{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T07:37:23.564265+00:00","company":{"ticker":"MFIN","cik":1000209,"company_name":"MEDALLION FINANCIAL CORP"},"pagination":{"limit":100,"returned":35,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Small Business Administration","detail":"credit_facility","count":2,"first_seen":"2023-07-11T23:59:59+00:00","last_seen":"2024-02-29T23:59:59+00:00","evidence_fact_ids":[70454,132468]},{"display_name":"affiliates of JP Morgan Investment Management Inc. and certain other institutional investors","detail":"notes_offering","count":1,"first_seen":"2026-04-28T23:59:59+00:00","last_seen":"2026-04-28T23:59:59+00:00","evidence_fact_ids":[22794]}],"lender":[{"display_name":"affiliates of JP Morgan Investment Management Inc. and certain other institutional investors","detail":"senior_notes","count":1,"first_seen":"2026-04-28T23:59:59+00:00","last_seen":"2026-04-28T23:59:59+00:00","evidence_fact_ids":[29350]}]},"facts":[{"fact_type":"shareholder_vote","fact_key":"aae9f1201f1d0f4e23fce72e2bb5ede243b440e9","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-06-12T20:01:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-09","outcome":"passed","proposal_text":"Non-Binding Advisory Vote to Approve Named Executive Officer Compensation","proposal_type":"say_on_pay","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"363,830","votes_against":"2,854,013","votes_for":"14,202,106","votes_withheld":null}]},"claim":"MEDALLION FINANCIAL CORP shareholders approved Non-Binding Advisory Vote to Approve Named Executive Officer Compensation at the 2026-06-09 meeting.","evidence_excerpt":"The Company’s stockholders approved a non-binding advisory resolution to approve the 2025 compensation of the Company’s named executive officers, as described in the Company’s proxy statement, by the following votes: VOTES FOR VOTES AGAINST VOTES ABSTAINED 14,202,106 2,854,013 363,830","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-269326","anchor_url":"https://secwatch.observer/filing/0001193125-26-269326#claim-aae9f1201f1d0f4e23fce72e2bb5ede243b440e9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526269326/0001193125-26-269326-index.htm"},{"fact_type":"shareholder_vote","fact_key":"621ea490ac79c752d66fc7d06e175fa3b2639ba0","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-06-12T20:01:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-09","outcome":"passed","proposal_text":"Ratification of Appointment of Independent Registered Public Accounting Firm","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"252,082","votes_against":"742,483","votes_for":"16,425,384","votes_withheld":null}]},"claim":"MEDALLION FINANCIAL CORP shareholders approved Ratification of Appointment of Independent Registered Public Accounting Firm at the 2026-06-09 meeting.","evidence_excerpt":"The Company’s stockholders ratified the appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the year ending December 31, 2026 by the following votes: VOTES FOR VOTES AGAINST VOTES ABSTAINED 16,425,384 742,483 252,082","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-269326","anchor_url":"https://secwatch.observer/filing/0001193125-26-269326#claim-621ea490ac79c752d66fc7d06e175fa3b2639ba0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526269326/0001193125-26-269326-index.htm"},{"fact_type":"shareholder_vote","fact_key":"012e0ce5587aa9c3ab8ad3b7b16b0812db0969c0","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-06-12T20:01:18+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-06-09","outcome":"passed","proposal_text":"Election of Class III Directors","proposal_type":"director_election","results":[{"broker_non_votes":null,"subject":"John Everets","votes_abstain":null,"votes_against":null,"votes_for":"14,905,644","votes_withheld":"2,476,122"},{"broker_non_votes":null,"subject":"Cynthia A. Hallenbeck","votes_abstain":null,"votes_against":null,"votes_for":"13,199,033","votes_withheld":"4,182,873"},{"broker_non_votes":null,"subject":"Alvin Murstein","votes_abstain":null,"votes_against":null,"votes_for":"12,785,454","votes_withheld":"4,596,312"},{"broker_non_votes":null,"subject":"Eric Kelly","votes_abstain":null,"votes_against":null,"votes_for":"3,384,358","votes_withheld":"13,997,407"},{"broker_non_votes":null,"subject":"John Kiernan","votes_abstain":null,"votes_against":null,"votes_for":"4,711,028","votes_withheld":"12,670,737"},{"broker_non_votes":null,"subject":"Timothy Shanahan","votes_abstain":null,"votes_against":null,"votes_for":"2,038,133","votes_withheld":"15,343,773"}]},"claim":"MEDALLION FINANCIAL CORP shareholders approved Election of Class III Directors at the 2026-06-09 meeting.","evidence_excerpt":"Shareholders elected each of the Company’s nominees to serve as Class III Directors, each for a term expiring at the 2029 Annual Meeting of Shareholders of the Company, and for the third consecutive annual meeting of shareholders with respect to which BIMIZCI Fund LLC (the “Dissident”) submitted notice of director nominations, did not elect any of the Dissident’s nominees, by the following votes: VOTES FOR VOTES WITHHELD COMPANY NOMINEES John Everets 14,905,644 2,476,122 Cynthia A. Hallenbeck 13,199,033 4,182,873 Alvin Murstein 12,785,454 4,596,312 DISSIDENT NOMINEES Eric Kelly 3,384,358 13,997,407 John Kiernan 4,711,028 12,670,737 Timothy Shanahan 2,038,133 15,343,773","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-269326","anchor_url":"https://secwatch.observer/filing/0001193125-26-269326#claim-012e0ce5587aa9c3ab8ad3b7b16b0812db0969c0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526269326/0001193125-26-269326-index.htm"},{"fact_type":"executive_change","fact_key":"eb6e602fc2","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-06-12T12:30:15+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2026-07-01","interim":false,"role":"Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"David Justin Haley was appointed as Chief Executive Officer at MEDALLION FINANCIAL CORP.","evidence_excerpt":"On June 11, 2026, the Board of Directors of Medallion Bank appointed Mr. David Justin Haley to succeed Donald Poulton and serve as the Chief Executive Officer of Medallion Bank, effective July 1, 2026.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-268547","anchor_url":"https://secwatch.observer/filing/0001193125-26-268547#claim-eb6e602fc2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526268547/0001193125-26-268547-index.htm"},{"fact_type":"executive_change","fact_key":"289ad2c298","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-06-12T12:30:15+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2026-07-01","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Donald Poulton was appointed as Director at MEDALLION FINANCIAL CORP.","evidence_excerpt":"On June 11, 2026, the Board of Directors of Medallion Bank appointed Donald Poulton to serve as a member of its Board of Directors, effective July 1, 2026.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-268547","anchor_url":"https://secwatch.observer/filing/0001193125-26-268547#claim-289ad2c298","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526268547/0001193125-26-268547-index.htm"},{"fact_type":"executive_change","fact_key":"53014d777e","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-06-12T12:30:15+00:00","payload":{"action":"retired","action_category":"departure","departure_tone":"retirement","effective_date":"2026-06-30","interim":false,"role":"Chief Executive Officer","role_category":"ceo","successor_name":"David Justin Haley","successor_named":true},"claim":"Donald Poulton retired as Chief Executive Officer at MEDALLION FINANCIAL CORP.","evidence_excerpt":"On June 11, 2026, Mr. Donald Poulton notified Medallion Financial Corp. and Medallion Bank of his intention to retire from his position as Chief Executive Officer of Medallion Bank, effective June 30, 2026.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-268547","anchor_url":"https://secwatch.observer/filing/0001193125-26-268547#claim-53014d777e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526268547/0001193125-26-268547-index.htm"},{"fact_type":"earnings_release","fact_key":"e20d897aba53736e7029564c80b000d6513d200d","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-04-29T23:59:59+00:00","payload":{"eps_text":"0.20 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"5.0 million","period_text":"quarter ended March 31, 2026","report_date":"2026-04-29","result_type":"reported_results","revenue_text":null},"claim":"MEDALLION FINANCIAL CORP reported quarter ended March 31, 2026 results: net income 5.0 million, EPS 0.20 per share.","evidence_excerpt":"Total net income attributable to stockholders for the first quarter was $5.0 million, or $0.20 per share, compared to $12.0 million, or $0.50 per share, in the prior year quarter.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-191552","anchor_url":"https://secwatch.observer/filing/0001193125-26-191552#claim-e20d897aba53736e7029564c80b000d6513d200d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526191552/0001193125-26-191552-index.htm"},{"fact_type":"debt_financing","fact_key":"2c6f067cfc23d02f76001da66ae290545e5d04bc","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-04-28T23:59:59+00:00","payload":{"counterparty":"affiliates of JP Morgan Investment Management Inc. and certain other institutional 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“Notes”).","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-187729","anchor_url":"https://secwatch.observer/filing/0001193125-26-187729#claim-2c6f067cfc23d02f76001da66ae290545e5d04bc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526187729/0001193125-26-187729-index.htm"},{"fact_type":"material_agreement","fact_key":"0347aecc892128af1031ae87ca959bd5729f342f","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2026-04-28T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Note Purchase Agreement","agreement_type":"notes_offering","counterparty":"affiliates of JP Morgan Investment Management Inc. and certain other institutional investors","effective_date":"2026-04-28","item_codes_triggered":["1.01"],"value_text":"$75.0 million"},"claim":"MEDALLION FINANCIAL CORP entered into Note Purchase Agreement with affiliates of JP Morgan Investment Management Inc. and certain other institutional investors valued at $75.0 million (effective 2026-04-28).","evidence_excerpt":"On April 28, 2026, Medallion Financial Corp., a Delaware corporation (the “Company”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with affiliates of JP Morgan Investment Management Inc. and certain other institutional investors relating to the private placement of $75.0 million aggregate principal amount of the Company’s 8.25% Senior Notes due 2031 (the “Notes”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-187729","anchor_url":"https://secwatch.observer/filing/0001193125-26-187729#claim-0347aecc892128af1031ae87ca959bd5729f342f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312526187729/0001193125-26-187729-index.htm"},{"fact_type":"governance_change","fact_key":"5314ba8c5f2e5314b41504aa7d99f0ea3e793bb8","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL 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2024 First Quarter Highlights • Net income was $10.0 million, or $0.42 per share","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000950170-24-050529","anchor_url":"https://secwatch.observer/filing/0000950170-24-050529#claim-a15e34c11552e86d1a06b02f4f1cb6e6cb219c0d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000095017024050529/0000950170-24-050529-index.htm"},{"fact_type":"material_agreement","fact_key":"02509725278c614766a6d773dca96d8a0f87699c","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2024-02-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Commitment","agreement_type":"credit_facility","counterparty":"Small Business Administration","effective_date":"2024-02-28","item_codes_triggered":["1.01"],"value_text":"$18,500,000"},"claim":"MEDALLION FINANCIAL CORP entered into Commitment with Small Business Administration valued at $18,500,000 (effective 2024-02-28).","evidence_excerpt":"On February 28, 2024, the Small Business Administration committed to reserve leverage in the form of debentures in an amount equal to $18,500,000 (the “Commitment”) to Medallion Capital, Inc.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0000950170-24-023132","anchor_url":"https://secwatch.observer/filing/0000950170-24-023132#claim-02509725278c614766a6d773dca96d8a0f87699c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000095017024023132/0000950170-24-023132-index.htm"},{"fact_type":"debt_financing","fact_key":"e905497a8f399cafe68d3322567ec8e902c6afdf","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-12-28T23:59:59+00:00","payload":{"counterparty":"a certain institutional investor","effective_date":"2023-12-21","event":"incurrence","instrument_type":"senior_notes","interest_rate_text":"9.00% per year","item_codes_triggered":["2.03"],"maturity_text":"December 30, 2033","principal_text":"$12.5 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“Notes”).","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-305166","anchor_url":"https://secwatch.observer/filing/0001193125-23-305166#claim-ef181fde69759fa94a519765b40607049e26d8a4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523305166/0001193125-23-305166-index.htm"},{"fact_type":"earnings_release","fact_key":"82f9a8f4c9d50a9bd668bc7b814743b83a40a59e","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-10-30T23:59:59+00:00","payload":{"eps_text":"$0.48 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$11.2 million","period_text":"the quarter ended September 30, 2023","report_date":"2023-10-30","result_type":"reported_results","revenue_text":null},"claim":"MEDALLION FINANCIAL CORP reported the quarter ended September 30, 2023 results: net income $11.2 million, EPS $0.48 per share.","evidence_excerpt":"MEDALLION FINANCIAL CORP. REPORTS 2023 THIRD QUARTER RESULTS NEW YORK, NY – October 30, 2023 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced today its results for the quarter ended September 30, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0000950170-23-056383","anchor_url":"https://secwatch.observer/filing/0000950170-23-056383#claim-82f9a8f4c9d50a9bd668bc7b814743b83a40a59e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000095017023056383/0000950170-23-056383-index.htm"},{"fact_type":"debt_financing","fact_key":"9cc45c83a6324bc077ccf258ee190be1529dea88","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-10-02T23:59:59+00:00","payload":{"counterparty":"certain institutional investors","effective_date":"2023-09-29","event":"incurrence","instrument_type":"senior_notes","interest_rate_text":"9.25% per year","item_codes_triggered":["2.03"],"maturity_text":"2028","principal_text":"$39.0 million aggregate principal amount"},"claim":"MEDALLION FINANCIAL CORP incurred senior notes of $39.0 million aggregate principal amount with certain institutional investors at 9.25% per year maturing 2028.","evidence_excerpt":"On September 29, 2023, Medallion Financial Corp., a Delaware corporation (the “Company”), entered into several Note Purchase Agreements (the “Note Purchase Agreements”) with certain institutional investors relating to the private placement of its $39.0 million aggregate principal amount of 9.25% Senior Notes due 2028 (the “Notes”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-248561","anchor_url":"https://secwatch.observer/filing/0001193125-23-248561#claim-9cc45c83a6324bc077ccf258ee190be1529dea88","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523248561/0001193125-23-248561-index.htm"},{"fact_type":"material_agreement","fact_key":"84367f111ffe82e4dee5cef2eb313c56ceebc965","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-10-02T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Note Purchase Agreements","agreement_type":"notes_offering","counterparty":"certain institutional investors","effective_date":"2023-09-29","item_codes_triggered":["1.01"],"value_text":"$39.0 million aggregate principal amount of 9.25% Senior Notes due 2028"},"claim":"MEDALLION FINANCIAL CORP entered into Note Purchase Agreements with certain institutional investors valued at $39.0 million aggregate principal amount of 9.25% Senior Notes due 2028 (effective 2023-09-29).","evidence_excerpt":"On September 29, 2023, Medallion Financial Corp., a Delaware corporation (the “Company”), entered into several Note Purchase Agreements (the “Note Purchase Agreements”) with certain institutional investors relating to the private placement of its $39.0 million aggregate principal amount of 9.25% Senior Notes due 2028 (the “Notes”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-248561","anchor_url":"https://secwatch.observer/filing/0001193125-23-248561#claim-84367f111ffe82e4dee5cef2eb313c56ceebc965","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523248561/0001193125-23-248561-index.htm"},{"fact_type":"earnings_release","fact_key":"5308b33cbe4c1a628702c85424bd1714a0849465","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-07-24T23:59:59+00:00","payload":{"eps_text":"$0.62 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$14.2 million, or $0.62 per share","period_text":"the quarter ended June 30, 2023","report_date":"2023-07-24","result_type":"reported_results","revenue_text":null},"claim":"MEDALLION FINANCIAL CORP reported the quarter ended June 30, 2023 results: net income $14.2 million, or $0.62 per share, EPS $0.62 per share.","evidence_excerpt":"Medallion Financial Corp. (the “Company”), issued a press release to the news media announcing, among other things, the Company’s results for the quarter ended June 30, 2023.","confidence":0.92,"filing_url":"https://secwatch.observer/filing/0001193125-23-192248","anchor_url":"https://secwatch.observer/filing/0001193125-23-192248#claim-5308b33cbe4c1a628702c85424bd1714a0849465","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523192248/0001193125-23-192248-index.htm"},{"fact_type":"material_agreement","fact_key":"c319a0ec89811909d6020e5f6acfd3d24a45bfe5","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-07-11T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Commitment","agreement_type":"credit_facility","counterparty":"Small Business Administration","effective_date":"2023-07-06","item_codes_triggered":["1.01"],"value_text":"$20 million"},"claim":"MEDALLION FINANCIAL CORP entered into Commitment with Small Business Administration valued at $20 million (effective 2023-07-06).","evidence_excerpt":"On July 6, 2023, the Small Business Administration committed to reserve leverage in the form of debentures in an amount equal to $20 million (the “Commitment”) to Medallion Capital, Inc.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-185339","anchor_url":"https://secwatch.observer/filing/0001193125-23-185339#claim-c319a0ec89811909d6020e5f6acfd3d24a45bfe5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523185339/0001193125-23-185339-index.htm"},{"fact_type":"shareholder_vote","fact_key":"a97ed6d20f2539a84d4a1cbaac4cd424d90e3f17","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-06-23T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-22","outcome":"passed","proposal_text":"Advisory vote to approve the 2022 compensation of the Company's named executive officers","proposal_type":"say_on_pay","results":[{"broker_non_votes":"6,135,715","subject":null,"votes_abstain":"98,023","votes_against":"1,324,028","votes_for":"11,348,911","votes_withheld":null}]},"claim":"MEDALLION FINANCIAL CORP shareholders approved Advisory vote to approve the 2022 compensation of the Company's named executive officers at the 2023-06-22 meeting.","evidence_excerpt":"The Company’s stockholders approved a non-binding advisory resolution to approve the 2022 compensation of the Company’s named executive officers, as described in the proxy statement by the following votes: VOTES FOR VOTES AGAINST VOTES ABSTAINED BROKER NON-VOTES 11,348,911 1,324,028 98,023 6,135,715","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-173814","anchor_url":"https://secwatch.observer/filing/0001193125-23-173814#claim-a97ed6d20f2539a84d4a1cbaac4cd424d90e3f17","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523173814/0001193125-23-173814-index.htm"},{"fact_type":"shareholder_vote","fact_key":"9d46c08b3cb40fdd517c5504c6ff026c6551b94a","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-06-23T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-22","outcome":"passed","proposal_text":"Ratification of appointment of Mazars USA LLP as independent registered public accounting firm for the year ending December 31, 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"-0-","subject":null,"votes_abstain":"118,564","votes_against":"1,686,383","votes_for":"17,101,730","votes_withheld":null}]},"claim":"MEDALLION FINANCIAL CORP shareholders approved Ratification of appointment of Mazars USA LLP as independent registered public accounting firm for the year ending December 31, 2023 at the 2023-06-22 meeting.","evidence_excerpt":"The Company’s stockholders ratified the appointment of Mazars USA LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023 by the following votes: VOTES FOR VOTES AGAINST VOTES ABSTAINED BROKER NON-VOTES 17,101,730 1,686,383 118,564 -0-","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-173814","anchor_url":"https://secwatch.observer/filing/0001193125-23-173814#claim-9d46c08b3cb40fdd517c5504c6ff026c6551b94a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523173814/0001193125-23-173814-index.htm"},{"fact_type":"shareholder_vote","fact_key":"13724f19be2a2fbcac4fb32230dab7d2ad0fe8e7","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-06-23T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-22","outcome":"passed","proposal_text":"Election of Class III Directors","proposal_type":"director_election","results":[{"broker_non_votes":"6,135,715","subject":"Alvin Murstein","votes_abstain":null,"votes_against":null,"votes_for":"11,543,132","votes_withheld":"1,227,830"},{"broker_non_votes":"6,135,715","subject":"John Everets","votes_abstain":null,"votes_against":null,"votes_for":"10,173,010","votes_withheld":"2,597,952"},{"broker_non_votes":"6,135,715","subject":"Cynthia A. Hallenbeck","votes_abstain":null,"votes_against":null,"votes_for":"10,127,758","votes_withheld":"2,643,204"}]},"claim":"MEDALLION FINANCIAL CORP shareholders approved Election of Class III Directors at the 2023-06-22 meeting.","evidence_excerpt":"The following individuals were elected to the Company’s Board of Directors to serve as Class III Directors until the 2026 annual meeting of stockholders by the following votes: NOMINEE VOTES FOR VOTES WITHELD BROKER NON-VOTES Alvin Murstein 11,543,132 1,227,830 6,135,715 John Everets 10,173,010 2,597,952 6,135,715 Cynthia A. Hallenbeck 10,127,758 2,643,204 6,135,715","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-173814","anchor_url":"https://secwatch.observer/filing/0001193125-23-173814#claim-13724f19be2a2fbcac4fb32230dab7d2ad0fe8e7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523173814/0001193125-23-173814-index.htm"},{"fact_type":"earnings_release","fact_key":"f196f60b428f8b754656021dc1aa368592f11f8a","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-05-01T23:59:59+00:00","payload":{"eps_text":"$0.67 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$15.4 million","period_text":"quarter ended March 31, 2023","report_date":"2023-05-01","result_type":"reported_results","revenue_text":null},"claim":"MEDALLION FINANCIAL CORP reported quarter ended March 31, 2023 results: net income $15.4 million, EPS $0.67 per share.","evidence_excerpt":"Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced today its results for the quarter ended March 31, 2023. 2023 First Quarter Highlights • Net income was $15.4 million, or $0.67 per share, compared to $9.8 million, or $0.39 per share, in the prior year quarter.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-130388","anchor_url":"https://secwatch.observer/filing/0001193125-23-130388#claim-f196f60b428f8b754656021dc1aa368592f11f8a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523130388/0001193125-23-130388-index.htm"},{"fact_type":"executive_change","fact_key":"3af5ea80aa","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-05-01T23:59:59+00:00","payload":{"action":"not renewing","action_category":"departure","departure_tone":"routine","effective_date":"2027-05-28","interim":false,"role":"Chief Executive Officer and Chairman of the Board","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Alvin Murstein departed as Chief Executive Officer and Chairman of the Board at MEDALLION FINANCIAL CORP.","evidence_excerpt":"Mr. Alvin Murstein, the Company’s Chairman of the Board and Chief Executive Officer, notified the Company of his election not to renew the term of his employment","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-130388","anchor_url":"https://secwatch.observer/filing/0001193125-23-130388#claim-3af5ea80aa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523130388/0001193125-23-130388-index.htm"},{"fact_type":"earnings_release","fact_key":"bb5bddfc019459bbd92baf85a66ae9c45bccf588","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-02-22T23:59:59+00:00","payload":{"eps_text":"$1.83 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$43.8 million","period_text":"the full-year ended December 31, 2022","report_date":"2023-02-22","result_type":"reported_results","revenue_text":"$160.4 million"},"claim":"MEDALLION FINANCIAL CORP reported the full-year ended December 31, 2022 results: revenue $160.4 million, net income $43.8 million, EPS $1.83 per share.","evidence_excerpt":"Net income was $43.8 million, or $1.83 per share, compared to $54.1 million, or $2.17 per share, in the prior year. • Net interest income grew 26% to $160.4 million from $127.8 million in the prior year.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001193125-23-044803","anchor_url":"https://secwatch.observer/filing/0001193125-23-044803#claim-bb5bddfc019459bbd92baf85a66ae9c45bccf588","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523044803/0001193125-23-044803-index.htm"},{"fact_type":"earnings_release","fact_key":"d9093ce56ea4ffb6962040f0111ec09eaa8f461e","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-02-22T23:59:59+00:00","payload":{"eps_text":"$0.57 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$13.1 million","period_text":"the quarter ended December 31, 2022","report_date":"2023-02-22","result_type":"reported_results","revenue_text":"$43.6 million"},"claim":"MEDALLION FINANCIAL CORP reported the quarter ended December 31, 2022 results: revenue $43.6 million, net income $13.1 million, EPS $0.57 per share.","evidence_excerpt":"Net income was $13.1 million, or $0.57 per share, compared to $19.5 million, or $0.78 per share, in the prior year quarter. • Net interest income grew 22% to $43.6 million from $35.6 million in the prior year quarter.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001193125-23-044803","anchor_url":"https://secwatch.observer/filing/0001193125-23-044803#claim-d9093ce56ea4ffb6962040f0111ec09eaa8f461e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523044803/0001193125-23-044803-index.htm"},{"fact_type":"executive_change","fact_key":"de3a7716ca","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2023-01-05T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2022-12-31","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Frederick A. Menowitz resigned as Director at MEDALLION FINANCIAL CORP.","evidence_excerpt":"Frederick A. Menowitz resigned from the Board of Directors of Medallion Financial Corp.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-002387","anchor_url":"https://secwatch.observer/filing/0001193125-23-002387#claim-de3a7716ca","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312523002387/0001193125-23-002387-index.htm"},{"fact_type":"executive_change","fact_key":"1c52e4dfd6","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2022-11-15T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"not_disclosed","effective_date":"2022-11-30","interim":false,"role":"President of Medallion Capital, Inc.","role_category":"president","successor_name":null,"successor_named":false},"claim":"Alexander S. Travis resigned as President of Medallion Capital, Inc. at MEDALLION FINANCIAL CORP.","evidence_excerpt":"On November 14, 2022, Alexander S. Travis, President of Medallion Capital, Inc., a wholly owned subsidiary of Medallion Financial Corp., tendered his resignation effective November 30, 2022.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001193125-22-285755","anchor_url":"https://secwatch.observer/filing/0001193125-22-285755#claim-1c52e4dfd6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312522285755/0001193125-22-285755-index.htm"},{"fact_type":"earnings_release","fact_key":"48f4eca67b7be86d2b95bfede075633dacaf91cd","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2022-10-27T23:59:59+00:00","payload":{"eps_text":"$0.32 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$7.6 million, or $0.32 per share","period_text":"the quarter ended September 30, 2022","report_date":"2022-10-27","result_type":"reported_results","revenue_text":null},"claim":"MEDALLION FINANCIAL CORP reported the quarter ended September 30, 2022 results: net income $7.6 million, or $0.32 per share, EPS $0.32 per share.","evidence_excerpt":"Medallion Financial Corp. (the “Company”), issued a press release to the news media announcing, among other things, the Company’s results for the quarter ended September 30, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-22-270968","anchor_url":"https://secwatch.observer/filing/0001193125-22-270968#claim-48f4eca67b7be86d2b95bfede075633dacaf91cd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312522270968/0001193125-22-270968-index.htm"},{"fact_type":"executive_change","fact_key":"3650192bce","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2022-05-02T23:59:59+00:00","payload":{"action":"will retire","action_category":"departure","departure_tone":"retirement","effective_date":null,"interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Frederick A. Menowitz departed as Director at MEDALLION FINANCIAL CORP.","evidence_excerpt":"Frederick A. Menowitz, a current Class I director, will retire from the Board at the earlier of the appointment of the Additional Independent Director and 180 days after the date of the Cooperation Agreement.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-22-136840","anchor_url":"https://secwatch.observer/filing/0001193125-22-136840#claim-3650192bce","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312522136840/0001193125-22-136840-index.htm"},{"fact_type":"executive_change","fact_key":"85413cce15","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2022-05-02T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-05-01","interim":false,"role":"Lead Independent Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Brent O. Hatch was appointed as Lead Independent Director at MEDALLION FINANCIAL CORP.","evidence_excerpt":"Effective as of May 1, 2022, the Board, upon the recommendation of the Board’s Nominating and Governance Committee, increased the size of the Board from eight to nine members and appointed Brent O. 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Hall’s retirement, effective December 31, 2021, from his positions as Senior Vice President and Chief Financial Officer of Medallion Financial Corp.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-21-366178","anchor_url":"https://secwatch.observer/filing/0001193125-21-366178#claim-59e543a9ef","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312521366178/0001193125-21-366178-index.htm"},{"fact_type":"executive_change","fact_key":"d60112884d","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2021-11-01T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-01-01","interim":false,"role":"Executive Vice President and Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Anthony N. 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Hall notified the Company of his intention to retire from his positions as Senior Vice President and Chief Financial Officer of the Company, effective December 31, 2021.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-21-315521","anchor_url":"https://secwatch.observer/filing/0001193125-21-315521#claim-14a8feba02","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312521315521/0001193125-21-315521-index.htm"},{"fact_type":"executive_change","fact_key":"3e2d379681","cik":1000209,"ticker":"MFIN","company_name":"MEDALLION FINANCIAL CORP","filed_at":"2021-07-29T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2021-07-26","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Robert M. Meyer was appointed as Director at MEDALLION FINANCIAL CORP.","evidence_excerpt":"increased the size of the Board from seven to eight members and appointed Robert M. Meyer to serve as a member of the Board, effective immediately.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001193125-21-228358","anchor_url":"https://secwatch.observer/filing/0001193125-21-228358#claim-3e2d379681","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1000209/000119312521228358/0001193125-21-228358-index.htm"}]}