{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-17T14:08:01.178741+00:00","company":{"ticker":"SFES","cik":86115,"company_name":"SAFEGUARD SCIENTIFICS INC"},"pagination":{"limit":100,"returned":16,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{},"facts":[{"fact_type":"executive_change","fact_key":"a28ce7b86b","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2024-01-05T23:59:59+00:00","payload":{"action":"no longer serve","action_category":"departure","departure_tone":"routine","effective_date":"2023-12-31","interim":false,"role":null,"role_category":"other_named_officer","successor_name":"Mark Dow","successor_named":true},"claim":"Herndon departed as other_named_officer at SAFEGUARD SCIENTIFICS INC.","evidence_excerpt":"Messrs. Salzman and Herndon will no longer serve as the Company’s executive officers as of December 31, 2023","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-001868","anchor_url":"https://secwatch.observer/filing/0001104659-24-001868#claim-a28ce7b86b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000110465924001868/0001104659-24-001868-index.htm"},{"fact_type":"executive_change","fact_key":"e987d1995c","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2024-01-05T23:59:59+00:00","payload":{"action":"no longer serve","action_category":"departure","departure_tone":"routine","effective_date":"2023-12-31","interim":false,"role":null,"role_category":"other_named_officer","successor_name":"Mark Dow","successor_named":true},"claim":"Salzman departed as other_named_officer at SAFEGUARD SCIENTIFICS INC.","evidence_excerpt":"Messrs. Salzman and Herndon will no longer serve as the Company’s executive officers as of December 31, 2023","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-001868","anchor_url":"https://secwatch.observer/filing/0001104659-24-001868#claim-e987d1995c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000110465924001868/0001104659-24-001868-index.htm"},{"fact_type":"executive_change","fact_key":"7283078908","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2024-01-05T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-01-01","interim":false,"role":"Chief Executive Officer, Chief Financial Officer and Secretary","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Mark Dow was appointed as Chief Executive Officer, Chief Financial Officer and Secretary at SAFEGUARD SCIENTIFICS INC.","evidence_excerpt":"the Board appointed Mark Dow of Rock Creek as the Company’s Chief Executive Officer, Chief Financial Officer and Secretary effective as of January 1, 2024.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001104659-24-001868","anchor_url":"https://secwatch.observer/filing/0001104659-24-001868#claim-7283078908","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000110465924001868/0001104659-24-001868-index.htm"},{"fact_type":"shareholder_vote","fact_key":"f8cf7a1b05312e28319150429c8d9a84b256cbd2","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-12-18T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-12-15","outcome":"passed","proposal_text":"Adopt Articles of Amendment to effect the Forward Stock Split","proposal_type":"reverse_split","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"47,630","votes_against":"1,466,752","votes_for":"12,201,621","votes_withheld":null}]},"claim":"SAFEGUARD SCIENTIFICS INC shareholders approved Adopt Articles of Amendment to effect the Forward Stock Split at the 2023-12-15 meeting.","evidence_excerpt":"The proposal to adopt the Articles of Amendment to the Articles of Incorporation to effect the Forward Stock Split received the following votes: For Against Abstain 12,201,621 1,466,752 47,630","confidence":0.98,"filing_url":"https://secwatch.observer/filing/0001104659-23-126909","anchor_url":"https://secwatch.observer/filing/0001104659-23-126909#claim-f8cf7a1b05312e28319150429c8d9a84b256cbd2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000110465923126909/0001104659-23-126909-index.htm"},{"fact_type":"shareholder_vote","fact_key":"662338e92e2dcdbebc60076ad0ac69991fa2dc74","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-12-18T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-12-15","outcome":"passed","proposal_text":"Adopt Articles of Amendment to effect the Reverse Stock Split","proposal_type":"reverse_split","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"47,602","votes_against":"633,278","votes_for":"13,035,123","votes_withheld":null}]},"claim":"SAFEGUARD SCIENTIFICS INC shareholders approved Adopt Articles of Amendment to effect the Reverse Stock Split at the 2023-12-15 meeting.","evidence_excerpt":"The proposal to adopt the Articles of Amendment to the Articles of Incorporation to effect the Reverse Stock Split received the following votes: For Against Abstain 13,035,123 633,278 47,602","confidence":0.98,"filing_url":"https://secwatch.observer/filing/0001104659-23-126909","anchor_url":"https://secwatch.observer/filing/0001104659-23-126909#claim-662338e92e2dcdbebc60076ad0ac69991fa2dc74","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000110465923126909/0001104659-23-126909-index.htm"},{"fact_type":"earnings_release","fact_key":"faf29b4370b31050cebba42426e7014f11c77ab1","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-11-02T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"Net income for the three months ended September 30, 2023 was $0.9 million, or $0.06 per basic and fully diluted share, a","period_text":"the three and nine months ended September 30, 2023","report_date":"2023-11-02","result_type":"reported_results","revenue_text":null},"claim":"SAFEGUARD SCIENTIFICS INC reported the three and nine months ended September 30, 2023 results: net income Net income for the three months ended September 30, 2023 was $0.9 million, or $0.06 per basic and fully diluted share, a.","evidence_excerpt":"o Net income for the three months ended September 30, 2023 was $0.9 million, or $0.06 per basic and fully diluted share, as compared with a net loss of $3.2 million, or $0.19 per basic and fully diluted share, for the same period in 2022.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-030023","anchor_url":"https://secwatch.observer/filing/0001437749-23-030023#claim-faf29b4370b31050cebba42426e7014f11c77ab1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923030023/0001437749-23-030023-index.htm"},{"fact_type":"earnings_release","fact_key":"f1fd411a8100b5c7ed5f00ce202b400258916c6d","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-08-10T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"Net loss for the three months ended June 30, 2023 was $2.9 million, or $0.18 per share","period_text":"the three and six months ended June 30, 2023","report_date":"2023-08-10","result_type":"reported_results","revenue_text":null},"claim":"SAFEGUARD SCIENTIFICS INC reported the three and six months ended June 30, 2023 results: net income Net loss for the three months ended June 30, 2023 was $2.9 million, or $0.18 per share.","evidence_excerpt":"o Net loss for the three months ended June 30, 2023 was $2.9 million, or $0.18 per share, as compared with a net income of $0.5 million, or $0.03 per share, for the same period in 2022.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-023041","anchor_url":"https://secwatch.observer/filing/0001437749-23-023041#claim-f1fd411a8100b5c7ed5f00ce202b400258916c6d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923023041/0001437749-23-023041-index.htm"},{"fact_type":"shareholder_vote","fact_key":"b16a4dfa0bfcbe7fc713492465d8d6ca70507a64","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-05-25T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-24","outcome":"passed","proposal_text":"Ratification of the Appointment of Grant Thornton LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"119,902","votes_against":"29,005","votes_for":"13,327,530","votes_withheld":null}]},"claim":"SAFEGUARD SCIENTIFICS INC shareholders approved Ratification of the Appointment of Grant Thornton LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2023 at the 2023-05-24 meeting.","evidence_excerpt":"Proposal IV – Ratification of the Appointment of Grant Thornton LLP as the Company ’ s Independent Registered Public Accounting Firm for Fiscal Year 2023 Shareholders ratified the appointment of Grant Thornton LLP to serve as the Company’s independent registered public accounting firm for its 2023 fiscal year.  The voting results for this proposal are as follows: Votes For Votes Against Abstain Broker Non-Votes 13,327,530 29,005 119,902 --- 2","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-015876","anchor_url":"https://secwatch.observer/filing/0001437749-23-015876#claim-b16a4dfa0bfcbe7fc713492465d8d6ca70507a64","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923015876/0001437749-23-015876-index.htm"},{"fact_type":"shareholder_vote","fact_key":"14446868a45513914d9a29d63724456facb35093","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-05-25T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-24","outcome":"passed","proposal_text":"Advisory Vote on Frequency of Future Advisory Votes Concerning Executive Compensation of the Named Executive Officers","proposal_type":"say_on_pay_frequency","results":[{"broker_non_votes":null,"subject":"One Year","votes_abstain":null,"votes_against":null,"votes_for":"9,843,572","votes_withheld":null},{"broker_non_votes":null,"subject":"Two Years","votes_abstain":null,"votes_against":null,"votes_for":"9,217","votes_withheld":null},{"broker_non_votes":null,"subject":"Three Years","votes_abstain":null,"votes_against":null,"votes_for":"337,288","votes_withheld":null},{"broker_non_votes":null,"subject":"Abstain","votes_abstain":"111,078","votes_against":null,"votes_for":null,"votes_withheld":null},{"broker_non_votes":"3,175,282","subject":"Broker Non-Votes","votes_abstain":null,"votes_against":null,"votes_for":null,"votes_withheld":null}]},"claim":"SAFEGUARD SCIENTIFICS INC shareholders approved Advisory Vote on Frequency of Future Advisory Votes Concerning Executive Compensation of the Named Executive Officers at the 2023-05-24 meeting.","evidence_excerpt":"Proposal III – Advisory Vote on Frequency of Future Advisory Votes Concerning Executive Compensation of the Named Executive Officers Shareholders approved, on an advisory basis, the Company’s proposal to hold future advisory votes on executive compensation of the named executed officers annually.  In accordance with the Board of Director’s recommendation and the outcome of this advisory vote, the Company intends to hold the next advisory vote on the compensation of its named executive officers at the Company’s 2024 Annual Meeting. The voting results for this proposal are as follows: One Year Two Years Three Years Abstain Broker-Non-Votes 9,843,572 9,217 337,288 111,078 3,175,282","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-015876","anchor_url":"https://secwatch.observer/filing/0001437749-23-015876#claim-14446868a45513914d9a29d63724456facb35093","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923015876/0001437749-23-015876-index.htm"},{"fact_type":"shareholder_vote","fact_key":"b9a83f183f31460df47b46005788e52b22e3d8e0","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-05-25T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-24","outcome":"passed","proposal_text":"Advisory Vote Concerning Executive Compensation of the Named Executive Officers","proposal_type":"say_on_pay","results":[{"broker_non_votes":"3,175,282","subject":null,"votes_abstain":"100,392","votes_against":"1,786,864","votes_for":"8,413,899","votes_withheld":null}]},"claim":"SAFEGUARD SCIENTIFICS INC shareholders approved Advisory Vote Concerning Executive Compensation of the Named Executive Officers at the 2023-05-24 meeting.","evidence_excerpt":"Proposal II – Advisory Vote Concerning Executive Compensation of the Named Executive Officers Shareholders approved, on an advisory basis, the Company’s compensation of its named executive officers, as disclosed in the Compensation Discussion and Analysis and Executive Compensation sections of the Company’s 2023 Annual Meeting Proxy Statement. The voting results for this proposal are as follows: Votes For Votes Against Abstain Broker Non-Votes 8,413,899 1,786,864 100,392 3,175,282","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-015876","anchor_url":"https://secwatch.observer/filing/0001437749-23-015876#claim-b9a83f183f31460df47b46005788e52b22e3d8e0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923015876/0001437749-23-015876-index.htm"},{"fact_type":"shareholder_vote","fact_key":"0b176beb9573421c24f8cd10daf192157a09361f","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-05-25T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-24","outcome":"passed","proposal_text":"Election of four directors to serve for a one-year term to expire at the 2024 Annual Meeting","proposal_type":"director_election","results":[{"broker_non_votes":"3,175,282","subject":"Ross D. DeMont","votes_abstain":null,"votes_against":null,"votes_for":"7,746,103","votes_withheld":"2,555,052"},{"broker_non_votes":"3,175,282","subject":"Russell D. Glass","votes_abstain":null,"votes_against":null,"votes_for":"7,393,035","votes_withheld":"2,908,120"},{"broker_non_votes":"3,175,282","subject":"Joseph M. Manko, Jr.","votes_abstain":null,"votes_against":null,"votes_for":"8,507,740","votes_withheld":"1,793,415"},{"broker_non_votes":"3,175,282","subject":"Beth S. Michelson","votes_abstain":null,"votes_against":null,"votes_for":"7,845,165","votes_withheld":"2,455,990"}]},"claim":"SAFEGUARD SCIENTIFICS INC shareholders approved Election of four directors to serve for a one-year term to expire at the 2024 Annual Meeting at the 2023-05-24 meeting.","evidence_excerpt":"Proposal I – Election of Directors Shareholders approved the election of four directors to serve as directors for a one-year term to expire at the 2024 Annual Meeting.  The voting results for this proposal are as follows: Nominee Votes For Votes Withheld Broker Non-Votes Ross D. DeMont 7,746,103 2,555,052 3,175,282 Russell D. Glass 7,393,035 2,908,120 3,175,282 Joseph M. Manko, Jr. 8,507,740 1,793,415 3,175,282 Beth S. Michelson 7,845,165 2,455,990 3,175,282","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-015876","anchor_url":"https://secwatch.observer/filing/0001437749-23-015876#claim-0b176beb9573421c24f8cd10daf192157a09361f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923015876/0001437749-23-015876-index.htm"},{"fact_type":"earnings_release","fact_key":"77ea4f346e0aea7d5afd7b087830d477b774bbfc","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-05-04T23:59:59+00:00","payload":{"eps_text":"$0.22 per share","guidance_signal":"reaffirmed","item_codes_triggered":["2.02"],"net_income_text":"Net loss for the three months ended March 31, 2023 was $3.5 million, or $0.22 per share","period_text":"the three months ended March 31, 2023","report_date":"2023-05-04","result_type":"reported_results","revenue_text":null},"claim":"SAFEGUARD SCIENTIFICS INC reported the three months ended March 31, 2023 results: net income Net loss for the three months ended March 31, 2023 was $3.5 million, or $0.22 per share, EPS $0.22 per share. Guidance reaffirmed.","evidence_excerpt":"Safeguard Scientifics, Inc. (NASDAQ:SFE) (“Safeguard” or the “Company”) today announced financial results for the three months ended March 31, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-23-012573","anchor_url":"https://secwatch.observer/filing/0001437749-23-012573#claim-77ea4f346e0aea7d5afd7b087830d477b774bbfc","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923012573/0001437749-23-012573-index.htm"},{"fact_type":"earnings_release","fact_key":"9ac4b206da411358055624feac89c4e34e1932f1","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2023-03-09T23:59:59+00:00","payload":{"eps_text":"$0.87 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"Net loss for the year ended December 31, 2022 was $14.3 million, or $0.87 per share","period_text":"three months and year ended December 31, 2022","report_date":"2023-03-09","result_type":"reported_results","revenue_text":null},"claim":"SAFEGUARD SCIENTIFICS INC reported three months and year ended December 31, 2022 results: net income Net loss for the year ended December 31, 2022 was $14.3 million, or $0.87 per share, EPS $0.87 per share.","evidence_excerpt":"Net loss for the three months ended December 31, 2022 was $4.9 million, or $0.30 per share, compared with a net loss of $8.6 million, or $0.51 per share, for the same period in 2021.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001437749-23-005972","anchor_url":"https://secwatch.observer/filing/0001437749-23-005972#claim-9ac4b206da411358055624feac89c4e34e1932f1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774923005972/0001437749-23-005972-index.htm"},{"fact_type":"earnings_release","fact_key":"232a560c362c769117c9f69f7c4546e05845e7c1","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2022-11-03T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"Net loss for the three months ended September 30, 2022 was $3.2 million, or $0.19 per share, compared with a net income","period_text":"three and nine months ended September 30, 2022","report_date":"2022-11-03","result_type":"reported_results","revenue_text":null},"claim":"SAFEGUARD SCIENTIFICS INC reported three and nine months ended September 30, 2022 results: net income Net loss for the three months ended September 30, 2022 was $3.2 million, or $0.19 per share, compared with a net income.","evidence_excerpt":"o Net loss for the three months ended September 30, 2022 was $3.2 million, or $0.19 per share, compared with a net income of $18.3 million, or $0.88 per share, for the same period in 2021.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-22-025767","anchor_url":"https://secwatch.observer/filing/0001437749-22-025767#claim-232a560c362c769117c9f69f7c4546e05845e7c1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774922025767/0001437749-22-025767-index.htm"},{"fact_type":"executive_change","fact_key":"6f6a3f068e","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2022-05-27T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-05-25","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Beth S. Michelson was elected as Director at SAFEGUARD SCIENTIFICS INC.","evidence_excerpt":"Ross D. DeMont and Beth S. Michelson were elected as directors of the Company","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-22-013761","anchor_url":"https://secwatch.observer/filing/0001437749-22-013761#claim-6f6a3f068e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774922013761/0001437749-22-013761-index.htm"},{"fact_type":"executive_change","fact_key":"c3d739ab6a","cik":86115,"ticker":"SFES","company_name":"SAFEGUARD SCIENTIFICS INC","filed_at":"2022-05-27T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-05-25","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Ross D. DeMont was elected as Director at SAFEGUARD SCIENTIFICS INC.","evidence_excerpt":"Ross D. DeMont and Beth S. Michelson were elected as directors of the Company","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001437749-22-013761","anchor_url":"https://secwatch.observer/filing/0001437749-22-013761#claim-c3d739ab6a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/86115/000143774922013761/0001437749-22-013761-index.htm"}]}