{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-15T23:15:50.183078+00:00","company":{"ticker":"OAK-PA","cik":1403528,"company_name":"Brookfield Oaktree Holdings, LLC"},"pagination":{"limit":100,"returned":13,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Brookfield Corporate Treasury Ltd.","detail":"asset_purchase","count":2,"first_seen":"2023-06-29T23:59:59+00:00","last_seen":"2023-06-29T23:59:59+00:00","evidence_fact_ids":[134493,134496]},{"display_name":"Acquisition Z LP, Atlas Top Sub I Splitter LP, Oaktree Capital Holdings, LLC, Exchange LP, Brookfield Asset Management Ltd., Brookfield Corporation, Oaktree Capital Group Holdings, L.P., Oaktree Equity Plan, L.P., Oaktree Equity Plan II, L.P., Oaktree Capital Group Holdings GP, LLC","detail":"merger","count":1,"first_seen":"2026-04-20T23:59:59+00:00","last_seen":"2026-04-20T23:59:59+00:00","evidence_fact_ids":[23944]},{"display_name":"BUSI II NTR Sub LLC","detail":"asset_purchase","count":1,"first_seen":"2023-06-29T23:59:59+00:00","last_seen":"2023-06-29T23:59:59+00:00","evidence_fact_ids":[134495]},{"display_name":"Brookfield Oaktree Holdings Canada Inc.","detail":"supply","count":1,"first_seen":"2026-04-27T23:59:59+00:00","last_seen":"2026-04-27T23:59:59+00:00","evidence_fact_ids":[22932]},{"display_name":"Brookfield US Holdings Inc. and certain other affiliates","detail":"other","count":1,"first_seen":"2022-12-06T23:59:59+00:00","last_seen":"2022-12-06T23:59:59+00:00","evidence_fact_ids":[192835]},{"display_name":"OCG NTR Holdings, LLC","detail":"other","count":1,"first_seen":"2023-06-29T23:59:59+00:00","last_seen":"2023-06-29T23:59:59+00:00","evidence_fact_ids":[134494]}]},"facts":[{"fact_type":"material_agreement","fact_key":"deb0671c9a74f01c56ef97e558d07140b9b1bb06","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2026-04-27T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Distribution Agreement","agreement_type":"supply","counterparty":"Brookfield Oaktree Holdings Canada Inc.","effective_date":"2026-04-20","item_codes_triggered":["1.01"],"value_text":null},"claim":"Brookfield Oaktree Holdings, LLC entered into Distribution Agreement with Brookfield Oaktree Holdings Canada Inc. (effective 2026-04-20).","evidence_excerpt":"On April 20, 2026, Brookfield Oaktree Holdings, LLC, a Delaware limited liability company (“BOH”), entered into a distribution agreement (the “Distribution Agreement”) with Brookfield Oaktree Holdings Canada Inc., a corporation incorporated under the laws of the Province of Ontario (“BOHCI”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001403528-26-000019","anchor_url":"https://secwatch.observer/filing/0001403528-26-000019#claim-deb0671c9a74f01c56ef97e558d07140b9b1bb06","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352826000019/0001403528-26-000019-index.htm"},{"fact_type":"material_agreement","fact_key":"59bd7542ce852ce8dcd8328d478fc2b44bddd75e","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2026-04-20T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Transaction Agreement","agreement_type":"merger","counterparty":"Acquisition Z (2026) LP, Atlas Top Sub I Splitter LP, Oaktree Capital Holdings, LLC, Exchange LP, Brookfield Asset Management Ltd., Brookfield Corporation, Oaktree Capital Group Holdings, L.P., Oaktree Equity Plan, L.P., Oaktree Equity Plan II, L.P., Oaktree Capital Group Holdings GP, LLC","effective_date":"2026-04-14","item_codes_triggered":["1.01"],"value_text":null},"claim":"Brookfield Oaktree Holdings, LLC entered into Transaction Agreement with Acquisition Z (2026) LP, Atlas Top Sub I Splitter LP, Oaktree Capital Holdings, LLC, Exchange LP, Brookfield Asset Management Ltd., Brookfield Corporation, Oaktree Capital Group Holdings, L.P., Oaktree Equity Plan, L.P., Oaktree Equity Plan II, L.P., Oaktree Capital Group Holdings GP, LLC (effective 2026-04-14).","evidence_excerpt":"On April 14, 2026, Brookfield Oaktree Holdings, LLC, a Delaware limited liability company (“BOH”), entered into a Transaction Agreement (the “Transaction Agreement”), by and among (i) Acquisition Z (2026) LP, a Delaware limited partnership (“Acquiror”), (ii) Atlas Top Sub I Splitter LP, a Delaware limited partnership (“ExchangeCo Acquiror”), (iii) Oaktree Capital Holdings, LLC (f/k/a Atlas OCM Holdings, LLC), a Delaware limited liability Company (“ExchangeCo GP” or “OCH”), (iv) Exchange LP, a Delaware limited partnership (“ExchangeCo”), (v) solely for purposes of Article V and Section 10.15 of the Transaction Agreement, Brookfield Asset Management Ltd., a corporation incorporated under the laws of the Province of British Columbia (“BAM”), (vi) solely for purposes of Article V and Section 10.15 of the Transaction Agreement, Brookfield Corporation, a corporation amalgamated under the laws of the Province of Ontario (“BN”), (vii) BOH, (viii) Oaktree Capital Group Holdings, L.P., a Delawar","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001403528-26-000015","anchor_url":"https://secwatch.observer/filing/0001403528-26-000015#claim-59bd7542ce852ce8dcd8328d478fc2b44bddd75e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352826000015/0001403528-26-000015-index.htm"},{"fact_type":"executive_change","fact_key":"c026f226da","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2024-03-05T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-03-01","interim":false,"role":"chief executive officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Nicholas H. Goodman was appointed as chief executive officer at Brookfield Oaktree Holdings, LLC.","evidence_excerpt":"On February 28, 2024, Nicholas H. Goodman was appointed chief executive officer of Oaktree Capital Group, LLC (the “Company”) by the board of directors of the Company (the “Board”), effective as of March 1, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-24-059419","anchor_url":"https://secwatch.observer/filing/0001193125-24-059419#claim-c026f226da","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000119312524059419/0001193125-24-059419-index.htm"},{"fact_type":"executive_change","fact_key":"a26170e578","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2024-01-12T23:59:59+00:00","payload":{"action":"ceased","action_category":"departure","departure_tone":"routine","effective_date":"2024-03-01","interim":false,"role":"Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Jay Wintrob departed as Chief Executive Officer at Brookfield Oaktree Holdings, LLC.","evidence_excerpt":"The effective date of Mr. Wintrob’s cessation of service as chief executive officer of OCG and a member of the board of directors of OCG has been determined to be March 1, 2024.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001403528-24-000006","anchor_url":"https://secwatch.observer/filing/0001403528-24-000006#claim-a26170e578","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352824000006/0001403528-24-000006-index.htm"},{"fact_type":"material_agreement","fact_key":"80815766c4b9022de82183a7b8c81bb754823790","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2023-06-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Restructuring Letter Agreement","agreement_type":"other","counterparty":"Brookfield Corporate Treasury Ltd.","effective_date":"2023-06-29","item_codes_triggered":["1.01"],"value_text":"Treasury has right to make up to $200.0 million of additional capital contributions to OCG"},"claim":"Brookfield Oaktree Holdings, LLC entered into Restructuring Letter Agreement with Brookfield Corporate Treasury Ltd. valued at Treasury has right to make up to $200.0 million of additional capital contributions to OCG (effective 2023-06-29).","evidence_excerpt":"In connection with the Acquisition, on June 29, 2023, OCG entered into a letter agreement (the “Restructuring Letter Agreement”) with Treasury whereby, among other things, OCG agrees that, notwithstanding any provision of the Sixth Amended and Restated Operating Agreement of OCG, dated as of March 20, 2023 (as amended, supplemented or otherwise modified, the “Operating Agreement”) to the contrary, Treasury will have the right, in its sole and absolute discretion, to make up to $200.0 million of additional capital contributions to OCG","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001403528-23-000045","anchor_url":"https://secwatch.observer/filing/0001403528-23-000045#claim-80815766c4b9022de82183a7b8c81bb754823790","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352823000045/0001403528-23-000045-index.htm"},{"fact_type":"material_agreement","fact_key":"dc17cc2cd7dcc498788ad416d5d26bfff654362c","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2023-06-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Agreement of Purchase and Sale","agreement_type":"asset_purchase","counterparty":"BUSI II NTR Sub LLC","effective_date":"2023-06-29","item_codes_triggered":["1.01"],"value_text":"Acquisition of 100% interests in REIT Entities for cash"},"claim":"Brookfield Oaktree Holdings, LLC entered into Agreement of Purchase and Sale with BUSI II NTR Sub LLC valued at Acquisition of 100% interests in REIT Entities for cash (effective 2023-06-29).","evidence_excerpt":"On June 29, 2023, NTR entered into an agreement of purchase and sale (the “Agreement of Purchase and Sale”) to effect the Acquisition, whereby NTR acquired 100% of the interests in the REIT Entities from BUSI II NTR Sub LLC in exchange for cash.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001403528-23-000045","anchor_url":"https://secwatch.observer/filing/0001403528-23-000045#claim-dc17cc2cd7dcc498788ad416d5d26bfff654362c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352823000045/0001403528-23-000045-index.htm"},{"fact_type":"material_agreement","fact_key":"84b0cbf1ec3287dabd86c30875ee5521dba45cfb","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2023-06-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"NTR Contribution Agreement","agreement_type":"other","counterparty":"OCG NTR Holdings, LLC","effective_date":"2023-06-27","item_codes_triggered":["1.01"],"value_text":"contributed the Purchase Price and agreed to make True-Up Payment"},"claim":"Brookfield Oaktree Holdings, LLC entered into NTR Contribution Agreement with OCG NTR Holdings, LLC valued at contributed the Purchase Price and agreed to make True-Up Payment (effective 2023-06-27).","evidence_excerpt":"Also on June 27, 2023, OCG entered into a contribution agreement (the “NTR Contribution Agreement”) with NTR whereby OCG contributed the Purchase Price to NTR and agreed to make the True-Up Payment to NTR, and NTR agreed to use the Contributed Amount in connection with the Acquisition.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001403528-23-000045","anchor_url":"https://secwatch.observer/filing/0001403528-23-000045#claim-84b0cbf1ec3287dabd86c30875ee5521dba45cfb","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352823000045/0001403528-23-000045-index.htm"},{"fact_type":"material_agreement","fact_key":"7fd428335089ed9e091b6683cbd308a888efcac5","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2023-06-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Treasury Contribution Agreement","agreement_type":"asset_purchase","counterparty":"Brookfield Corporate Treasury Ltd.","effective_date":"2023-06-27","item_codes_triggered":["1.01"],"value_text":"$307.0 million Purchase Price, with potential True-Up Payment"},"claim":"Brookfield Oaktree Holdings, LLC entered into Treasury Contribution Agreement with Brookfield Corporate Treasury Ltd. valued at $307.0 million Purchase Price, with potential True-Up Payment (effective 2023-06-27).","evidence_excerpt":"On June 27, 2023, Oaktree Capital Group, LLC, a Delaware limited liability company (“OCG”), entered into a contribution agreement (the “Treasury Contribution Agreement”) with Brookfield Corporate Treasury Ltd. (“Treasury”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001403528-23-000045","anchor_url":"https://secwatch.observer/filing/0001403528-23-000045#claim-7fd428335089ed9e091b6683cbd308a888efcac5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352823000045/0001403528-23-000045-index.htm"},{"fact_type":"executive_change","fact_key":"826a9977f5","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2023-06-29T23:59:59+00:00","payload":{"action":"will cease","action_category":"departure","departure_tone":"routine","effective_date":null,"interim":false,"role":"chief executive officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Jay Wintrob departed as chief executive officer at Brookfield Oaktree Holdings, LLC.","evidence_excerpt":"OCG announces that Jay Wintrob’s service as chief executive officer of OCG will cease in the first quarter of 2024, when he will also cease to be a member of the board of directors of OCG.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001403528-23-000045","anchor_url":"https://secwatch.observer/filing/0001403528-23-000045#claim-826a9977f5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000140352823000045/0001403528-23-000045-index.htm"},{"fact_type":"executive_change","fact_key":"2a846e5b83","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2023-02-16T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2023-02-10","interim":false,"role":"Director","role_category":"director","successor_name":"Mansco Perry","successor_named":true},"claim":"D. Richard Masson resigned as Director at Brookfield Oaktree Holdings, LLC.","evidence_excerpt":"elected Mansco Perry to the board of directors of the Company (the “Board”), effective on February 10, 2023, to fill the vacancy created by the resignation of D. Richard Masson.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001193125-23-041091","anchor_url":"https://secwatch.observer/filing/0001193125-23-041091#claim-2a846e5b83","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000119312523041091/0001193125-23-041091-index.htm"},{"fact_type":"executive_change","fact_key":"8e3c21f640","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2023-02-16T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-02-10","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Mansco Perry was elected as Director at Brookfield Oaktree Holdings, LLC.","evidence_excerpt":"elected Mansco Perry to the board of directors of the Company (the “Board”), effective on February 10, 2023, to fill the vacancy created by the resignation of D. Richard Masson.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001193125-23-041091","anchor_url":"https://secwatch.observer/filing/0001193125-23-041091#claim-8e3c21f640","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000119312523041091/0001193125-23-041091-index.htm"},{"fact_type":"material_agreement","fact_key":"c5ae0dea7ee0f253864fa3306c6d705e94a568e3","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2022-12-06T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Globe Restructuring Agreement","agreement_type":"other","counterparty":"Brookfield US Holdings Inc. and certain other affiliates","effective_date":"2022-11-30","item_codes_triggered":["1.01"],"value_text":"Internal reorganization allocating carried interest and transferring shares"},"claim":"Brookfield Oaktree Holdings, LLC entered into Globe Restructuring Agreement with Brookfield US Holdings Inc. and certain other affiliates valued at Internal reorganization allocating carried interest and transferring shares (effective 2022-11-30).","evidence_excerpt":"Globe Restructuring Agreement On November 30, 2022, Oaktree Capital Group, LLC, a Delaware limited liability company (“ OCG ”), entered into the Globe Restructuring Agreement, by and among OCG, Brookfield US Holdings Inc., a corporation incorporated under the laws of the Province of Ontario (“ BUSHI ”), and certain other affiliates of OCG or BUSHI (the “ Globe Restructuring Agreement ”). Pursuant to the Globe Restructuring Agreement, on November 30, 2022, the parties thereto consummated certain transactions in connection with an internal reorganization (the “ Restructuring ”), whereby, among other things, the operating agreement of OCM Holdings I, LLC, a Delaware limited liability company, was amended and restated to allocate carried interest from new funds affiliated with OCG from Oaktree Capital I, L.P., a Delaware limited partnership, 33% to Oaktree Holdings, LLC, a Delaware limited liability company and a subsidiary of OCG, and 66% to Oaktree Holdings, Ltd., a Cayman Islands exempt","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-22-299474","anchor_url":"https://secwatch.observer/filing/0001193125-22-299474#claim-c5ae0dea7ee0f253864fa3306c6d705e94a568e3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000119312522299474/0001193125-22-299474-index.htm"},{"fact_type":"executive_change","fact_key":"cd11e6ff16","cik":1403528,"ticker":"OAK-PA","company_name":"Brookfield Oaktree Holdings, LLC","filed_at":"2022-11-16T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2022-12-31","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"D. Richard Masson resigned as Director at Brookfield Oaktree Holdings, LLC.","evidence_excerpt":"On November 15, 2022, D. Richard Masson, a member of the Board of Directors of Oaktree Capital Group, LLC, a Delaware limited liability company (the “Company”), notified the Company of his decision to resign as a director of the Company, effective December 31, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-22-286774","anchor_url":"https://secwatch.observer/filing/0001193125-22-286774#claim-cd11e6ff16","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1403528/000119312522286774/0001193125-22-286774-index.htm"}]}