{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-03T12:40:50.120970+00:00","company":{"ticker":"NEWT","cik":1587987,"company_name":"NewtekOne, Inc."},"pagination":{"limit":100,"returned":10,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). 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Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC (collectively, the “Placement Agents”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001628280-26-019493","anchor_url":"https://secwatch.observer/filing/0001628280-26-019493#claim-86e08e15d8c1d38ace1b73ec82c6596d244c47c8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1587987/000162828026019493/0001628280-26-019493-index.htm"},{"fact_type":"governance_change","fact_key":"2f0cbedda2870a7eaf1d2c6ff680e630a511e531","cik":1587987,"ticker":"NEWT","company_name":"NewtekOne, Inc.","filed_at":"2025-09-18T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-09-17","item_codes_triggered":["5.03"],"summary_text":"Eliminated Series A Convertible Preferred Stock as a class or series of authorized stock, reclassifying shares as authorized and unissued without designation."},"claim":"NewtekOne, Inc.: Eliminated Series A Convertible Preferred Stock as a class or series of authorized stock, reclassifying shares as authorized and unissued without designation (effective 2025-09-17).","evidence_excerpt":"On September 17, 2025, NewtekOne, Inc. (the “Company”) filed Articles Supplementary (the “Articles Supplementary”) to the amended and restated articles of incorporation of the Company with the Maryland State Department of Assessments and Taxation in order to eliminate the Company’s Series A Convertible Preferred Stock, $0.02 per share (the “Series A Preferred Stock”) as a class or series of the Company’s authorized stock, as no shares of Series A Preferred Stock are issued and outstanding.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001587987-25-000169","anchor_url":"https://secwatch.observer/filing/0001587987-25-000169#claim-2f0cbedda2870a7eaf1d2c6ff680e630a511e531","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1587987/000158798725000169/0001587987-25-000169-index.htm"},{"fact_type":"governance_change","fact_key":"8d06b5ba51e60017833e716f91aa30a91dcf9382","cik":1587987,"ticker":"NEWT","company_name":"NewtekOne, Inc.","filed_at":"2025-08-21T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-08-19","item_codes_triggered":["5.03"],"summary_text":"Established 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, by filing Articles Supplementary."},"claim":"NewtekOne, Inc.: Established 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, by filing Articles Supplementary (effective 2025-08-19).","evidence_excerpt":"On August 19, 2025, the Company filed the Articles Supplementary with the Maryland State Department of Assessments and Taxation amending the amended and restated articles of incorporation of the Company, as amended. 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