{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T15:55:33.040276+00:00","company":{"ticker":"NSTS","cik":1881592,"company_name":"NSTS Bancorp, Inc."},"pagination":{"limit":100,"returned":12,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Brookfield Bancshares, Inc.","detail":"merger","count":1,"first_seen":"2026-05-12T21:15:25+00:00","last_seen":"2026-05-12T21:15:25+00:00","evidence_fact_ids":[104131]}]},"facts":[{"fact_type":"shareholder_vote","fact_key":"b3a837a4f2c109f871915106512cdb7e74a20feb","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2026-06-01T20:16:05+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-27","outcome":"passed","proposal_text":"Ratification of appointment of Plante & Moran, PLLC as independent registered public accounting firm","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"85,662","votes_against":"207,145","votes_for":"3,708,805","votes_withheld":null}]},"claim":"NSTS Bancorp, Inc. shareholders approved Ratification of appointment of Plante & Moran, PLLC as independent registered public accounting firm at the 2026-05-27 meeting.","evidence_excerpt":"PROPOSAL 2: Ratify Appointment of Plante & Moran, PLLC. The ratification of the appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026: FOR AGAINST ABSTAIN BROKER NON-VOTES 3,708,805 207,145 85,662 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-019044","anchor_url":"https://secwatch.observer/filing/0001437749-26-019044#claim-b3a837a4f2c109f871915106512cdb7e74a20feb","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774926019044/0001437749-26-019044-index.htm"},{"fact_type":"shareholder_vote","fact_key":"25a3023bd0db282385aa090f3f4b917081e3b5c8","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2026-06-01T20:16:05+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-27","outcome":"passed","proposal_text":"Election of three directors to serve for three-year terms","proposal_type":"director_election","results":[{"broker_non_votes":"1,207,967","subject":"Apolonio Arenas","votes_abstain":null,"votes_against":null,"votes_for":"2,529,046","votes_withheld":"264,599"},{"broker_non_votes":"1,207,967","subject":"Thomas J. Kneesel","votes_abstain":null,"votes_against":null,"votes_for":"2,575,890","votes_withheld":"217,755"},{"broker_non_votes":"1,207,967","subject":"Rodney J. True","votes_abstain":null,"votes_against":null,"votes_for":"2,492,657","votes_withheld":"300,988"}]},"claim":"NSTS Bancorp, Inc. shareholders approved Election of three directors to serve for three-year terms at the 2026-05-27 meeting.","evidence_excerpt":"PROPOSAL 1: Election of Directors. The election of three (3) director nominees to each serve for a term of three years expiring at the Company’s 2029 Annual Meeting, or until their successors are duly elected and qualified: NAME OF DIRECTOR NOMINEE FOR WITHHELD BROKER NON-VOTES Apolonio Arenas 2,529,046 264,599 1,207,967 Thomas J. Kneesel 2,575,890 217,755 1,207,967 Rodney J. True 2,492,657 300,988 1,207,967","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-019044","anchor_url":"https://secwatch.observer/filing/0001437749-26-019044#claim-25a3023bd0db282385aa090f3f4b917081e3b5c8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774926019044/0001437749-26-019044-index.htm"},{"fact_type":"material_agreement","fact_key":"75ba1c0356f636241bd62094c54693dbea5af1ef","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2026-05-12T21:15:25+00:00","payload":{"action":"entry","agreement_name":"Agreement and Plan of Merger","agreement_type":"merger","counterparty":"Brookfield Bancshares, Inc.","effective_date":"2026-05-12","item_codes_triggered":["1.01"],"value_text":"$73,662,000"},"claim":"NSTS Bancorp, Inc. entered into Agreement and Plan of Merger with Brookfield Bancshares, Inc. valued at $73,662,000 (effective 2026-05-12).","evidence_excerpt":"the Company will merge with and into a newly formed Delaware corporation and wholly owned subsidiary of Parent, BRKD Merger Sub Inc. (“ Parent Merger Sub ”), with the Company as the surviving corporation (the “ Merger ”) and (2) immediately following the Merger, the Company will be merged with and into Parent, with Parent surviving the merger (the “ Second Merger ”). Following the Second Merger, North Shore Trust and Savings, a federally-chartered stock savings institution with its principal office in Waukegan, Illinois (the “ Bank ”), will become a wholly-owned subsidiary of Parent. The Bank will continue to operate under its existing name and federal savings association charter as a subsidiary of Parent. Under the terms of the Merger Agreement, each share of common stock, par value $0.01 per share, of the Company (“ Company Stock ”) that is issued and outstanding at the effective time of the Merger (the “ Effective Time ”), will be converted into the right to receive cash in an aggre","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-26-016470","anchor_url":"https://secwatch.observer/filing/0001437749-26-016470#claim-75ba1c0356f636241bd62094c54693dbea5af1ef","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774926016470/0001437749-26-016470-index.htm"},{"fact_type":"executive_change","fact_key":"c4b83340cf","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2025-06-18T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-06-18","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"John S. Pucin was appointed as Director at NSTS Bancorp, Inc..","evidence_excerpt":"appointed John S. Pucin, age 59, as a Director of the Company and the Bank.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-25-020779","anchor_url":"https://secwatch.observer/filing/0001437749-25-020779#claim-c4b83340cf","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774925020779/0001437749-25-020779-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"605542bd9b452ad6dba53b6f2072e20f13b04926","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2025-02-10T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"board_independence","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-02-07","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5605(b)(1)","5605(a)(2)"],"rules_cited_in_text":true},"claim":"NSTS Bancorp, Inc. received a nasdaq deficiency notice notice regarding board independence (rules 5605(b)(1), 5605(a)(2)).","evidence_excerpt":"February 7, 2025, the Company received a letter from Nasdaq confirming that, due to Mr. Bond’s death, the Company has temporarily fallen out of compliance with the requirements of Rule 5605(b)(1) of the Nasdaq listing standards. In accordance with Rule 5605(b)(1)(A) of the Nasdaq listing standards, the Company has until the earlier of its next annual stockholders’ meeting or December 21, 2025 to regain compliance, or if the Company’s next annual stockholders’ meeting is held before June 19, 2025, then the Company must evidence compliance no later than June 19, 2025. Prior to the end of the cur","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-25-003297","anchor_url":"https://secwatch.observer/filing/0001437749-25-003297#claim-605542bd9b452ad6dba53b6f2072e20f13b04926","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774925003297/0001437749-25-003297-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"cccfb691fee1cd80ef6fd8f9ad1d5b46d5a832aa","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2025-02-10T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"board_independence","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-02-07","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5605(b)(1)"]},"claim":"NSTS Bancorp, Inc. received a nasdaq deficiency notice notice regarding board independence (rules 5605(b)(1)).","evidence_excerpt":"February 7, 2025, the Company received a letter from Nasdaq confirming that, due to Mr. Bond’s death, the Company has temporarily fallen out of compliance with the requirements of Rule 5605(b)(1) of the Nasdaq listing st","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-25-003297","anchor_url":"https://secwatch.observer/filing/0001437749-25-003297#claim-cccfb691fee1cd80ef6fd8f9ad1d5b46d5a832aa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774925003297/0001437749-25-003297-index.htm"},{"fact_type":"executive_change","fact_key":"b24a4dafdc","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2024-04-22T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-04-18","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Emily E. Ansani was appointed as Director at NSTS Bancorp, Inc..","evidence_excerpt":"appointed Emily E. Ansani, age 47, as a Director of the Company and the Bank.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001437749-24-012640","anchor_url":"https://secwatch.observer/filing/0001437749-24-012640#claim-b24a4dafdc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774924012640/0001437749-24-012640-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"ce88813b89ac7cd6eceb97e0d1fecfa9029dcdcc","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2023-11-03T23:59:59+00:00","payload":{"company_response":"Intends to fill vacancy to regain compliance","compliance_status":"deficient","cure_deadline":"2024-04-04","deficiency_type":"audit_committee","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":"Majority independent directors and audit committee of at least three members","notice_date":"2023-11-02","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":"Rule 5605(b)(1) and Rule 5605(c)(2)(A) of the Nasdaq listing standards","reported_value":"Board: six members, three independent; Audit Committee: two members","rule_numbers":["5605(a)(2)","5605(b)(1)","5605(c)(2)(A)","5605(b)(1)(A)","5605(c)(4)"],"rules_cited_in_text":true},"claim":"NSTS Bancorp, Inc. received a nasdaq deficiency notice notice regarding audit committee (rules 5605(a)(2), 5605(b)(1), 5605(c)(2)(A), 5605(b)(1)(A), 5605(c)(4)).","evidence_excerpt":"November 2, 2023, the Company received a letter from Nasdaq confirming that, due to Mr. Dolan’s death, the Company has temporarily fallen out of compliance with the requirements of Rule 5605(b)(1) and Rule 5605(c)(2)(A) of the Nasdaq listing standards. In accordance with Rule 5605(b)(1)(A) and Rule 5605(c)(4) of the Nasdaq listing standards, the Company has until the earlier of its next annual shareholders’ meeting or October 7, 2024 to regain compliance; provided, however, that if the next annual shareholders’ meeting is held before April 4, 2024, then the Company must be in compliance no lat","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-23-030221","anchor_url":"https://secwatch.observer/filing/0001437749-23-030221#claim-ce88813b89ac7cd6eceb97e0d1fecfa9029dcdcc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774923030221/0001437749-23-030221-index.htm"},{"fact_type":"shareholder_vote","fact_key":"ea6bed3387ac8367c263954b6be0c0b7bf46a142","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2023-05-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-24","outcome":"passed","proposal_text":"Approval of the NSTS Bancorp, Inc. 2023 Equity Incentive Plan","proposal_type":"equity_plan","results":[{"broker_non_votes":"1,354,092","subject":null,"votes_abstain":"153,648","votes_against":"340,332","votes_for":"2,010,487","votes_withheld":null}]},"claim":"NSTS Bancorp, Inc. shareholders approved Approval of the NSTS Bancorp, Inc. 2023 Equity Incentive Plan at the 2023-05-24 meeting.","evidence_excerpt":"PROPOSAL 3: Approve the NSTS Bancorp, Inc. 2023 Equity Incentive Plan. The approval of the NSTS Bancorp, Inc. 2023 Equity Incentive Plan: FOR AGAINST ABSTAIN BROKER NON-VOTES 2,010,487 340,332 153,648 1,354,092","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-015990","anchor_url":"https://secwatch.observer/filing/0001437749-23-015990#claim-ea6bed3387ac8367c263954b6be0c0b7bf46a142","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774923015990/0001437749-23-015990-index.htm"},{"fact_type":"shareholder_vote","fact_key":"cd2911898d33e979397894ae0e6c11c5524f38b8","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2023-05-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-24","outcome":"passed","proposal_text":"Ratification of the appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"39,305","votes_against":"113,589","votes_for":"3,705,665","votes_withheld":null}]},"claim":"NSTS Bancorp, Inc. shareholders approved Ratification of the appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 at the 2023-05-24 meeting.","evidence_excerpt":"PROPOSAL 2: Ratify Appointment of Plante & Moran, PLLC. The ratification of the appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023: FOR AGAINST ABSTAIN BROKER NON-VOTES 3,705,665 113,589 39,305 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-015990","anchor_url":"https://secwatch.observer/filing/0001437749-23-015990#claim-cd2911898d33e979397894ae0e6c11c5524f38b8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774923015990/0001437749-23-015990-index.htm"},{"fact_type":"shareholder_vote","fact_key":"441a5ae0f588caf5c9c26cc30c77153b4b4c726a","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2023-05-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-24","outcome":"passed","proposal_text":"Election of three director nominees to each serve for a term of three years expiring at the Company’s 2026 Annual Meeting, or until their successors are duly elected and qualified","proposal_type":"director_election","results":[{"broker_non_votes":"1,354,092","subject":"Apolonio Arenas","votes_abstain":null,"votes_against":null,"votes_for":"2,283,087","votes_withheld":"221,380"},{"broker_non_votes":"1,354,092","subject":"Thomas J. 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True 2,073,567 430,900 1,354,092","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-015990","anchor_url":"https://secwatch.observer/filing/0001437749-23-015990#claim-441a5ae0f588caf5c9c26cc30c77153b4b4c726a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774923015990/0001437749-23-015990-index.htm"},{"fact_type":"executive_change","fact_key":"334bd44ebe","cik":1881592,"ticker":"NSTS","company_name":"NSTS Bancorp, Inc.","filed_at":"2022-07-26T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-07-26","interim":false,"role":"Chief Executive Officer of North Shore Trust and Savings","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Nathan E. Walker was appointed as Chief Executive Officer of North Shore Trust and Savings at NSTS Bancorp, Inc..","evidence_excerpt":"On July 26, 2022, NSTS Bancorp, Inc. (the “Company”) announced that the Board of Directors (the “Board”) of the Company appointed Nathan E. Walker to the position of Chief Executive Officer of its wholly owned subsidiary, North Shore Trust and Savings (the “Bank”). Additionally, Mr. Walker was appointed Executive Vice President of the Company.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-22-017780","anchor_url":"https://secwatch.observer/filing/0001437749-22-017780#claim-334bd44ebe","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1881592/000143774922017780/0001437749-22-017780-index.htm"}]}