{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-09-02T22:42:47.862475+00:00","company":{"ticker":"UTG","cik":1263994,"company_name":"REAVES UTILITY INCOME FUND"},"pagination":{"limit":100,"returned":6,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","counterparties":{"contract_counterparty":[{"display_name":"Paralel Distributors LLC","detail":"atm_program","count":1,"first_seen":"2024-02-06T23:59:59+00:00","last_seen":"2024-02-06T23:59:59+00:00","evidence_fact_ids":[76871]},{"display_name":"UBS Securities LLC","detail":"atm_program","count":1,"first_seen":"2024-02-06T23:59:59+00:00","last_seen":"2024-02-06T23:59:59+00:00","evidence_fact_ids":[76872]}]},"facts":[{"fact_type":"auditor_change","fact_key":"6b6c4ce716c8838f02f4e71d72622474eff4484e","cik":1263994,"ticker":"UTG","company_name":"REAVES UTILITY INCOME FUND","filed_at":"2024-03-12T23:59:59+00:00","payload":{"action":"engagement","auditor_name":"Cohen & Company Ltd.","disagreement_text":null,"effective_date":"2024-03-07","item_codes_triggered":["4.01"],"non_reliance_signal":"none","successor_auditor_name":null},"claim":"REAVES UTILITY INCOME FUND engaged Cohen & Company Ltd. as its auditor.","evidence_excerpt":"onnection with the Fund’s engagement of Cohen, the Fund’s previous independent registered public accounting firm, Deloitte\n& Touche LLP (\"Deloitte\"), was not reengaged for the upcoming fiscal year-ending October 31, 2024.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001999371-24-003422","anchor_url":"https://secwatch.observer/filing/0001999371-24-003422#claim-6b6c4ce716c8838f02f4e71d72622474eff4484e","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1263994/000199937124003422/0001999371-24-003422-index.htm"},{"fact_type":"material_agreement","fact_key":"8cb55958053c17fa9eaeb6eddaf7db603737219d","cik":1263994,"ticker":"UTG","company_name":"REAVES UTILITY INCOME FUND","filed_at":"2024-02-06T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"SPAA Amendment","agreement_type":"atm_program","counterparty":"UBS Securities LLC","effective_date":"2024-02-06","item_codes_triggered":["1.01"],"value_text":"16,065,000 Common Shares"},"claim":"REAVES UTILITY INCOME FUND amended SPAA Amendment with UBS Securities LLC valued at 16,065,000 Common Shares (effective 2024-02-06).","evidence_excerpt":"In conjunction with the Distribution Amendment, on February 6, 2024, a corresponding amendment (the “SPAA Amendment”) was made to the Sub-Placement Agent Agreement to reflect the updated offering amount of 16,065,000 Common Shares under the Distribution Agreement.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001999371-24-001602","anchor_url":"https://secwatch.observer/filing/0001999371-24-001602#claim-8cb55958053c17fa9eaeb6eddaf7db603737219d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1263994/000199937124001602/0001999371-24-001602-index.htm"},{"fact_type":"material_agreement","fact_key":"9f731c8e19730554ad2487b47982bbd6eeffa2d0","cik":1263994,"ticker":"UTG","company_name":"REAVES UTILITY INCOME FUND","filed_at":"2024-02-06T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Distribution Agreement Amendment","agreement_type":"atm_program","counterparty":"Paralel Distributors LLC","effective_date":"2024-02-06","item_codes_triggered":["1.01"],"value_text":"16,065,000 Common Shares"},"claim":"REAVES UTILITY INCOME FUND amended Distribution Agreement Amendment with Paralel Distributors LLC valued at 16,065,000 Common Shares (effective 2024-02-06).","evidence_excerpt":"On February 6, 2024, Reaves Utility Income Fund (NYSE American: UTG) (the “Fund”) amended (the “Distribution Agreement Amendment”) its distribution agreement (the “Distribution Agreement”), originally entered into on September 19, 2022, with Paralel Distributors LLC (“Paralel Distributors”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001999371-24-001602","anchor_url":"https://secwatch.observer/filing/0001999371-24-001602#claim-9f731c8e19730554ad2487b47982bbd6eeffa2d0","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1263994/000199937124001602/0001999371-24-001602-index.htm"},{"fact_type":"executive_change","fact_key":"69ed8cbb3d","cik":1263994,"ticker":"UTG","company_name":"REAVES UTILITY INCOME FUND","filed_at":"2022-09-19T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-09-19","interim":false,"role":"Chief Compliance Officer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Bradley Swenson was appointed as Chief Compliance Officer at REAVES UTILITY INCOME FUND.","evidence_excerpt":"The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001398344-22-018706","anchor_url":"https://secwatch.observer/filing/0001398344-22-018706#claim-69ed8cbb3d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1263994/000139834422018706/0001398344-22-018706-index.htm"},{"fact_type":"executive_change","fact_key":"d3b987a42d","cik":1263994,"ticker":"UTG","company_name":"REAVES UTILITY INCOME FUND","filed_at":"2022-09-19T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-09-19","interim":false,"role":"Secretary","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Christopher Moore was appointed as Secretary at REAVES UTILITY INCOME FUND.","evidence_excerpt":"The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001398344-22-018706","anchor_url":"https://secwatch.observer/filing/0001398344-22-018706#claim-d3b987a42d","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1263994/000139834422018706/0001398344-22-018706-index.htm"},{"fact_type":"executive_change","fact_key":"b501037dfd","cik":1263994,"ticker":"UTG","company_name":"REAVES UTILITY INCOME FUND","filed_at":"2022-09-19T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2022-09-19","interim":false,"role":"Treasurer","role_category":"other_named_officer","successor_name":null,"successor_named":false},"claim":"Jill Kerschen was appointed as Treasurer at REAVES UTILITY INCOME FUND.","evidence_excerpt":"The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001398344-22-018706","anchor_url":"https://secwatch.observer/filing/0001398344-22-018706#claim-b501037dfd","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1263994/000139834422018706/0001398344-22-018706-index.htm"}]}