{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-03T07:30:24.776335+00:00","company":{"ticker":"GECC","cik":1675033,"company_name":"Great Elm Capital Corp."},"pagination":{"limit":100,"returned":10,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"shareholder_vote","fact_key":"1f2f71e038a6bbe99ace030c9cbe132ba1fad39b","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-06-01T20:00:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-29","outcome":"passed","proposal_text":"Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"54,374","votes_against":"519,924","votes_for":"9,334,470","votes_withheld":null}]},"claim":"Great Elm Capital Corp. shareholders approved Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 at the 2026-05-29 meeting.","evidence_excerpt":"Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-251359","anchor_url":"https://secwatch.observer/filing/0001193125-26-251359#claim-1f2f71e038a6bbe99ace030c9cbe132ba1fad39b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526251359/0001193125-26-251359-index.htm"},{"fact_type":"shareholder_vote","fact_key":"2ca24fc7908be243a819c3eda0eb80594a536aa6","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-06-01T20:00:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-29","outcome":"passed","proposal_text":"Election of director","proposal_type":"director_election","results":[{"broker_non_votes":"2,641,901","subject":"Mark Kuperschmid","votes_abstain":null,"votes_against":null,"votes_for":"6,104,023","votes_withheld":"1,162,844"},{"broker_non_votes":"2,641,901","subject":"Richard Cohen","votes_abstain":null,"votes_against":null,"votes_for":"6,100,476","votes_withheld":"1,166,391"}]},"claim":"Great Elm Capital Corp. shareholders approved Election of director at the 2026-05-29 meeting.","evidence_excerpt":"Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-251359","anchor_url":"https://secwatch.observer/filing/0001193125-26-251359#claim-2ca24fc7908be243a819c3eda0eb80594a536aa6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526251359/0001193125-26-251359-index.htm"},{"fact_type":"shareholder_vote","fact_key":"1f2f71e038a6bbe99ace030c9cbe132ba1fad39b","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-06-01T20:00:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-29","outcome":"passed","proposal_text":"Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026","proposal_type":"auditor_ratification","votes_abstain_text":"54,374","votes_against_text":"519,924","votes_for_text":"9,334,470"},"claim":"Great Elm Capital Corp. shareholders approved Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 at the 2026-05-29 meeting.","evidence_excerpt":"On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-251359","anchor_url":"https://secwatch.observer/filing/0001193125-26-251359#claim-1f2f71e038a6bbe99ace030c9cbe132ba1fad39b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526251359/0001193125-26-251359-index.htm"},{"fact_type":"shareholder_vote","fact_key":"b091670eabc85799b781a1f06b46c899082d2b45","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-06-01T20:00:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-29","outcome":"passed","proposal_text":"Election of director: Richard Cohen","proposal_type":"director_election","votes_abstain_text":"2,641,901","votes_against_text":"1,166,391","votes_for_text":"6,100,476"},"claim":"Great Elm Capital Corp. shareholders approved Election of director: Richard Cohen at the 2026-05-29 meeting.","evidence_excerpt":"On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-251359","anchor_url":"https://secwatch.observer/filing/0001193125-26-251359#claim-b091670eabc85799b781a1f06b46c899082d2b45","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526251359/0001193125-26-251359-index.htm"},{"fact_type":"shareholder_vote","fact_key":"dc50b40331f8ee466db783f19904d2f320db14b7","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-06-01T20:00:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-29","outcome":"passed","proposal_text":"Election of director: Mark Kuperschmid","proposal_type":"director_election","votes_abstain_text":"2,641,901","votes_against_text":"1,162,844","votes_for_text":"6,104,023"},"claim":"Great Elm Capital Corp. shareholders approved Election of director: Mark Kuperschmid at the 2026-05-29 meeting.","evidence_excerpt":"On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-251359","anchor_url":"https://secwatch.observer/filing/0001193125-26-251359#claim-dc50b40331f8ee466db783f19904d2f320db14b7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526251359/0001193125-26-251359-index.htm"},{"fact_type":"earnings_release","fact_key":"77d8b976b292987962ae6a607735b6c5909faf60","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-05-04T23:59:59+00:00","payload":{"eps_text":"$(0.05)","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$5.0 million, or $0.36 per share","period_text":"the first quarter ended March 31, 2026","report_date":"2026-05-04","result_type":"reported_results","revenue_text":"$9.5 million"},"claim":"Great Elm Capital Corp. reported the first quarter ended March 31, 2026 results: revenue $9.5 million, net income $5.0 million, or $0.36 per share, EPS $(0.05).","evidence_excerpt":"approximately 0.1 million shares for $0.5 million, at an average price of $4.98 per share or a 36% discount to the Company’s NAV on March 31, 2026, leaving approximately $9.5 million of remaining capacity under the program for future repurchases. First Quarter and Recent Operating Highlights ▪ Total investment income (“TII”) for the quarter ended March 31,","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-204241","anchor_url":"https://secwatch.observer/filing/0001193125-26-204241#claim-77d8b976b292987962ae6a607735b6c5909faf60","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526204241/0001193125-26-204241-index.htm"},{"fact_type":"executive_change","fact_key":"7201b5ce8a","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-05-04T23:59:59+00:00","payload":{"action":"concluded his service as","action_category":"departure","departure_tone":"routine","effective_date":"2026-05-01","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":"Jason W. Reese","successor_named":true},"claim":"Matt Kaplan departed as President and Chief Executive Officer at Great Elm Capital Corp..","evidence_excerpt":"Upon Mr. Reese's assumption of this role, Matt Kaplan, who was appointed President and Chief Executive Officer of the Company effective March 4, 2022, concluded his service as the Company's President and Chief Executive Officer.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-204241","anchor_url":"https://secwatch.observer/filing/0001193125-26-204241#claim-7201b5ce8a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526204241/0001193125-26-204241-index.htm"},{"fact_type":"executive_change","fact_key":"83e6a07141","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2026-05-04T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2026-05-01","interim":false,"role":"Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":true},"claim":"Jason W. Reese was appointed as Chief Executive Officer at Great Elm Capital Corp..","evidence_excerpt":"On May 1, 2026, the Company's board of directors appointed Jason W. Reese to serve as the Company’s Chief Executive Officer effective immediately following the filing of the Company’s Form 10-Q for the period ended March 31, 2026.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-204241","anchor_url":"https://secwatch.observer/filing/0001193125-26-204241#claim-83e6a07141","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000119312526204241/0001193125-26-204241-index.htm"},{"fact_type":"debt_financing","fact_key":"b2d032483386933631c88f7955d9b020f0663f71","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2025-09-11T23:59:59+00:00","payload":{"counterparty":"Equiniti Trust Company, LLC","effective_date":"2025-09-11","event":"incurrence","instrument_type":"senior_notes","interest_rate_text":"7.75% per year","item_codes_triggered":["2.03"],"maturity_text":"December 31, 2030","principal_text":"$50,000,000 million aggregate principal amount"},"claim":"Great Elm Capital Corp. incurred senior notes of $50,000,000 million aggregate principal amount with Equiniti Trust Company, LLC at 7.75% per year maturing December 31, 2030.","evidence_excerpt":"On September 11, 2025, Great Elm Capital Corp. (the “Company”) and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as trustee (the “Trustee”), entered into an eighth supplemental indenture (the “Eighth Supplemental Indenture”) to the indenture, dated September 18, 2017, between the Company and the Trustee (as supplemented by the Eighth Supplemental Indenture, the “Indenture”). The Eighth Supplemental Indenture relates to the Company’s issuance of $50,000,000 million aggregate principal amount of 7.75% notes due 2030 (the “Notes”) on the date hereof, plus up to an additional $7,500,000 million aggregate principal amount of the Notes that may be issued in the future pursuant to the underwriters’ exercise of an over-allotment option (the “Offering”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000950103-25-011541","anchor_url":"https://secwatch.observer/filing/0000950103-25-011541#claim-b2d032483386933631c88f7955d9b020f0663f71","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000095010325011541/0000950103-25-011541-index.htm"},{"fact_type":"earnings_release","fact_key":"3ad9081258290c383721d816c4d299c7bb2705a9","cik":1675033,"ticker":"GECC","company_name":"Great Elm Capital Corp.","filed_at":"2024-05-02T23:59:59+00:00","payload":{"eps_text":"($0.05)","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"first quarter ended March 31, 2024","report_date":"2024-05-02","result_type":"reported_results","revenue_text":"$8.9 million"},"claim":"Great Elm Capital Corp. reported first quarter ended March 31, 2024 results: revenue $8.9 million, EPS ($0.05).","evidence_excerpt":"yield of 12.2%. Sales aggregated to $12.4 million at a weighted average current yield of 9.7%. Financial Review Total investment income for the quarter ended March 31, 2024 was $8.9 million, or $1.03 per share. Net expenses for the quarter ended March 31, 2024 were approximately $5.7 million, or $0.66 per share. Net realized and unrealized losses for the quarter","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000950170-24-052084","anchor_url":"https://secwatch.observer/filing/0000950170-24-052084#claim-3ad9081258290c383721d816c4d299c7bb2705a9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1675033/000095017024052084/0000950170-24-052084-index.htm"}]}