{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T18:13:44.982924+00:00","company":{"ticker":"COF","cik":927628,"company_name":"CAPITAL ONE FINANCIAL CORP"},"pagination":{"limit":100,"returned":40,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Discover Financial Services","detail":"merger","count":1,"first_seen":"2024-02-22T23:59:59+00:00","last_seen":"2024-02-22T23:59:59+00:00","evidence_fact_ids":[73359]}],"ma_counterparty":[{"display_name":"Discover Financial Services","detail":"acquisition","count":1,"first_seen":"2025-05-19T23:59:59+00:00","last_seen":"2025-05-19T23:59:59+00:00","evidence_fact_ids":[82464]}]},"facts":[{"fact_type":"shareholder_vote","fact_key":"0fc249f283e81dcd562cacb323e8e07bf8366d5d","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2026-05-08T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-08","outcome":"failed","proposal_text":"Stockholder proposal to require a shareholder vote on golden parachute arrangements","proposal_type":"other","results":[{"broker_non_votes":"59,172,662","subject":null,"votes_abstain":"1,340,755","votes_against":"465,307,082","votes_for":"30,601,072","votes_withheld":"0"}]},"claim":"CAPITAL ONE FINANCIAL CORP shareholders rejected Stockholder proposal to require a shareholder vote on golden parachute arrangements at the 2026-05-08 meeting.","evidence_excerpt":"Stockholder proposal to require a shareholder vote on golden parachute arrangements 30,601,072 465,307,082 1,340,755 59,172,662","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0000927628-26-000050","anchor_url":"https://secwatch.observer/filing/0000927628-26-000050#claim-0fc249f283e81dcd562cacb323e8e07bf8366d5d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762826000050/0000927628-26-000050-index.htm"},{"fact_type":"shareholder_vote","fact_key":"3457b0b442f57f0fb7eaa6d9d34fb8298fdbf563","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2026-05-08T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-08","outcome":"passed","proposal_text":"Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2026","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"470,897","votes_against":"29,566,436","votes_for":"526,384,238","votes_withheld":"0"}]},"claim":"CAPITAL ONE FINANCIAL CORP shareholders approved Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2026 at the 2026-05-08 meeting.","evidence_excerpt":"Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2026 526,384,238 29,566,436 470,897 —","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0000927628-26-000050","anchor_url":"https://secwatch.observer/filing/0000927628-26-000050#claim-3457b0b442f57f0fb7eaa6d9d34fb8298fdbf563","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762826000050/0000927628-26-000050-index.htm"},{"fact_type":"shareholder_vote","fact_key":"380821976c806f7e72d22c730582d17d1abc3b1b","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2026-05-08T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-08","outcome":"passed","proposal_text":"Advisory Approval of the Company’s 2025 Named Executive Officer Compensation","proposal_type":"say_on_pay","results":[{"broker_non_votes":"59,172,662","subject":null,"votes_abstain":"766,940","votes_against":"81,945,395","votes_for":"414,536,574","votes_withheld":"0"}]},"claim":"CAPITAL ONE FINANCIAL CORP shareholders approved Advisory Approval of the Company’s 2025 Named Executive Officer Compensation at the 2026-05-08 meeting.","evidence_excerpt":"Advisory Approval of the Company’s 2025 Named Executive Officer Compensation 414,536,574 81,945,395 766,940 59,172,662","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0000927628-26-000050","anchor_url":"https://secwatch.observer/filing/0000927628-26-000050#claim-380821976c806f7e72d22c730582d17d1abc3b1b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762826000050/0000927628-26-000050-index.htm"},{"fact_type":"shareholder_vote","fact_key":"12bcdc93ff644dbf724e5cdbf7d604d01170ca52","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2026-05-08T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-08","outcome":"passed","proposal_text":"Election of Directors","proposal_type":"director_election","results":[{"broker_non_votes":"59,172,662","subject":"Richard D. 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Harford","votes_abstain":"377,891","votes_against":"1,516,273","votes_for":"495,354,745","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"Peter Thomas Killalea","votes_abstain":"385,750","votes_against":"16,664,848","votes_for":"480,198,311","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"Cornelis Petrus Adrianus Joseph (“Eli”) Leenaars","votes_abstain":"394,797","votes_against":"5,939,528","votes_for":"490,914,584","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"François Locoh-Donou","votes_abstain":"693,054","votes_against":"24,326,557","votes_for":"472,229,298","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"Peter E. Raskind","votes_abstain":"465,651","votes_against":"24,433,499","votes_for":"472,349,759","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"Eileen Serra","votes_abstain":"365,703","votes_against":"5,747,035","votes_for":"491,136,171","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"Mayo A. Shattuck III","votes_abstain":"387,224","votes_against":"15,944,240","votes_for":"480,917,445","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"J. Michael Shepherd","votes_abstain":"379,378","votes_against":"882,974","votes_for":"495,986,557","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"Craig Anthony Williams","votes_abstain":"673,518","votes_against":"7,069,747","votes_for":"489,505,644","votes_withheld":"0"},{"broker_non_votes":"59,172,662","subject":"Jennifer L. Wong","votes_abstain":"366,361","votes_against":"25,407,809","votes_for":"471,474,739","votes_withheld":"0"}]},"claim":"CAPITAL ONE FINANCIAL CORP shareholders approved Election of Directors at the 2026-05-08 meeting.","evidence_excerpt":"Election of Directors: Richard D. Fairbank 477,267,709 19,631,294 349,906 59,172,662 Ime Archibong 490,969,545 5,899,492 379,872 59,172,662 Christine Detrick 495,300,811 1,570,961 377,137 59,172,662 Suni P. Harford 495,354,745 1,516,273 377,891 59,172,662 Peter Thomas Killalea 480,198,311 16,664,848 385,750 59,172,662 Cornelis Petrus Adrianus Joseph (“Eli”) Leenaars 490,914,584 5,939,528 394,797 59,172,662 François Locoh-Donou 472,229,298 24,326,557 693,054 59,172,662 Peter E. Raskind 472,349,759 24,433,499 465,651 59,172,662 Eileen Serra 491,136,171 5,747,035 365,703 59,172,662 Mayo A. Shattuck III 480,917,445 15,944,240 387,224 59,172,662 J. Michael Shepherd 495,986,557 882,974 379,378 59,172,662 Craig Anthony Williams 489,505,644 7,069,747 673,518 59,172,662 Jennifer L. Wong 471,474,739 25,407,809 366,361 59,172,662","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0000927628-26-000050","anchor_url":"https://secwatch.observer/filing/0000927628-26-000050#claim-12bcdc93ff644dbf724e5cdbf7d604d01170ca52","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762826000050/0000927628-26-000050-index.htm"},{"fact_type":"earnings_release","fact_key":"513def1105c86f4bc0a360e2be9d3b85933936bd","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2026-04-21T23:59:59+00:00","payload":{"eps_text":"$3.34 per diluted common share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$2.2 billion","period_text":"the first quarter ended March 31, 2026","report_date":"2026-04-21","result_type":"reported_results","revenue_text":"$15.2 billion"},"claim":"CAPITAL ONE FINANCIAL CORP reported the first quarter ended March 31, 2026 results: revenue $15.2 billion, net income $2.2 billion, EPS $3.34 per diluted common share.","evidence_excerpt":"first quarter of 2026 compared with the fourth quarter of 2025 unless otherwise noted. First Quarter 2026 Income Statement Summary: • Total net revenue decreased 2 percent to $15.2 billion. • Total non-interest expense decreased 9 percent to $8.5 billion: ◦ 23 percent decrease in marketing. ◦ 6 percent decrease in operating expenses. • Pre-provision earnings (2)","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000927628-26-000039","anchor_url":"https://secwatch.observer/filing/0000927628-26-000039#claim-513def1105c86f4bc0a360e2be9d3b85933936bd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762826000039/0000927628-26-000039-index.htm"},{"fact_type":"governance_change","fact_key":"7e4815dae039d8005184cd24c5b8517451773db6","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2025-06-30T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-06-30","item_codes_triggered":["5.03"],"summary_text":"Filed Certificate of Elimination to remove Series P Preferred Stock designation from the Restated Certificate of Incorporation following redemption of all outstanding shares."},"claim":"CAPITAL ONE FINANCIAL CORP: Filed Certificate of Elimination to remove Series P Preferred Stock designation from the Restated Certificate of Incorporation following redemption of all outstanding shares (effective 2025-06-30).","evidence_excerpt":"On June 30, 2025, Capital One Financial Corporation (the “Company”) filed a Certificate of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware eliminating from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations (the “Certificate of Designations”) with respect to its 6.125% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series P (the “Series P Preferred Stock”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-25-152658","anchor_url":"https://secwatch.observer/filing/0001193125-25-152658#claim-7e4815dae039d8005184cd24c5b8517451773db6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000119312525152658/0001193125-25-152658-index.htm"},{"fact_type":"executive_change","fact_key":"bd59992cbd","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2025-06-05T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-05-18","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Jennifer L. Wong was appointed as Director at CAPITAL ONE FINANCIAL CORP.","evidence_excerpt":"As reported on the Original 8-K, as of the Effective Time (as defined in the Original 8-K), the Capital One board of directors (the 'Board') increased its size to 15 directors and appointed each of Thomas G. Maheras, Michael Shepherd and Jennifer L. Wong (each, a 'New Director' and, collectively, the 'New Directors') to join the Board.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000927628-25-000199","anchor_url":"https://secwatch.observer/filing/0000927628-25-000199#claim-bd59992cbd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762825000199/0000927628-25-000199-index.htm"},{"fact_type":"executive_change","fact_key":"1961d4ff3b","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2025-06-05T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-05-18","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Michael Shepherd was appointed as Director at CAPITAL ONE FINANCIAL CORP.","evidence_excerpt":"As reported on the Original 8-K, as of the Effective Time (as defined in the Original 8-K), the Capital One board of directors (the 'Board') increased its size to 15 directors and appointed each of Thomas G. 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Maheras was appointed as Director at CAPITAL ONE FINANCIAL CORP.","evidence_excerpt":"As reported on the Original 8-K, as of the Effective Time (as defined in the Original 8-K), the Capital One board of directors (the 'Board') increased its size to 15 directors and appointed each of Thomas G. Maheras, Michael Shepherd and Jennifer L. 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The issuance of shares of Capital One Common Stock, New Capital One Preferred Stock and New Capital One Depositary Shares in connection with","confidence":0.99,"filing_url":"https://secwatch.observer/filing/0001193125-25-122059","anchor_url":"https://secwatch.observer/filing/0001193125-25-122059#claim-17fc59edb694769831dc40361ac800c27564211a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000119312525122059/0001193125-25-122059-index.htm"},{"fact_type":"executive_change","fact_key":"91159e782e","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2025-05-19T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-05-19","interim":false,"role":"director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Jennifer L. Wong was appointed as director at CAPITAL ONE FINANCIAL CORP.","evidence_excerpt":"The three former directors of Discover appointed by the Board to fill the increase in the size of the Board referred to above, in each case effective as of the Effective Time, are as follows: Thomas G. Maheras, Michael Shepherd and Jennifer L. 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Maheras was appointed as director at CAPITAL ONE FINANCIAL CORP.","evidence_excerpt":"The three former directors of Discover appointed by the Board to fill the increase in the size of the Board referred to above, in each case effective as of the Effective Time, are as follows: Thomas G. Maheras, Michael Shepherd and Jennifer L. 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meeting.","evidence_excerpt":"Stockholder Proposal Director Election Resignation Bylaw Proposal 33,126,745 290,334,050 936,267 28,411,568","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000927628-24-000178","anchor_url":"https://secwatch.observer/filing/0000927628-24-000178#claim-d9611585db0834804f818e6cc4d14a7ab8143805","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762824000178/0000927628-24-000178-index.htm"},{"fact_type":"shareholder_vote","fact_key":"81f616ce5f3e727036f4847255b4feec99dfb0cc","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2024-05-03T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-05-02","outcome":"failed","proposal_text":"Report on Respecting Workforce Civil 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of the Company’s Seventh Amended and Restated 2004 Stock Incentive Plan at the 2023-05-04 meeting.","evidence_excerpt":"Approval and Adoption of the Company’s Seventh Amended and Restated 2004 Stock Incentive Plan 316,774,011 10,816,033 516,238 25,462,646","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000927628-23-000197","anchor_url":"https://secwatch.observer/filing/0000927628-23-000197#claim-a12933d65ddb97b4370c2364b24216465e87b8a4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762823000197/0000927628-23-000197-index.htm"},{"fact_type":"shareholder_vote","fact_key":"d7bd65643b6f66daf60a9ae7f77a1b4d130e49a4","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2023-05-09T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-04","outcome":"passed","proposal_text":"Advisory Approval of the Company’s 2022 Named Executive Officer 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25,462,646","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000927628-23-000197","anchor_url":"https://secwatch.observer/filing/0000927628-23-000197#claim-059d5ad701562c507f0e1d9e54025091a0feb81a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762823000197/0000927628-23-000197-index.htm"},{"fact_type":"shareholder_vote","fact_key":"ac5d0c03c6c7b4d03c85c15823973ef8b006a372","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2023-05-09T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-04","outcome":"passed","proposal_text":"Election of Directors","proposal_type":"director_election","results":[{"broker_non_votes":"25,462,646","subject":"Richard D. 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Raskind 316,745,505 10,854,789 505,988 25,462,646 Eileen Serra 325,793,306 1,816,620 496,356 25,462,646 Mayo A. Shattuck III 315,779,689 11,844,956 481,637 25,462,646 Bradford H. Warner 314,010,614 13,609,783 485,885 25,462,646 Craig Anthony Williams 324,989,711 2,648,999 467,572 25,462,646","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000927628-23-000197","anchor_url":"https://secwatch.observer/filing/0000927628-23-000197#claim-ac5d0c03c6c7b4d03c85c15823973ef8b006a372","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762823000197/0000927628-23-000197-index.htm"},{"fact_type":"earnings_release","fact_key":"0e7df11ef716d98fef0d65a794f1a9ec6d3fedb1","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2023-04-27T23:59:59+00:00","payload":{"eps_text":"$2.31 per diluted common share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$960 million","period_text":"the first quarter ended March 31, 2023","report_date":"2023-04-27","result_type":"reported_results","revenue_text":null},"claim":"CAPITAL ONE FINANCIAL CORP reported the first quarter ended March 31, 2023 results: net income $960 million, EPS $2.31 per diluted common share.","evidence_excerpt":"Capital One Reports First Quarter 2023 Net Income of $960 million, or $2.31 per share","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0000927628-23-000156","anchor_url":"https://secwatch.observer/filing/0000927628-23-000156#claim-0e7df11ef716d98fef0d65a794f1a9ec6d3fedb1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762823000156/0000927628-23-000156-index.htm"},{"fact_type":"earnings_release","fact_key":"7c91cec2b30a13a60c77ed4e01a841e784ee85ad","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2023-01-24T23:59:59+00:00","payload":{"eps_text":"$3.03 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$1.2 billion","period_text":"the fourth quarter ended December 31, 2022","report_date":"2023-01-24","result_type":"reported_results","revenue_text":"$9.0 billion"},"claim":"CAPITAL ONE FINANCIAL CORP reported the fourth quarter ended December 31, 2022 results: revenue $9.0 billion, net income $1.2 billion, EPS $3.03 per share.","evidence_excerpt":"fourth quarter of 2022 compared with the third quarter of 2022 unless otherwise noted. Fourth Quarter 2022 Income Statement Summary: • Total net revenue increased 3 percent to $9.0 billion. • Total non-interest expense increased 3 percent to $5.1 billion: ◦ 14 percent increase in marketing. ◦ less than 1 percent decrease in operating expenses. (1) This is a","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000927628-23-000014","anchor_url":"https://secwatch.observer/filing/0000927628-23-000014#claim-7c91cec2b30a13a60c77ed4e01a841e784ee85ad","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762823000014/0000927628-23-000014-index.htm"},{"fact_type":"executive_change","fact_key":"5fe5e986d7","cik":927628,"ticker":"COF","company_name":"CAPITAL ONE FINANCIAL CORP","filed_at":"2021-11-05T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2021-11-05","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Christine Detrick was appointed as Director at CAPITAL ONE FINANCIAL CORP.","evidence_excerpt":"On November 4, 2021, the Board of Directors (the “Board”) of Capital One Financial Corporation (the “Company”) appointed Christine Detrick to serve as a director, effective November 5, 2021.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000927628-21-000310","anchor_url":"https://secwatch.observer/filing/0000927628-21-000310#claim-5fe5e986d7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/927628/000092762821000310/0000927628-21-000310-index.htm"}]}