{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T17:19:31.550806+00:00","company":{"ticker":"NCIQ","cik":2031069,"company_name":"Hashdex Nasdaq CME Crypto Index ETF"},"pagination":{"limit":100,"returned":7,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Hashdex Asset Management Ltd.","detail":"other","count":1,"first_seen":"2026-03-16T23:59:59+00:00","last_seen":"2026-03-16T23:59:59+00:00","evidence_fact_ids":[28536]},{"display_name":"Virtu Americas LLC","detail":"other","count":1,"first_seen":"2026-02-27T23:59:59+00:00","last_seen":"2026-02-27T23:59:59+00:00","evidence_fact_ids":[30731]}]},"facts":[{"fact_type":"material_agreement","fact_key":"ee3011b812bdcd1591944f979eb8a7386c8238d6","cik":2031069,"ticker":"NCIQ","company_name":"Hashdex Nasdaq CME Crypto Index ETF","filed_at":"2026-03-16T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Second Amendment to the Sponsor Agreement","agreement_type":"other","counterparty":"Hashdex Asset Management Ltd.","effective_date":"2026-03-13","item_codes_triggered":["1.01"],"value_text":null},"claim":"Hashdex Nasdaq CME Crypto Index ETF amended Second Amendment to the Sponsor Agreement with Hashdex Asset Management Ltd. (effective 2026-03-13).","evidence_excerpt":"On March 13, 2026, Hashdex Asset Management Ltd., a Cayman Islands limited company (the “Sponsor”), and the Hashdex Nasdaq CME Crypto Index ETF, a Delaware statutory trust (the “Trust”), entered into the Second Amendment to the Sponsor Agreement (the “Second Amendment”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-028023","anchor_url":"https://secwatch.observer/filing/0001213900-26-028023#claim-ee3011b812bdcd1591944f979eb8a7386c8238d6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/2031069/000121390026028023/0001213900-26-028023-index.htm"},{"fact_type":"material_agreement","fact_key":"420dcca4b53a7afc3efb802f0d1af22f07734fb9","cik":2031069,"ticker":"NCIQ","company_name":"Hashdex Nasdaq CME Crypto Index ETF","filed_at":"2026-02-27T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Amendment #1","agreement_type":"other","counterparty":"Virtu Americas LLC","effective_date":"2026-02-24","item_codes_triggered":["1.01"],"value_text":null},"claim":"Hashdex Nasdaq CME Crypto Index ETF amended Amendment #1 with Virtu Americas LLC (effective 2026-02-24).","evidence_excerpt":"On February 24, 2026, Hashdex Nasdaq CME Crypto Index ETF (the “Trust”) and Hashdex Asset Management Ltd., as sponsor of the Trust (the “Sponsor”), entered into Amendment #1 (the “Amendment”) to the Authorized Participant Agreement, dated as of January 14, 2025 (the “AP Agreement”), with Virtu Americas LLC (“Virtu”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-021717","anchor_url":"https://secwatch.observer/filing/0001213900-26-021717#claim-420dcca4b53a7afc3efb802f0d1af22f07734fb9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/2031069/000121390026021717/0001213900-26-021717-index.htm"},{"fact_type":"governance_change","fact_key":"01ec11de38387b6551aed10025c1bab202293678","cik":2031069,"ticker":"NCIQ","company_name":"Hashdex Nasdaq CME Crypto Index ETF","filed_at":"2026-01-20T23:59:59+00:00","payload":{"change_type":"other","effective_date":"2026-01-20","item_codes_triggered":["5.03"],"summary_text":"Name change of the trust from Hashdex Nasdaq Crypto Index US ETF to Hashdex Nasdaq CME Crypto Index ETF"},"claim":"Hashdex Nasdaq CME Crypto Index ETF: Name change of the trust from Hashdex Nasdaq Crypto Index US ETF to Hashdex Nasdaq CME Crypto Index ETF (effective 2026-01-20).","evidence_excerpt":"in order to change the name of the Trust from “Hashdex Nasdaq Crypto Index US ETF” to “Hashdex Nasdaq CME Crypto Index ETF”","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-005674","anchor_url":"https://secwatch.observer/filing/0001213900-26-005674#claim-01ec11de38387b6551aed10025c1bab202293678","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/2031069/000121390026005674/0001213900-26-005674-index.htm"},{"fact_type":"governance_change","fact_key":"d5b12b979ae2d6440f381b1761d11e6b0c94c8d1","cik":2031069,"ticker":"NCIQ","company_name":"Hashdex Nasdaq CME Crypto Index ETF","filed_at":"2025-11-12T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-11-12","item_codes_triggered":["5.03"],"summary_text":"Fourth Amended and Restated Trust Agreement to allow for in-kind creation and redemption transactions"},"claim":"Hashdex Nasdaq CME Crypto Index ETF: Fourth Amended and Restated Trust Agreement to allow for in-kind creation and redemption transactions (effective 2025-11-12).","evidence_excerpt":"The Trust Agreement made changes to the Third Amended and Restated Trust Agreement to reflect necessary changes in order to allow for in-kind creation and redemption transactions.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-109236","anchor_url":"https://secwatch.observer/filing/0001213900-25-109236#claim-d5b12b979ae2d6440f381b1761d11e6b0c94c8d1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/2031069/000121390025109236/0001213900-25-109236-index.htm"},{"fact_type":"governance_change","fact_key":"cc5c03d72d24e292092c00860ea2b0f2db4bf566","cik":2031069,"ticker":"NCIQ","company_name":"Hashdex Nasdaq CME Crypto Index ETF","filed_at":"2025-09-24T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-09-18","item_codes_triggered":["5.03"],"summary_text":"Amended and restated trust agreement to reflect changes enabling reliance on generic listing rules."},"claim":"Hashdex Nasdaq CME Crypto Index ETF: Amended and restated trust agreement to reflect changes enabling reliance on generic listing rules (effective 2025-09-18).","evidence_excerpt":"On September 18, 2025, Hashdex Nasdaq Crypto Index US ETF (the “Trust”)’s sponsor, Hashdex Asset Management Ltd. (the “Sponsor”), and CSC Delaware Trust Company, the Trustee of the Trust, entered into a Third Amended and Restated Trust Agreement (the “Trust Agreement”). The Trust Agreement made changes to the Second Amended and Restated Trust Agreement to reflect necessary changes in order to rely on the generic listing rules.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-091156","anchor_url":"https://secwatch.observer/filing/0001213900-25-091156#claim-cc5c03d72d24e292092c00860ea2b0f2db4bf566","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/2031069/000121390025091156/0001213900-25-091156-index.htm"},{"fact_type":"executive_change","fact_key":"4e92b3379f","cik":2031069,"ticker":"NCIQ","company_name":"Hashdex Nasdaq CME Crypto Index ETF","filed_at":"2025-06-06T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-06-02","interim":false,"role":"Director of the Sponsor","role_category":"director","successor_name":null,"successor_named":false},"claim":"Samir Elias Hachem Kerbage was appointed as Director of the Sponsor at Hashdex Nasdaq CME Crypto Index ETF.","evidence_excerpt":"Effective June 2, 2025, Samir Elias Hachem Kerbage was appointed to the Board of Directors of the Sponsor.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-052088","anchor_url":"https://secwatch.observer/filing/0001213900-25-052088#claim-4e92b3379f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/2031069/000121390025052088/0001213900-25-052088-index.htm"},{"fact_type":"executive_change","fact_key":"a1b3163165","cik":2031069,"ticker":"NCIQ","company_name":"Hashdex Nasdaq CME Crypto Index ETF","filed_at":"2025-06-06T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-06-02","interim":false,"role":"Director of the Sponsor","role_category":"director","successor_name":"Samir Elias Hachem Kerbage","successor_named":true},"claim":"Bruno Leonardo Kmita de Oliveira Passos resigned as Director of the Sponsor at Hashdex Nasdaq CME Crypto Index ETF.","evidence_excerpt":"On June 2, 2025, Bruno Leonardo Kmita de Oliveira Passos resigned from his role as a member of the Board of Directors of Hashdex Asset Management Ltd. (the “Sponsor”), the sponsor of the Hashdex Nasdaq Crypto Index US ETF (the “Trust”).","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-052088","anchor_url":"https://secwatch.observer/filing/0001213900-25-052088#claim-a1b3163165","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/2031069/000121390025052088/0001213900-25-052088-index.htm"}]}