{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-28T15:37:57.338855+00:00","company":{"ticker":"CTM","cik":1877939,"company_name":"Castellum, Inc."},"pagination":{"limit":100,"returned":29,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Crom Cortana Fund LLC","detail":"equity_purchase","count":1,"first_seen":"2023-02-16T23:59:59+00:00","last_seen":"2023-02-16T23:59:59+00:00","evidence_fact_ids":[178882]},{"display_name":"Emil Kaunitz","detail":"notes_offering","count":1,"first_seen":"2024-02-23T23:59:59+00:00","last_seen":"2024-02-23T23:59:59+00:00","evidence_fact_ids":[72465]},{"display_name":"Global Technology and Management Resources, Inc.","detail":"merger","count":1,"first_seen":"2023-03-28T23:59:59+00:00","last_seen":"2023-03-28T23:59:59+00:00","evidence_fact_ids":[169023]},{"display_name":"Live Oak Banking Company","detail":"credit_facility","count":1,"first_seen":"2024-02-23T23:59:59+00:00","last_seen":"2024-02-23T23:59:59+00:00","evidence_fact_ids":[72462]},{"display_name":"Maxim Group LLC","detail":"underwriting","count":1,"first_seen":"2024-01-29T23:59:59+00:00","last_seen":"2024-01-29T23:59:59+00:00","evidence_fact_ids":[78897]},{"display_name":"Robert Eisiminger","detail":"notes_offering","count":1,"first_seen":"2024-02-23T23:59:59+00:00","last_seen":"2024-02-23T23:59:59+00:00","evidence_fact_ids":[72463]},{"display_name":"The Buckhout Charitable Remainder Trust","detail":"notes_offering","count":1,"first_seen":"2024-02-23T23:59:59+00:00","last_seen":"2024-02-23T23:59:59+00:00","evidence_fact_ids":[72464]},{"display_name":"former shareholders of Specialty Systems, Inc.","detail":"asset_purchase","count":1,"first_seen":"2024-02-23T23:59:59+00:00","last_seen":"2024-02-23T23:59:59+00:00","evidence_fact_ids":[72466]}]},"facts":[{"fact_type":"shareholder_vote","fact_key":"72db6bd0cfb86c6aacb14f4130c382ea94ab3103","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2026-05-20T20:01:13+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-19","outcome":"passed","proposal_text":"Amendment to the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to increase aggregate shares reserved to 13,000,000","proposal_type":"equity_plan","results":[{"broker_non_votes":"22,789,172","subject":null,"votes_abstain":"303,514","votes_against":"13,632,126","votes_for":"19,780,876","votes_withheld":null}]},"claim":"Castellum, Inc. shareholders approved Amendment to the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to increase aggregate shares reserved to 13,000,000 at the 2026-05-19 meeting.","evidence_excerpt":"Stockholders approved an amendment to the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to increase the aggregate number of shares reserved for issuance under the plan to 13,000,000. The votes regarding Proposal 3 are set forth below: For Against Abstentions Broker Non-Votes 19,780,876 13,632,126 303,514 22,789,172","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-26-000044","anchor_url":"https://secwatch.observer/filing/0001877939-26-000044#claim-72db6bd0cfb86c6aacb14f4130c382ea94ab3103","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793926000044/0001877939-26-000044-index.htm"},{"fact_type":"shareholder_vote","fact_key":"bc20ebdba63bb1c8a47d5102d35aa5650b67a77f","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2026-05-20T20:01:13+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-19","outcome":"passed","proposal_text":"Ratify the appointment of RSM US LLP as independent registered public accounting firm for fiscal year ended December 31, 2026","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"180,359","votes_against":"2,553,667","votes_for":"53,771,662","votes_withheld":null}]},"claim":"Castellum, Inc. shareholders approved Ratify the appointment of RSM US LLP as independent registered public accounting firm for fiscal year ended December 31, 2026 at the 2026-05-19 meeting.","evidence_excerpt":"Stockholders approved a proposal to ratify the Company’s appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2026. The votes regarding Proposal 2 are set forth below: For Against Abstentions 53,771,662 2,553,667 180,359","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-26-000044","anchor_url":"https://secwatch.observer/filing/0001877939-26-000044#claim-bc20ebdba63bb1c8a47d5102d35aa5650b67a77f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793926000044/0001877939-26-000044-index.htm"},{"fact_type":"shareholder_vote","fact_key":"1adf796618aa68e140e763500e5b5b5a81840a87","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2026-05-20T20:01:13+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-19","outcome":"passed","proposal_text":"Election of five directors","proposal_type":"director_election","results":[{"broker_non_votes":"22,789,172","subject":"Mark S. Alarie","votes_abstain":null,"votes_against":null,"votes_for":"26,773,763","votes_withheld":"6,942,753"},{"broker_non_votes":"22,789,172","subject":"John F. Campbell","votes_abstain":null,"votes_against":null,"votes_for":"26,063,019","votes_withheld":"7,653,497"},{"broker_non_votes":"22,789,172","subject":"Bernard S. Champoux","votes_abstain":null,"votes_against":null,"votes_for":"26,970,017","votes_withheld":"6,746,499"},{"broker_non_votes":"22,789,172","subject":"Glen R. Ives","votes_abstain":null,"votes_against":null,"votes_for":"29,097,115","votes_withheld":"4,619,401"},{"broker_non_votes":"22,789,172","subject":"C. Thomas McMillen","votes_abstain":null,"votes_against":null,"votes_for":"26,288,648","votes_withheld":"7,427,868"}]},"claim":"Castellum, Inc. shareholders approved Election of five directors at the 2026-05-19 meeting.","evidence_excerpt":"Stockholders elected five directors of the Company to hold office until the next Annual Meeting of Stockholders and until their successors are duly elected and qualify. The name of each director elected, and the votes cast for such individuals are set forth below: Name For Withheld Broker Non-Votes Mark S. Alarie 26,773,763 6,942,753 22,789,172 John F. Campbell 26,063,019 7,653,497 22,789,172 Bernard S. Champoux 26,970,017 6,746,499 22,789,172 Glen R. Ives 29,097,115 4,619,401 22,789,172 C. Thomas McMillen 26,288,648 7,427,868 22,789,172","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-26-000044","anchor_url":"https://secwatch.observer/filing/0001877939-26-000044#claim-1adf796618aa68e140e763500e5b5b5a81840a87","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793926000044/0001877939-26-000044-index.htm"},{"fact_type":"earnings_release","fact_key":"7ff20ff59fbfb26ff5a08dfc340650fcf32c682e","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2026-05-13T10:31:39+00:00","payload":{"eps_text":"$0.00 per basic and diluted share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"Net loss was $0.4 million","period_text":"the three months ended March 31, 2026","report_date":"2026-05-08","result_type":"reported_results","revenue_text":"$14.3 million"},"claim":"Castellum, Inc. reported the three months ended March 31, 2026 results: revenue $14.3 million, net income Net loss was $0.4 million, EPS $0.00 per basic and diluted share.","evidence_excerpt":"focused on the federal government, today announced its financial results for the three-month period (“Q1”) ended March 31, 2026. Q1 2026 Financial Highlights • Revenues of $14.3 million, up 23% as compared to $11.7 million in Q1 2025. • Gross profit of $5.1 million, up 11% as compared to $4.6 million in Q1 2025. • Adjusted EBITDA * was $0.4 million, compared to","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-26-000036","anchor_url":"https://secwatch.observer/filing/0001877939-26-000036#claim-7ff20ff59fbfb26ff5a08dfc340650fcf32c682e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793926000036/0001877939-26-000036-index.htm"},{"fact_type":"earnings_release","fact_key":"c1d3417864d02e62e46f8e91484183f934dba463","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2026-03-05T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$2.5 million","period_text":"year ended December 31, 2025","report_date":"2026-03-04","result_type":"reported_results","revenue_text":"$52.9 million"},"claim":"Castellum, Inc. reported year ended December 31, 2025 results: revenue $52.9 million, net income $2.5 million.","evidence_excerpt":"company focused on the federal government, announces certain unaudited highlights of its operating results for its year ended December 31, 2025. Revenue for 2025 increased to $52.9 million, representing an $8.1 million (15.2%) increase over $44.8 million in 2024. Operating loss improved to $2.8 million, a $4.4 million year-over-year improvement from an operating","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001877939-26-000012","anchor_url":"https://secwatch.observer/filing/0001877939-26-000012#claim-c1d3417864d02e62e46f8e91484183f934dba463","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793926000012/0001877939-26-000012-index.htm"},{"fact_type":"executive_change","fact_key":"98575f5adb","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2025-04-04T23:59:59+00:00","payload":{"action":null,"action_category":"appointment","departure_tone":"not_applicable","effective_date":null,"interim":false,"role":null,"role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"David T. Bell was appointed as other_named_officer at Castellum, Inc..","evidence_excerpt":"Mr. Bell will be entitled to an annual base salary of $290,000, and to participate in those benefit plans generally available to all employees of the Company.","confidence":0.6,"filing_url":"https://secwatch.observer/filing/0001877939-25-000030","anchor_url":"https://secwatch.observer/filing/0001877939-25-000030#claim-98575f5adb","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793925000030/0001877939-25-000030-index.htm"},{"fact_type":"executive_change","fact_key":"05887f729d","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-09-03T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-09-01","interim":false,"role":"Chief Operating Officer","role_category":"coo","successor_name":null,"successor_named":false},"claim":"Andrew \"Drew\" Merriman was appointed as Chief Operating Officer at Castellum, Inc..","evidence_excerpt":"Effective September 1, 2024, Andrew \"Drew\" Merriman was appointed as Chief Operating Officer of Castellum, Inc.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001877939-24-000066","anchor_url":"https://secwatch.observer/filing/0001877939-24-000066#claim-05887f729d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000066/0001877939-24-000066-index.htm"},{"fact_type":"executive_change","fact_key":"58082ed343","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-06-07T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2024-06-10","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Patricia Frost resigned as Director at Castellum, Inc..","evidence_excerpt":"Due to her full-time executive duties and monthly overseas travel commitments, Patricia Frost resigned from the Board of Directors effective June 10, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001877939-24-000046","anchor_url":"https://secwatch.observer/filing/0001877939-24-000046#claim-58082ed343","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000046/0001877939-24-000046-index.htm"},{"fact_type":"executive_change","fact_key":"1a702cbf8d","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-05-29T23:59:59+00:00","payload":{"action":"appointed","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2024-07-01","interim":false,"role":"Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Glen Ives was appointed as Chief Executive Officer at Castellum, Inc..","evidence_excerpt":"Glen Ives, currently the Chief Operating Officer of the Company, will become the new CEO, effective July 1, 2024.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001877939-24-000041","anchor_url":"https://secwatch.observer/filing/0001877939-24-000041#claim-1a702cbf8d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000041/0001877939-24-000041-index.htm"},{"fact_type":"executive_change","fact_key":"619b263dde","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-05-29T23:59:59+00:00","payload":{"action":"stepped down","action_category":"departure","departure_tone":"routine","effective_date":"2024-07-01","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":"Glen Ives","successor_named":true},"claim":"Mark C. Fuller departed as President and Chief Executive Officer at Castellum, Inc..","evidence_excerpt":"Mark C. Fuller, President and Chief Executive Officer (\"CEO\") of Castellum, Inc. (the \"Company\") will be stepping down from those positions effective July 1, 2024 to pursue other interests.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001877939-24-000041","anchor_url":"https://secwatch.observer/filing/0001877939-24-000041#claim-619b263dde","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000041/0001877939-24-000041-index.htm"},{"fact_type":"earnings_release","fact_key":"5cfdd9f4250c3605fedef7b62ff14df476688d91","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-05-15T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"first quarter ended March 31, 2024","report_date":"2024-05-15","result_type":"reported_results","revenue_text":"$11.3 million"},"claim":"Castellum, Inc. reported first quarter ended March 31, 2024 results: revenue $11.3 million.","evidence_excerpt":"company focused on the federal government, announces highlights of its operating results for its first quarter ended March 31, 2024. Revenue for the first quarter of 2024 was $11.3 million, up sequentially from $11.1 million during the fourth quarter of 2023. Gross profit was $4.5 million compared to $4.6 million during the fourth quarter of 2023 . Operating","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001877939-24-000038","anchor_url":"https://secwatch.observer/filing/0001877939-24-000038#claim-5cfdd9f4250c3605fedef7b62ff14df476688d91","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000038/0001877939-24-000038-index.htm"},{"fact_type":"material_agreement","fact_key":"e27f6c4295d75b832447f6e138cc0a4f7b6782a7","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-02-23T23:59:59+00:00","payload":{"action":"amendment","agreement_name":null,"agreement_type":"asset_purchase","counterparty":"former shareholders of Specialty Systems, Inc.","effective_date":"2024-02-22","item_codes_triggered":["1.01"],"value_text":"$720,000"},"claim":"Castellum, Inc. amended a asset purchase with former shareholders of Specialty Systems, Inc. valued at $720,000 (effective 2024-02-22).","evidence_excerpt":"As part of the transaction, the Company entered into an agreement with the former shareholders of SSI concerning, among other things, the amount and timing of the earnout payment owed under the terms of the agreement and plan of merger dated August 12, 2021, between the Company, SSI, and the other parties named therein.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-24-000011","anchor_url":"https://secwatch.observer/filing/0001877939-24-000011#claim-e27f6c4295d75b832447f6e138cc0a4f7b6782a7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000011/0001877939-24-000011-index.htm"},{"fact_type":"material_agreement","fact_key":"e6310d80b9645d3a46f9bc34b336513d0917d171","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-02-23T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Kaunitz Note","agreement_type":"notes_offering","counterparty":"Emil Kaunitz","effective_date":"2024-02-22","item_codes_triggered":["1.01"],"value_text":null},"claim":"Castellum, Inc. amended Kaunitz Note with Emil Kaunitz (effective 2024-02-22).","evidence_excerpt":"As part of the financing, the Company entered into an agreement to (i) extend the maturity date from December 31, 2024 to August 1, 2025 on the note payable dated August 12, 2021, in the principal amount of $400,000 that was issued to Emil Kaunitz in connection with the acquisition of Specialty Systems, Inc. (\"SSI\", and the \"Kaunitz Note\") and (ii) at maturity, require monthly principal payments of $50,000 per month for eight months.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-24-000011","anchor_url":"https://secwatch.observer/filing/0001877939-24-000011#claim-e6310d80b9645d3a46f9bc34b336513d0917d171","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000011/0001877939-24-000011-index.htm"},{"fact_type":"material_agreement","fact_key":"d13c15c46f148b7c9acf4307b84f86cc8e8cd158","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-02-23T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"BCR Trust Note","agreement_type":"notes_offering","counterparty":"The Buckhout Charitable Remainder Trust","effective_date":"2024-02-22","item_codes_triggered":["1.01"],"value_text":"$2,400,000"},"claim":"Castellum, Inc. amended BCR Trust Note with The Buckhout Charitable Remainder Trust valued at $2,400,000 (effective 2024-02-22).","evidence_excerpt":"Simultaneously therewith, the Company and the BCR Trust entered into an amended and restated note payable in the principal amount of $2,400,000 which matures on August 31, 2026, and accrues interest at a per annum rate of 5% through January 1, 2025, 8% per annum through January 1, 2026, and 12% per annum thereafter (the \"BCR Trust Note\").","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-24-000011","anchor_url":"https://secwatch.observer/filing/0001877939-24-000011#claim-d13c15c46f148b7c9acf4307b84f86cc8e8cd158","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000011/0001877939-24-000011-index.htm"},{"fact_type":"material_agreement","fact_key":"a9f36b15037cabe3ee00a2926753981d69643ca9","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-02-23T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Eisiminger Notes","agreement_type":"notes_offering","counterparty":"Robert Eisiminger","effective_date":"2024-02-22","item_codes_triggered":["1.01"],"value_text":null},"claim":"Castellum, Inc. amended Eisiminger Notes with Robert Eisiminger (effective 2024-02-22).","evidence_excerpt":"On February 22, 2024, the Company entered into an agreement to extend the maturity date from September 30, 2024 to August 31, 2026 on the notes payable dated February 28, 2022, in the principal amount of $5,600,000 and dated August 11, 2021, in the principal amount $400,000 owed to Robert Eisiminger (the \"Eisiminger Notes\").","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-24-000011","anchor_url":"https://secwatch.observer/filing/0001877939-24-000011#claim-a9f36b15037cabe3ee00a2926753981d69643ca9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000011/0001877939-24-000011-index.htm"},{"fact_type":"material_agreement","fact_key":"7e836aead63d614e1e3cda7db5bfce059a503123","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-02-23T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Live Oak Revolver","agreement_type":"credit_facility","counterparty":"Live Oak Banking Company","effective_date":"2024-02-22","item_codes_triggered":["1.01"],"value_text":"$4,000,000"},"claim":"Castellum, Inc. entered into Live Oak Revolver with Live Oak Banking Company valued at $4,000,000 (effective 2024-02-22).","evidence_excerpt":"On February 22, 2024, Castellum, Inc. (the \"Company\"), entered into a $4,000,000 revolving line of credit promissory note and security agreement with Live Oak Banking Company (\"Live Oak Bank\"), which accrues interest at the prime interest rate plus two percent (2%), matures February 22, 2025 and is secured by cash, receivables, and other assets of the Company (the \"Live Oak Revolver\").","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001877939-24-000011","anchor_url":"https://secwatch.observer/filing/0001877939-24-000011#claim-7e836aead63d614e1e3cda7db5bfce059a503123","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793924000011/0001877939-24-000011-index.htm"},{"fact_type":"material_agreement","fact_key":"e7f41ae6d487f9c91fe993524b5783d9f5003533","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-01-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Placement Agency Agreement","agreement_type":"underwriting","counterparty":"Maxim Group LLC","effective_date":"2024-01-25","item_codes_triggered":["1.01"],"value_text":null},"claim":"Castellum, Inc. entered into Placement Agency Agreement with Maxim Group LLC (effective 2024-01-25).","evidence_excerpt":"Pursuant to a placement agency agreement dated as of January 25, 2024 (the “Placement Agency Agreement”), the Company engaged Maxim Group LLC (“Maxim”) to act as the lead placement agent in connection with the offering.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001628280-24-002401","anchor_url":"https://secwatch.observer/filing/0001628280-24-002401#claim-e7f41ae6d487f9c91fe993524b5783d9f5003533","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000162828024002401/0001628280-24-002401-index.htm"},{"fact_type":"material_agreement","fact_key":"22d6de5a4f2fe81a72e3883ee1bd53439c419ae1","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2024-01-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Purchase Agreement","agreement_type":"equity_purchase","counterparty":"the institutional investor (the Purchaser)","effective_date":"2024-01-25","item_codes_triggered":["1.01"],"value_text":"approximately $2.7 million"},"claim":"Castellum, Inc. entered into Purchase Agreement with the institutional investor (the Purchaser) valued at approximately $2.7 million (effective 2024-01-25).","evidence_excerpt":"On January 25, 2024, Castellum, Inc. (the “Company”), entered into a securities purchase agreement (the “Purchase Agreement”) with the institutional investor named on the signature page thereto (the “Purchaser”),","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001628280-24-002401","anchor_url":"https://secwatch.observer/filing/0001628280-24-002401#claim-22d6de5a4f2fe81a72e3883ee1bd53439c419ae1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000162828024002401/0001628280-24-002401-index.htm"},{"fact_type":"earnings_release","fact_key":"e0370b37f758f6f128f02a6927737b80a8c37434","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-11-14T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"three months ended September 30, 2023","report_date":"2023-11-14","result_type":"reported_results","revenue_text":"$11.7 million"},"claim":"Castellum, Inc. reported three months ended September 30, 2023 results: revenue $11.7 million.","evidence_excerpt":"on the federal government, announces highlights of its operating results for its third quarter ended September 30, 2023. Third Quarter 2023 Financial Highlights • Revenues were $11.7 million. • Gross profit was $4.8 million. • Operating loss, inclusive of all non-cash and non-recurring charges, including a $6.9 million write-down of goodwill triggered by the","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001877939-23-000031","anchor_url":"https://secwatch.observer/filing/0001877939-23-000031#claim-e0370b37f758f6f128f02a6927737b80a8c37434","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000187793923000031/0001877939-23-000031-index.htm"},{"fact_type":"earnings_release","fact_key":"2266303e50efc45332e40040e02ea190813c49f0","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the second quarter ended June 30, 2023","report_date":"2023-08-14","result_type":"reported_results","revenue_text":"$12.5 million"},"claim":"Castellum, Inc. reported the second quarter ended June 30, 2023 results: revenue $12.5 million.","evidence_excerpt":"on the federal government, announces highlights of its operating results for its second quarter ended June 30, 2023. Second Quarter 2023 Financial Highlights • Revenues were $12.5 million compared to $9.9 million during the first quarter of 2023. • Gross profit was $5.2 million compared to $4 million during the first quarter of 2023. • Operating loss, inclusive of","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001575872-23-001322","anchor_url":"https://secwatch.observer/filing/0001575872-23-001322#claim-2266303e50efc45332e40040e02ea190813c49f0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223001322/0001575872-23-001322-index.htm"},{"fact_type":"shareholder_vote","fact_key":"098e7006c7b4f6a9718539dab3d9607405322776","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-05-25T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-25","outcome":"passed","proposal_text":"Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"14,536","votes_against":"55,325","votes_for":"34,079,742","votes_withheld":null}]},"claim":"Castellum, Inc. shareholders approved Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2023 at the 2023-05-25 meeting.","evidence_excerpt":"Stockholders approved a proposal to ratify the Company’s appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2023.  The votes regarding Proposal 2 are set forth below: For Against Abstentions 34,079,742 55,325 14,536","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001575872-23-000853","anchor_url":"https://secwatch.observer/filing/0001575872-23-000853#claim-098e7006c7b4f6a9718539dab3d9607405322776","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000853/0001575872-23-000853-index.htm"},{"fact_type":"shareholder_vote","fact_key":"0dc5075772906d90d20b151404b41aad94b55344","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-05-25T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-25","outcome":"passed","proposal_text":"Election of seven directors to hold office until the next Annual Meeting of Stockholders","proposal_type":"director_election","results":[{"broker_non_votes":null,"subject":"Mark S. 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Wright 31,265,206 1,095,373","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001575872-23-000853","anchor_url":"https://secwatch.observer/filing/0001575872-23-000853#claim-0dc5075772906d90d20b151404b41aad94b55344","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000853/0001575872-23-000853-index.htm"},{"fact_type":"executive_change","fact_key":"d69ab96273","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-05-25T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2023-05-23","interim":false,"role":"Chief Revenue Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Laurie M. Buckhout resigned as Chief Revenue Officer at Castellum, Inc..","evidence_excerpt":"On May 23, 2023 Laurie M. Buckhout resigned her position as Chief Revenue Officer of Castellum, Inc. (the “Company”) effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001575872-23-000853","anchor_url":"https://secwatch.observer/filing/0001575872-23-000853#claim-d69ab96273","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000853/0001575872-23-000853-index.htm"},{"fact_type":"earnings_release","fact_key":"fd4c1c4dd2f6db993d9a998d7964912dbfc3eacc","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-05-15T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"initiated","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the 12 month period April 1, 2023 – March 31, 2024","report_date":"2023-05-15","result_type":"guidance_update","revenue_text":null},"claim":"Castellum, Inc. updated its the 12 month period April 1, 2023 – March 31, 2024 guidance (initiated).","evidence_excerpt":"provides expected revenue guidance for the 12 month period April 1, 2023 – March 31, 2024.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001575872-23-000750","anchor_url":"https://secwatch.observer/filing/0001575872-23-000750#claim-fd4c1c4dd2f6db993d9a998d7964912dbfc3eacc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000750/0001575872-23-000750-index.htm"},{"fact_type":"earnings_release","fact_key":"c91b0bc4633fe16681201cf15cc1e3e3e3a8b9ad","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-05-15T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the three months ended March 31, 2023","report_date":"2023-05-15","result_type":"reported_results","revenue_text":"$9.9 million"},"claim":"Castellum, Inc. reported the three months ended March 31, 2023 results: revenue $9.9 million.","evidence_excerpt":"Revenues for the three months ended March 31, 2023 were $9.9 million.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001575872-23-000750","anchor_url":"https://secwatch.observer/filing/0001575872-23-000750#claim-c91b0bc4633fe16681201cf15cc1e3e3e3a8b9ad","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000750/0001575872-23-000750-index.htm"},{"fact_type":"governance_change","fact_key":"82873ed98a72ba4cd84e19b95f87d2823b3229bb","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-04-06T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2023-04-05","item_codes_triggered":["5.03"],"summary_text":"Filed a Certificate of Amendment to clarify the impact of a 1-for-20 reverse stock split on preferred stock."},"claim":"Castellum, Inc.: Filed a Certificate of Amendment to clarify the impact of a 1-for-20 reverse stock split on preferred stock (effective 2023-04-05).","evidence_excerpt":"On April 5, 2023, Castellum, Inc. (the “Company”), filed a Certificate of Amendment to the Company’s Amended and Restated Articles of Incorporation (the “Charter Amendment”), with the Secretary of State of Nevada to clarify the impact of the previously announced 1-for-20 reverse stock split of the Company’s issued and outstanding shares of Common Stock (the “Reverse Stock Split”) on the Company’s preferred stock.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001575872-23-000527","anchor_url":"https://secwatch.observer/filing/0001575872-23-000527#claim-82873ed98a72ba4cd84e19b95f87d2823b3229bb","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000527/0001575872-23-000527-index.htm"},{"fact_type":"material_agreement","fact_key":"320338f434eeaf33450b6dc980548ae45365c177","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-03-28T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Agreement and Plan of Merger","agreement_type":"merger","counterparty":"Global Technology and Management Resources, Inc.","effective_date":"2023-03-22","item_codes_triggered":["1.01"],"value_text":"$1,250,000 in cash"},"claim":"Castellum, Inc. entered into Agreement and Plan of Merger with Global Technology and Management Resources, Inc. valued at $1,250,000 in cash (effective 2023-03-22).","evidence_excerpt":"On March 22, 2023 Castellum, Inc. (the “Company”), entered into an Agreement and Plan of Merger (the “Agreement”) by and among GTMR Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company (the “Merger Sub”), Global Technology and Management Resources, Inc., a Maryland Corporation (“GTMR”), the stockholders of GTMR, and James Morton, as the representative of the Stockholders (the “Stockholders Representative”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001575872-23-000459","anchor_url":"https://secwatch.observer/filing/0001575872-23-000459#claim-320338f434eeaf33450b6dc980548ae45365c177","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000459/0001575872-23-000459-index.htm"},{"fact_type":"material_agreement","fact_key":"8b149f4667b0ebcbc6f26636832fdd13f264f64e","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2023-02-16T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Securities Purchase Agreement","agreement_type":"equity_purchase","counterparty":"Crom Cortana Fund LLC","effective_date":"2023-02-13","item_codes_triggered":["1.01"],"value_text":null},"claim":"Castellum, Inc. entered into Securities Purchase Agreement with Crom Cortana Fund LLC (effective 2023-02-13).","evidence_excerpt":"Simultaneously therewith, the parties entered into the Securities Purchase Agreement (the “2023 SPA”) pursuant to which Crom purchased (a) a convertible promissory note in the principal amount of $840,000 (the “2023 Note Payable”) which matures February 13, 2024 and bears interest at a per annum rate equal to ten percent (10%) to be paid monthly, and (b) a warrant pursuant to which Crom has the right to purchase up to 700,000 shares of the Company’s common stock (the “2023 Warrant”) at an exercise price of $1.38 which expire sixty months from the date of issuance.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001575872-23-000291","anchor_url":"https://secwatch.observer/filing/0001575872-23-000291#claim-8b149f4667b0ebcbc6f26636832fdd13f264f64e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587223000291/0001575872-23-000291-index.htm"},{"fact_type":"earnings_release","fact_key":"bc60f580e47b449f124ae9f1a076a8336be057ab","cik":1877939,"ticker":"CTM","company_name":"Castellum, Inc.","filed_at":"2022-11-15T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the three months ended September 30, 2022","report_date":"2022-11-15","result_type":"reported_results","revenue_text":"$11.12 million"},"claim":"Castellum, Inc. reported the three months ended September 30, 2022 results: revenue $11.12 million.","evidence_excerpt":"Revenue for the three months ended September 30, 2022 was a record $11.12 million.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001575872-22-001130","anchor_url":"https://secwatch.observer/filing/0001575872-22-001130#claim-bc60f580e47b449f124ae9f1a076a8336be057ab","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1877939/000157587222001130/0001575872-22-001130-index.htm"}]}