anchor_url":"https://secwatch.observer/filing/0001558370-22-002729#claim-05ae82943f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022002729/0001558370-22-002729-index.htm"},{"fact_type":"executive_change","fact_key":"900352476b","cik":1009759,"ticker":"CGEH","company_name":"Capstone Energy Plus, Inc.","filed_at":"2022-03-03T23:59:59+00:00","payload":{"action":"terminated","action_category":"departure","departure_tone":"routine","effective_date":"2022-04-01","interim":false,"role":"Chief Revenue Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"James Crouse was terminated as Chief Revenue Officer at Capstone Energy Plus, Inc..","evidence_excerpt":"the employment of James Crouse, the Chief Revenue Officer of the Company, will terminate effective April 1, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001558370-22-002729","anchor_url":"https://secwatch.observer/filing/0001558370-22-002729#claim-900352476b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1009759/000155837022002729/0001558370-22-002729-index.htm"}]}