{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-03T11:39:32.839235+00:00","company":{"ticker":"UGRO","cik":1706524,"company_name":"urban-gro, Inc."},"pagination":{"limit":100,"returned":38,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"executive_change","fact_key":"d7d3bf61e9","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-05-04T23:59:59+00:00","payload":{"action":"will continue to serve as","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2026-04-28","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Eric Sherb changed role as Chief Financial Officer at urban-gro, Inc..","evidence_excerpt":"Following Mr. Akright’s resignation, Eric Sherb, who has been serving as Co-Chief Financial Officer, will continue to serve as the Company’s Chief Financial Officer.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-26-051588","anchor_url":"https://secwatch.observer/filing/0001213900-26-051588#claim-d7d3bf61e9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026051588/0001213900-26-051588-index.htm"},{"fact_type":"executive_change","fact_key":"e3761c1d18","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-05-04T23:59:59+00:00","payload":{"action":"resigning","action_category":"departure","departure_tone":"routine","effective_date":"2026-04-28","interim":false,"role":"Co-Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Richard Akright departed as Co-Chief Financial Officer at urban-gro, Inc..","evidence_excerpt":"Effective as of April 28, 2026, Richard Akright advised the Company that he was resigning from his position as Co-Chief Financial Officer of urban-gro, Inc. (the “Company”), with such resignation becoming effective on such date.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001213900-26-051588","anchor_url":"https://secwatch.observer/filing/0001213900-26-051588#claim-e3761c1d18","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026051588/0001213900-26-051588-index.htm"},{"fact_type":"debt_financing","fact_key":"09f5a84bd4e802bd795841329baed9e69330a777","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-04-24T23:59:59+00:00","payload":{"counterparty":"Hudson Global Ventures, LLC","effective_date":"2026-04-20","event":"amendment","instrument_type":"loan","interest_rate_text":null,"item_codes_triggered":["2.03"],"maturity_text":null,"principal_text":"increased to $2,800,000"},"claim":"urban-gro, Inc. amended loan of increased to $2,800,000 with Hudson Global Ventures, LLC.","evidence_excerpt":"that the Borrower complies with\nthe terms of the Forbearance Agreement . In consideration for Hudson’s agreement to forbear, the principal balance of the loan\nwas increased to $2,800,000, which includes a forbearance fee capitalized into the loan balance, the Borrower agreed to pay certain fees\nand expenses, including legal fees, and the Borrower reaffirmed its","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-047598","anchor_url":"https://secwatch.observer/filing/0001213900-26-047598#claim-09f5a84bd4e802bd795841329baed9e69330a777","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026047598/0001213900-26-047598-index.htm"},{"fact_type":"material_agreement","fact_key":"f75c7b1e9b2ec863a121cf2c74891e879bbe645a","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-04-24T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Exchange Agreement","agreement_type":"other","counterparty":"Hudson Global Ventures, LLC","effective_date":"2026-04-20","item_codes_triggered":["1.01"],"value_text":null},"claim":"urban-gro, Inc. entered into Exchange Agreement with Hudson Global Ventures, LLC (effective 2026-04-20).","evidence_excerpt":"Concurrently with the Forbearance Agreement, the Company entered into the Exchange Agreement with Hudson pursuant to which Hudson agreed to reduce a portion of the outstanding loan balance (the “Note Exchange Amount”) and the Company agreed to issue shares of its common stock, par value $0.001 per share (the “Exchange Shares”), to Hudson in exchange therefor.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-047598","anchor_url":"https://secwatch.observer/filing/0001213900-26-047598#claim-f75c7b1e9b2ec863a121cf2c74891e879bbe645a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026047598/0001213900-26-047598-index.htm"},{"fact_type":"material_agreement","fact_key":"87ad17ab5accd0900df5b231120feca5a0532837","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-04-24T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Forbearance Agreement","agreement_type":"other","counterparty":"Hudson Global Ventures, LLC","effective_date":"2026-04-20","item_codes_triggered":["1.01"],"value_text":null},"claim":"urban-gro, Inc. entered into Forbearance Agreement with Hudson Global Ventures, LLC (effective 2026-04-20).","evidence_excerpt":"On April 20, 2026, urban-gro, Inc. (the “Company”) and its wholly owned subsidiary, urban-gro Canada Technologies Inc. (together with the Company, the “Borrower”), entered into a Forbearance Agreement (the “Forbearance Agreement”) and an Exchange Agreement (the “Exchange Agreement”) with Hudson Global Ventures, LLC (“Hudson”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-047598","anchor_url":"https://secwatch.observer/filing/0001213900-26-047598#claim-87ad17ab5accd0900df5b231120feca5a0532837","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026047598/0001213900-26-047598-index.htm"},{"fact_type":"debt_financing","fact_key":"bb919c92c4369bc7755bcc9ddad561068915826f","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-04-14T23:59:59+00:00","payload":{"counterparty":"Agile Hudson Partners LLC","effective_date":"2026-04-07","event":"incurrence","instrument_type":"convertible_notes","interest_rate_text":"12%","item_codes_triggered":["2.03"],"maturity_text":"twelve (12) months from the date the applicable purchase price for such tranche is funded","principal_text":"up to $2,775,000"},"claim":"urban-gro, Inc. incurred convertible notes of up to $2,775,000 with Agile Hudson Partners LLC at 12% maturing twelve (12) months from the date the applicable purchase price for such tranche is funded.","evidence_excerpt":"On April 7, 2026, Urban-gro, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with Agile Hudson Partners LLC (the “Buyer”), pursuant to which the Buyer agreed to purchase, and the Company agreed to issue and sell to the Buyer, a 12% secured promissory note (the “Note”) in an aggregate principal amount of up to $2,775,000, at an aggregate purchase price of up to $2,525,000, in one or more tranches.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-043145","anchor_url":"https://secwatch.observer/filing/0001213900-26-043145#claim-bb919c92c4369bc7755bcc9ddad561068915826f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026043145/0001213900-26-043145-index.htm"},{"fact_type":"material_agreement","fact_key":"9a3d83544d768cd988ea740644574676eebf292e","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-04-14T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Securities Purchase Agreement","agreement_type":"equity_purchase","counterparty":"Agile Hudson Partners LLC","effective_date":"2026-04-07","item_codes_triggered":["1.01"],"value_text":"aggregate principal amount of up to $2,775,000"},"claim":"urban-gro, Inc. entered into Securities Purchase Agreement with Agile Hudson Partners LLC valued at aggregate principal amount of up to $2,775,000 (effective 2026-04-07).","evidence_excerpt":"On April 7, 2026, Urban-gro, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with Agile Hudson Partners LLC (the “Buyer”), pursuant to which the Buyer agreed to purchase, and the Company agreed to issue and sell to the Buyer, a 12% secured promissory note (the “Note”) in an aggregate principal amount of up to $2,775,000","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-043145","anchor_url":"https://secwatch.observer/filing/0001213900-26-043145#claim-9a3d83544d768cd988ea740644574676eebf292e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026043145/0001213900-26-043145-index.htm"},{"fact_type":"auditor_change","fact_key":"ffa16d29238de738ebf4e1770410f6bdf9c2e099","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-03-05T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"Suri and Co., Chartered Accountants","disagreement_text":null,"effective_date":"2026-03-03","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"urban-gro, Inc. engaged Suri and Co., Chartered Accountants as its auditor.","evidence_excerpt":"On March 3, 2026, Suri and Co., Chartered Accountants (“Suri”), Certified Public Accountants of Chennai, India, were appointed by the Company to audit the Company’s financial statements for the year ended December 31, 2025.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-024200","anchor_url":"https://secwatch.observer/filing/0001213900-26-024200#claim-ffa16d29238de738ebf4e1770410f6bdf9c2e099","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026024200/0001213900-26-024200-index.htm"},{"fact_type":"auditor_change","fact_key":"2b389dda3d28387e3a6e1fff7978a268f02d607b","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-03-05T23:59:59+00:00","payload":{"action":"dismissal","auditor_name":"Sadler, Gibb & Associates, LLC","disagreement_text":"there have been no disagreements with the former accountants on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure","effective_date":"2026-02-27","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"urban-gro, Inc. dismissed Sadler, Gibb & Associates, LLC as its auditor.","evidence_excerpt":"On February 27, 2026, urban-gro, Inc. (the “Company”) dismissed Sadler, Gibb & Associates, LLC (“Sadler”) as the Company’s independent registered public accounting firm.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-024200","anchor_url":"https://secwatch.observer/filing/0001213900-26-024200#claim-2b389dda3d28387e3a6e1fff7978a268f02d607b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026024200/0001213900-26-024200-index.htm"},{"fact_type":"material_agreement","fact_key":"9287d9bfc6bffa796226fdba0b50ac548fcb04b1","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-02-25T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Exchange Agreement","agreement_type":"equity_purchase","counterparty":"Agile Capital Funding, LLC, Agile Lending, LLC","effective_date":"2026-02-19","item_codes_triggered":["1.01"],"value_text":"$90,762.10"},"claim":"urban-gro, Inc. entered into Exchange Agreement with Agile Capital Funding, LLC, Agile Lending, LLC valued at $90,762.10 (effective 2026-02-19).","evidence_excerpt":"Pursuant to the Exchange Agreement, the Company shall issue to Agile 37,505 shares of the Company’s common stock (the “Exchange Shares”), par value $0.001 per share (“Common Stock”), having an aggregate value of $90,762.10 (the “Note Exchange Amount”), with each Exchange Share being valued at $2.42, in exchange for the Note Balance being reduced by an amount equal to the Note Exchange Amount.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-020416","anchor_url":"https://secwatch.observer/filing/0001213900-26-020416#claim-9287d9bfc6bffa796226fdba0b50ac548fcb04b1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026020416/0001213900-26-020416-index.htm"},{"fact_type":"material_agreement","fact_key":"b71740f3fd6ced497b759a588925968c4b71c975","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-02-25T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Forbearance Agreement","agreement_type":"credit_facility","counterparty":"Agile Capital Funding, LLC, Agile Lending, LLC","effective_date":"2026-02-19","item_codes_triggered":["1.01"],"value_text":"$1,380,524.00"},"claim":"urban-gro, Inc. entered into Forbearance Agreement with Agile Capital Funding, LLC, Agile Lending, LLC valued at $1,380,524.00 (effective 2026-02-19).","evidence_excerpt":"On February 19, 2026, the Parties and urban-gro Canada Technologies Inc., a wholly owned subsidiary of the Company, entered into a forbearance agreement (the “Forbearance Agreement”), pursuant to which Agile agreed to forbear from exercising its rights and remedies available due to any default of the Loan Agreement and the Note by the Company, in exchange for the outstanding balance due under the Note being increased to $1,380,524.00 (the “Note Balance”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-020416","anchor_url":"https://secwatch.observer/filing/0001213900-26-020416#claim-b71740f3fd6ced497b759a588925968c4b71c975","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026020416/0001213900-26-020416-index.htm"},{"fact_type":"material_agreement","fact_key":"aceb1854357347754e1d4df92a7e43cf82b1b0ec","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-02-18T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Subscription Agreements","agreement_type":"equity_purchase","counterparty":"certain accredited investors","effective_date":"2026-01-23","item_codes_triggered":["1.01"],"value_text":"$200,000"},"claim":"urban-gro, Inc. entered into Subscription Agreements with certain accredited investors valued at $200,000 (effective 2026-01-23).","evidence_excerpt":"On January 23, 2026 and January 28, 2026, the Company entered into Purchase and Subscription Agreements (the “Subscription Agreements”) with certain accredited investors (the “Investors”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-017595","anchor_url":"https://secwatch.observer/filing/0001213900-26-017595#claim-aceb1854357347754e1d4df92a7e43cf82b1b0ec","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026017595/0001213900-26-017595-index.htm"},{"fact_type":"material_agreement","fact_key":"8a25069cae39f45a4734cfbad0cfa573eb236321","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-02-18T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Agreement and Plan of Merger","agreement_type":"merger","counterparty":"Flash Sports & Media, Inc.","effective_date":"2026-02-17","item_codes_triggered":["1.01"],"value_text":null},"claim":"urban-gro, Inc. entered into Agreement and Plan of Merger with Flash Sports & Media, Inc. (effective 2026-02-17).","evidence_excerpt":"On February 17, 2026, urban-gro, Inc., a Delaware corporation (the “Company” or “UGRO”), entered into a Agreement and Plan of Merger (the “Merger Agreement”) with Flash Sports & Media, Inc., a Delaware corporation (“Flash”) and UGRO Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“Merger Sub”), pursuant to which the Company shall acquire Flash by way of a merger of the Merger Sub with and into Flash (the “Merger”), with Flash being a wholly owned subsidiary of the Company and the surviving entity in the Merger.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-017587","anchor_url":"https://secwatch.observer/filing/0001213900-26-017587#claim-8a25069cae39f45a4734cfbad0cfa573eb236321","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026017587/0001213900-26-017587-index.htm"},{"fact_type":"material_agreement","fact_key":"ee4249753ace5888f4a64ee1001f332930f77a30","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-02-10T23:59:59+00:00","payload":{"action":"entry","agreement_name":"ELOC Purchase Agreement","agreement_type":"equity_purchase","counterparty":"Hudson Global Ventures, LLC","effective_date":"2026-02-04","item_codes_triggered":["1.01"],"value_text":"$25,000,000"},"claim":"urban-gro, Inc. entered into ELOC Purchase Agreement with Hudson Global Ventures, LLC valued at $25,000,000 (effective 2026-02-04).","evidence_excerpt":"On February 4, 2026, the Company entered into an equity purchase agreement (the “ELOC Purchase Agreement”) with Hudson Global Ventures, LLC (the “Investor”), pursuant to which the Company has the right, but not the obligation, to direct the Investor to purchase up to $25,000,000 of the Company’s common stock (the “ELOC Shares”) upon satisfaction of certain terms and conditions contained in the ELOC Purchase Agreement.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-013829","anchor_url":"https://secwatch.observer/filing/0001213900-26-013829#claim-ee4249753ace5888f4a64ee1001f332930f77a30","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026013829/0001213900-26-013829-index.htm"},{"fact_type":"governance_change","fact_key":"617b6051dd916070096a301edb0338b6f2b4fcab","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-02-05T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-02-09","item_codes_triggered":["5.03"],"summary_text":"Certificate of Amendment to effect a 1-for-25 reverse stock split of common stock"},"claim":"urban-gro, Inc.: Certificate of Amendment to effect a 1-for-25 reverse stock split of common stock (effective 2026-02-09).","evidence_excerpt":"On February 4, 2026, urban-gro, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”), which was approved by the Company’s stockholders at the Company’s 2025 Annual Meeting of Stockholders held on January 30, 2026 and by the Company’s Board of Directors.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-012533","anchor_url":"https://secwatch.observer/filing/0001213900-26-012533#claim-617b6051dd916070096a301edb0338b6f2b4fcab","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026012533/0001213900-26-012533-index.htm"},{"fact_type":"material_agreement","fact_key":"b7cc0eeb8f5d337a645e67ff632c36eef7d58562","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-01-29T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Subscription Agreements","agreement_type":"equity_purchase","counterparty":"certain accredited investors","effective_date":"2026-01-23","item_codes_triggered":["1.01"],"value_text":"aggregate gross proceeds of $200,000"},"claim":"urban-gro, Inc. entered into Subscription Agreements with certain accredited investors valued at aggregate gross proceeds of $200,000 (effective 2026-01-23).","evidence_excerpt":"On January 23, 2026 and January 28, 2026, urban-gro, Inc. (the “Company”) entered into Purchase and Subscription Agreements (the “Subscription Agreements”) with certain accredited investors (the “Investors”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-009531","anchor_url":"https://secwatch.observer/filing/0001213900-26-009531#claim-b7cc0eeb8f5d337a645e67ff632c36eef7d58562","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026009531/0001213900-26-009531-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"00cd401ef2ea13159d8853fdebbf125d321348aa","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-01-20T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"extension_granted","cure_deadline":"2026-02-17","deficiency_type":"other","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":"annual meeting within twelve months of prior fiscal year end","notice_date":"2026-01-13","notice_type":"extension_granted","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5620(a)","reported_value":null,"rule_numbers":["5620(a)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq extension granted notice regarding other (rules 5620(a)).","evidence_excerpt":"January 13, 2026, the Panel notified the Company that it had granted a further extension to regain compliance with the Stockholders’\nEquity Requirement, the Annual Meeting Requirement and the Timely Filing Requirement on or before February 17, 2026 and with the Bid\nPrice Rule on or before February 24, 2026. There\ncan be no assurance that the Company will be able to regain compliance with the Bid Price Rule, the Timely Filing Requirement, the Stockholders’\nEquity Requirement or the Annual Meeting Requirement, or will otherwise be in compliance with other applicable Nasdaq Listing\nRules. If the","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-005683","anchor_url":"https://secwatch.observer/filing/0001213900-26-005683#claim-00cd401ef2ea13159d8853fdebbf125d321348aa","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026005683/0001213900-26-005683-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"aea4aad38adfbe4343472ac7472e009375951d73","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2026-01-08T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"hearing_requested","cure_deadline":null,"deficiency_type":"other","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2026-01-06","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5620(a) (the 'Annual Meeting Requirement')","reported_value":null,"rule_numbers":["5620(a)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).","evidence_excerpt":"January 6, 2026, the Company received a\ndetermination letter (the “Letter”) from Nasdaq stating that because the Company did not hold an annual meeting of\nstockholders within twelve months from the Company’s prior fiscal year end as required by Nasdaq Listing Rule 5620(a) (the\n“Annual Meeting Requirement”), the resulting non-compliance would be an additional basis for delisting the\nCompany’s securities. The Letter notified the Company that the Panel would consider the matter in their decision regarding the\nCompany’s continued listing on the Nasdaq Capital Market, and requested that the Company","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-26-002552","anchor_url":"https://secwatch.observer/filing/0001213900-26-002552#claim-aea4aad38adfbe4343472ac7472e009375951d73","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390026002552/0001213900-26-002552-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"47dbf2b30c2299574e81ae780dee2e73e6e2874c","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-11-24T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-08-28","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"August 28, 2025 due to the Company’s non-compliance\nwith (i) Nasdaq Listing Rule 5550(a)(2) due to the Company’s common stock having had a bid price of less than $1.00 per share for\n30 consecutive business days (the “Bid Price Rule”), (ii) Nasdaq Listing Rule 5250(c)(1) due to the Company’s delay\nin filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 and its Quarterly Reports on Form 10-Q for the periods\nended March 31, 2025 and June 30, 2025 (the “Timely Filing Requirement”), and (iii) Nasdaq Listing Rule 5550(b)(1), which\nrequires the Company to maintain minimum","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-114146","anchor_url":"https://secwatch.observer/filing/0001213900-25-114146#claim-47dbf2b30c2299574e81ae780dee2e73e6e2874c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025114146/0001213900-25-114146-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"511ab0ede567f2c7411e54e636a64087669e9782","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-11-24T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"hearing_requested","cure_deadline":null,"deficiency_type":"late_filing","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-11-18","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5250(c)(1)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"November 18, 2025,\nthe Company received a determination letter (the “Letter”) from Nasdaq stating that because the Company did\nnot timely file its Quarterly Report on Form 10-Q for the period ended September 30, 2025, the resulting filing delinquency would be an\nadditional basis for delisting the Company’s securities pursuant to the Timely Filing Requirement. The Letter notified the Company\nthat the Panel would consider the matter in their decision regarding the Company’s continued listing on the Nasdaq Capital Market,\nand requested that the Company present its views with respect to the additi","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-114146","anchor_url":"https://secwatch.observer/filing/0001213900-25-114146#claim-511ab0ede567f2c7411e54e636a64087669e9782","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025114146/0001213900-25-114146-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"bab155e370c5c30794e5f257e816487638777ebf","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-10-31T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"extension_granted","cure_deadline":"2025-12-31","deficiency_type":"late_filing","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-10-30","notice_type":"hearing_update","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5250(c)(1)","reported_value":null,"rule_numbers":["5250(c)(1)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq hearing update notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"October 30, 2025,\nthe Company received a notice from Nasdaq notifying the Company that the Panel had determined to grant the Company’s request to\ncontinue its listing on The Nasdaq Capital Market, subject to certain conditions. Specifically, the Panel conditioned the Company’s\ncontinued listing on the Company regaining compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement\non or before December 31, 2025 and regaining compliance with the Bid Price Rule on or before January 28, 2026. During the exception period,\nthe Company is required to provide prompt notificati","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-104384","anchor_url":"https://secwatch.observer/filing/0001213900-25-104384#claim-bab155e370c5c30794e5f257e816487638777ebf","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025104384/0001213900-25-104384-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"c58effd34cd49db54b0c81ae6018903b08a5b67c","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-10-31T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"extension_granted","cure_deadline":"2026-01-28","deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-10-30","notice_type":"hearing_update","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5550(a)(2)","reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq hearing update notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"October 30, 2025,\nthe Company received a notice from Nasdaq notifying the Company that the Panel had determined to grant the Company’s request to\ncontinue its listing on The Nasdaq Capital Market, subject to certain conditions. Specifically, the Panel conditioned the Company’s\ncontinued listing on the Company regaining compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement\non or before December 31, 2025 and regaining compliance with the Bid Price Rule on or before January 28, 2026. During the exception period,\nthe Company is required to provide prompt notificati","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-104384","anchor_url":"https://secwatch.observer/filing/0001213900-25-104384#claim-c58effd34cd49db54b0c81ae6018903b08a5b67c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025104384/0001213900-25-104384-index.htm"},{"fact_type":"debt_financing","fact_key":"3cba32a9bd1006803b1452325c11d0ad7f7eef63","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-10-20T23:59:59+00:00","payload":{"counterparty":"Grow Hill, LLC","effective_date":"2025-10-14","event":"acceleration","instrument_type":"loan","interest_rate_text":null,"item_codes_triggered":["2.04"],"maturity_text":null,"principal_text":"$2,100,000"},"claim":"urban-gro, Inc. faced acceleration on loan of $2,100,000 with Grow Hill, LLC.","evidence_excerpt":"Loan Agreement (the “Loan”) with Grow Hill, LLC, a Washington\nlimited liability company (the “Lender”) pursuant to which the Lender extended to the Company a secured loan of $2,100,000\nwith an origination fee of $100,000, which was added to the amount of the Loan. The Loan is evidenced by a Secured Promissory Note issued\nby the Company to the Lender (the","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-100408","anchor_url":"https://secwatch.observer/filing/0001213900-25-100408#claim-3cba32a9bd1006803b1452325c11d0ad7f7eef63","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025100408/0001213900-25-100408-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"ab010f8dc431649f032620eee889b5d4cad016b9","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-10-07T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"hearing_requested","cure_deadline":null,"deficiency_type":"stockholders_equity","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":"2025-10-14","immediate_listing_effect":null,"minimum_requirement":"$2.5 million","notice_date":"2025-08-18","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5550(b)(1)","reported_value":null,"rule_numbers":["5550(b)(1)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)(1)).","evidence_excerpt":"August 18, 2025, Nasdaq notified the Company that it had determined (the “Prior Determination”)\nthat the Company was not in compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement. The Company requested a hearing before\nthe Panel, which hearing has been rescheduled from the previously-reported date of October 7, 2025 to October 14, 2025. There can be no assurance\nthat the Company will be able to regain compliance with Nasdaq Listing Rules 5550(a)(2), 5250(c)(1) and/or 5550(b)(1), or will otherwise\nbe in compliance with other applicable Nasdaq Listing Rules, or th","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-096824","anchor_url":"https://secwatch.observer/filing/0001213900-25-096824#claim-ab010f8dc431649f032620eee889b5d4cad016b9","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"38c906fb5d8c68d087cc5192be6d3303d31bf8b0","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-10-07T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"hearing_requested","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":"2025-10-14","immediate_listing_effect":null,"minimum_requirement":"$1.00","notice_date":"2025-08-28","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"Nasdaq Listing Rule 5550(a)(2)","reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"August 28, 2025, the Company received a\ndetermination letter (the “Determination”) from Nasdaq stating that Nasdaq had determined that the\nCompany did not regain compliance with the Minimum Bid Requirement by August 25, 2025. The Determination stated that the failure to\ncomply with the Minimum Bid Requirement during the compliance period would serve as an additional basis for delisting the\nCompany’s securities from the Nasdaq Capital Market and would be considered by a Hearings Panel (the “Panel”), in\naddition to the Company’s failure to comply with (i) Nasdaq Listing Rule 5250(c)(1) due to th","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-096824","anchor_url":"https://secwatch.observer/filing/0001213900-25-096824#claim-38c906fb5d8c68d087cc5192be6d3303d31bf8b0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"802470154d1df4f0c430b5ebe9d680bed6e0eb2c","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-10-07T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"late_filing","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-08-18","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5250(c)(1)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"August 18, 2025, Nasdaq notified the Company that it had determined (the “Prior Determination”)\nthat the Company was not in compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement. The Company requested a hearing before\nthe Panel, which hearing has been rescheduled from the previously-reported date of October 7, 2025 to October 14, 2025. There can be no assurance\nthat the Company will be able to regain compliance with Nasdaq Listing Rules 5550(a)(2), 5250(c)(1) and/or 5550(b)(1), or will otherwise\nbe in compliance with other applicable Nasdaq Listing Rules, or th","confidence":0.85,"filing_url":"https://secwatch.observer/filing/0001213900-25-096824","anchor_url":"https://secwatch.observer/filing/0001213900-25-096824#claim-802470154d1df4f0c430b5ebe9d680bed6e0eb2c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"d7c89a05526ea9c67993aba7e44a7f0ef0367e12","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-10-07T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-02-24","notice_type":"deficiency_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"February 24, 2025, urban-gro, Inc. (the “Company”) received a deficiency letter from the Listing\nQualifications Department of Nasdaq notifying the Company that, for the last 30 consecutive business days, the bid price for the\nCompany’s common stock, par value $0.001 per share (the “Common Stock”) had closed at a price of below $1.00 per\nshare, which is the minimum closing price required to maintain continued listing on the Nasdaq Capital Market under Nasdaq Listing\nRule 5550(a)(2) (the “Minimum Bid Requirement”). Also as previously reported, on August 28, 2025, the Company received a\ndetermina","confidence":0.85,"filing_url":"https://secwatch.observer/filing/0001213900-25-096824","anchor_url":"https://secwatch.observer/filing/0001213900-25-096824#claim-d7c89a05526ea9c67993aba7e44a7f0ef0367e12","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"10b87a888da66f48846622ef2bcba211d7654081","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-09-02T23:59:59+00:00","payload":{"company_response":"requested_hearing","compliance_status":"hearing_requested","cure_deadline":"not provided","deficiency_type":"other","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":"2025-10-07","immediate_listing_effect":null,"minimum_requirement":"$2.5 million stockholders' equity; timely filing of periodic reports","notice_date":"2025-08-18","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":"not provided","rule_numbers":["5250(c)(1)","5550(b)(1)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq delisting notice notice regarding other (rules 5250(c)(1), 5550(b)(1)).","evidence_excerpt":"Stock for a period of 15 days from the date of the\nrequest. In connection with this request, the Company plans to also request a stay of the suspension pending the hearing (the\n“Additional Stay”). There\ncan be no assurance that the Company will be able to regain compliance with Nasdaq Listing Rules 5550(a)(2), 5250(c)(1) and/or 5550(b)(1),\nor will otherwise be in compliance with other applicable Nasdaq Listing Rules, that the request for the Additional Stay will\nbe granted, or that the Company’s appeal of the delisting determination will be successful.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-083451","anchor_url":"https://secwatch.observer/filing/0001213900-25-083451#claim-10b87a888da66f48846622ef2bcba211d7654081","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025083451/0001213900-25-083451-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"b6e9bec851bb1069811b634245fea8ecfd351665","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-09-02T23:59:59+00:00","payload":{"company_response":"requested_hearing","compliance_status":"hearing_requested","cure_deadline":"2025-08-25","deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":"2025-10-07","immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-08-28","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"August 28, 2025, the Company received a determination letter (the “Determination”) from Nasdaq stating that Nasdaq had\ndetermined that the Company did not regain compliance with the Minimum Bid Requirement by August 25, 2025. The Determination stated that\nthe failure to comply with the Minimum Bid Requirement during the compliance period would serve as an additional basis for delisting\nthe Company’s securities from the Nasdaq Capital Market and would be considered by a Hearings Panel (the “Panel”),\nin addition to the Company’s failure to comply with (i) Nasdaq Listing Rule 5250(c)(1) due to th","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-083451","anchor_url":"https://secwatch.observer/filing/0001213900-25-083451#claim-b6e9bec851bb1069811b634245fea8ecfd351665","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025083451/0001213900-25-083451-index.htm"},{"fact_type":"debt_financing","fact_key":"a86f0a55762eef80853d100768833de9935d3171","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-08-22T23:59:59+00:00","payload":{"counterparty":"Gemini Finance Corp.","effective_date":"2025-08-21","event":"acceleration","instrument_type":"revolving_credit","interest_rate_text":"default of 1% per week accruing from the June 16, 2025 date of default","item_codes_triggered":["2.04"],"maturity_text":null,"principal_text":"approximately $1.76 million"},"claim":"urban-gro, Inc. faced acceleration on revolving credit of approximately $1.76 million with Gemini Finance Corp. at default of 1% per week accruing from the June 16, 2025 date of default.","evidence_excerpt":"claiming that UG Construction was in default\nunder the Line of Credit. The notice indicated that the remaining outstanding amount due under the Line of Credit of approximately $1.76\nmillion is immediately due and payable with default of 1% per week accruing from the June 16, 2025 date of default claimed by the\nLender. On August 21, 2025, the Company received a","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-079944","anchor_url":"https://secwatch.observer/filing/0001213900-25-079944#claim-a86f0a55762eef80853d100768833de9935d3171","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025079944/0001213900-25-079944-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"1f0bf6b1acde7e288446037da195d01c4acd0106","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-08-22T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"late_filing","delisting_effective_date":"2025-08-27","exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":true,"minimum_requirement":"timely periodic report filing","notice_date":"2025-03-31","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":"ance with Nasdaq Listing Rule 5250(c)(1). Nasdaq Listing Rule 5250(c)(1) requires listed companies t","reported_value":null,"rule_numbers":["5250(c)(1)","5550(b)(1)","9601"],"rules_cited_in_text":true},"claim":"urban-gro, Inc. received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1), 5550(b)(1), 9601).","evidence_excerpt":"March 31, 2025 (the “Form 10-Q”)\nor its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Form 10-K”), the Company continued to\nbe out of compliance with Nasdaq Listing Rule 5250(c)(1). Nasdaq Listing Rule 5250(c)(1) requires listed companies to timely file all\nrequired periodic financial reports with the Securities and Exchange Commission. On\nAugust 18, 2025, the Company received a determination letter (the “Determination”) from Nasdaq stating that Nasdaq had\ndetermined that the Company did not file the Form 10-K and the Form 10-Q by August 15, 2025, the date requir","confidence":0.82,"filing_url":"https://secwatch.observer/filing/0001213900-25-079944","anchor_url":"https://secwatch.observer/filing/0001213900-25-079944#claim-1f0bf6b1acde7e288446037da195d01c4acd0106","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025079944/0001213900-25-079944-index.htm"},{"fact_type":"debt_financing","fact_key":"b4a4ca8eb042189775f410cbd04c1da545d9e9c0","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-08-13T23:59:59+00:00","payload":{"counterparty":"J Brrothers LLC","effective_date":"2025-08-08","event":"incurrence","instrument_type":"loan","interest_rate_text":"12%","item_codes_triggered":["2.03"],"maturity_text":"March 18, 2026","principal_text":"$395,556.00"},"claim":"urban-gro, Inc. incurred loan of $395,556.00 with J Brrothers LLC at 12% maturing March 18, 2026.","evidence_excerpt":"the Company issued a promissory note to J Brrothers with an original principal amount of $395,556.00 (the “Note”)","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-075804","anchor_url":"https://secwatch.observer/filing/0001213900-25-075804#claim-b4a4ca8eb042189775f410cbd04c1da545d9e9c0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025075804/0001213900-25-075804-index.htm"},{"fact_type":"debt_financing","fact_key":"38546a416a4210b360aefd8b841dfa78ad4615df","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-08-06T23:59:59+00:00","payload":{"counterparty":"Gemini Finance Corp.","effective_date":"2025-07-31","event":"acceleration","instrument_type":"credit_facility","interest_rate_text":"default of 1% per week","item_codes_triggered":["2.04"],"maturity_text":"immediately due and payable","principal_text":"$1.76 million"},"claim":"urban-gro, Inc. faced acceleration on credit facility of $1.76 million with Gemini Finance Corp. at default of 1% per week maturing immediately due and payable.","evidence_excerpt":"The notice indicated that the remaining outstanding amount due under the Line of Credit of approximately $1.76 million is immediately due and payable with default of 1% per week accruing from the June 16, 2025 date of default claimed by the Lender, and that the Lender intended to pursue legal action if full payment was not received by August 8, 2025.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001213900-25-072572","anchor_url":"https://secwatch.observer/filing/0001213900-25-072572#claim-38546a416a4210b360aefd8b841dfa78ad4615df","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025072572/0001213900-25-072572-index.htm"},{"fact_type":"debt_financing","fact_key":"796c61f65f64202212db6e83013b3ce03084faf3","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-07-02T23:59:59+00:00","payload":{"counterparty":"Agile Capital Funding, LLC, Agile Lending, LLC","effective_date":"2025-06-24","event":"incurrence","instrument_type":"term_loan","interest_rate_text":null,"item_codes_triggered":["2.03"],"maturity_text":"twenty-eight weeks from the Effective Date","principal_text":"$1,050,000.00"},"claim":"urban-gro, Inc. incurred term loan of $1,050,000.00 with Agile Capital Funding, LLC, Agile Lending, LLC maturing twenty-eight weeks from the Effective Date.","evidence_excerpt":"Pursuant to the Loan Agreement, the Lenders extended to the Company a term loan of $1,050,000.00","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001213900-25-061085","anchor_url":"https://secwatch.observer/filing/0001213900-25-061085#claim-796c61f65f64202212db6e83013b3ce03084faf3","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000121390025061085/0001213900-25-061085-index.htm"},{"fact_type":"executive_change","fact_key":"83e8a8cf39","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-02-19T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":null,"interim":false,"role":"Chief Operating Officer","role_category":"coo","successor_name":null,"successor_named":false},"claim":"Jason T. Archer resigned as Chief Operating Officer at urban-gro, Inc..","evidence_excerpt":"On February 14, 2025, the Company entered into a Severance Agreement (the \"Severance Agreement\") with its Chief Operating Officer, Jason T. Archer, who resigned for personal reasons.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001706524-25-000016","anchor_url":"https://secwatch.observer/filing/0001706524-25-000016#claim-83e8a8cf39","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000170652425000016/0001706524-25-000016-index.htm"},{"fact_type":"executive_change","fact_key":"c20cf79df2","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2025-02-19T23:59:59+00:00","payload":{"action":"transitioned to fractional CFO","action_category":"role_change","departure_tone":"not_applicable","effective_date":"2025-02-18","interim":false,"role":"Chief Financial Officer","role_category":"cfo","successor_name":null,"successor_named":false},"claim":"Richard Akright changed role as Chief Financial Officer at urban-gro, Inc..","evidence_excerpt":"Under the Consulting and Transition Agreement, Mr. Akright will serve as a fractional Chief Financial Officer to the Company, and will continue to serve as the Company's principal financial and accounting officer.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001706524-25-000016","anchor_url":"https://secwatch.observer/filing/0001706524-25-000016#claim-c20cf79df2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000170652425000016/0001706524-25-000016-index.htm"},{"fact_type":"auditor_change","fact_key":"4706f7b4e9afcaf2bd17620b8134be0591dd998b","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2024-05-06T23:59:59+00:00","payload":{"action":"dismissal","auditor_name":"BF Borgers CPA PC","disagreement_text":null,"effective_date":"2024-05-06","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"urban-gro, Inc. dismissed BF Borgers CPA PC as its auditor.","evidence_excerpt":"On May 6, 2024, urban-gro, Inc. (the “Company”) dismissed BF Borgers CPA PC (“BF Borgers”) as its independent registered public accounting firm.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001706524-24-000031","anchor_url":"https://secwatch.observer/filing/0001706524-24-000031#claim-4706f7b4e9afcaf2bd17620b8134be0591dd998b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000170652424000031/0001706524-24-000031-index.htm"},{"fact_type":"earnings_release","fact_key":"e597b8b384eca054edf896319019c193b276b414","cik":1706524,"ticker":"UGRO","company_name":"urban-gro, Inc.","filed_at":"2024-04-30T23:59:59+00:00","payload":{"eps_text":"$0.18 net loss per share","guidance_signal":"reaffirmed","item_codes_triggered":["2.02"],"net_income_text":"$2.1 million","period_text":"the quarter ended March 31, 2024","report_date":"2024-04-30","result_type":"reported_results","revenue_text":"$15.5 million"},"claim":"urban-gro, Inc. reported the quarter ended March 31, 2024 results: revenue $15.5 million, net income $2.1 million, EPS $0.18 net loss per share. Guidance reaffirmed.","evidence_excerpt":"urban-gro, Inc. Reports First Quarter 2024 Financial Results and Reaffirms Full Year 2024 Guidance • Revenue of $15.5 million, representing a sequential increase of 4% over $15.0 million •","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001706524-24-000027","anchor_url":"https://secwatch.observer/filing/0001706524-24-000027#claim-e597b8b384eca054edf896319019c193b276b414","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1706524/000170652424000027/0001706524-24-000027-index.htm"}]}