{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-05T23:40:00.137837+00:00","company":{"ticker":"CLRCF","cik":1903392,"company_name":"ClimateRock"},"pagination":{"limit":100,"returned":12,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"executive_change","fact_key":"926bcc9321","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2025-04-14T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-04-13","interim":true,"role":"Interim Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Michael Geary was appointed as Interim Chief Financial Officer at ClimateRock.","evidence_excerpt":"On April 13, 2025, Michael Geary was appointed to serve as Interim Chief Financial Officer of ClimateRock, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-031580","anchor_url":"https://secwatch.observer/filing/0001213900-25-031580#claim-926bcc9321","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390025031580/0001213900-25-031580-index.htm"},{"fact_type":"executive_change","fact_key":"624fe2c1a6","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2025-04-01T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"not_disclosed","effective_date":"2025-03-26","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Abhishek Bawa resigned as Chief Financial Officer at ClimateRock.","evidence_excerpt":"On March 26, 2025, Abhishek Bawa notified the board of directors (the \"Board\") of ClimateRock (the \"Company\") of his resignation as Chief Financial Officer of the Company, effective on March 26, 2025.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001213900-25-027275","anchor_url":"https://secwatch.observer/filing/0001213900-25-027275#claim-624fe2c1a6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390025027275/0001213900-25-027275-index.htm"},{"fact_type":"executive_change","fact_key":"11a0fafa81","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-05-21T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-05-20","interim":false,"role":"Director; Chair of Audit Committee","role_category":"director","successor_name":null,"successor_named":false},"claim":"Dariusz Sliwinski was appointed as Director; Chair of Audit Committee at ClimateRock.","evidence_excerpt":"On May 20, 2024, the Board of Directors (the “ Board ”) of ClimateRock, a Cayman Islands exempted company (the “ Company ”), appointed Dariusz Sliwinski as a director, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-24-045646","anchor_url":"https://secwatch.observer/filing/0001213900-24-045646#claim-11a0fafa81","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024045646/0001213900-24-045646-index.htm"},{"fact_type":"shareholder_vote","fact_key":"53b760822cbe8dc9640de663dc8b6ece04bd2e5b","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-05-03T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-04-29","outcome":"passed","proposal_text":"ratify the selection of UHY LLP as independent auditor for 2024","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"0","votes_against":"0","votes_for":"2,939,637","votes_withheld":null}]},"claim":"ClimateRock shareholders approved ratify the selection of UHY LLP as independent auditor for 2024 at the 2024-04-29 meeting.","evidence_excerpt":"3. Auditor Ratification Proposal For Against Abstain 2,939,637 0 0 Accordingly, the Auditor Ratification Proposal was approved.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-24-039706","anchor_url":"https://secwatch.observer/filing/0001213900-24-039706#claim-53b760822cbe8dc9640de663dc8b6ece04bd2e5b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024039706/0001213900-24-039706-index.htm"},{"fact_type":"shareholder_vote","fact_key":"a4aa68ac64c489a90f3de4ce496c4e902840fce8","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-05-03T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-04-29","outcome":"passed","proposal_text":"amendment to permit the Board, in its sole discretion, to elect to wind up the Company’s operations on an earlier date than May 2, 2025","proposal_type":"charter_amendment","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"0","votes_against":"0","votes_for":"2,939,637","votes_withheld":null}]},"claim":"ClimateRock shareholders approved amendment to permit the Board, in its sole discretion, to elect to wind up the Company’s operations on an earlier date than May 2, 2025 at the 2024-04-29 meeting.","evidence_excerpt":"2. Liquidation Amendment Proposal For Against Abstain 2,939,637 0 0 Accordingly, the Liquidation Amendment Proposal was approved.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-24-039706","anchor_url":"https://secwatch.observer/filing/0001213900-24-039706#claim-a4aa68ac64c489a90f3de4ce496c4e902840fce8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024039706/0001213900-24-039706-index.htm"},{"fact_type":"shareholder_vote","fact_key":"11ceba5d6331383d7c4159fbef338c750420a4b1","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-05-03T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-04-29","outcome":"passed","proposal_text":"amendment to extend the date by which the Company has to consummate an initial business combination from May 2, 2024 to May 2, 2025","proposal_type":"charter_amendment","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"0","votes_against":"1,009","votes_for":"2,938,628","votes_withheld":null}]},"claim":"ClimateRock shareholders approved amendment to extend the date by which the Company has to consummate an initial business combination from May 2, 2024 to May 2, 2025 at the 2024-04-29 meeting.","evidence_excerpt":"1. Extension Amendment Proposal For Against Abstain 2,938,628 1,009 0 Accordingly, the Extension Amendment Proposal was approved.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-24-039706","anchor_url":"https://secwatch.observer/filing/0001213900-24-039706#claim-11ceba5d6331383d7c4159fbef338c750420a4b1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024039706/0001213900-24-039706-index.htm"},{"fact_type":"debt_financing","fact_key":"94abde0cf84633e5801446ac41b34e97bef9b368","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-05-03T23:59:59+00:00","payload":{"counterparty":"U.N. SDG Support LLC","effective_date":"2024-04-30","event":"incurrence","instrument_type":"loan","interest_rate_text":"no interest","item_codes_triggered":["2.03"],"maturity_text":"upon the earlier of (a) the date of the consummation of the Business Combination, and (b) the date of the liquidation of the Company","principal_text":"up to $600,000"},"claim":"ClimateRock incurred loan of up to $600,000 with U.N. SDG Support LLC at no interest maturing upon the earlier of (a) the date of the consummation of the Business Combination, and (b) the date of the liquidation of the Company.","evidence_excerpt":"On April 30, 2024, ClimateRock (the “ Company ” or “ we ”) issued a promissory note (the “ Note ”) in the aggregate principal amount of up to $600,000 (the “ Extension Funds ”) to U.N. SDG Support LLC, a Delaware limited liability company, the Company’s sponsor (the “ Sponsor ”), pursuant to which the Extension Funds will be deposited into the Company’s trust account (the “ Trust Account ”) for the benefit of each outstanding Class A ordinary share of the Company (“ Public Share ”) that was not redeemed in connection with the extension of the Company’s termination date from May 2, 2024 to May 2, 2025.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-24-039706","anchor_url":"https://secwatch.observer/filing/0001213900-24-039706#claim-94abde0cf84633e5801446ac41b34e97bef9b368","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024039706/0001213900-24-039706-index.htm"},{"fact_type":"material_agreement","fact_key":"6f170ce3fda41b201508e7025247c18a5dfb1117","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-05-03T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Note","agreement_type":"unknown","counterparty":"U.N. SDG Support LLC","effective_date":"2024-04-30","item_codes_triggered":["1.01"],"value_text":"up to $600,000"},"claim":"ClimateRock entered into Note with U.N. SDG Support LLC valued at up to $600,000 (effective 2024-04-30).","evidence_excerpt":"On April 30, 2024, ClimateRock (the “ Company ” or “ we ”) issued a promissory note (the “ Note ”) in the aggregate principal amount of up to $600,000 (the “ Extension Funds ”) to U.N. SDG Support LLC, a Delaware limited liability company, the Company’s sponsor (the “ Sponsor ”), pursuant to which the Extension Funds will be deposited into the Company’s trust account","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-24-039706","anchor_url":"https://secwatch.observer/filing/0001213900-24-039706#claim-6f170ce3fda41b201508e7025247c18a5dfb1117","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024039706/0001213900-24-039706-index.htm"},{"fact_type":"executive_change","fact_key":"da32ccc3a4","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-04-25T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2024-04-26","interim":false,"role":"Independent Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Randolph Sesson, Jr. resigned as Independent Director at ClimateRock.","evidence_excerpt":"On April 24, 2024, the Company received a notice from Mr. Randolph Sesson, Jr., an independent director of the Company, of his decision to resign as a member of the Board and all committees thereof, effective April 26, 2024.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001213900-24-036270","anchor_url":"https://secwatch.observer/filing/0001213900-24-036270#claim-da32ccc3a4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024036270/0001213900-24-036270-index.htm"},{"fact_type":"executive_change","fact_key":"c50a26da3a","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-04-25T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2024-04-26","interim":false,"role":"Independent Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Caroline Harding resigned as Independent Director at ClimateRock.","evidence_excerpt":"On April 19, 2024, ClimateRock, a Cayman Islands exempted company (the “Company”), received a notice from Ms. Caroline Harding, an independent director of the Company, of her decision to resign as a member of the Company’s board of directors (the “Board”) and all committees thereof, effective April 26, 2024.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001213900-24-036270","anchor_url":"https://secwatch.observer/filing/0001213900-24-036270#claim-c50a26da3a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024036270/0001213900-24-036270-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"195d53f8f8d7d6a127fb3fbf89baf6780654cc18","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-04-12T23:59:59+00:00","payload":{"company_response":"none","compliance_status":"plan_due","cure_deadline":"2024-10-07","deficiency_type":"shareholders","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":false,"minimum_requirement":"400 public holders","notice_date":"2024-04-10","notice_type":"deficiency_notice","plan_due_date":"2024-05-25","raw_rule_text":null,"reported_value":null,"rule_numbers":["5450(a)(2)"],"rules_cited_in_text":true},"claim":"ClimateRock received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).","evidence_excerpt":"April 10, 2024, ClimateRock (the “Company”) received a deficiency letter from the Listing Qualifications Department (the “Staff”)\nof the Nasdaq Stock Market (“Nasdaq”) notifying the Company that the Company’s public holders of its Class A ordinary\nshares (“Public Holders”) were below the 400 Public Holders minimum requirement for continued inclusion on The Nasdaq Global\nMarket pursuant to Nasdaq Listing Rule 5450(a)(2) (the “Public Holders Requirement”). The notifications received\nhave no immediate effect on the Company’s Nasdaq listing. The Nasdaq rules provide the Company 45 calendar days to","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-24-032624","anchor_url":"https://secwatch.observer/filing/0001213900-24-032624#claim-195d53f8f8d7d6a127fb3fbf89baf6780654cc18","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024032624/0001213900-24-032624-index.htm"},{"fact_type":"auditor_change","fact_key":"6d3b667645e4ce6c093d05b6570b1154e3af6ab6","cik":1903392,"ticker":"CLRCF","company_name":"ClimateRock","filed_at":"2024-03-08T23:59:59+00:00","payload":{"action":"non_reliance","auditor_name":"UHY LLP","disagreement_text":null,"effective_date":"2024-03-05","item_codes_triggered":["4.02"],"non_reliance_signal":"non_reliance","successor_auditor_name":null},"claim":"ClimateRock reported that prior financial statements should not be relied upon.","evidence_excerpt":"should no longer be relied upon due to the classification errors described above.","confidence":0.4,"filing_url":"https://secwatch.observer/filing/0001213900-24-021120","anchor_url":"https://secwatch.observer/filing/0001213900-24-021120#claim-6d3b667645e4ce6c093d05b6570b1154e3af6ab6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1903392/000121390024021120/0001213900-24-021120-index.htm"}]}