{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-03T22:27:07.288985+00:00","company":{"ticker":"NWBO","cik":1072379,"company_name":"NORTHWEST BIOTHERAPEUTICS INC"},"pagination":{"limit":100,"returned":6,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"ma_transaction","fact_key":"7228ab7eb3962d6a10943dea73df057025ff00d9","cik":1072379,"ticker":"NWBO","company_name":"NORTHWEST BIOTHERAPEUTICS INC","filed_at":"2026-04-07T23:59:59+00:00","payload":{"action":"acquisition","closing_date":"2025-10-24","consideration_text":"purchase price of approximately $1.9 million (£1.4 million) and payment of the then outstanding net amount of accounts payable owed by the Company to Advent for","counterparty":"Toucan Holdings LLC","effective_date":"2025-10-24","item_codes_triggered":["2.01"]},"claim":"NORTHWEST BIOTHERAPEUTICS INC completed an acquisition involving Toucan Holdings LLC for purchase price of approximately $1.9 million (£1.4 million) and payment of the then outstanding net amount of accounts payable owed by the Company to Advent for (closed 2025-10-24).","evidence_excerpt":"with potential acceleration after regulatory approval of the Company’s DCVax®-L\nproduct. The consideration for the acquisition consists of a purchase price of approximately $1.9 million (£1.4 million) and payment\nof the then outstanding net amount of accounts payable owed by the Company to Advent for manufacturing and related services already provided\nunder","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-040260","anchor_url":"https://secwatch.observer/filing/0001104659-26-040260#claim-7228ab7eb3962d6a10943dea73df057025ff00d9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926040260/0001104659-26-040260-index.htm"},{"fact_type":"governance_change","fact_key":"0b12a9652ebcab2dff3c0b673b855438ba1cee48","cik":1072379,"ticker":"NWBO","company_name":"NORTHWEST BIOTHERAPEUTICS INC","filed_at":"2026-01-02T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-12-30","item_codes_triggered":["5.03"],"summary_text":"Increased authorized shares of common stock from 1,700,000,000 to 2,600,000,000"},"claim":"NORTHWEST BIOTHERAPEUTICS INC: Increased authorized shares of common stock from 1,700,000,000 to 2,600,000,000 (effective 2025-12-30).","evidence_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-26-000243","anchor_url":"https://secwatch.observer/filing/0001104659-26-000243#claim-0b12a9652ebcab2dff3c0b673b855438ba1cee48","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm"},{"fact_type":"debt_financing","fact_key":"22343abe71b9fdaa5c4d4385608d00c579bc4f02","cik":1072379,"ticker":"NWBO","company_name":"NORTHWEST BIOTHERAPEUTICS INC","filed_at":"2025-11-20T23:59:59+00:00","payload":{"counterparty":"YA II PN, Ltd.","effective_date":"2025-11-14","event":"incurrence","instrument_type":"convertible_notes","interest_rate_text":"no interest","item_codes_triggered":["2.03"],"maturity_text":"12 months","principal_text":"$5 million"},"claim":"NORTHWEST BIOTHERAPEUTICS INC incurred convertible notes of $5 million with YA II PN, Ltd. at no interest maturing 12 months.","evidence_excerpt":"On November 14, 2025 the Company entered into a $5 million convertible Promissory Note financing (the “Note”) with YA II PN, Ltd., an investment fund managed by Yorkville Advisors Global, LP (“Yorkville”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-25-114627","anchor_url":"https://secwatch.observer/filing/0001104659-25-114627#claim-22343abe71b9fdaa5c4d4385608d00c579bc4f02","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465925114627/0001104659-25-114627-index.htm"},{"fact_type":"debt_financing","fact_key":"be74415a41f11098e04557eaab241d9e5ef4f774","cik":1072379,"ticker":"NWBO","company_name":"NORTHWEST BIOTHERAPEUTICS INC","filed_at":"2025-10-31T23:59:59+00:00","payload":{"counterparty":"Streeterville Capital, LLC","effective_date":"2025-10-27","event":"incurrence","instrument_type":"loan","interest_rate_text":"8% per annum","item_codes_triggered":["2.03"],"maturity_text":"22 months","principal_text":"$5,505,000"},"claim":"NORTHWEST BIOTHERAPEUTICS INC incurred loan of $5,505,000 with Streeterville Capital, LLC at 8% per annum maturing 22 months.","evidence_excerpt":"On October 27, 2025, Northwest Biotherapeutics, Inc. (the “Company”) entered into a Commercial Loan Agreement and Note (collectively, the “Loan Agreement”) with Streeterville Capital, LLC (the “Holder”) in the amount of $5,505,000.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-25-104812","anchor_url":"https://secwatch.observer/filing/0001104659-25-104812#claim-be74415a41f11098e04557eaab241d9e5ef4f774","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465925104812/0001104659-25-104812-index.htm"},{"fact_type":"debt_financing","fact_key":"8b56b9ad0f1a40377470ee03b02d1308c6efb59a","cik":1072379,"ticker":"NWBO","company_name":"NORTHWEST BIOTHERAPEUTICS INC","filed_at":"2024-05-02T23:59:59+00:00","payload":{"counterparty":"Streeterville Capital, LLC","effective_date":"2024-04-26","event":"incurrence","instrument_type":"loan","interest_rate_text":"8% per annum","item_codes_triggered":["2.03"],"maturity_text":"22 months","principal_text":"$11,005,000"},"claim":"NORTHWEST BIOTHERAPEUTICS INC incurred loan of $11,005,000 with Streeterville Capital, LLC at 8% per annum maturing 22 months.","evidence_excerpt":"On April 26, 2024, Northwest Biotherapeutics, Inc. (the “Company”) entered into a Commercial Loan Agreement and Note (collectively, the “Loan Agreement”) with Streeterville Capital, LLC (the “Holder”) in the amount of $11,005,000.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-24-056424","anchor_url":"https://secwatch.observer/filing/0001104659-24-056424#claim-8b56b9ad0f1a40377470ee03b02d1308c6efb59a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465924056424/0001104659-24-056424-index.htm"},{"fact_type":"material_agreement","fact_key":"4ba5788f82f02c47bde1d93f97a4abe36bd04e18","cik":1072379,"ticker":"NWBO","company_name":"NORTHWEST BIOTHERAPEUTICS INC","filed_at":"2024-05-02T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Loan Agreement","agreement_type":"credit_facility","counterparty":"Streeterville Capital, LLC","effective_date":"2024-04-26","item_codes_triggered":["1.01"],"value_text":"$11,005,000"},"claim":"NORTHWEST BIOTHERAPEUTICS INC entered into Loan Agreement with Streeterville Capital, LLC valued at $11,005,000 (effective 2024-04-26).","evidence_excerpt":"On April 26, 2024, Northwest Biotherapeutics, Inc. (the “Company”) entered into a Commercial Loan Agreement and Note (collectively, the “Loan Agreement”) with Streeterville Capital, LLC (the “Holder”) in the amount of $11,005,000.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-056424","anchor_url":"https://secwatch.observer/filing/0001104659-24-056424#claim-4ba5788f82f02c47bde1d93f97a4abe36bd04e18","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465924056424/0001104659-24-056424-index.htm"}]}