{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-09-01T18:00:13.684394+00:00","company":{"ticker":"HFRO","cik":1710680,"company_name":"HIGHLAND OPPORTUNITIES & INCOME FUND"},"pagination":{"limit":100,"returned":2,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{},"facts":[{"fact_type":"governance_change","fact_key":"8c0ad5f69c89be86d578f5ad1ad9b8ba4ff820b1","cik":1710680,"ticker":"HFRO","company_name":"HIGHLAND OPPORTUNITIES & INCOME FUND","filed_at":"2026-01-28T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-01-27","item_codes_triggered":["5.03"],"summary_text":"Board approved Fourth Amended and Restated Declaration of Trust, incorporating prior amendments and clarifying forum selection, shareholder proposals and nominations, and shareholder meetings."},"claim":"HIGHLAND OPPORTUNITIES & INCOME FUND: Board approved Fourth Amended and Restated Declaration of Trust, incorporating prior amendments and clarifying forum selection, shareholder proposals and nominations, and shareholder meetings (effective 2026-01-27).","evidence_excerpt":"Effective January 27, 2026, the Board has approved the Fourth Amended and Restated Declaration of Trust and Fourth Amended and Restated Bylaws included as exhibits to this filing and incorporated herein by reference.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-026852","anchor_url":"https://secwatch.observer/filing/0001193125-26-026852#claim-8c0ad5f69c89be86d578f5ad1ad9b8ba4ff820b1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1710680/000119312526026852/0001193125-26-026852-index.htm"},{"fact_type":"governance_change","fact_key":"3a02faa801e16c6ca4567e1793a88aa989b6e698","cik":1710680,"ticker":"HFRO","company_name":"HIGHLAND OPPORTUNITIES & INCOME FUND","filed_at":"2026-01-28T23:59:59+00:00","payload":{"change_type":"other","effective_date":"2026-01-16","item_codes_triggered":["5.03"],"summary_text":"Board reallocated trustees across classes and appointed Dorri McWhorter as Class I Trustee following Bryan A. Ward's passing."},"claim":"HIGHLAND OPPORTUNITIES & INCOME FUND: Board reallocated trustees across classes and appointed Dorri McWhorter as Class I Trustee following Bryan A. Ward's passing (effective 2026-01-16).","evidence_excerpt":"In light of the passing of Bryan A. Ward, a Class I Trustee of Highland Opportunities and Income Fund (the “Fund”), the Board of Trustees (the “Board”) of the Fund has determined to reallocate the Trustees across the three classes of Trustees. Accordingly, effective January 16, 2026, the Board accepted the resignation of Dorri McWhorter and subsequently appointed Ms. McWhorter to serve as a Class I Trustee of the Fund.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-026852","anchor_url":"https://secwatch.observer/filing/0001193125-26-026852#claim-3a02faa801e16c6ca4567e1793a88aa989b6e698","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1710680/000119312526026852/0001193125-26-026852-index.htm"}]}