{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-04T14:25:09.217408+00:00","company":{"ticker":"CSWC","cik":17313,"company_name":"CAPITAL SOUTHWEST CORP"},"pagination":{"limit":100,"returned":11,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). 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LLC, SMBC Nikko Securities America, Inc., and Wells Fargo Securities, LLC at 5.950% maturing 2030.","evidence_excerpt":"in connection with the issuance and sale of $350.0 million in aggregate principal amount of the Company's 5.950% Notes due 2030","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000017313-25-000126","anchor_url":"https://secwatch.observer/filing/0000017313-25-000126#claim-cc8b3af611a79068a9bed277f844c9b0c1358c68","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/17313/000001731325000126/0000017313-25-000126-index.htm"},{"fact_type":"executive_change","fact_key":"5fd4289d68","cik":17313,"ticker":"CSWC","company_name":"CAPITAL SOUTHWEST CORP","filed_at":"2025-02-18T23:59:59+00:00","payload":{"action":"promoted","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-02-17","interim":false,"role":"Chief Financial Officer, Treasurer and Secretary","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Chris Rehberger was appointed as Chief Financial Officer, Treasurer and Secretary at CAPITAL SOUTHWEST CORP.","evidence_excerpt":"the Board also promoted Chris Rehberger, Executive Vice President of Finance and Treasurer of the Company, to the positions of Chief Financial Officer, Treasurer and Secretary of the Company, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000017313-25-000015","anchor_url":"https://secwatch.observer/filing/0000017313-25-000015#claim-5fd4289d68","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/17313/000001731325000015/0000017313-25-000015-index.htm"},{"fact_type":"executive_change","fact_key":"5421c246d3","cik":17313,"ticker":"CSWC","company_name":"CAPITAL SOUTHWEST CORP","filed_at":"2025-02-18T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-02-17","interim":false,"role":"Chief Financial Officer, Chief Compliance Officer and Secretary","role_category":"cfo","successor_name":"Chris Rehberger","successor_named":true},"claim":"Michael S. Sarner resigned as Chief Financial Officer, Chief Compliance Officer and Secretary at CAPITAL SOUTHWEST CORP.","evidence_excerpt":"Mr. Sarner resigned from his positions of Chief Financial Officer, Chief Compliance Officer and Secretary of the Company, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000017313-25-000015","anchor_url":"https://secwatch.observer/filing/0000017313-25-000015#claim-5421c246d3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/17313/000001731325000015/0000017313-25-000015-index.htm"},{"fact_type":"executive_change","fact_key":"db352be328","cik":17313,"ticker":"CSWC","company_name":"CAPITAL SOUTHWEST CORP","filed_at":"2025-02-18T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-02-17","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Michael S. Sarner was appointed as Director at CAPITAL SOUTHWEST CORP.","evidence_excerpt":"The Board also appointed Mr. Sarner to the Board to fill the vacancy on the Board created by Mr. Diehl’s transition, effective immediately, for a term expiring at the Company’s 2025 annual meeting of shareholders.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000017313-25-000015","anchor_url":"https://secwatch.observer/filing/0000017313-25-000015#claim-db352be328","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/17313/000001731325000015/0000017313-25-000015-index.htm"},{"fact_type":"executive_change","fact_key":"e65437baad","cik":17313,"ticker":"CSWC","company_name":"CAPITAL SOUTHWEST CORP","filed_at":"2025-02-18T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-02-17","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Michael S. 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Sarner, the Chief Financial Officer, Chief Compliance Officer and Secretary of the Company, to succeed Mr. Diehl as the President and Chief Executive Officer of the Company, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000017313-25-000015","anchor_url":"https://secwatch.observer/filing/0000017313-25-000015#claim-e65437baad","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/17313/000001731325000015/0000017313-25-000015-index.htm"},{"fact_type":"executive_change","fact_key":"df14d7f2e0","cik":17313,"ticker":"CSWC","company_name":"CAPITAL SOUTHWEST CORP","filed_at":"2025-02-18T23:59:59+00:00","payload":{"action":"stepping down","action_category":"departure","departure_tone":"routine","effective_date":"2025-02-17","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":"Michael S. Sarner","successor_named":true},"claim":"Bowen S. 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The SPV Facility provides for $150 million of initial commitments with (i) an increase to $200 million of total commitments on the earlier of (a) June 20, 2024, the three month anniversary of the effective date of the","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000017313-24-000012","anchor_url":"https://secwatch.observer/filing/0000017313-24-000012#claim-b4df1792a04238ae696facc47de8f7fa8e816fbe","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/17313/000001731324000012/0000017313-24-000012-index.htm"},{"fact_type":"material_agreement","fact_key":"6412f559428e26f8ffd0693bdf286738ed7788aa","cik":17313,"ticker":"CSWC","company_name":"CAPITAL SOUTHWEST CORP","filed_at":"2024-03-21T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Loan Financing and Servicing Agreement","agreement_type":"credit_facility","counterparty":"Deutsche Bank AG, New York Branch","effective_date":"2024-03-20","item_codes_triggered":["1.01"],"value_text":"$150 million initial commitments, increase to $200 million, accordion up to $400 million"},"claim":"CAPITAL SOUTHWEST CORP entered into Loan Financing and Servicing Agreement with Deutsche Bank AG, New York Branch valued at $150 million initial commitments, increase to $200 million, accordion up to $400 million (effective 2024-03-20).","evidence_excerpt":"On March 20, 2024, Capital Southwest Corporation (the “Company”) entered into a Loan Financing and Servicing Agreement (the “Loan Agreement”) for a special purpose vehicle financing credit facility (the “SPV Facility”) by and among Capital Southwest SPV LLC (“Capital Southwest SPV”), as borrower, the Company, as equityholder and servicer, Deutsche Bank AG, New York Branch (“Deutsche Bank”), as facility agent, U.S. Bank Trust Company, National Association as collateral agent, U.S. Bank National Association, as collateral custodian, and the lenders that are party thereto from time to time. The SPV Facility provides for $150 million of initial commitments with (i) an increase to $200 million of total commitments on the earlier of (a) June 20, 2024, the three month anniversary of the effective date of the Loan Agreement, or (b) the date requested by the Company, in its sole discretion, and (ii) an accordion feature that allows increases up to $400 million of total commitments from new and","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000017313-24-000012","anchor_url":"https://secwatch.observer/filing/0000017313-24-000012#claim-6412f559428e26f8ffd0693bdf286738ed7788aa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/17313/000001731324000012/0000017313-24-000012-index.htm"}]}