{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T06:46:32.881417+00:00","company":{"ticker":"NXUR","cik":1722969,"company_name":"Nxu, Inc."},"pagination":{"limit":100,"returned":50,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"certain investors named therein","detail":"equity_purchase","count":3,"first_seen":"2023-02-22T23:59:59+00:00","last_seen":"2023-10-23T23:59:59+00:00","evidence_fact_ids":[105136,119647,177784]},{"display_name":"Lynks Motor Corporation","detail":"equity_purchase","count":2,"first_seen":"2023-12-27T23:59:59+00:00","last_seen":"2023-12-27T23:59:59+00:00","evidence_fact_ids":[85497,85498]},{"display_name":"Maxim Group LLC","detail":"underwriting","count":2,"first_seen":"2023-02-22T23:59:59+00:00","last_seen":"2023-10-23T23:59:59+00:00","evidence_fact_ids":[105137,177785]},{"display_name":"A.G.P./Alliance Global Partners and Maxim Group LLC","detail":"underwriting","count":1,"first_seen":"2023-08-14T23:59:59+00:00","last_seen":"2023-08-14T23:59:59+00:00","evidence_fact_ids":[119648]},{"display_name":"American Stock Transfer & Trust Company, LLC","detail":"other","count":1,"first_seen":"2023-02-22T23:59:59+00:00","last_seen":"2023-02-22T23:59:59+00:00","evidence_fact_ids":[177786]},{"display_name":"H.C. Wainwright & Co., LLC","detail":"atm_program","count":1,"first_seen":"2023-11-24T23:59:59+00:00","last_seen":"2023-11-24T23:59:59+00:00","evidence_fact_ids":[91530]},{"display_name":"each Investor","detail":"other","count":1,"first_seen":"2023-01-06T23:59:59+00:00","last_seen":"2023-01-06T23:59:59+00:00","evidence_fact_ids":[187395]},{"display_name":"each institutional investor party to the Purchase Agreement","detail":"equity_purchase","count":1,"first_seen":"2023-01-06T23:59:59+00:00","last_seen":"2023-01-06T23:59:59+00:00","evidence_fact_ids":[187394]}],"ma_counterparty":[{"display_name":"Nxu, Inc.","detail":"change_of_control","count":2,"first_seen":"2023-05-12T23:59:59+00:00","last_seen":"2023-05-12T23:59:59+00:00","evidence_fact_ids":[152877,152878]}]},"facts":[{"fact_type":"executive_change","fact_key":"b9ea09a2ec","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2025-06-23T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-06-23","interim":false,"role":"Board","role_category":"director","successor_name":null,"successor_named":false},"claim":"Jessica Billingsley resigned as Board at Nxu, Inc..","evidence_excerpt":"On June 23, 2025, Jessica Billingsley resigned from the Board, effective as of June 23, 2025.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-25-009491","anchor_url":"https://secwatch.observer/filing/0001214659-25-009491#claim-b9ea09a2ec","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465925009491/0001214659-25-009491-index.htm"},{"fact_type":"executive_change","fact_key":"30c95d996c","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2025-06-23T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-06-16","interim":false,"role":"Chief Financial Officer of the Company","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Sarah Wyant resigned as Chief Financial Officer of the Company at Nxu, Inc..","evidence_excerpt":"On June 16, 2025, the Company received notices of resignation from Annie Pratt, resigning from her role as President of the Company and from the Board, and Sarah Wyant, resigning from her role as Chief Financial Officer of the Company, each effective as of June 16, 2025.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-25-009491","anchor_url":"https://secwatch.observer/filing/0001214659-25-009491#claim-30c95d996c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465925009491/0001214659-25-009491-index.htm"},{"fact_type":"executive_change","fact_key":"66d8b9bcaf","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2025-06-23T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-06-16","interim":false,"role":"President of the Company","role_category":"president","successor_name":null,"successor_named":false},"claim":"Annie Pratt resigned as President of the Company at Nxu, Inc..","evidence_excerpt":"On June 16, 2025, the Company received notices of resignation from Annie Pratt, resigning from her role as President of the Company and from the Board, and Sarah Wyant, resigning from her role as Chief Financial Officer of the Company, each effective as of June 16, 2025.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-25-009491","anchor_url":"https://secwatch.observer/filing/0001214659-25-009491#claim-66d8b9bcaf","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465925009491/0001214659-25-009491-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"96e1bc73c1c0371785923cd284c345303da41018","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2025-06-16T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-04-01","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5550(a)(2) and Nasdaq Listing Rule 5810(c)(3)(A)","reported_value":null,"rule_numbers":["5550(a)(2)","5810(c)(3)(A)"],"rules_cited_in_text":true},"claim":"Nxu, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).","evidence_excerpt":"April 1, 2025, the Company received a letter\nfrom the Staff notifying the Company that it had not regained compliance with the Minimum Bid Price Requirement for continued listing\non Nasdaq and that, as a result, the Company’s securities would be subject to delisting. Although the Reverse Stock Split had become\neffective on March 31, 2025, the shares of Class A common stock had not maintained a minimum bid price of $1.00 per share for a minimum\nof 10 consecutive business days during the applicable compliance period. The Company subsequently appealed the Staff’s determination\nto Nasdaq’s Hearing","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-25-009254","anchor_url":"https://secwatch.observer/filing/0001214659-25-009254#claim-96e1bc73c1c0371785923cd284c345303da41018","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465925009254/0001214659-25-009254-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"cac906e5ae37ae7423bf0c6f126946482d0cca18","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2025-04-07T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"regained_compliance","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":"2025-03-31","exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":true,"minimum_requirement":"$1.00 per share","notice_date":"2024-09-30","notice_type":"compliance_regained","plan_due_date":null,"raw_rule_text":"mply with Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). Pursuant to Nasdaq Li","reported_value":null,"rule_numbers":["5550(a)(2)","5810(c)(3)(A)","5815(a)(1)(B)(ii)(d)"],"rules_cited_in_text":true},"claim":"Nxu, Inc. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A), 5815(a)(1)(B)(ii)(d)).","evidence_excerpt":"ance Period. As a result, the Company’s securities will be suspended\nfrom trading on Nasdaq CM at the opening of business on April 10, 2025. On April 7, 2025, the Company requested a hearing\nto appeal the Staff’s determination to Nasdaq’s Hearing Panel (the “Panel”). Pursuant to Nasdaq Listing Rule 5815(a)(1)(B)(ii)(d),\nthe timely request for a hearing will not stay the trading suspension of the Company’s securities. The Company intends to provide\na plan to regain compliance with the Minimum Bid Price Requirement to the Panel. Although the closing bid price of Company’s Class\nA common stock ha","confidence":0.82,"filing_url":"https://secwatch.observer/filing/0001214659-25-005535","anchor_url":"https://secwatch.observer/filing/0001214659-25-005535#claim-cac906e5ae37ae7423bf0c6f126946482d0cca18","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465925005535/0001214659-25-005535-index.htm"},{"fact_type":"governance_change","fact_key":"e1b0784e958a0de4a64de888e41f10815c03671f","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2025-03-31T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-03-31","item_codes_triggered":["5.03"],"summary_text":"Filed an amendment to Certificate of Incorporation to effect a 1-for-20 reverse stock split of Class A common stock."},"claim":"Nxu, Inc.: Filed an amendment to Certificate of Incorporation to effect a 1-for-20 reverse stock split of Class A common stock (effective 2025-03-31).","evidence_excerpt":"On March 28, 2025, Nxu, Inc., a Delaware corporation (the “Company”), filed an amendment (the “Amendment”) to its Certificate of Incorporation (as amended, the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s Class A common stock, par value $0.0001 (the “Common Stock”), at a ratio of 1-for-20 (the “Reverse Stock Split”), with an effective time of 12:01 a.m. Eastern Time on March 31, 2025.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-25-005014","anchor_url":"https://secwatch.observer/filing/0001214659-25-005014#claim-e1b0784e958a0de4a64de888e41f10815c03671f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465925005014/0001214659-25-005014-index.htm"},{"fact_type":"executive_change","fact_key":"0ba3683031","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2025-01-13T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-01-13","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Erin Essenmacher was elected as Director at Nxu, Inc..","evidence_excerpt":"On January 13, 2025, the Board of Directors (the “Board”) of Nxu, Inc. (the “Company”) elected Erin Essenmacher to serve as a director on the Board, effective immediately, to fill the vacancy on the Board.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-25-000507","anchor_url":"https://secwatch.observer/filing/0001214659-25-000507#claim-0ba3683031","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465925000507/0001214659-25-000507-index.htm"},{"fact_type":"executive_change","fact_key":"020221ae88","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2024-10-24T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-10-23","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Sarah Wyant was appointed as Chief Financial Officer at Nxu, Inc..","evidence_excerpt":"The Nxu Board also appointed Sarah Wyant (together with the Executives, the “Nxu Executives”), Nxu’s Interim Chief Financial Officer, to serve as Nxu’s Chief Financial Officer, effective on October 23, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-24-017876","anchor_url":"https://secwatch.observer/filing/0001214659-24-017876#claim-020221ae88","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465924017876/0001214659-24-017876-index.htm"},{"fact_type":"restructuring_charge","fact_key":"fa1c5fad6abee520c0b4004f9f9a2a7350e49347","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2024-05-10T23:59:59+00:00","payload":{"affected_area":"product, engineering, manufacturing and general and administrative functions","charge_text":"approximately $837,000","effective_date":"2024-05-08","event_type":"restructuring","headcount_text":null,"item_codes_triggered":["2.05"]},"claim":"Nxu, Inc. announced a restructuring with charges of approximately $837,000 affecting product, engineering, manufacturing and general and administrative functions.","evidence_excerpt":"On May 8, 2024, Nxu, Inc (the “Company”) committed to reducing its headcount under a plan of termination as part of the Company’s efforts to reduce operating expenses and conserve cash resources in light of its intention to evaluate strategic alternatives. The plan of termination primarily impacts employees across the Company’s product, engineering, manufacturing and general and administrative functions. The Company expects the headcount reduction to be complete by May 10, 2024. The Company expects to record approximately $837,000 of charges in the second quarter of 2024 related to employee severance costs.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-24-008842","anchor_url":"https://secwatch.observer/filing/0001214659-24-008842#claim-fa1c5fad6abee520c0b4004f9f9a2a7350e49347","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465924008842/0001214659-24-008842-index.htm"},{"fact_type":"executive_change","fact_key":"d62cf59d0c","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2024-04-19T23:59:59+00:00","payload":{"action":"not stand for reelection","action_category":"departure","departure_tone":"routine","effective_date":"2024-06-14","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Caryn Nightengale departed as Director at Nxu, Inc..","evidence_excerpt":"On April 17, 2024, Caryn Nightengale notified the board of directors (the “Board”) of Nxu, Inc (the ”Company”) of her decision not to stand for reelection to the Board at the expiration of her current term at the Company’s 2024 Annual Metting of Stockholders (the “2024 Annual Meeting”) scheduled for June 14, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-24-007221","anchor_url":"https://secwatch.observer/filing/0001214659-24-007221#claim-d62cf59d0c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465924007221/0001214659-24-007221-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"762a83f6ccfddab6a97cdeedacb77add86770ab3","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2024-04-05T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2024-04-02","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"Nxu, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"April 2, 2024, Nxu Inc. (the “Company”) received a notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”)\nstating that the Company is not in compliance with the $1.00 minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2)\nfor continued listing on the Nasdaq Capital Market (the “Bid Price Requirement”). The\nNotice has no immediate effect on the listing of the Company’s Class A common stock on Nasdaq and, in accordance with Nasdaq Listing\nRules, the Company will have 180 calendar days, or until September 30, 2024, to regain compliance with the Bid Price Requirement.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-24-006244","anchor_url":"https://secwatch.observer/filing/0001214659-24-006244#claim-762a83f6ccfddab6a97cdeedacb77add86770ab3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465924006244/0001214659-24-006244-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"bc83937bdd2a873d57e6f57d67741002387df2a6","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2024-01-12T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"hearing_requested","cure_deadline":null,"deficiency_type":"shareholders","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2024-01-09","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5620(a)"],"rules_cited_in_text":true},"claim":"Nxu, Inc. received a nasdaq deficiency notice notice regarding shareholders (rules 5620(a)).","evidence_excerpt":"January 9, 2024, the Listing Qualifications Department (the “Staff”)\nof Nasdaq notified the Company that it failed to hold an annual meeting of shareholders within twelve months of the end of the Company’s\nfiscal year ended December 31, 2022, which was required to be held pursuant to Nasdaq Listing Rule 5620(a). Following the Staff’s delisting determination letter dated October\n10, 2023, and in accordance with Nasdaq Listing Rule 5810(c)(2)(A), the Staff cannot consider a plan to regain compliance with Nasdaq\nListing Rule 5620(a) since the Company appealed a previous delisting determination. A","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-24-000715","anchor_url":"https://secwatch.observer/filing/0001214659-24-000715#claim-bc83937bdd2a873d57e6f57d67741002387df2a6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465924000715/0001214659-24-000715-index.htm"},{"fact_type":"governance_change","fact_key":"c35d7cd10213b8f646ac26b4db51fd2cbd184db5","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-12-27T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2023-12-26","item_codes_triggered":["5.03"],"summary_text":"Filed Certificate of Amendment to effect a 1-for-150 reverse stock split of Class A Common Stock, effective after market close on December 26, 2023."},"claim":"Nxu, Inc.: Filed Certificate of Amendment to effect a 1-for-150 reverse stock split of Class A Common Stock, effective after market close on December 26, 2023 (effective 2023-12-26).","evidence_excerpt":"On December 26, 2023, the Company filed a Certificate of Amendment to the Certificate of Incorporation (the “ Certificate of Amendment ”) with the Secretary of State of the State of Delaware to effect a reverse stock split (the “ Reverse Stock Split ”) of the Class A Common Stock at a ratio of 1-for-150 (the “ Reverse Stock Split Ratio ”).","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001214659-23-016914","anchor_url":"https://secwatch.observer/filing/0001214659-23-016914#claim-c35d7cd10213b8f646ac26b4db51fd2cbd184db5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923016914/0001214659-23-016914-index.htm"},{"fact_type":"governance_change","fact_key":"12115cd35f2e88b54303916080a44dd6e2ae10b2","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-12-27T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2023-12-22","item_codes_triggered":["5.03"],"summary_text":"Filed Certificate of Designations for Series A Convertible Preferred Stock, setting forth rights, preferences, and privileges of the new series."},"claim":"Nxu, Inc.: Filed Certificate of Designations for Series A Convertible Preferred Stock, setting forth rights, preferences, and privileges of the new series (effective 2023-12-22).","evidence_excerpt":"On December 22, 2023, the Company filed a Certificate of Designations of Series A Convertible Preferred Stock (the “ Certificate of Designations ”) with the Secretary of State of the State of Delaware, which sets forth the rights, preferences, and privileges of the Series A Preferred Stock.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001214659-23-016914","anchor_url":"https://secwatch.observer/filing/0001214659-23-016914#claim-12115cd35f2e88b54303916080a44dd6e2ae10b2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923016914/0001214659-23-016914-index.htm"},{"fact_type":"material_agreement","fact_key":"544a622a787ddf426a3c4d01e82fc468eb57edb6","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-12-27T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Registration Rights Agreement","agreement_type":"other","counterparty":"Lynks Motor Corporation (d/b/a Lynx Motor Corporation)","effective_date":"2023-12-27","item_codes_triggered":["1.01"],"value_text":"Company agreed to file registration statement for resale of Class A Common Stock issuable upon conve"},"claim":"Nxu, Inc. entered into Registration Rights Agreement with Lynks Motor Corporation (d/b/a Lynx Motor Corporation) valued at Company agreed to file registration statement for resale of Class A Common Stock issuable upon conve (effective 2023-12-27).","evidence_excerpt":"Concurrently with the Closing, the Company also entered into a registration rights agreement (the “ Registration Rights Agreement ”) with Lynx, pursuant to which the Company agreed to file a registration statement (a “ Registration Statement ”) with the Securities and Exchange Commission (the “ Commission ”) registering the resale of the Class A Common Stock issuable upon conversion of the Series A Preferred Stock within forty-five (45) days after the Closing, and to cause any such Registration Statement to become effective as promptly as practicable after 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15% equity interest in Lynx in exchange for 1,000 Series A convertible preferred shares; $250,000 pr (effective 2023-12-27).","evidence_excerpt":"On December 27, 2023, Nxu, Inc. 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The Company intends to address its noncompliance with the Equity\nRule at the hearing before the Panel as well. There can be no assurance that the appeal will be successful, that\nthe Panel will grant the Company’s request for continued listing or that the Company will evidence compliance within any extension\nperiod that may be granted by the Panel. SIGNATURE Pursuant to the requir","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-013312","anchor_url":"https://secwatch.observer/filing/0001214659-23-013312#claim-5063e355d19a32cc619b7acb1adf0c3467897596","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923013312/0001214659-23-013312-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"99603471dd49e1014923790e1577f190fcff5f68","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-10-11T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-10-10","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(b)(1)"],"rules_cited_in_text":true},"claim":"Nxu, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(b)(1)).","evidence_excerpt":"ion of\nthe events that it believes will enable it to regain compliance. Additionally, as previously disclosed, on August 29, 2023, Staff notified\nthe Company that it failed to comply with Nasdaq’s $2,500,000 minimum stockholders’ equity requirement for continued listing\nas set forth in Listing Rule 5550(b)(1) (the “Equity Rule”). The Company intends to address its noncompliance with the Equity\nRule at the hearing before the Panel as well. There can be no assurance that the appeal will be successful, that\nthe Panel will grant the Company’s request for continued listing or that the Company will","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-013312","anchor_url":"https://secwatch.observer/filing/0001214659-23-013312#claim-99603471dd49e1014923790e1577f190fcff5f68","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923013312/0001214659-23-013312-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"2b975bb3d96e3355f3ca48648906308255eb03b4","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-09-01T23:59:59+00:00","payload":{"company_response":"Company is monitoring the situation and will consider options to potentially achieve compliance.","compliance_status":"plan_due","cure_deadline":null,"deficiency_type":"stockholders_equity","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":"$2,500,000","notice_date":"2023-08-29","notice_type":"deficiency_notice","plan_due_date":"2023-10-13","raw_rule_text":"Nasdaq Listing Rule 5550(b)(1)","reported_value":null,"rule_numbers":["5550(b)(1)"],"rules_cited_in_text":true},"claim":"Nxu, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).","evidence_excerpt":"August 29, 2023, Nxu, Inc. 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The Company does\nnot meet any of the alternatives of market value of listed securities or net income from continued operations to otherwise satis","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-011999","anchor_url":"https://secwatch.observer/filing/0001214659-23-011999#claim-2b975bb3d96e3355f3ca48648906308255eb03b4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923011999/0001214659-23-011999-index.htm"},{"fact_type":"material_agreement","fact_key":"8fe05ad2704804788a17848ee55f0f172e04f263","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Placement Agency Agreement","agreement_type":"underwriting","counterparty":"A.G.P./Alliance Global Partners and Maxim Group LLC","effective_date":"2023-08-08","item_codes_triggered":["1.01"],"value_text":"8.0% of the gross proceeds raised in the Offering"},"claim":"Nxu, Inc. entered into Placement Agency Agreement with A.G.P./Alliance Global Partners and Maxim Group LLC valued at 8.0% of the gross proceeds raised in the Offering (effective 2023-08-08).","evidence_excerpt":"and a placement agency agreement (the “Placement Agency Agreement”) with A.G.P./Alliance Global Partners and Maxim Group LLC (the “Placement Agents”)","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-011126","anchor_url":"https://secwatch.observer/filing/0001214659-23-011126#claim-8fe05ad2704804788a17848ee55f0f172e04f263","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923011126/0001214659-23-011126-index.htm"},{"fact_type":"material_agreement","fact_key":"95f15128ce6aaf06f5424c3739c5b196938ff55b","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-08-14T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Purchase Agreement","agreement_type":"equity_purchase","counterparty":"certain investors named therein","effective_date":"2023-08-08","item_codes_triggered":["1.01"],"value_text":"aggregate gross proceeds of approximately $5 million"},"claim":"Nxu, Inc. entered into Purchase Agreement with certain investors named therein valued at aggregate gross proceeds of approximately $5 million (effective 2023-08-08).","evidence_excerpt":"on August 8, 2023, the Company entered into a securities purchase agreement (the “Purchase Agreement”) with certain investors named therein (the “Purchasers”)","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-011126","anchor_url":"https://secwatch.observer/filing/0001214659-23-011126#claim-95f15128ce6aaf06f5424c3739c5b196938ff55b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923011126/0001214659-23-011126-index.htm"},{"fact_type":"executive_change","fact_key":"24268d41aa","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-06-22T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-07-01","interim":false,"role":"Independent Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Jessica Billingsley was appointed as Independent Director at Nxu, Inc..","evidence_excerpt":"on June 20, 2023, the Board of Directors (the “Board”) of the Company elected Jessica Billingsley as an independent director.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-23-008752","anchor_url":"https://secwatch.observer/filing/0001214659-23-008752#claim-24268d41aa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923008752/0001214659-23-008752-index.htm"},{"fact_type":"ma_transaction","fact_key":"df3d2c067345757bba3fea5bdd6b85e4d4bbb9ce","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-05-12T23:59:59+00:00","payload":{"action":"change_of_control","closing_date":"2023-05-12","consideration_text":null,"counterparty":"Nxu, Inc.","effective_date":"2023-05-12","item_codes_triggered":["2.01","5.01"]},"claim":"Nxu, Inc. underwent a change of control involving Nxu, Inc. 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A proposal to adopt and approve the Nxu, Inc. 2023 Omnibus Incentive Plan was approved by the following vote: Votes for 332,594,715 Votes against 734,051 Abstained 220,689 Broker non-votes 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-006739","anchor_url":"https://secwatch.observer/filing/0001214659-23-006739#claim-ef8dea28da8f704735e8ecad10d1eb4e2afb22af","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923006739/0001214659-23-006739-index.htm"},{"fact_type":"shareholder_vote","fact_key":"f7784a16d870b460634089f0b72516ec2670f3b7","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-05-10T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-09","outcome":"passed","proposal_text":"Adopt and approve the Agreement and Plan of Merger by and among Atlis, Nxu and Atlis Merger Sub, Inc. (the \"Holding Company Proposal\")","proposal_type":"merger_approval","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"69,721","votes_against":"438,270","votes_for":"333,041,464","votes_withheld":null}]},"claim":"Nxu, Inc. shareholders approved Adopt and approve the Agreement and Plan of Merger by and among Atlis, Nxu and Atlis Merger Sub, Inc. (the \"Holding Company Proposal\") at the 2023-05-09 meeting.","evidence_excerpt":"1. A proposal to adopt and approve the Agreement and Plan of Merger by and among Atlis, Nxu and Atlis Merger Sub, Inc. (the “Holding Company Proposal”) was approved by the following vote: Votes for 333,041,464 Votes against 438,270 Abstained 69,721 Broker non-votes 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-006739","anchor_url":"https://secwatch.observer/filing/0001214659-23-006739#claim-f7784a16d870b460634089f0b72516ec2670f3b7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923006739/0001214659-23-006739-index.htm"},{"fact_type":"executive_change","fact_key":"c5366ca702","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-04-28T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2023-04-25","interim":false,"role":"Vice President of Operations","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"David Apps resigned as Vice President of Operations at Nxu, Inc..","evidence_excerpt":"received a notice of resignation from its Vice President of Operations, David Apps, effective April 25, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001214659-23-006167","anchor_url":"https://secwatch.observer/filing/0001214659-23-006167#claim-c5366ca702","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923006167/0001214659-23-006167-index.htm"},{"fact_type":"debt_financing","fact_key":"277d1287f4973f5696ddfa365fb4afb1c2ad63ab","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-04-17T23:59:59+00:00","payload":{"counterparty":null,"effective_date":"2023-04-11","event":"acceleration","instrument_type":"convertible_notes","interest_rate_text":"10% per annum","item_codes_triggered":["2.04"],"maturity_text":null,"principal_text":"$3.3 million"},"claim":"Nxu, Inc. faced acceleration on convertible notes of $3.3 million at 10% per annum.","evidence_excerpt":"On April 11, 2023, the Company also determined that receipt of the Notice of non- constituted an event of default under its convertible notes. As a result, unless waived by the holders, the convertible notes began accruing default interest at a rate of 10% per annum and the Company is obligated to pay to the holders $3.3 million","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-005435","anchor_url":"https://secwatch.observer/filing/0001214659-23-005435#claim-277d1287f4973f5696ddfa365fb4afb1c2ad63ab","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923005435/0001214659-23-005435-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"d83de79a52c73256b9cd93af91866a049dab689e","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-04-17T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2023-04-11","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":[],"rules_cited_in_text":false},"claim":"Nxu, Inc. received a nasdaq deficiency notice notice regarding minimum bid price.","evidence_excerpt":"April 11, 2023, the Company\nreceived the Notice indicating that the Company is not in compliance with the Bid Price Requirement. The Notice has no immediate effect\non the listing of the Company’s Class A common stock on Nasdaq and the Company will have 180 calendar days from the date of the\nNotice in which to regain compliance with the Bid Price Requirement. As a result, the date by which the Company has to regain compliance\nwith the Bid Price Requirement is October 8, 2023. If at any time prior to October 8, 2023, the bid price of the Company’s common\nstock closes at or above $1.00 per share","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-005435","anchor_url":"https://secwatch.observer/filing/0001214659-23-005435#claim-d83de79a52c73256b9cd93af91866a049dab689e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923005435/0001214659-23-005435-index.htm"},{"fact_type":"material_agreement","fact_key":"2e5e9aa74bfa6430e993a9bce2d4a9800d3579c8","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-02-22T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Warrant Agency Agreement","agreement_type":"other","counterparty":"American Stock Transfer & Trust Company, LLC","effective_date":"2023-02-21","item_codes_triggered":["1.01"],"value_text":null},"claim":"Nxu, Inc. entered into Warrant Agency Agreement with American Stock Transfer & Trust Company, LLC (effective 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investors named therein (the “Purchasers\")","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001214659-23-002832","anchor_url":"https://secwatch.observer/filing/0001214659-23-002832#claim-20a6ed7db1209ba47a317bf3e9a1cd9a0d123839","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1722969/000121465923002832/0001214659-23-002832-index.htm"},{"fact_type":"material_agreement","fact_key":"18766fe291a5eea478ea0cb5c27c6f02c2537cc8","cik":1722969,"ticker":"NXUR","company_name":"Nxu, Inc.","filed_at":"2023-01-06T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Registration Rights Agreement Amendment","agreement_type":"other","counterparty":"each Investor","effective_date":"2023-01-05","item_codes_triggered":["1.01"],"value_text":null},"claim":"Nxu, Inc. amended Registration Rights Agreement Amendment with each Investor (effective 2023-01-05).","evidence_excerpt":"Concurrently with the Purchase Agreement Amendment, the Company also entered into an 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