{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-12T22:27:12.053254+00:00","company":{"ticker":"RZLT","cik":1509261,"company_name":"Rezolute, Inc."},"pagination":{"limit":100,"returned":22,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). 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Equity Plan Amendment Proposal To approve an amendment to the Company’s 2021 Stock Incentive Plan to reflect the adoption of the Company’s incentive compensation recovery policy: Votes For Votes Against Abstentions Broker Non Votes 26,551,450.000 338,688 172,517 431,722","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-063029","anchor_url":"https://secwatch.observer/filing/0001104659-24-063029#claim-ee90f6d733bd1471eb12175ada360d0d2a77bb0d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm"},{"fact_type":"shareholder_vote","fact_key":"aaebf0425aed27d91ff94e071e8b7d59609ddce8","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2024-05-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-05-16","outcome":"passed","proposal_text":"Say-on-Pay Proposal","proposal_type":"say_on_pay","votes_abstain_text":"152,659","votes_against_text":"225,756","votes_for_text":"26,684,240"},"claim":"Rezolute, Inc. shareholders approved Say-on-Pay Proposal at the 2024-05-16 meeting.","evidence_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-063029","anchor_url":"https://secwatch.observer/filing/0001104659-24-063029#claim-aaebf0425aed27d91ff94e071e8b7d59609ddce8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm"},{"fact_type":"shareholder_vote","fact_key":"fc042301422ab9e4d609de537835f7c9c9234b46","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2024-05-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-05-16","outcome":"passed","proposal_text":"Ratification of Independent Registered Public Accounting Firm","proposal_type":"auditor_ratification","votes_abstain_text":"140,166","votes_against_text":"3,686","votes_for_text":"27,350,525"},"claim":"Rezolute, Inc. shareholders approved Ratification of Independent Registered Public Accounting Firm at the 2024-05-16 meeting.","evidence_excerpt":"Proposal No. 2 - Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2024: Votes For Votes Against Abstentions Broker Non Votes 27,350,525 3,686 140,166 431,722","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-063029","anchor_url":"https://secwatch.observer/filing/0001104659-24-063029#claim-fc042301422ab9e4d609de537835f7c9c9234b46","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm"},{"fact_type":"shareholder_vote","fact_key":"b14e597933d112b75061643d11bfa73b45e9788c","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2024-05-17T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2024-05-16","outcome":"passed","proposal_text":"Election of Directors","proposal_type":"director_election","votes_abstain_text":"431,722","votes_against_text":"195,232","votes_for_text":"26,867,423"},"claim":"Rezolute, Inc. shareholders approved Election of Directors at the 2024-05-16 meeting.","evidence_excerpt":"Proposal No. 1 - Election of Directors To elect the following nominees to serve as members of the Company’s board of directors: Nominee Name Votes For Votes Withheld Broker Non Votes Young-Jin Kim 26,867,423 195,232 431,722 Nevan Charles Elam 27,027,137 35,518 431,722 Philippe Fauchet 26,839,313 223,342 431,722 Gil Labrucherie 26,909,378 153,277 431,722 Wladimir Hogenhuis 26,839,313 223,342 431,722 Nerissa Kreher 26,839,040 223,615 431,722","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-063029","anchor_url":"https://secwatch.observer/filing/0001104659-24-063029#claim-b14e597933d112b75061643d11bfa73b45e9788c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm"},{"fact_type":"earnings_release","fact_key":"b260ae9750ddd938a69694665e03c340d06c37a9","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2024-05-15T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$17.1 million","period_text":"the three months ended March 31, 2024","report_date":"2024-05-15","result_type":"reported_results","revenue_text":null},"claim":"Rezolute, Inc. reported the three months ended March 31, 2024 results: net income $17.1 million.","evidence_excerpt":"Net loss was $17.1 million for the third quarter of fiscal 2024 compared with a net loss of $15.7 million for the same period a year ago.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001104659-24-061933","anchor_url":"https://secwatch.observer/filing/0001104659-24-061933#claim-b260ae9750ddd938a69694665e03c340d06c37a9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924061933/0001104659-24-061933-index.htm"},{"fact_type":"material_agreement","fact_key":"5a1da0a3dd0dc6744b26ea6e960010bb57663b09","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2024-03-14T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Exchange Agreement","agreement_type":"equity_purchase","counterparty":"certain Company stockholders","effective_date":"2024-03-08","item_codes_triggered":["1.01"],"value_text":"aggregate of 3,000,000 shares of common stock"},"claim":"Rezolute, Inc. entered into Exchange Agreement with certain Company stockholders valued at aggregate of 3,000,000 shares of common stock (effective 2024-03-08).","evidence_excerpt":"On March 8, 2024, Rezolute, Inc. 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Say-on-Frequency Proposal To approve, by a non-binding advisory vote, the preferred frequency of one year for future advisory votes on the compensation of the Company's named executive officers: 3 Years 2 Years 1 Year Abstain Broker Non Votes 1,378,333 495,535 25,947,811 177,521 58,061","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-23-065435","anchor_url":"https://secwatch.observer/filing/0001104659-23-065435#claim-9a0b2b790d4214f5927a0856587e74a89d66dc52","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923065435/0001104659-23-065435-index.htm"},{"fact_type":"shareholder_vote","fact_key":"996610889f7e53f30a67334a669c9c142cc0d951","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2023-05-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-25","outcome":"passed","proposal_text":"Approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement","proposal_type":"say_on_pay","results":[{"broker_non_votes":"58,061","subject":null,"votes_abstain":"360","votes_against":"199,289","votes_for":"27,799,551","votes_withheld":"0"}]},"claim":"Rezolute, Inc. shareholders approved Approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement at the 2023-05-25 meeting.","evidence_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 27,799,551 199,289 360 58,061","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-23-065435","anchor_url":"https://secwatch.observer/filing/0001104659-23-065435#claim-996610889f7e53f30a67334a669c9c142cc0d951","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923065435/0001104659-23-065435-index.htm"},{"fact_type":"shareholder_vote","fact_key":"9c299cfdfa2e974cd2c0fd8b755b68f86457f226","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2023-05-26T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-25","outcome":"passed","proposal_text":"Ratify Plante & Moran, PLLC as the Company's independent registered public accounting firm for fiscal year ending June 30, 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"0","votes_against":"202","votes_for":"28,057,059","votes_withheld":"0"}]},"claim":"Rezolute, Inc. shareholders approved Ratify Plante & Moran, PLLC as the Company's independent registered public accounting firm for fiscal year ending June 30, 2023 at the 2023-05-25 meeting.","evidence_excerpt":"Proposal No. 2 - Ratification of Independent Registered Public Accounting Firm To ratify Plante & Moran, PLLC as the Company's independent registered public accounting firm for fiscal year ending June 30, 2023: Votes For Votes Against Abstentions Broker Non Votes 28,057,059 202 0 0","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-23-065435","anchor_url":"https://secwatch.observer/filing/0001104659-23-065435#claim-9c299cfdfa2e974cd2c0fd8b755b68f86457f226","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923065435/0001104659-23-065435-index.htm"},{"fact_type":"earnings_release","fact_key":"9c3c90bb05af857ce4575dbf6d83023e4d034922","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2023-05-11T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$15.7 million","period_text":"third quarter of fiscal 2023 ended March 31, 2023","report_date":"2023-05-11","result_type":"reported_results","revenue_text":null},"claim":"Rezolute, Inc. reported third quarter of fiscal 2023 ended March 31, 2023 results: net income $15.7 million.","evidence_excerpt":"Net loss was $15.7 million for the third quarter of fiscal 2023, compared to $11.2 million for the same period in fiscal 2022.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001104659-23-059147","anchor_url":"https://secwatch.observer/filing/0001104659-23-059147#claim-9c3c90bb05af857ce4575dbf6d83023e4d034922","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923059147/0001104659-23-059147-index.htm"},{"fact_type":"earnings_release","fact_key":"9286af096fc6ccce71532d5bbfa9ba2fbca974c3","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2023-02-10T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"second quarter of fiscal 2023 ended December 31, 2022","report_date":"2023-02-10","result_type":"reported_results","revenue_text":null},"claim":"Rezolute, Inc. reported financial results for second quarter of fiscal 2023 ended December 31, 2022.","evidence_excerpt":"On February 10, 2023, Rezolute, Inc. issued a press release announcing its financial results for the second quarter ended December 31, 2022.","confidence":0.4,"filing_url":"https://secwatch.observer/filing/0001104659-23-018522","anchor_url":"https://secwatch.observer/filing/0001104659-23-018522#claim-9286af096fc6ccce71532d5bbfa9ba2fbca974c3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923018522/0001104659-23-018522-index.htm"},{"fact_type":"earnings_release","fact_key":"e006547712db585418802c9403f887fb2a73fd14","cik":1509261,"ticker":"RZLT","company_name":"Rezolute, Inc.","filed_at":"2022-11-09T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"Net loss was $9.8 million for the first quarter of fiscal 2023","period_text":"the first quarter of fiscal 2023 ended September 30, 2022","report_date":"2022-09-30","result_type":"reported_results","revenue_text":null},"claim":"Rezolute, Inc. reported the first quarter of fiscal 2023 ended September 30, 2022 results: net income Net loss was $9.8 million for the first quarter of fiscal 2023.","evidence_excerpt":"Rezolute, Inc. (Nasdaq: RZLT), a clinical-stage biopharmaceutical company dedicated to developing transformative therapies with the potential to shift the treatment paradigms of devastating metabolic diseases, today announced its financial results for the first quarter of fiscal 2023 ended September 30, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-22-116477","anchor_url":"https://secwatch.observer/filing/0001104659-22-116477#claim-e006547712db585418802c9403f887fb2a73fd14","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465922116477/0001104659-22-116477-index.htm"}]}