{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-07-11T22:33:03.033914+00:00","company":{"ticker":"UG","cik":101295,"company_name":"UNITED GUARDIAN INC"},"pagination":{"limit":100,"returned":31,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Amsino Healthcare, Inc.","detail":"supply","count":1,"first_seen":"2024-03-01T23:59:59+00:00","last_seen":"2024-03-01T23:59:59+00:00","evidence_fact_ids":[70161]},{"display_name":"Ashland Specialty Ingredients","detail":"supply","count":1,"first_seen":"2023-10-16T23:59:59+00:00","last_seen":"2023-10-16T23:59:59+00:00","evidence_fact_ids":[106401]}]},"facts":[{"fact_type":"shareholder_vote","fact_key":"36207c41f7ba48e1178b890c91dc4c92b5ab7ec1","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2026-05-15T13:00:30+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-13","outcome":"passed","proposal_text":"A proposal to ratify the appointment of Grassi & Co., CPAs P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.","proposal_type":"auditor_ratification","results":[{"broker_non_votes":null,"subject":null,"votes_abstain":"26,196","votes_against":"45,290","votes_for":"3,566,216","votes_withheld":null}]},"claim":"UNITED GUARDIAN INC shareholders approved A proposal to ratify the appointment of Grassi & Co., CPAs P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. at the 2026-05-13 meeting.","evidence_excerpt":"4. A proposal to ratify the appointment of Grassi & Co., CPAs P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. This proposal was approved.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-26-003455","anchor_url":"https://secwatch.observer/filing/0001171843-26-003455#claim-36207c41f7ba48e1178b890c91dc4c92b5ab7ec1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184326003455/0001171843-26-003455-index.htm"},{"fact_type":"shareholder_vote","fact_key":"4e88e55cb654e14d8c4ba6554ba69f558f0af4a4","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2026-05-15T13:00:30+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-13","outcome":"passed","proposal_text":"A proposal to approve executive compensation on a non-binding advisory basis.","proposal_type":"say_on_pay","results":[{"broker_non_votes":"945,034","subject":null,"votes_abstain":"14,646","votes_against":"115,843","votes_for":"2,562,179","votes_withheld":null}]},"claim":"UNITED GUARDIAN INC shareholders approved A proposal to approve executive compensation on a non-binding advisory basis. at the 2026-05-13 meeting.","evidence_excerpt":"3. A proposal to approve executive compensation on a non-binding advisory basis. This proposal was approved.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-26-003455","anchor_url":"https://secwatch.observer/filing/0001171843-26-003455#claim-4e88e55cb654e14d8c4ba6554ba69f558f0af4a4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184326003455/0001171843-26-003455-index.htm"},{"fact_type":"shareholder_vote","fact_key":"b541e27aac61b988dc4b20d363afb5144664ddf5","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2026-05-15T13:00:30+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-13","outcome":"passed","proposal_text":"A proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis.","proposal_type":"say_on_pay_frequency","results":[{"broker_non_votes":"945,034","subject":null,"votes_abstain":"20,620","votes_against":null,"votes_for":"2,576,591","votes_withheld":null}]},"claim":"UNITED GUARDIAN INC shareholders approved A proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. at the 2026-05-13 meeting.","evidence_excerpt":"2. A proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. The frequency of “Every year” was approved.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-26-003455","anchor_url":"https://secwatch.observer/filing/0001171843-26-003455#claim-b541e27aac61b988dc4b20d363afb5144664ddf5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184326003455/0001171843-26-003455-index.htm"},{"fact_type":"shareholder_vote","fact_key":"88ac32f9983337b08d01a164dfa752ee7dce0040","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2026-05-15T13:00:30+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2026-05-13","outcome":"passed","proposal_text":"Election of Directors","proposal_type":"director_election","results":[{"broker_non_votes":"945,034","subject":"Ken Globus","votes_abstain":"6,960","votes_against":"385,055","votes_for":"2,300,653","votes_withheld":null},{"broker_non_votes":"945,034","subject":"Lawrence F. 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Ari Papoulias","votes_abstain":"98,726","votes_against":"90,421","votes_for":"2,503,521","votes_withheld":null},{"broker_non_votes":"945,034","subject":"Catherine Kolinski","votes_abstain":"95,224","votes_against":"71,585","votes_for":"2,525,859","votes_withheld":null},{"broker_non_votes":"945,034","subject":"Donna Vigilante","votes_abstain":"7,404","votes_against":"365,944","votes_for":"2,319,320","votes_withheld":null}]},"claim":"UNITED GUARDIAN INC shareholders approved Election of Directors at the 2026-05-13 meeting.","evidence_excerpt":"1. The individuals listed below were elected to serve on the Company’s Board of Directors until the next annual meeting of stockholders or until their respective successors are elected and qualified.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-26-003455","anchor_url":"https://secwatch.observer/filing/0001171843-26-003455#claim-88ac32f9983337b08d01a164dfa752ee7dce0040","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184326003455/0001171843-26-003455-index.htm"},{"fact_type":"earnings_release","fact_key":"10f19744cbe15d51554bc4297e4f30759dfa2d70","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2026-05-08T23:59:59+00:00","payload":{"eps_text":"$0.18 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$818,902","period_text":"the first quarter of 2026","report_date":"2026-05-08","result_type":"reported_results","revenue_text":"$2,872,222"},"claim":"UNITED GUARDIAN INC reported the first quarter of 2026 results: revenue $2,872,222, net income $818,902, EPS $0.18 per share.","evidence_excerpt":"announced today the financial results for the first quarter of 2026. First quarter sales increased from $2,481,127 in 2025 to $2,872,222 in 2026, with net income increasing from $560,895 ($0.12 per share) to $818,902 ($0.18 per share).","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001171843-26-003193","anchor_url":"https://secwatch.observer/filing/0001171843-26-003193#claim-10f19744cbe15d51554bc4297e4f30759dfa2d70","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184326003193/0001171843-26-003193-index.htm"},{"fact_type":"earnings_release","fact_key":"0c23ac9f527b05432c34abd183a67b81e7a8fba2","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2026-03-27T23:59:59+00:00","payload":{"eps_text":"$0.46 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$2,105,738","period_text":"FY 2025","report_date":"2026-03-27","result_type":"reported_results","revenue_text":"$10,545,468"},"claim":"UNITED GUARDIAN INC reported FY 2025 results: revenue $10,545,468, net income $2,105,738, EPS $0.46 per share.","evidence_excerpt":"United-Guardian Reports 2025 Financial Results HAUPPAUGE, N.Y., March 27, 2026 (GLOBE NEWSWIRE) -- United-Guardian, Inc. (NASDAQ:UG) reported that net sales and net income for FY 2025 decreased compared to FY 2024. Net sales for the year decreased by 13% from $12,181,971 in 2024 to $10,545,468 in 2025, generating net income of $3,250,875 ($0.71 per share) in 2024 compared to $2,105,738 ($0.46 per share) in 2025.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-26-001972","anchor_url":"https://secwatch.observer/filing/0001171843-26-001972#claim-0c23ac9f527b05432c34abd183a67b81e7a8fba2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184326001972/0001171843-26-001972-index.htm"},{"fact_type":"governance_change","fact_key":"8fe555687c2f96e621c7258ea18cc0a818e3e832","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2025-05-21T23:59:59+00:00","payload":{"change_type":"code_of_ethics","effective_date":"2025-05-15","item_codes_triggered":["5.05"],"summary_text":"Amended the Code of Ethics to update administrative roles, revise governance provisions, remove duplicative language, and make clarifying edits."},"claim":"UNITED GUARDIAN INC: Amended the Code of Ethics to update administrative roles, revise governance provisions, remove duplicative language, and make clarifying edits (effective 2025-05-15).","evidence_excerpt":"On May 15, 2025, the Board approved and adopted certain amendments to the Company’s Code of Ethics (the “Code”), effective as of that date.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-25-003368","anchor_url":"https://secwatch.observer/filing/0001171843-25-003368#claim-8fe555687c2f96e621c7258ea18cc0a818e3e832","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184325003368/0001171843-25-003368-index.htm"},{"fact_type":"executive_change","fact_key":"d907770f9f","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2025-05-21T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2025-05-15","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Donna Vigilante was appointed as Director at UNITED GUARDIAN INC.","evidence_excerpt":"On May 15, 2025, the Board of Directors (the “Board”) of United-Guardian, Inc. (the “Company”) appointed Donna Vigilante, the Company’s President to serve on the Board, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001171843-25-003368","anchor_url":"https://secwatch.observer/filing/0001171843-25-003368#claim-d907770f9f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184325003368/0001171843-25-003368-index.htm"},{"fact_type":"earnings_release","fact_key":"b9c93e2397da070c65ec42ef09e3dfaee55ec028","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2024-05-10T23:59:59+00:00","payload":{"eps_text":"$0.20 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$925,442","period_text":"first quarter of 2024","report_date":"2024-05-10","result_type":"reported_results","revenue_text":"$3,254,944"},"claim":"UNITED GUARDIAN INC reported first quarter of 2024 results: revenue $3,254,944, net income $925,442, EPS $0.20 per share.","evidence_excerpt":"United-Guardian Reports Increased First Quarter Sales & Earnings HAUPPAUGE, N.Y., May 10, 2024 (GLOBE NEWSWIRE) -- United-Guardian, Inc. (NASDAQ:UG) announced today the financial results for the first quarter of 2024. First quarter sales increased from $2,570,324 in 2023 to $3,254,944 in 2024, with net income increasing from $756,081 ($0.16 per share) to $925,442 ($0.20 per share).","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001171843-24-002760","anchor_url":"https://secwatch.observer/filing/0001171843-24-002760#claim-b9c93e2397da070c65ec42ef09e3dfaee55ec028","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184324002760/0001171843-24-002760-index.htm"},{"fact_type":"earnings_release","fact_key":"864441e8ae6d7894e9cfa7aedfa46fce98a7f39e","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2024-03-22T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$2,581,370 ($0.56 per share)","period_text":"FY 2023","report_date":"2024-03-22","result_type":"reported_results","revenue_text":"$10,885,154"},"claim":"UNITED GUARDIAN INC reported FY 2023 results: revenue $10,885,154, net income $2,581,370 ($0.56 per share).","evidence_excerpt":"Net sales for the year decreased by 14% from $12,698,503 in 2022 to $10,885,154 in 2023, generating net income of $2,581,370 ($0.56 per share) in 2023 compared to $2,569,512 ($0.56 per share) in 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001171843-24-001525","anchor_url":"https://secwatch.observer/filing/0001171843-24-001525#claim-864441e8ae6d7894e9cfa7aedfa46fce98a7f39e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184324001525/0001171843-24-001525-index.htm"},{"fact_type":"material_agreement","fact_key":"011f67a4b686dcff2d6404702900a02c40ef8895","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2024-03-01T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Manufacturing and Supply Agreement","agreement_type":"supply","counterparty":"Amsino Healthcare (USA), Inc.","effective_date":"2023-03-30","item_codes_triggered":["1.01"],"value_text":null},"claim":"UNITED GUARDIAN INC entered into Manufacturing and Supply Agreement with Amsino Healthcare (USA), Inc. (effective 2023-03-30).","evidence_excerpt":"On March 30, 2023, United-Guardian, Inc. (the “Company”) entered into a manufacturing and supply agreement with Amsino Healthcare (USA), Inc. 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Net income decreased from $1,544,789 ($0.34 per share) to $1,217,175 ($0.26 per share). Second quarter sales decreased from $3,626,177 to $2,650,299, with net income decreasing from $633,324 ($0.14 per share) to $461,094 ($0.10 per share). Donna Vigilante, President of United-Guardian, stated, “The sales decrease for both the","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-23-005250","anchor_url":"https://secwatch.observer/filing/0001171843-23-005250#claim-321a76e692c35c9e121bc89c28ec1410fb1c07d8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323005250/0001171843-23-005250-index.htm"},{"fact_type":"executive_change","fact_key":"9e2445bf0d","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-06-13T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2023-06-09","interim":false,"role":"President","role_category":"president","successor_name":null,"successor_named":false},"claim":"Donna Vigilante was appointed as President at UNITED GUARDIAN INC.","evidence_excerpt":"at a meeting of the Board of Directors on June 9, 2023 the Board appointed Donna Vigilante as the Company’s new President, effective as of that date.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001171843-23-003899","anchor_url":"https://secwatch.observer/filing/0001171843-23-003899#claim-9e2445bf0d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003899/0001171843-23-003899-index.htm"},{"fact_type":"executive_change","fact_key":"f89ad40f8c","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-06-13T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2023-06-08","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Beatriz Blanco resigned as Director at UNITED GUARDIAN INC.","evidence_excerpt":"Ms. Blanco resigned as a Director of the Company on June 8, 2023.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001171843-23-003899","anchor_url":"https://secwatch.observer/filing/0001171843-23-003899#claim-f89ad40f8c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003899/0001171843-23-003899-index.htm"},{"fact_type":"executive_change","fact_key":"ed38e3e56a","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-06-13T23:59:59+00:00","payload":{"action":"terminated","action_category":"departure","departure_tone":"routine","effective_date":"2023-06-08","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":"Donna Vigilante","successor_named":true},"claim":"Beatriz Blanco was terminated as President and Chief Executive Officer at UNITED GUARDIAN INC.","evidence_excerpt":"Beatriz Blanco would be ending her employment as President of and Chief Executive Officer of the Company. Ms. Blanco’s role as President and her involvement in the daily operations of the company were mutually terminated effective June 8, 2023","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001171843-23-003899","anchor_url":"https://secwatch.observer/filing/0001171843-23-003899#claim-ed38e3e56a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003899/0001171843-23-003899-index.htm"},{"fact_type":"shareholder_vote","fact_key":"24a7a90ab3ca1ef2f0964219458e6cc2e1a4df1b","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-05-18T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-17","outcome":"passed","proposal_text":"Proposal to Ratify the Appointment of Baker Tilly US, LLP as the Independent Public Accountants of the Company for the Fiscal Year Ending December 31, 2023","proposal_type":"auditor_ratification","results":[{"broker_non_votes":"0","subject":null,"votes_abstain":"10,685","votes_against":"48,887","votes_for":"3,729,759","votes_withheld":null}]},"claim":"UNITED GUARDIAN INC shareholders approved Proposal to Ratify the Appointment of Baker Tilly US, LLP as the Independent Public Accountants of the Company for the Fiscal Year Ending December 31, 2023 at the 2023-05-17 meeting.","evidence_excerpt":"4. PROPOSAL TO RATIFY THE APPOINTMENT OF BAKER TILLY US, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. For Against Abstain Broker Non-Vote 3,729,759 48,887 10,685 0","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-23-003413","anchor_url":"https://secwatch.observer/filing/0001171843-23-003413#claim-24a7a90ab3ca1ef2f0964219458e6cc2e1a4df1b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003413/0001171843-23-003413-index.htm"},{"fact_type":"shareholder_vote","fact_key":"b1be5c23b9b1d7c02218d2212dc42a57f261eb78","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-05-18T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-17","outcome":"passed","proposal_text":"Approval on an Advisory Basis, of the Compensation of the Company's Named Executive Officers","proposal_type":"say_on_pay","results":[{"broker_non_votes":"957,746","subject":null,"votes_abstain":"14,741","votes_against":"206,979","votes_for":"2,609,865","votes_withheld":null}]},"claim":"UNITED GUARDIAN INC shareholders approved Approval on an Advisory Basis, of the Compensation of the Company's Named Executive Officers at the 2023-05-17 meeting.","evidence_excerpt":"3. APPROVAL ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. For Against Abstain Broker Non-Vote 2,609,865 206,979 14,741 957,746","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-23-003413","anchor_url":"https://secwatch.observer/filing/0001171843-23-003413#claim-b1be5c23b9b1d7c02218d2212dc42a57f261eb78","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003413/0001171843-23-003413-index.htm"},{"fact_type":"shareholder_vote","fact_key":"09d99cfdc6217eb47b409be134a7422fa4241855","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-05-18T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-17","outcome":"passed","proposal_text":"Approval on an Advisory Basis to Hold a Vote Every Year on the Compensation Paid to the Company's Named Executive Officers","proposal_type":"say_on_pay_frequency","results":[{"broker_non_votes":"957,746","subject":null,"votes_abstain":"21,053","votes_against":null,"votes_for":"2,654,537","votes_withheld":null}]},"claim":"UNITED GUARDIAN INC shareholders approved Approval on an Advisory Basis to Hold a Vote Every Year on the Compensation Paid to the Company's Named Executive Officers at the 2023-05-17 meeting.","evidence_excerpt":"2. APPROVAL ON AN ADVISORY BASIS TO HOLD A VOTE EVERY YEAR ON THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS Every year Every 2 years Every 3 years Abstain Broker Non-Vote 2,654,537 25,941 130,054 21,053 957,746","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-23-003413","anchor_url":"https://secwatch.observer/filing/0001171843-23-003413#claim-09d99cfdc6217eb47b409be134a7422fa4241855","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003413/0001171843-23-003413-index.htm"},{"fact_type":"shareholder_vote","fact_key":"f8238bb0a6896dfcdd448ba77fe130d16d1e8585","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-05-18T23:59:59+00:00","payload":{"item_codes_triggered":["5.07"],"meeting_date":"2023-05-17","outcome":"passed","proposal_text":"Election of Directors","proposal_type":"director_election","results":[{"broker_non_votes":"957,746","subject":"Ken Globus","votes_abstain":null,"votes_against":null,"votes_for":"2,291,144","votes_withheld":"540,441"},{"broker_non_votes":"957,746","subject":"Lawrence F. Maietta","votes_abstain":null,"votes_against":null,"votes_for":"2,241,600","votes_withheld":"589,985"},{"broker_non_votes":"957,746","subject":"Arthur M. Dresner","votes_abstain":null,"votes_against":null,"votes_for":"2,530,670","votes_withheld":"300,915"},{"broker_non_votes":"957,746","subject":"Andrew A. Boccone","votes_abstain":null,"votes_against":null,"votes_for":"2,515,689","votes_withheld":"315,896"},{"broker_non_votes":"957,746","subject":"S. Ari Papoulias","votes_abstain":null,"votes_against":null,"votes_for":"2,576,737","votes_withheld":"254,848"},{"broker_non_votes":"957,746","subject":"Beatriz Blanco","votes_abstain":null,"votes_against":null,"votes_for":"2,310,092","votes_withheld":"521,493"}]},"claim":"UNITED GUARDIAN INC shareholders approved Election of Directors at the 2023-05-17 meeting.","evidence_excerpt":"1. ELECTION OF DIRECTORS: For Withhold Broker Non-Vote Ken Globus 2,291,144 540,441 957,746 Lawrence F. Maietta 2,241,600 589,985 957,746 Arthur M. Dresner 2,530,670 300,915 957,746 Andrew A. Boccone 2,515,689 315,896 957,746 S. Ari Papoulias 2,576,737 254,848 957,746 Beatriz Blanco 2,310,092 521,493 957,746","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-23-003413","anchor_url":"https://secwatch.observer/filing/0001171843-23-003413#claim-f8238bb0a6896dfcdd448ba77fe130d16d1e8585","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003413/0001171843-23-003413-index.htm"},{"fact_type":"earnings_release","fact_key":"71d21fff54a18f365cd0d22ef19564542c10d327","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-05-11T23:59:59+00:00","payload":{"eps_text":null,"guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$756,081 ($0.16 per share)","period_text":"the first quarter of fiscal year 2023, which ended on March 31, 2023","report_date":"2023-05-11","result_type":"reported_results","revenue_text":"$2,570,324"},"claim":"UNITED GUARDIAN INC reported the first quarter of fiscal year 2023, which ended on March 31, 2023 results: revenue $2,570,324, net income $756,081 ($0.16 per share).","evidence_excerpt":"for the first quarter of fiscal year 2023, which ended on March 31, 2023. Net sales decreased 34% compared to the prior year’s first quarter, decreasing from $3,892,358 to $2,570,324. Net income for the quarter decreased by 17% from $911,465 ($0.20 per share) in 2022 to $756,081 ($0.16 per share) this year. Beatriz Blanco, President of United-Guardian,","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-23-003200","anchor_url":"https://secwatch.observer/filing/0001171843-23-003200#claim-71d21fff54a18f365cd0d22ef19564542c10d327","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323003200/0001171843-23-003200-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"b68ba03b3191ca3b1bc2cb7e58bf71640296d785","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-04-26T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":"2023-10-17","deficiency_type":"market_value","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":"$50,000,000","notice_date":"2023-04-20","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":"Minimum MVLS Requirement, Compliance Period Rule","reported_value":"below $50,000,000","rule_numbers":["5450(b)(2)(A)","5810(c)(3)(C)"],"rules_cited_in_text":true},"claim":"UNITED GUARDIAN INC received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(A), 5810(c)(3)(C)).","evidence_excerpt":"April 20, 2023, United-Guardian,\nInc. (the “Company”) received a deficiency letter from the Listing Qualifications Department (the “Staff”) of\nThe Nasdaq Stock Market, LLC (“Nasdaq”) notifying the Company that it is not in compliance with Nasdaq Listing Rule 5450(b)(2)(A)\n(the “Minimum MVLS Requirement”) for continued listing on the Nasdaq Global Select Market, as the market value of the Company’s\nlisted securities was less than $50,000,000 for the previous thirty (30) consecutive business days. In\naccordance with Nasdaq Listing Rule 5810(c)(3)(C) (the “Compliance Period Rule”), the Company ha","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001171843-23-002573","anchor_url":"https://secwatch.observer/filing/0001171843-23-002573#claim-b68ba03b3191ca3b1bc2cb7e58bf71640296d785","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323002573/0001171843-23-002573-index.htm"},{"fact_type":"earnings_release","fact_key":"6b5152b5470536c98b551774f81b6866ca1918f0","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2023-03-17T23:59:59+00:00","payload":{"eps_text":"$0.56 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$2,569,512 ($0.56 per share)","period_text":"FY 2022","report_date":"2023-03-17","result_type":"reported_results","revenue_text":"$12,698,503"},"claim":"UNITED GUARDIAN INC reported FY 2022 results: revenue $12,698,503, net income $2,569,512 ($0.56 per share), EPS $0.56 per share.","evidence_excerpt":"Net sales for the year decreased by 9% from $13,929,629 in 2021 to $12,698,503 in 2022, generating net income of $2,569,512 ($0.56 per share) in 2022 compared to $4,658,542 ($1.01 per share) in 2021.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001171843-23-001744","anchor_url":"https://secwatch.observer/filing/0001171843-23-001744#claim-6b5152b5470536c98b551774f81b6866ca1918f0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184323001744/0001171843-23-001744-index.htm"},{"fact_type":"earnings_release","fact_key":"178de44575dd4d1f020aa13c74d0a7d7fa83a40c","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2022-11-09T23:59:59+00:00","payload":{"eps_text":"$0.41 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$1,890,307 ($0.41 per share)","period_text":"nine-month period ended September 30, 2022","report_date":"2022-11-09","result_type":"reported_results","revenue_text":"$9,935,557"},"claim":"UNITED GUARDIAN INC reported nine-month period ended September 30, 2022 results: revenue $9,935,557, net income $1,890,307 ($0.41 per share), EPS $0.41 per share.","evidence_excerpt":"For the nine-month period ended September 30 th net income decreased from $3,542,232 ($0.77 per share) in 2021 to $1,890,307 ($0.41 per share) this year, and net sales decreased from $10,268,592 to $9,935,557.","confidence":0.98,"filing_url":"https://secwatch.observer/filing/0001171843-22-007268","anchor_url":"https://secwatch.observer/filing/0001171843-22-007268#claim-178de44575dd4d1f020aa13c74d0a7d7fa83a40c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184322007268/0001171843-22-007268-index.htm"},{"fact_type":"earnings_release","fact_key":"df5dce7fca5df11975294c6db89621e234874e72","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2022-11-09T23:59:59+00:00","payload":{"eps_text":"$0.07 per share","guidance_signal":"none","item_codes_triggered":["2.02"],"net_income_text":"$345,518 ($0.07 per share)","period_text":"third quarter of 2022","report_date":"2022-11-09","result_type":"reported_results","revenue_text":"$2,417,022"},"claim":"UNITED GUARDIAN INC reported third quarter of 2022 results: revenue $2,417,022, net income $345,518 ($0.07 per share), EPS $0.07 per share.","evidence_excerpt":"United-Guardian, Inc. (NASDAQ:UG) reported today that net income for the third quarter of 2022 decreased from $1,016,506 ($0.22 per share) in 2021 to $345,518 ($0.07 per share) in this year’s third quarter. Net sales for the quarter decreased from $3,179,746 to $2,417,022.","confidence":0.98,"filing_url":"https://secwatch.observer/filing/0001171843-22-007268","anchor_url":"https://secwatch.observer/filing/0001171843-22-007268#claim-df5dce7fca5df11975294c6db89621e234874e72","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184322007268/0001171843-22-007268-index.htm"},{"fact_type":"executive_change","fact_key":"50c87ba9a4","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2022-10-25T23:59:59+00:00","payload":{"action":"elected","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-11-01","interim":false,"role":"Director","role_category":"director","successor_name":null,"successor_named":false},"claim":"Beatriz Blanco was elected as Director at UNITED GUARDIAN INC.","evidence_excerpt":"elected her to fill an existing vacancy on the Board of Directors","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001171843-22-006727","anchor_url":"https://secwatch.observer/filing/0001171843-22-006727#claim-50c87ba9a4","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184322006727/0001171843-22-006727-index.htm"},{"fact_type":"executive_change","fact_key":"5cac2dc922","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2022-10-25T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-11-01","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":null,"successor_named":false},"claim":"Beatriz Blanco was appointed as President and Chief Executive Officer at UNITED GUARDIAN INC.","evidence_excerpt":"the Board of Directors appointed Beatriz Blanco as the President and Chief Executive Officer of the Company","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001171843-22-006727","anchor_url":"https://secwatch.observer/filing/0001171843-22-006727#claim-5cac2dc922","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184322006727/0001171843-22-006727-index.htm"},{"fact_type":"executive_change","fact_key":"1c54ddb6f7","cik":101295,"ticker":"UG","company_name":"UNITED GUARDIAN INC","filed_at":"2022-10-25T23:59:59+00:00","payload":{"action":"retiring","action_category":"departure","departure_tone":"retirement","effective_date":"2022-10-31","interim":false,"role":"President and Chief Executive Officer","role_category":"ceo","successor_name":"Beatriz Blanco","successor_named":true},"claim":"Ken Globus departed as President and Chief Executive Officer at UNITED GUARDIAN INC.","evidence_excerpt":"On October 25, 2022, the Company announced that Ken Globus would be retiring from his positions as President and Chief Executive Officer of United-Guardian, Inc. (the “Company”), effective October 31, 2022.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001171843-22-006727","anchor_url":"https://secwatch.observer/filing/0001171843-22-006727#claim-1c54ddb6f7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/101295/000117184322006727/0001171843-22-006727-index.htm"}]}