{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T14:50:09.908511+00:00","company":{"ticker":"PTIX","cik":1022899,"company_name":"Protagenic Therapeutics, Inc.new"},"pagination":{"limit":100,"returned":36,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Alterola Biotech Inc., EMC2 Capital LLC, and the former stockholders of Phytanix Bio","detail":"settlement","count":1,"first_seen":"2026-02-24T23:59:59+00:00","last_seen":"2026-02-24T23:59:59+00:00","evidence_fact_ids":[31296]},{"display_name":"Phytanix Bio, Alterola Biotech Inc., EMC2 Capital LLC, the Former Phytanix Stockholders","detail":"other","count":1,"first_seen":"2026-02-24T23:59:59+00:00","last_seen":"2026-02-24T23:59:59+00:00","evidence_fact_ids":[31298]},{"display_name":"Phytanix Bio, Alterola Biotech Inc., EMC2 Capital LLC, the Former Phytanix Stockholders, and Colin Stott as Sellers' Representative","detail":"other","count":1,"first_seen":"2026-02-24T23:59:59+00:00","last_seen":"2026-02-24T23:59:59+00:00","evidence_fact_ids":[31297]}],"ma_counterparty":[{"display_name":"Alterola Biotech Inc., EMC2 Capital LLC, and the Preferred 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Alterola Biotech Inc., et al. , Case No. 2025-1238-KMM, pending in the Court of Chancery of the State of Delaware (the \"Litigation\").","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001493152-26-007800","anchor_url":"https://secwatch.observer/filing/0001493152-26-007800#claim-c4ce626f927c3bbd56684a4764e0b79135c36f34","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315226007800/0001493152-26-007800-index.htm"},{"fact_type":"ma_transaction","fact_key":"396fcc696c907785c5c6a3a9673e6f0c650da2c7","cik":1022899,"ticker":"PTIX","company_name":"Protagenic Therapeutics, Inc.new","filed_at":"2026-02-24T23:59:59+00:00","payload":{"action":"disposition","closing_date":"2026-02-17","consideration_text":null,"counterparty":"Former Phytanix Stockholders","effective_date":"2026-02-17","item_codes_triggered":["2.01"]},"claim":"Protagenic Therapeutics, Inc.new completed a disposition involving Former Phytanix Stockholders (closed 2026-02-17).","evidence_excerpt":"PTIX disposed of its ownership interest in Phytanix Bio and returned 100% of the issued and outstanding shares of Phytanix Bio to the Former Phytanix Stockholders.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-26-007800","anchor_url":"https://secwatch.observer/filing/0001493152-26-007800#claim-396fcc696c907785c5c6a3a9673e6f0c650da2c7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315226007800/0001493152-26-007800-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"800ea07f7f63490f1e9556f4ba6838cc4eb3df32","cik":1022899,"ticker":"PTIX","company_name":"Protagenic Therapeutics, Inc.new","filed_at":"2026-01-05T23:59:59+00:00","payload":{"company_response":"Withdrew hearing request","compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"late_filing","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-12-31","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5250(c)(1) (timely filing of periodic reports)","reported_value":null,"rule_numbers":["5250(c)(1)"],"rules_cited_in_text":true},"claim":"Protagenic Therapeutics, Inc.new received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"December 31, 2025, the Company received a letter from\nThe Nasdaq Stock Market LLC (“Nasdaq”) stating that trading of the Company’s securities on Nasdaq would cease at the\nclose of trading on January 2, 2026, and that Nasdaq determined to delist the Company’s securities based on the Company’s\nfailure to satisfy Nasdaq continued listing requirements, including Nasdaq Listing Rule 5550(b)(1) (minimum stockholders’ equity)\nand Nasdaq Listing Rule 5250(c)(1) (timely filing of periodic reports). 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Nasdaq Listing Rule\n5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides\nthat a failure to meet the minimum bid price requirement exists if the deficiency continues for a","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-23-043098","anchor_url":"https://secwatch.observer/filing/0001493152-23-043098#claim-b5074059f1c0ed7c809eb048c0bff488f5b9bbb9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315223043098/0001493152-23-043098-index.htm"},{"fact_type":"governance_change","fact_key":"1dd6d8baf3f6211b1eaa7c13a4b424658b835d1b","cik":1022899,"ticker":"PTIX","company_name":"Protagenic Therapeutics, Inc.new","filed_at":"2023-03-22T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2023-03-22","item_codes_triggered":["5.03"],"summary_text":"Approved and filed a Certificate of Amendment to effect a 1-for-4 reverse stock split of common stock to comply with Nasdaq Rule 5550(a)(2)."},"claim":"Protagenic Therapeutics, Inc.new: Approved and filed a Certificate of Amendment to effect a 1-for-4 reverse stock split of common stock to comply with Nasdaq Rule 5550(a)(2) (effective 2023-03-22).","evidence_excerpt":"On March 21, 2023, the Company filed with the Secretary of State of the State of Delaware a certificate of amendment to its third amended and restated certificate of incorporation (the “Certificate of Amendment”) to effect the Reverse Stock Split.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001493152-23-008494","anchor_url":"https://secwatch.observer/filing/0001493152-23-008494#claim-1dd6d8baf3f6211b1eaa7c13a4b424658b835d1b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315223008494/0001493152-23-008494-index.htm"},{"fact_type":"shareholder_vote","fact_key":"eabede63a69a0fe604be95fb5fdb91a6e0a5a58d","cik":1022899,"ticker":"PTIX","company_name":"Protagenic Therapeutics, Inc.new","filed_at":"2022-11-29T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-23","outcome":"passed","proposal_text":"Advisory vote to approve named executive officer compensation.","proposal_type":"say_on_pay","results":[{"broker_non_votes":"3,815,159","subject":null,"votes_abstain":"279,043","votes_against":"228,647","votes_for":"5,911,600","votes_withheld":"0"}]},"claim":"Protagenic Therapeutics, Inc.new shareholders approved Advisory vote to approve named executive officer compensation. at the 2022-11-23 meeting.","evidence_excerpt":"Proposal Four: The stockholders approved an advisory vote to approve named executive officer compensation. As required by Section 14A of the Securities Exchange Act of 1934, we provided our stockholders with the opportunity to cast a non-binding advisory vote on the compensation of our named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the compensation tables and narrative discussion beginning on page 11 of the proxy statement. The stockholders approved this proposal. For Against Abstain Broker Non-Votes 5,911,600 228,647 279,043 3,815,159","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001493152-22-033864","anchor_url":"https://secwatch.observer/filing/0001493152-22-033864#claim-eabede63a69a0fe604be95fb5fdb91a6e0a5a58d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315222033864/0001493152-22-033864-index.htm"},{"fact_type":"shareholder_vote","fact_key":"cf228c81a8b6f3ed47971e7a80d74e4999f6b247","cik":1022899,"ticker":"PTIX","company_name":"Protagenic Therapeutics, Inc.new","filed_at":"2022-11-29T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-23","outcome":"passed","proposal_text":"Ratification of the selection of MaloneBailey LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022.","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"10,699","votes_against":"260,269","votes_for":"9,963,481","votes_withheld":"0"}]},"claim":"Protagenic Therapeutics, Inc.new shareholders approved Ratification of the selection of MaloneBailey LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022. at the 2022-11-23 meeting.","evidence_excerpt":"Proposal Three: The stockholders ratified the selection of MaloneBailey LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. For Against Abstain 9,963,481 260,269 10,699","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001493152-22-033864","anchor_url":"https://secwatch.observer/filing/0001493152-22-033864#claim-cf228c81a8b6f3ed47971e7a80d74e4999f6b247","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315222033864/0001493152-22-033864-index.htm"},{"fact_type":"shareholder_vote","fact_key":"d839bbe525fb46ea4b1e76a7f91a022db004a613","cik":1022899,"ticker":"PTIX","company_name":"Protagenic Therapeutics, Inc.new","filed_at":"2022-11-29T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-23","outcome":"passed","proposal_text":"Approval of an amendment to the Third Amended and Restated Certificate of Incorporation to effect a reverse stock split in the range of 1-for-2 to 1-for-4, with the exact ratio to be set by the board.","proposal_type":"reverse_split","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"31,799","votes_against":"978,121","votes_for":"9,224,529","votes_withheld":"0"}]},"claim":"Protagenic Therapeutics, Inc.new shareholders approved Approval of an amendment to the Third Amended and Restated Certificate of Incorporation to effect a reverse stock split in the range of 1-for-2 to 1-for-4, with the exact ratio to be set by the board. at the 2022-11-23 meeting.","evidence_excerpt":"Proposal Two: The stockholders approved an amendment to the Company’s Third Amended and Restated Certificate of Incorporation to effect a reverse stock split in the range of 1-for-2 to 1-for-4, with the exact ratio to be set within that range at the discretion of our board of directors without further approval or authorization of our stockholders and with our board of directors able to elect to abandon such proposed amendment and not effect the reverse split authorized by stockholders, in its sole discretion (the “ reverse split amendment ”). The Board only intends to implement the Reverse Stock Split to the extent it believes necessary to maintain our listing on NASDAQ for the future. For Against Abstain 9,224,529 978,121 31,799","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001493152-22-033864","anchor_url":"https://secwatch.observer/filing/0001493152-22-033864#claim-d839bbe525fb46ea4b1e76a7f91a022db004a613","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315222033864/0001493152-22-033864-index.htm"},{"fact_type":"shareholder_vote","fact_key":"654eda4d1821a847ee6754480e95993bff858537","cik":1022899,"ticker":"PTIX","company_name":"Protagenic Therapeutics, Inc.new","filed_at":"2022-11-29T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2022-11-23","outcome":"passed","proposal_text":"Election of Class I directors to serve until the 2025 Annual Meeting.","proposal_type":"director_election","results":[{"broker_non_votes":"3,815,159","subject":"Khalil Barrage","votes_abstain":"0","votes_against":"0","votes_for":"5,949,384","votes_withheld":"469,906"},{"broker_non_votes":"3,815,159","subject":"Timothy R. Wright","votes_abstain":"0","votes_against":"0","votes_for":"6,372,127","votes_withheld":"47,163"}]},"claim":"Protagenic Therapeutics, Inc.new shareholders approved Election of Class I directors to serve until the 2025 Annual Meeting. at the 2022-11-23 meeting.","evidence_excerpt":"Proposal One: The stockholders elected each of the following individuals as a Class I director to serve their terms until the Company’s 2025 Annual Meeting of Stockholders, and until their respective successors are duly elected and qualified. Name For Against Withheld Broker Non-Votes Khalil Barrage 5,949,384 - 469,906 3,815,159 Timothy R. Wright 6,372,127 - 47,163 3,815,159","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001493152-22-033864","anchor_url":"https://secwatch.observer/filing/0001493152-22-033864#claim-654eda4d1821a847ee6754480e95993bff858537","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1022899/000149315222033864/0001493152-22-033864-index.htm"}]}