{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T09:11:08.245367+00:00","company":{"ticker":"HEPA","cik":1583771,"company_name":"Hepion Pharmaceuticals, Inc."},"pagination":{"limit":100,"returned":39,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Cantor Fitzgerald & Co.","detail":"atm_program","count":1,"first_seen":"2023-07-21T23:59:59+00:00","last_seen":"2023-07-21T23:59:59+00:00","evidence_fact_ids":[129442]},{"display_name":"Cirna Diagnostics, LLC","detail":"license","count":1,"first_seen":"2026-03-03T23:59:59+00:00","last_seen":"2026-03-03T23:59:59+00:00","evidence_fact_ids":[30281]}]},"facts":[{"fact_type":"shareholder_vote","fact_key":"015147996980b236f22860ac87183a6baca9b311","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2026-06-17T20:15:20+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-17","outcome":"passed","proposal_text":"Approve an amendment to the Company’s 2023 Omnibus Equity Incentive Plan to increase the number of shares issuable thereunder to 8,000,000 from 200,000.","proposal_type":"equity_plan","results":[{"broker_non_votes":"4,816,704","subject":null,"votes_abstain":"1,751","votes_against":"208,879","votes_for":"13,442,072","votes_withheld":null}]},"claim":"Hepion Pharmaceuticals, Inc. shareholders approved Approve an amendment to the Company’s 2023 Omnibus Equity Incentive Plan to increase the number of shares issuable thereunder to 8,000,000 from 200,000. at the 2026-06-17 meeting.","evidence_excerpt":"To approve an amendment to the Company’s 2023 Omnibus Equity Incentive Plan to increase the number of shares issuable thereunder to 8,000,000 from 200,000. Votes For Votes Against Votes Abstained Broker Non-Vote 13,442,072 208,879 1,751 4,816,704","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-26-029085","anchor_url":"https://secwatch.observer/filing/0001493152-26-029085#claim-015147996980b236f22860ac87183a6baca9b311","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315226029085/0001493152-26-029085-index.htm"},{"fact_type":"shareholder_vote","fact_key":"5ea6afb64c1c9ee5358f363efb5825436df88a6f","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2026-06-17T20:15:20+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-17","outcome":"passed","proposal_text":"Ratify the appointment of Grassi & Co., CPAs, P.C, as the Company’s independent auditors for the fiscal year ending December 31, 2026.","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"223,423","votes_against":"116,985","votes_for":"18,128,998","votes_withheld":null}]},"claim":"Hepion Pharmaceuticals, Inc. shareholders approved Ratify the appointment of Grassi & Co., CPAs, P.C, as the Company’s independent auditors for the fiscal year ending December 31, 2026. at the 2026-06-17 meeting.","evidence_excerpt":"To ratify the appointment of Grassi & Co., CPAs, P.C, as the Company’s independent auditors for the fiscal year ending December 31, 2026. Votes For Votes Against Votes Abstained Broker Non-Vote 18,128,998 116,985 223,423 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-26-029085","anchor_url":"https://secwatch.observer/filing/0001493152-26-029085#claim-5ea6afb64c1c9ee5358f363efb5825436df88a6f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315226029085/0001493152-26-029085-index.htm"},{"fact_type":"shareholder_vote","fact_key":"ab2186d249507044c14b1ed56fc894200825adc6","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2026-06-17T20:15:20+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-17","outcome":"passed","proposal_text":"Election of five director nominees: Gary Stetz, Vincent LoPriore, Michael Purcell, Sireesh Appajosyula and Chase LoPriore","proposal_type":"director_election","results":[{"broker_non_votes":"4,816,704","subject":"Gary Stetz","votes_abstain":null,"votes_against":null,"votes_for":"13,498,755","votes_withheld":"153,947"},{"broker_non_votes":"4,816,704","subject":"Vincent LoPriore","votes_abstain":null,"votes_against":null,"votes_for":"13,492,507","votes_withheld":"160,195"},{"broker_non_votes":"4,816,704","subject":"Michael Purcell","votes_abstain":null,"votes_against":null,"votes_for":"13,186,912","votes_withheld":"465,790"},{"broker_non_votes":"4,816,704","subject":"Sireesh Appajosyula","votes_abstain":null,"votes_against":null,"votes_for":"13,503,469","votes_withheld":"149,233"},{"broker_non_votes":"4,816,704","subject":"Chase LoPriore","votes_abstain":null,"votes_against":null,"votes_for":"13,492,110","votes_withheld":"160,592"}]},"claim":"Hepion Pharmaceuticals, Inc. shareholders approved Election of five director nominees: Gary Stetz, Vincent LoPriore, Michael Purcell, Sireesh Appajosyula and Chase LoPriore at the 2026-06-17 meeting.","evidence_excerpt":"To elect the five (5) persons named herein as nominees for directors of the Company, to hold office until the next annual meeting of stockholders and until their respective successors have been duly elected and qualified consisting of Gary Stetz, Vincent LoPriore, Michael Purcell, Sireesh Appajosyula and Chase LoPriore. Name Votes For Withhold Broker Non-Vote Gary Stetz 13,498,755 153,947 4,816,704 Vincent LoPriore 13,492,507 160,195 4,816,704 Michael Purcell 13,186,912 465,790 4,816,704 Sireesh Appajosyula 13,503,469 149,233 4,816,704 Chase LoPriore 13,492,110 160,592 4,816,704","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-26-029085","anchor_url":"https://secwatch.observer/filing/0001493152-26-029085#claim-ab2186d249507044c14b1ed56fc894200825adc6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315226029085/0001493152-26-029085-index.htm"},{"fact_type":"equity_issuance","fact_key":"fa0e571b695c08ceeffc723e6e8c207f7471ac16","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2026-04-22T23:59:59+00:00","payload":{"action":"private_placement","consideration_text":"$0.04 per share for gross proceeds of $700,000","effective_date":"2026-04-21","item_codes_triggered":["3.02"],"purchaser":"certain accredited investors","security_type":"common_stock","shares_text":"17,500,000 shares of common stock"},"claim":"Hepion Pharmaceuticals, Inc. issued 17,500,000 shares of common stock of common stock to certain accredited investors for $0.04 per share for gross proceeds of $700,000.","evidence_excerpt":"On April 21, 2026, Hepion Pharmaceuticals, Inc. (the “Company”) entered into securities purchase agreements (the “Agreements”) with certain accredited investors (the “Investors”) pursuant to which the Company agreed to sell and issue to the Investors in a private placement offering (the “Offering”), an aggregate offering of 17,500,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) at an offering price of $0.04 per share for gross proceeds of $700,000.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-26-018575","anchor_url":"https://secwatch.observer/filing/0001493152-26-018575#claim-fa0e571b695c08ceeffc723e6e8c207f7471ac16","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315226018575/0001493152-26-018575-index.htm"},{"fact_type":"material_agreement","fact_key":"bb8648e8ef8670a5797275d5531ca4b2cd27276a","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2026-04-22T23:59:59+00:00","payload":{"action":"entry","agreement_name":"securities purchase agreements","agreement_type":"equity_purchase","counterparty":"certain accredited investors","effective_date":"2026-04-21","item_codes_triggered":["1.01"],"value_text":"$700,000"},"claim":"Hepion Pharmaceuticals, Inc. entered into securities purchase agreements with certain accredited investors valued at $700,000 (effective 2026-04-21).","evidence_excerpt":"On April 21, 2026, Hepion Pharmaceuticals, Inc. (the “Company”) entered into securities purchase agreements (the “Agreements”) with certain accredited investors (the “Investors”) pursuant to which the Company agreed to sell and issue to the Investors in a private placement offering (the “Offering”), an aggregate offering of 17,500,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) at an offering price of $0.04 per share for gross proceeds of $700,000.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001493152-26-018575","anchor_url":"https://secwatch.observer/filing/0001493152-26-018575#claim-bb8648e8ef8670a5797275d5531ca4b2cd27276a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315226018575/0001493152-26-018575-index.htm"},{"fact_type":"material_agreement","fact_key":"5f4128a86efcef46913667d1d4c8e41065a0319f","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2026-03-03T23:59:59+00:00","payload":{"action":"entry","agreement_name":"intellectual property license agreement","agreement_type":"license","counterparty":"Cirna Diagnostics, LLC","effective_date":"2026-02-25","item_codes_triggered":["1.01"],"value_text":"upfront payment of $50,000 as well as certain patent expenses, up to $2,350,000 in milestone payment"},"claim":"Hepion Pharmaceuticals, Inc. entered into intellectual property license agreement with Cirna Diagnostics, LLC valued at upfront payment of $50,000 as well as certain patent expenses, up to $2,350,000 in milestone payment (effective 2026-02-25).","evidence_excerpt":"On February 25, 2026, Hepion Pharmaceuticals, Inc., a Delaware corporation (the “ Company ”), entered into an intellectual property license agreement with Cirna Diagnostics, LLC (“ Cirna ”) pursuant to which the Company licensed certain liver disease diagnostic assets from Cirna.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-26-008650","anchor_url":"https://secwatch.observer/filing/0001493152-26-008650#claim-5f4128a86efcef46913667d1d4c8e41065a0319f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315226008650/0001493152-26-008650-index.htm"},{"fact_type":"executive_change","fact_key":"4fa0e82af4","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2025-06-09T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-06-16","interim":true,"role":"Interim Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Kaouthar Lbiati was appointed as Interim Chief Executive Officer at Hepion Pharmaceuticals, Inc..","evidence_excerpt":"On June 3, 2025, the Board of Directors of Hepion Pharmaceuticals, Inc., a Delaware corporation (the “ Company ”), approved the appointment of Dr. Kaouthar Lbiati, a director of the Company, as interim Chief Executive Officer, effective June 16, 2025.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001641172-25-014320","anchor_url":"https://secwatch.observer/filing/0001641172-25-014320#claim-4fa0e82af4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000164117225014320/0001641172-25-014320-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"7be7c6c887643bfcd59badbee13dbf872b1fa8b9","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2025-05-12T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"other","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-05-09","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)","5101"],"rules_cited_in_text":true},"claim":"Hepion Pharmaceuticals, Inc. received a nasdaq delisting notice notice regarding other (rules 5550(a)(2), 5101).","evidence_excerpt":"May 9, 2025, Hepion Pharmaceuticals, Inc. (the “Company) received written notice (the “Notice”) from the Office of\nGeneral Counsel of The Nasdaq Stock Market (“Nasdaq”) indicating that the Nasdaq Hearings Panel has determined to delist\nthe Company’s shares from Nasdaq due to the Company’s failure to meet Nasdaq’s continued listing standards. As previously\ndisclosed, the Company has not been compliant with the requirements under Nasdaq Listing Rule 5550(a)(2) to maintain a minimum bid price\nof $1.00 per share and Nasdaq Listing Rule 5101 indicating that Nasdaq believes the Company is a public s","confidence":0.96,"filing_url":"https://secwatch.observer/filing/0001641172-25-009744","anchor_url":"https://secwatch.observer/filing/0001641172-25-009744#claim-7be7c6c887643bfcd59badbee13dbf872b1fa8b9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000164117225009744/0001641172-25-009744-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"e2610d414f08286cbddc303151432dc3550926e0","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2025-05-12T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-05-09","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)","5101"],"rules_cited_in_text":true},"claim":"Hepion Pharmaceuticals, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5101).","evidence_excerpt":"May 9, 2025, Hepion Pharmaceuticals, Inc. (the “Company) received written notice (the “Notice”) from the Office of\nGeneral Counsel of The Nasdaq Stock Market (“Nasdaq”) indicating that the Nasdaq Hearings Panel has determined to delist\nthe Company’s shares from Nasdaq due to the Company’s failure to meet Nasdaq’s continued listing standards. As previously\ndisclosed, the Company has not been compliant with the requirements under Nasdaq Listing Rule 5550(a)(2) to maintain a minimum bid price\nof $1.00 per share and Nasdaq Listing Rule 5101 indicating that Nasdaq believes the Company is a public s","confidence":0.97,"filing_url":"https://secwatch.observer/filing/0001641172-25-009744","anchor_url":"https://secwatch.observer/filing/0001641172-25-009744#claim-e2610d414f08286cbddc303151432dc3550926e0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000164117225009744/0001641172-25-009744-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"8208e1e7b4e38186aaf140454938ccb5d97bfe6b","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2025-04-17T23:59:59+00:00","payload":{"company_response":"The Company intends to present its views with respect to this additional deficiency at its Panel hearing.","compliance_status":"hearing_requested","cure_deadline":null,"deficiency_type":"other","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":"2025-04-29","immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-04-15","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"public shell","reported_value":null,"rule_numbers":[],"rules_cited_in_text":false},"claim":"Hepion Pharmaceuticals, Inc. received a nasdaq delisting notice notice regarding other.","evidence_excerpt":"April 15, 2025, Hepion Pharmaceuticals, Inc., a Delaware corporation (the “ Company ”), received written notice (the\n“ Notice ”) from the Nasdaq Stock Market, LLC (“ Nasdaq ”) indicating that the Staff believes that\nthe Company is a “public shell” and that the continued listing of its securities is no longer warranted. The Staff stated\nthat this serves as an additional basis for delisting the Company’s securities from The Nasdaq Stock Market. The\nNotice is formal notification that the Nasdaq Hearings Panel (the “Panel”) will consider this matter in rendering a determination\nregarding the Compa","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001641172-25-005241","anchor_url":"https://secwatch.observer/filing/0001641172-25-005241#claim-8208e1e7b4e38186aaf140454938ccb5d97bfe6b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000164117225005241/0001641172-25-005241-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"25ed59682d0af60bdb2c20a2f35e6cd523ef82ce","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2025-03-20T23:59:59+00:00","payload":{"company_response":"the Company intends to appeal Nasdaq’s decision","compliance_status":"delisting_pending","cure_deadline":"2025-03-25","deficiency_type":"minimum_bid_price","delisting_effective_date":"2025-03-27","exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-03-18","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"Listing Rule 5810(c)(3)(A)(iii) (the “Low Priced Stocks Rule”)","reported_value":null,"rule_numbers":["5810(c)(3)(A)(iii)"],"rules_cited_in_text":true},"claim":"Hepion Pharmaceuticals, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5810(c)(3)(A)(iii)).","evidence_excerpt":"March 18, 2025, Hepion Pharmaceuticals, Inc., a Delaware corporation (the “ Company ”), received written notice (the\n“ Notice ”) from the Nasdaq Stock Market, LLC (“ Nasdaq ”) indicating that the bid price for the Company’s\ncommon stock (the “ Common Stock ”), for the last 10 consecutive business days, had closed below $0.10 per share and,\nas a result, the Company is subject to the provisions contemplated under Listing Rule 5810(c)(3)(A)(iii) (the “Low Priced Stocks\nRule”). As\nsuch, unless the Company requests an appeal of Nasdaq’s determination to delist the Company’s common stock from The Na","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-25-011038","anchor_url":"https://secwatch.observer/filing/0001493152-25-011038#claim-25ed59682d0af60bdb2c20a2f35e6cd523ef82ce","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315225011038/0001493152-25-011038-index.htm"},{"fact_type":"governance_change","fact_key":"be054bfcc89794b7002ceb90b63aeb8de3107fad","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2025-03-19T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-03-17","item_codes_triggered":["5.03"],"summary_text":"Amended certificate of incorporation to effect a one-for-fifty reverse stock split"},"claim":"Hepion Pharmaceuticals, Inc.: Amended certificate of incorporation to effect a one-for-fifty reverse stock split (effective 2025-03-17).","evidence_excerpt":"the Company filed the Amendment with the Secretary of State of the State of Delaware. The Reverse Stock Split became effective in accordance with the terms of the Amendment at 4:01 pm Eastern Time on March 17, 2025 (the “Effective Time”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-25-010921","anchor_url":"https://secwatch.observer/filing/0001493152-25-010921#claim-be054bfcc89794b7002ceb90b63aeb8de3107fad","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000149315225010921/0001493152-25-010921-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"56fd2a08e3996f0ec2819ed5b64a843cbcda8314","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2025-01-15T23:59:59+00:00","payload":{"company_response":"intends to submit a plan of compliance","compliance_status":"plan_due","cure_deadline":null,"deficiency_type":"shareholders","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-01-14","notice_type":"deficiency_notice","plan_due_date":"2025-03-03","raw_rule_text":null,"reported_value":null,"rule_numbers":[],"rules_cited_in_text":false},"claim":"Hepion Pharmaceuticals, Inc. received a nasdaq deficiency notice notice regarding shareholders.","evidence_excerpt":"January 14, 2025, Hepion Pharmaceuticals, Inc., a Delaware corporation (the “ Company ”), received written notice (the\n“ Notice ”) from the Nasdaq Stock Market, LLC (“ Nasdaq ”) indicating that since the Company had not\nheld an annual meeting of shareholders within twelve months of the Company’s fiscal year end (the “Listing Rule”),\nthe Company no longer complies with the Listing Rule for continued listing. 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Inc.","filed_at":"2022-12-16T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-12-15","outcome":"passed","proposal_text":"Adoption and approval of an amendment to the Certificate of Incorporation to effect a reverse stock split of common stock at a ratio ranging from 1:2 to 1:20, with the exact ratio determined by the Board","proposal_type":"reverse_split","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"38,856,945","votes_against":"3,262,017,173","votes_for":"6,757,528,739","votes_withheld":null}]},"claim":"Hepion Pharmaceuticals, Inc. shareholders approved Adoption and approval of an amendment to the Certificate of Incorporation to effect a reverse stock split of common stock at a ratio ranging from 1:2 to 1:20, with the exact ratio determined by the Board at the 2022-12-15 meeting.","evidence_excerpt":"The proposal to adopt and approve an amendment to the Charter to effect a reverse stock split of the Company’s issued and outstanding shares of Common Stock, at a specific ratio, ranging from one-for-two (1:2) to one-for-twenty (1:20), at any time prior to the one-year anniversary date of the Special Meeting, with the exact ratio to be determined by the Board was approved by a majority of the voting power of the outstanding shares of Common Stock, Series A Preferred Stock Series F Preferred Stock and Series G Preferred Stock entitled to vote on the proposal, based upon the following votes: Votes For Votes Against Votes Abstained Broker Non-Vote 6,757,528,739 3,262,017,173 38,856,945 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-22-127475","anchor_url":"https://secwatch.observer/filing/0001104659-22-127475#claim-5d8bc32fc1d23070d97d93670f2fd9beef74fa07","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000110465922127475/0001104659-22-127475-index.htm"},{"fact_type":"material_agreement","fact_key":"a2d723f09459dff975c928e8ccad271b1ce22147","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2022-11-09T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Securities Purchase Agreement","agreement_type":"equity_purchase","counterparty":"certain institutional investors","effective_date":"2022-11-04","item_codes_triggered":["1.01"],"value_text":"gross proceeds of $20 million"},"claim":"Hepion Pharmaceuticals, Inc. entered into Securities Purchase Agreement with certain institutional investors valued at gross proceeds of $20 million (effective 2022-11-04).","evidence_excerpt":"On November 4, 2022, Hepion Pharmaceuticals, Inc., a Delaware corporation (the “ Company ”), entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain institutional investors (the “ Investors ”), pursuant to which the Company agreed to issue and sell, in a private placement (the “ Offering ”), 1,900,000 shares of the Company’s Series F Convertible Redeemable Preferred Stock, par value $0.0001 per share (the “ Series F Preferred Stock ”), and 100,000 shares of the Company’s Series G Convertible Redeemable Preferred Stock, par value $0.0001 per share (the “ Series G Preferred Stock ,” and together with the Series F Preferred Stock, the “ Preferred Stock ”), at an offering price of $9.50 per share, representing a 5% original issue discount (“ OID ”) to the stated value of $10.00 per share, for gross proceeds of $20 million in the aggregate for the Offering, before the deduction of discounts, fees and offering expenses.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-22-116082","anchor_url":"https://secwatch.observer/filing/0001104659-22-116082#claim-a2d723f09459dff975c928e8ccad271b1ce22147","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000110465922116082/0001104659-22-116082-index.htm"},{"fact_type":"executive_change","fact_key":"1cc1a66320","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2022-06-28T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-06-27","interim":false,"role":"independent director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Kaouthar Lbiati was elected as independent director at Hepion Pharmaceuticals, Inc..","evidence_excerpt":"the Board of Directors (the “Board”) of Hepion Pharmaceuticals, Inc. (the “Company”) increased the size of the Board to eight members and elected Anand Reddi, M.S. and Kaouthar Lbiati, M.D. as independent directors, effective June 27, 2022","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-22-075050","anchor_url":"https://secwatch.observer/filing/0001104659-22-075050#claim-1cc1a66320","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000110465922075050/0001104659-22-075050-index.htm"},{"fact_type":"executive_change","fact_key":"a636921ab6","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2022-06-28T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-06-27","interim":false,"role":"independent director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Anand Reddi was elected as independent director at Hepion Pharmaceuticals, Inc..","evidence_excerpt":"the Board of Directors (the “Board”) of Hepion Pharmaceuticals, Inc. (the “Company”) increased the size of the Board to eight members and elected Anand Reddi, M.S. and Kaouthar Lbiati, M.D. as independent directors, effective June 27, 2022","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-22-075050","anchor_url":"https://secwatch.observer/filing/0001104659-22-075050#claim-a636921ab6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000110465922075050/0001104659-22-075050-index.htm"},{"fact_type":"executive_change","fact_key":"c97b2c1171","cik":1583771,"ticker":"HEPA","company_name":"Hepion Pharmaceuticals, Inc.","filed_at":"2022-01-12T23:59:59+00:00","payload":{"action":"passed away","action_category":"departure","departure_tone":"abrupt","effective_date":"2022-01-09","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Tom Adams departed as Director at Hepion Pharmaceuticals, Inc..","evidence_excerpt":"On January 9, 2022, Dr. Tom Adams, a director of Hepion Pharmaceuticals, Inc., passed away.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-22-003432","anchor_url":"https://secwatch.observer/filing/0001104659-22-003432#claim-c97b2c1171","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1583771/000110465922003432/0001104659-22-003432-index.htm"}]}