{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-03T08:39:03.021544+00:00","company":{"ticker":"UPLD","cik":1505155,"company_name":"Upland Software, Inc."},"pagination":{"limit":100,"returned":9,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). 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(the “Company”) received a notification letter from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days, the closing bid price for the Company’s common stock has been below the minimum $1.00 per share required for continued listing on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(1) (Rule “5450(a)(1)”). The Nasdaq deficiency letter is a notice of deficiency, not delisting, and does not currently affect the listing or trading of the Com","confidence":0.98,"filing_url":"https://secwatch.observer/filing/0001505155-26-000015","anchor_url":"https://secwatch.observer/filing/0001505155-26-000015#claim-59b6cd62ca8db074068b8165ac801e431976383f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000015/0001505155-26-000015-index.htm"},{"fact_type":"auditor_change","fact_key":"91d3206fcf5d46d45acd948f7e02e776b4759247","cik":1505155,"ticker":"UPLD","company_name":"Upland Software, Inc.","filed_at":"2026-03-13T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"KPMG LLP","disagreement_text":null,"effective_date":"2026-03-09","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"Upland Software, Inc. engaged KPMG LLP as its auditor.","evidence_excerpt":"On March 9, 2026, upon the completion of a comprehensive selection process, the Audit Committee of the Board of Directors of Upland Software, Inc. 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(the “Company”) eliminated the Chief Sales Officer (“CSO”) position and terminated Oliver Yates, the Company’s CSO, without cause, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001505155-25-000039","anchor_url":"https://secwatch.observer/filing/0001505155-25-000039#claim-5434410dd1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515525000039/0001505155-25-000039-index.htm"},{"fact_type":"executive_change","fact_key":"62afedaca7","cik":1505155,"ticker":"UPLD","company_name":"Upland Software, Inc.","filed_at":"2025-01-31T23:59:59+00:00","payload":{"action":"resigned","action_category":"departure","departure_tone":"routine","effective_date":"2025-02-07","interim":false,"role":"Chief Revenue Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Matthew Breslin resigned as Chief Revenue Officer at Upland Software, Inc..","evidence_excerpt":"On January 28, 2025, Matthew Breslin, the Chief Revenue Officer of Upland Software, Inc. 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First Quarter 2024 Financial Highlights • Total revenue was $70.7 million, a decrease of 8% from $77.1 million in the first quarter of 2023. • Subscription and support revenue was $67.1 million, a decrease of 8% from $72.9 million in the first quarter","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001505155-24-000038","anchor_url":"https://secwatch.observer/filing/0001505155-24-000038#claim-b299939ed9828809631313814b9202801738d8d6","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515524000038/0001505155-24-000038-index.htm"}]}