{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T16:07:02.034559+00:00","company":{"ticker":"SF","cik":720672,"company_name":"STIFEL FINANCIAL CORP"},"pagination":{"limit":100,"returned":35,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"lender":[{"display_name":"Bank of America, N.A.","detail":"revolving_credit","count":2,"first_seen":"2023-09-28T23:59:59+00:00","last_seen":"2026-02-04T23:59:59+00:00","evidence_fact_ids":[28259,110727]}]},"facts":[{"fact_type":"governance_change","fact_key":"a6550fc4122b16dbd21859cb4a8a49eb30ee790c","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2026-06-09T20:15:25+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-06-09","item_codes_triggered":["5.03"],"summary_text":"Amendment to increase authorized common shares from 194,000,000 to 291,000,000 and total authorized stock from 197,000,000 to 294,000,000"},"claim":"STIFEL FINANCIAL CORP: Amendment to increase authorized common shares from 194,000,000 to 291,000,000 and total authorized stock from 197,000,000 to 294,000,000 (effective 2026-06-09).","evidence_excerpt":"On June 9, 2026, the Company filed the First Amendment to the Second Restated Certificate of Incorporation with the Secretary of the State of Delaware, which is attached hereto as Exhibit 3.1 and incorporated by reference herein.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-263768","anchor_url":"https://secwatch.observer/filing/0001193125-26-263768#claim-a6550fc4122b16dbd21859cb4a8a49eb30ee790c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312526263768/0001193125-26-263768-index.htm"},{"fact_type":"earnings_release","fact_key":"2dfeb83538606e93bf6cfb480d46e69690bc5f42","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2026-04-22T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the three months ended March 31, 2026","report_date":"2026-04-22","result_type":"reported_results","revenue_text":"net revenues of $1.48 billion"},"claim":"STIFEL FINANCIAL CORP reported the three months ended March 31, 2026 results: revenue net revenues of $1.48 billion.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported net revenues of $1.48 billion for the three months ended March 31, 2026","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-26-168288","anchor_url":"https://secwatch.observer/filing/0001193125-26-168288#claim-2dfeb83538606e93bf6cfb480d46e69690bc5f42","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312526168288/0001193125-26-168288-index.htm"},{"fact_type":"earnings_release","fact_key":"6b9cceac9232855f62afcc3225974976ae10a112","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2026-03-26T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"February 28, 2026","report_date":"2026-03-26","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported preliminary financial results for February 28, 2026.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported selected operating results for February 28, 2026, to provide timely information to investors on certain key performance metrics.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-126284","anchor_url":"https://secwatch.observer/filing/0001193125-26-126284#claim-6b9cceac9232855f62afcc3225974976ae10a112","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312526126284/0001193125-26-126284-index.htm"},{"fact_type":"debt_financing","fact_key":"780f5665e561227fa1fb0ce4202720622967361c","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2026-02-04T23:59:59+00:00","payload":{"counterparty":"Bank of America, N.A.","effective_date":"2026-02-04","event":"incurrence","instrument_type":"revolving_credit","interest_rate_text":"variable and are based on the Secured Overnight Financing Rate","item_codes_triggered":["2.03"],"maturity_text":"February 4, 2031","principal_text":"up to $1.0 billion"},"claim":"STIFEL FINANCIAL CORP incurred revolving credit of up to $1.0 billion with Bank of America, N.A. at variable and are based on the Secured Overnight Financing Rate maturing February 4, 2031.","evidence_excerpt":"On February 4, 2026, Stifel Financial Corp. (\"Stifel\") entered into the Amended and Restated Credit Agreement (the \"Amended and Restated Credit Agreement\") with respect to its existing unsecured Credit Agreement, dated September 27, 2023, (the \"Credit Agreement\"), among Stifel and Stifel Nicolaus & Company, Incorporated (\"Stifel Nicolaus\", and together with Stifel, the \"Borrowers\") and a syndicate of lenders led by Bank of America, N.A., as administrative agent.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-26-037686","anchor_url":"https://secwatch.observer/filing/0001193125-26-037686#claim-780f5665e561227fa1fb0ce4202720622967361c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312526037686/0001193125-26-037686-index.htm"},{"fact_type":"executive_change","fact_key":"c8a1210353","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2025-06-11T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-07-01","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Victor Nesi was appointed as Director at STIFEL FINANCIAL CORP.","evidence_excerpt":"the Board of Directors appointed Mr. Nesi as a Director of the Company effective July 1, 2025.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-25-139220","anchor_url":"https://secwatch.observer/filing/0001193125-25-139220#claim-c8a1210353","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312525139220/0001193125-25-139220-index.htm"},{"fact_type":"executive_change","fact_key":"9785b9df14","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2025-06-11T23:59:59+00:00","payload":{"action":"retired","action_category":"departure","departure_tone":"retirement","effective_date":"2025-07-01","interim":false,"role":"Co-President and Institutional Group Head","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Victor Nesi retired as Co-President and Institutional Group Head at STIFEL FINANCIAL CORP.","evidence_excerpt":"Victor Nesi, Co-President and Institutional Group Head, of his retirement from the Company effective on July 1, 2025.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-25-139220","anchor_url":"https://secwatch.observer/filing/0001193125-25-139220#claim-9785b9df14","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312525139220/0001193125-25-139220-index.htm"},{"fact_type":"auditor_change","fact_key":"913c9681b31b4588a5a546c8c07d3803a244d1b4","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2025-03-20T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"KPMG LLP","disagreement_text":"neither the Company nor anyone acting on its behalf consulted with KPMG regarding either (i) the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company's consolidated financial statements and neither a written report nor oral advice was provided to the Company that KPMG concluded was an important factor considered by the Company in reaching a decision as to the accounting, auditing, or financial reporting issue, or (ii) any matter that was either the subject of a \"disagreement\" (as defined in Item 304(a)(1)(iv) of Regulation S-K and the related instructions) or a \"reportable event\" (as","effective_date":"2025-03-14","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"STIFEL FINANCIAL CORP engaged KPMG LLP as its auditor.","evidence_excerpt":"On March 14, 2025, upon the completion of a comprehensive selection process, the Audit Committee of the Board of Directors of Stifel Financial Corp. (the \"Company\") approved (1) the dismissal of Ernst & Young LLP (\"EY\") as the Company's independent registered public accounting firm, effective immediately, and (2) the appointment of KPMG LLP (\"KPMG\") as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025, and related interim periods.","confidence":0.99,"filing_url":"https://secwatch.observer/filing/0001193125-25-059271","anchor_url":"https://secwatch.observer/filing/0001193125-25-059271#claim-913c9681b31b4588a5a546c8c07d3803a244d1b4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312525059271/0001193125-25-059271-index.htm"},{"fact_type":"auditor_change","fact_key":"182388fb56a87664d6e0b6d118d0384df22ef4c6","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2025-03-20T23:59:59+00:00","payload":{"action":"dismissal","auditor_name":"Ernst & Young LLP","disagreement_text":"there were no disagreements between the Company and EY on any matters of accounting principles or practices, financial statement disclosure, or auditing scope or procedures which, if not resolved to the satisfaction of EY would have caused EY to make reference to the matter in their report.","effective_date":"2025-03-14","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"STIFEL FINANCIAL CORP dismissed Ernst & Young LLP as its auditor.","evidence_excerpt":"On March 14, 2025, upon the completion of a comprehensive selection process, the Audit Committee of the Board of Directors of Stifel Financial Corp. (the \"Company\") approved (1) the dismissal of Ernst & Young LLP (\"EY\") as the Company's independent registered public accounting firm, effective immediately, and (2) the appointment of KPMG LLP (\"KPMG\") as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025, and related interim periods.","confidence":0.99,"filing_url":"https://secwatch.observer/filing/0001193125-25-059271","anchor_url":"https://secwatch.observer/filing/0001193125-25-059271#claim-182388fb56a87664d6e0b6d118d0384df22ef4c6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312525059271/0001193125-25-059271-index.htm"},{"fact_type":"earnings_release","fact_key":"5c17986304b90f019013fc3c9f8fc422fdb90331","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2024-04-24T23:59:59+00:00","payload":{"eps_text":"$1.40 per diluted common share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$154.3 million","period_text":"the three months ended March 31, 2024","report_date":"2024-04-24","result_type":"reported_results","revenue_text":"$1.2 billion"},"claim":"STIFEL FINANCIAL CORP reported the three months ended March 31, 2024 results: revenue $1.2 billion, net income $154.3 million, EPS $1.40 per diluted common share.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported net revenues of $1.2 billion for the three months ended March 31, 2024, compared with $1.1 billion a year ago. Net income available to common shareholders was $154.3 million, or $1.40 per diluted common share, compared with $148.2 million, or $1.28 per diluted common share for the first quarter of 2023.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-24-108414","anchor_url":"https://secwatch.observer/filing/0001193125-24-108414#claim-5c17986304b90f019013fc3c9f8fc422fdb90331","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312524108414/0001193125-24-108414-index.htm"},{"fact_type":"earnings_release","fact_key":"da97e5817d1d5c74f47a6ba878ad65cb96b7f0a4","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2024-03-28T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"February 29, 2024","report_date":"2024-03-28","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported preliminary financial results for February 29, 2024.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported selected operating results for February 29, 2024","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-24-079737","anchor_url":"https://secwatch.observer/filing/0001193125-24-079737#claim-da97e5817d1d5c74f47a6ba878ad65cb96b7f0a4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312524079737/0001193125-24-079737-index.htm"},{"fact_type":"earnings_release","fact_key":"8393b317383d55b1ce309b32b9b345403c9771df","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2024-02-22T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"January 31, 2024","report_date":"2024-02-22","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported preliminary financial results for January 31, 2024.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported selected operating results for January 31, 2024","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-24-042842","anchor_url":"https://secwatch.observer/filing/0001193125-24-042842#claim-8393b317383d55b1ce309b32b9b345403c9771df","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312524042842/0001193125-24-042842-index.htm"},{"fact_type":"earnings_release","fact_key":"53cada39b254528f4aba0f7dca11c8eaef236c35","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2024-01-24T23:59:59+00:00","payload":{"eps_text":"$1.38 per diluted common share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$153.2 million","period_text":"the quarter and year ended December 31, 2023","report_date":"2024-01-24","result_type":"reported_results","revenue_text":"$1.15 billion"},"claim":"STIFEL FINANCIAL CORP reported the quarter and year ended December 31, 2023 results: revenue $1.15 billion, net income $153.2 million, EPS $1.38 per diluted common share.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported net revenues of $1.15 billion for the three months ended December 31, 2023","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-24-013562","anchor_url":"https://secwatch.observer/filing/0001193125-24-013562#claim-53cada39b254528f4aba0f7dca11c8eaef236c35","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312524013562/0001193125-24-013562-index.htm"},{"fact_type":"earnings_release","fact_key":"d22b5799be9b473f04768e449b218f8e40906d2d","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-12-21T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"November 30, 2023","report_date":"2023-12-21","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported preliminary financial results for November 30, 2023.","evidence_excerpt":"Stifel Financial Corp. (the \"Company\") issued a press release to disclose selected operating results for November 30, 2023","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-301193","anchor_url":"https://secwatch.observer/filing/0001193125-23-301193#claim-d22b5799be9b473f04768e449b218f8e40906d2d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523301193/0001193125-23-301193-index.htm"},{"fact_type":"earnings_release","fact_key":"4a00ace535678a5e5f126d1aa28edb8e1d4fd7b0","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-10-25T23:59:59+00:00","payload":{"eps_text":"$0.52 per diluted common share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$58.8 million","period_text":"the three months ended September 30, 2023","report_date":"2023-10-25","result_type":"reported_results","revenue_text":"$1.0 billion"},"claim":"STIFEL FINANCIAL CORP reported the three months ended September 30, 2023 results: revenue $1.0 billion, net income $58.8 million, EPS $0.52 per diluted common share.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported net revenues of $1.0 billion for the three months ended September 30, 2023, compared with $1.0 billion a year ago. Net income available to common shareholders was $58.8 million, or $0.52 per diluted common share, compared with $141.8 million, or $1.21 per diluted common share for the third quarter of 2022.","confidence":0.99,"filing_url":"https://secwatch.observer/filing/0001193125-23-262249","anchor_url":"https://secwatch.observer/filing/0001193125-23-262249#claim-4a00ace535678a5e5f126d1aa28edb8e1d4fd7b0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523262249/0001193125-23-262249-index.htm"},{"fact_type":"debt_financing","fact_key":"04b676dc490c554cacb28bda800d4ee9a3e91238","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-09-28T23:59:59+00:00","payload":{"counterparty":"Bank of America, N.A.","effective_date":"2023-09-27","event":"incurrence","instrument_type":"credit_facility","interest_rate_text":"based on the Secured Overnight Financing Rate","item_codes_triggered":["2.03"],"maturity_text":"September 27, 2028","principal_text":"up to $750.0 million"},"claim":"STIFEL FINANCIAL CORP incurred credit facility of up to $750.0 million with Bank of America, N.A. at based on the Secured Overnight Financing Rate maturing September 27, 2028.","evidence_excerpt":"terminated. The Credit Agreement has a maturity date of September 27, 2028, and provides for a committed unsecured borrowing facility for maximum aggregate borrowings of up to $750.0 million depending on the amount of outstanding borrowings of the Borrowers from time to time during the duration of the Credit Agreement. The interest rates on borrowings under the","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-245647","anchor_url":"https://secwatch.observer/filing/0001193125-23-245647#claim-04b676dc490c554cacb28bda800d4ee9a3e91238","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523245647/0001193125-23-245647-index.htm"},{"fact_type":"governance_change","fact_key":"36cdabfcea9276ca0d2766e21600f1dafaad7704","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-08-11T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2023-08-11","item_codes_triggered":["5.03"],"summary_text":"Filed Second Restated Certificate of Incorporation restating and integrating the Charter Amendment"},"claim":"STIFEL FINANCIAL CORP: Filed Second Restated Certificate of Incorporation restating and integrating the Charter Amendment (effective 2023-08-11).","evidence_excerpt":"On August 11, 2023, the Company filed a Second Restated Certificate of Incorporation (as so amended and restated, the “ Second Restated Certificate of Incorporation ”), restating, integrating and superseding the Restated Certificate of Incorporation, as previously amended, including the Charter Amendment.","confidence":0.7,"filing_url":"https://secwatch.observer/filing/0001193125-23-210930","anchor_url":"https://secwatch.observer/filing/0001193125-23-210930#claim-36cdabfcea9276ca0d2766e21600f1dafaad7704","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523210930/0001193125-23-210930-index.htm"},{"fact_type":"governance_change","fact_key":"61b1d414bcee5fef06fe09b64f18103d158e18ca","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-08-11T23:59:59+00:00","payload":{"change_type":"bylaw_amendment","effective_date":"2023-08-08","item_codes_triggered":["5.03"],"summary_text":"Amended and restated By-Laws to modify stockholder list, meeting postponement, proxy solicitation, proxy card color, forum selection clauses, and other ministerial changes"},"claim":"STIFEL FINANCIAL CORP: Amended and restated By-Laws to modify stockholder list, meeting postponement, proxy solicitation, proxy card color, forum selection clauses, and other ministerial changes (effective 2023-08-08).","evidence_excerpt":"effective August 8, 2023, the Board amended and restated the Company’s Amended and Restated By-Laws in the form attached as Exhibit 3.2 hereto (as so amended and restated, the “ Second Amended and Restated By-Laws ”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-210930","anchor_url":"https://secwatch.observer/filing/0001193125-23-210930#claim-61b1d414bcee5fef06fe09b64f18103d158e18ca","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523210930/0001193125-23-210930-index.htm"},{"fact_type":"governance_change","fact_key":"c09558c15c16da2b72c9b585fb7b658f417c4271","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-08-11T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2023-08-10","item_codes_triggered":["5.03"],"summary_text":"Filed amendment to Restated Certificate of Incorporation to provide officer exculpation from liability for breach of fiduciary duty of care and make nonsubstantive changes to director exculpatory provisions"},"claim":"STIFEL FINANCIAL CORP: Filed amendment to Restated Certificate of Incorporation to provide officer exculpation from liability for breach of fiduciary duty of care and make nonsubstantive changes to director exculpatory provisions (effective 2023-08-10).","evidence_excerpt":"On August 10, 2023, Stifel Financial Corp. (the \" Company \") filed an amendment to its Restated Certificate of Incorporation, as amended (the \" Restated Certificate of Incorporation \"), to (i) provide exculpation from liability for certain officers of the Company from certain claims of breach of the fiduciary duty of care, similar to protections currently available to directors of the Company and (ii) make certain nonsubstantive changes to the phrasing of the existing exculpatory provisions for directors, in conformance with contemporary norms for peer corporations incorporated in the State of Delaware (the \" Charter Amendment \").","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-210930","anchor_url":"https://secwatch.observer/filing/0001193125-23-210930#claim-c09558c15c16da2b72c9b585fb7b658f417c4271","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523210930/0001193125-23-210930-index.htm"},{"fact_type":"earnings_release","fact_key":"6f97681fd4bf11d47802ae629d7f4ccd1294c8a9","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-07-26T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"the quarter ended June 30, 2023","report_date":"2023-07-26","result_type":"reported_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported financial results for the quarter ended June 30, 2023.","evidence_excerpt":"On July 26, 2023, Stifel Financial Corp. (“Stifel” or the “Company”) reported its financial results for the quarter ended June 30, 2023. A copy of the press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-194024","anchor_url":"https://secwatch.observer/filing/0001193125-23-194024#claim-6f97681fd4bf11d47802ae629d7f4ccd1294c8a9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523194024/0001193125-23-194024-index.htm"},{"fact_type":"shareholder_vote","fact_key":"a7d5c4b6462f0113cd5c140351228f47356a567d","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-06-07T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-07","outcome":"passed","proposal_text":"To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 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N/A","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-162514","anchor_url":"https://secwatch.observer/filing/0001193125-23-162514#claim-a7d5c4b6462f0113cd5c140351228f47356a567d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523162514/0001193125-23-162514-index.htm"},{"fact_type":"shareholder_vote","fact_key":"2fd66d3e6e1819af51ab017d7451298951cc77e2","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-06-07T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-07","outcome":"passed","proposal_text":"To approve the adoption of an Amendment to the Certificate of Incorporation","proposal_type":"charter_amendment","results":[{"broker_non_votes":"7,819,079","subject":null,"votes_abstain":"356,440","votes_against":"12,094,711","votes_for":"79,217,708","votes_withheld":null}]},"claim":"STIFEL FINANCIAL CORP shareholders approved To approve the adoption of an Amendment to the Certificate of Incorporation at the 2023-06-07 meeting.","evidence_excerpt":"Proposal 4 – To approve the adoption of an Amendment to the Certificate of Incorporation: For Against Abstentions Broker Non-votes 79,217,708 12,094,711 356,440 7,819,079","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-162514","anchor_url":"https://secwatch.observer/filing/0001193125-23-162514#claim-2fd66d3e6e1819af51ab017d7451298951cc77e2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523162514/0001193125-23-162514-index.htm"},{"fact_type":"shareholder_vote","fact_key":"64530129e843307fa2080b45a2ec5acfa57c9af5","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-06-07T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-07","outcome":"passed","proposal_text":"To approve, on an advisory basis, the frequency of future advisory votes on executive 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7,819,079","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-162514","anchor_url":"https://secwatch.observer/filing/0001193125-23-162514#claim-963e2d2fd0a17c6338f1bffd1e43ffe11e25b3f6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523162514/0001193125-23-162514-index.htm"},{"fact_type":"shareholder_vote","fact_key":"773c03062f4364f562236fbd2699b4e4f1062e02","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-06-07T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-06-07","outcome":"passed","proposal_text":"Election of Directors","proposal_type":"director_election","results":[{"broker_non_votes":"7,819,079","subject":"Adam T. Berlew","votes_abstain":null,"votes_against":null,"votes_for":"90,296,717","votes_withheld":"1,372,142"},{"broker_non_votes":"7,819,079","subject":"Maryam Brown","votes_abstain":null,"votes_against":null,"votes_for":"91,458,327","votes_withheld":"210,532"},{"broker_non_votes":"7,819,079","subject":"Michael W. Brown","votes_abstain":null,"votes_against":null,"votes_for":"88,360,628","votes_withheld":"3,308,231"},{"broker_non_votes":"7,819,079","subject":"Lisa Carnoy","votes_abstain":null,"votes_against":null,"votes_for":"91,455,183","votes_withheld":"213,676"},{"broker_non_votes":"7,819,079","subject":"Robert E. Grady","votes_abstain":null,"votes_against":null,"votes_for":"86,517,418","votes_withheld":"5,151,441"},{"broker_non_votes":"7,819,079","subject":"James P. Kavanaugh","votes_abstain":null,"votes_against":null,"votes_for":"90,421,190","votes_withheld":"1,247,669"},{"broker_non_votes":"7,819,079","subject":"Ronald J. 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Ludeman 90,700,266 968,593 — 7,819,079 Maura A. Markus 79,965,715 11,703,144 — 7,819,079 David A. Peacock 86,619,557 5,049,302 — 7,819,079 Thomas W. Weisel 90,590,990 1,077,869 — 7,819,079 Michael J. Zimmerman 90,535,708 1,133,151 — 7,819,079","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-162514","anchor_url":"https://secwatch.observer/filing/0001193125-23-162514#claim-773c03062f4364f562236fbd2699b4e4f1062e02","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523162514/0001193125-23-162514-index.htm"},{"fact_type":"earnings_release","fact_key":"de033ab0019acb5465f9056593e79461305f7de1","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-05-24T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"April 30, 2023","report_date":"2023-05-24","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported preliminary financial results for April 30, 2023.","evidence_excerpt":"On May 24, 2023, Stifel Financial Corp. (the “Company”) issued a press release to disclose selected operating results for April 30, 2023.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-152498","anchor_url":"https://secwatch.observer/filing/0001193125-23-152498#claim-de033ab0019acb5465f9056593e79461305f7de1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523152498/0001193125-23-152498-index.htm"},{"fact_type":"executive_change","fact_key":"8741f93d80","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-04-26T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-04-26","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Lisa Cornoy was appointed as Director at STIFEL FINANCIAL CORP.","evidence_excerpt":"On April 26, 2023, Stifel Financial Corp, (the “Company”) announced that the Board of Directors appointed Maryam Brown and Lisa Cornoy as Directors of the Company effective April 26, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-118541","anchor_url":"https://secwatch.observer/filing/0001193125-23-118541#claim-8741f93d80","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523118541/0001193125-23-118541-index.htm"},{"fact_type":"executive_change","fact_key":"7f9d19b9c6","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-04-26T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-04-26","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Maryam Brown was appointed as Director at STIFEL FINANCIAL CORP.","evidence_excerpt":"On April 26, 2023, Stifel Financial Corp, (the “Company”) announced that the Board of Directors appointed Maryam Brown and Lisa Cornoy as Directors of the Company effective April 26, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001193125-23-118541","anchor_url":"https://secwatch.observer/filing/0001193125-23-118541#claim-7f9d19b9c6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523118541/0001193125-23-118541-index.htm"},{"fact_type":"earnings_release","fact_key":"43f8509400ec7a5618f96bed4f8975f70fabedaa","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-04-26T23:59:59+00:00","payload":{"eps_text":"$1.28 per diluted common share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$148.2 million","period_text":"the three months ended March 31, 2023","report_date":"2023-04-26","result_type":"reported_results","revenue_text":"$1.1 billion"},"claim":"STIFEL FINANCIAL CORP reported the three months ended March 31, 2023 results: revenue $1.1 billion, net income $148.2 million, EPS $1.28 per diluted common share.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported net revenues of $1.1 billion for the three months ended March 31, 2023, compared with $1.1 billion a year ago. Net income available to common shareholders was $148.2 million, or $1.28 per diluted common share, compared with $164.2 million, or $1.39 per diluted common share for the first quarter of 2022.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-116742","anchor_url":"https://secwatch.observer/filing/0001193125-23-116742#claim-43f8509400ec7a5618f96bed4f8975f70fabedaa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523116742/0001193125-23-116742-index.htm"},{"fact_type":"earnings_release","fact_key":"d46946fa88fb8f24cda210d36e6877babf69d4f5","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-03-23T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"lowered","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"February 28, 2023","report_date":"2023-03-23","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP updated its February 28, 2023 guidance (lowered).","evidence_excerpt":"On March 23, 2023, Stifel Financial Corp. 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Net income available to common shareholders of $624.9 million, or $5.32 per diluted common share, compared with $789.3 million, or $6.66 per diluted common share in 2021.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-014718","anchor_url":"https://secwatch.observer/filing/0001193125-23-014718#claim-81139726214778ea98c79645bfd0b0c60c0cdad5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523014718/0001193125-23-014718-index.htm"},{"fact_type":"earnings_release","fact_key":"bff7c010736a5e325cec4a670299b5bfae435c89","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2023-01-25T23:59:59+00:00","payload":{"eps_text":"$1.43 per diluted common share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$167.3 million","period_text":"the three months ended December 31, 2022","report_date":"2023-01-25","result_type":"reported_results","revenue_text":"$1.1 billion"},"claim":"STIFEL FINANCIAL CORP reported the three months ended December 31, 2022 results: revenue $1.1 billion, net income $167.3 million, EPS $1.43 per diluted common share.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported net revenues of $1.1 billion for the three months ended December 31, 2022, compared with $1.3 billion a year ago. Net income available to common shareholders of $167.3 million, or $1.43 per diluted common share, compared with $252.1 million, or $2.12 per diluted common share for the fourth quarter of 2021.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-23-014718","anchor_url":"https://secwatch.observer/filing/0001193125-23-014718#claim-bff7c010736a5e325cec4a670299b5bfae435c89","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312523014718/0001193125-23-014718-index.htm"},{"fact_type":"earnings_release","fact_key":"88aa6b2386ff301613e722578966f8527a1e061d","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2022-12-22T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"November 30, 2022","report_date":"2022-12-22","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported preliminary financial results for November 30, 2022.","evidence_excerpt":"Stifel Financial Corp. (NYSE: SF) today reported selected operating results for November 30, 2022 in an effort to provide timely information to investors on certain key performance metrics.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001193125-22-311040","anchor_url":"https://secwatch.observer/filing/0001193125-22-311040#claim-88aa6b2386ff301613e722578966f8527a1e061d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/720672/000119312522311040/0001193125-22-311040-index.htm"},{"fact_type":"earnings_release","fact_key":"d4659f3c60e335a9d13e4932a4cfea4696832759","cik":720672,"ticker":"SF","company_name":"STIFEL FINANCIAL CORP","filed_at":"2022-11-28T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":null,"period_text":"October 31, 2022","report_date":"2022-11-28","result_type":"preliminary_results","revenue_text":null},"claim":"STIFEL FINANCIAL CORP reported preliminary financial results for October 31, 2022.","evidence_excerpt":"On November 28, 2022, Stifel Financial Corp. 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