{"version":"company-facts.v1","source":"https://secwatch.observer","generated_at":"2026-06-05T01:26:27.123467+00:00","company":{"ticker":"VIVK","cik":1450704,"company_name":"Vivakor, Inc."},"pagination":{"limit":100,"returned":16,"next_cursor":null},"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer","facts":[{"fact_type":"exchange_compliance_notice","fact_key":"ad30a43f09649ce0d3cac5b2e2901d1c5f799848","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2026-04-28T23:59:59+00:00","payload":{"company_response":"reverse_stock_split","compliance_status":"regained_compliance","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2026-04-23","notice_type":"compliance_regained","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)","5810(c)(3)(A)(iii)","5815(d)(4)(B)"],"rules_cited_in_text":true},"claim":"Vivakor, Inc. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iii), 5815(d)(4)(B)).","evidence_excerpt":"April 23, 2026, the Company received a notification letter (the “April Letter”) from the Staff that the Nasdaq Hearing Panel\n(the “Panel”) has determined that the Company is in compliance with the Minimum Bid Price Requi","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-26-004048","anchor_url":"https://secwatch.observer/filing/0001829126-26-004048#claim-ad30a43f09649ce0d3cac5b2e2901d1c5f799848","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912626004048/0001829126-26-004048-index.htm"},{"fact_type":"governance_change","fact_key":"26cfec11cbab918aaee03128a7953dc03e040705","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2026-03-27T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2026-03-24","item_codes_triggered":["5.03"],"summary_text":"1-for-200 reverse stock split of common stock implemented via Certificate of Amendment to the Amended and Restated Articles of Incorporation"},"claim":"Vivakor, Inc.: 1-for-200 reverse stock split of common stock implemented via Certificate of Amendment to the Amended and Restated Articles of Incorporation (effective 2026-03-24).","evidence_excerpt":"On March 24, 2026, a Certificate of Amendment (the “Amendment to Articles”) to Vivakor, Inc.’s (the “Company”) Amended and Restated Articles of Incorporation, as amended, went effective with FINRA and OTC Markets, which implemented a 1-for-200 reverse stock split of the Company’s common stock","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-26-002808","anchor_url":"https://secwatch.observer/filing/0001829126-26-002808#claim-26cfec11cbab918aaee03128a7953dc03e040705","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912626002808/0001829126-26-002808-index.htm"},{"fact_type":"material_agreement","fact_key":"7b630e6a4eaf63898b99c1b704c1be2baa197d50","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2026-02-05T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Forbearance and Note Payment Amendment Agreement","agreement_type":"other","counterparty":"J.J. Astor & Co.","effective_date":"2026-02-05","item_codes_triggered":["1.01"],"value_text":"extended maturity date to January 1, 2027; weekly payments from $50,000 to $250,000"},"claim":"Vivakor, Inc. entered into Forbearance and Note Payment Amendment Agreement with J.J. Astor & Co. valued at extended maturity date to January 1, 2027; weekly payments from $50,000 to $250,000 (effective 2026-02-05).","evidence_excerpt":"On February 5, 2026, the Company entered into Forbearance and Note Payment Amendment Agreement (the “Agreement”) with the Lender.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001829126-26-000997","anchor_url":"https://secwatch.observer/filing/0001829126-26-000997#claim-7b630e6a4eaf63898b99c1b704c1be2baa197d50","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912626000997/0001829126-26-000997-index.htm"},{"fact_type":"material_agreement","fact_key":"1f81cd01740c68735931c129e3980d0303840a8a","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2026-02-04T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Forbearance and Note Amendment Agreements","agreement_type":"notes_offering","counterparty":"seven non-affiliated accredited investors","effective_date":"2026-01-30","item_codes_triggered":["1.01"],"value_text":"approximately $2,242,793"},"claim":"Vivakor, Inc. amended Forbearance and Note Amendment Agreements with seven non-affiliated accredited investors valued at approximately $2,242,793 (effective 2026-01-30).","evidence_excerpt":"On January 30, 2026, the Company entered into Forbearance and Note Amendment Agreements (the “Agreements”) with the each of the seven investors.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-26-000958","anchor_url":"https://secwatch.observer/filing/0001829126-26-000958#claim-1f81cd01740c68735931c129e3980d0303840a8a","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912626000958/0001829126-26-000958-index.htm"},{"fact_type":"material_agreement","fact_key":"a7e87732910c96ffcd958548cd26e694f1b0550f","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2026-01-07T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Interim Forbearance Agreement","agreement_type":"other","counterparty":"Cedarview","effective_date":"2025-12-31","item_codes_triggered":["1.01"],"value_text":null},"claim":"Vivakor, Inc. entered into Interim Forbearance Agreement with Cedarview (effective 2025-12-31).","evidence_excerpt":"On December 31, 2025, we entered in an Interim Forbearance Agreement (the “Interim Forbearance Agreement”) with Cedarview, under which Cedarview agreed to forbear any rights it has for the Company’s default as a result of the Company’s failure to pay the Note in accordance with its terms, as amended.","confidence":0.4,"filing_url":"https://secwatch.observer/filing/0001829126-26-000094","anchor_url":"https://secwatch.observer/filing/0001829126-26-000094#claim-a7e87732910c96ffcd958548cd26e694f1b0550f","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912626000094/0001829126-26-000094-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"5ecc73a75ecc5ce364e25756ac55bed0d1a8be6c","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2025-12-29T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"plan_due","cure_deadline":null,"deficiency_type":"other","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-12-11","notice_type":"deficiency_notice","plan_due_date":"2026-01-26","raw_rule_text":null,"reported_value":null,"rule_numbers":["5635(d)"],"rules_cited_in_text":true},"claim":"Vivakor, Inc. received a nasdaq deficiency notice notice regarding other (rules 5635(d)).","evidence_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-25-010328","anchor_url":"https://secwatch.observer/filing/0001829126-25-010328#claim-5ecc73a75ecc5ce364e25756ac55bed0d1a8be6c","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"7931d9b56d9a36c66a28583de4fda522522e3653","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2025-12-29T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"delisting_pending","cure_deadline":null,"deficiency_type":"minimum_bid_price","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":null,"minimum_requirement":null,"notice_date":"2025-12-19","notice_type":"delisting_notice","plan_due_date":null,"raw_rule_text":null,"reported_value":null,"rule_numbers":["5550(a)(2)","5810(c)(3)(A)(iii)"],"rules_cited_in_text":true},"claim":"Vivakor, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iii)).","evidence_excerpt":"December 19, 2025, the Company\nreceived a notification letter (the “Letter”) from the Staff that as of December 19, 2025, the Common Stock had a closing\nbid price of $0.10 or less for ten consecutive trading days and accordingly, the Company was subject to the provisions contemplated\nunder Listing Rule 5810(c)(3)(A)(iii) (the “Low Priced Stocks Rule”) and not eligible for the remainder of the Second Grace\nPeriod. The Letter advised that, since the Company did not regain compliance with the Minimum Bid Price Requirement within the Second\nGrace Period, the Common Stock will be delisted from The","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-25-010328","anchor_url":"https://secwatch.observer/filing/0001829126-25-010328#claim-7931d9b56d9a36c66a28583de4fda522522e3653","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm"},{"fact_type":"governance_change","fact_key":"e6834ba978ac1adf22644576865525c88b1fddd7","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2025-12-23T23:59:59+00:00","payload":{"change_type":"charter_amendment","effective_date":"2025-12-23","item_codes_triggered":["5.03"],"summary_text":"Increased authorized shares from prior amount to 515,000,000 (500,000,000 common, 15,000,000 preferred)"},"claim":"Vivakor, Inc.: Increased authorized shares from prior amount to 515,000,000 (500,000,000 common, 15,000,000 preferred) (effective 2025-12-23).","evidence_excerpt":"On December 23, 2025, Vivakor, Inc. (the “Company”), in accordance with the approval of the holders of a majority of the Company’s outstanding voting shares delivered at the Special Meeting of the Company’s Shareholders held on December 22, 2025, filed a Certificate of Amendment (the “Amendment to Articles”) to the Company’s Amended and Restated Articles of Incorporation, as amended, with the Secretary of State of the State of Nevada effecting the increase of the number of shares of capital stock the Company is authorized to issue to 515,000,000, comprised of 500,000,000 shares of common stock, par value $0.001 per share, and 15,000,000 shares of preferred stock, par value $0.001 per share.","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-25-010272","anchor_url":"https://secwatch.observer/filing/0001829126-25-010272#claim-e6834ba978ac1adf22644576865525c88b1fddd7","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010272/0001829126-25-010272-index.htm"},{"fact_type":"exchange_compliance_notice","fact_key":"87757696feebe477b6c3708decca18b241d6a8c2","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2025-12-16T23:59:59+00:00","payload":{"company_response":null,"compliance_status":"deficient","cure_deadline":null,"deficiency_type":"other","delisting_effective_date":null,"exchange":"nasdaq","hearing_date":null,"immediate_listing_effect":false,"minimum_requirement":null,"notice_date":"2025-12-11","notice_type":"deficiency_notice","plan_due_date":"2026-01-25","raw_rule_text":"Nasdaq Listing Rule 5635(d)","reported_value":null,"rule_numbers":["5635(d)"],"rules_cited_in_text":true},"claim":"Vivakor, Inc. received a nasdaq deficiency notice notice regarding other (rules 5635(d)).","evidence_excerpt":"December 11, 2025, Vivakor,\nInc., a Nevada corporation (the “Company”), received a written notification (the “Notice”) from the Listing Qualifications\nDepartment (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) stating that based on the Staff’s review\nof the Company’s issuances of shares of common stock and prefunded warrants in connection with the Company’s registered direct\nofferings conducted in October 2025, the Staff has determined that the Company failed to comply with Nasdaq Listing Rule 5635(d)\nin relation to certain of the offerings, which requires prior shareholder approval fo","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-25-010054","anchor_url":"https://secwatch.observer/filing/0001829126-25-010054#claim-87757696feebe477b6c3708decca18b241d6a8c2","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010054/0001829126-25-010054-index.htm"},{"fact_type":"debt_financing","fact_key":"f68f3ed33b81da87636f39f34af1801ade6c9349","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2025-09-23T23:59:59+00:00","payload":{"counterparty":"J.J. Astor & Co.","effective_date":"2025-09-17","event":"acceleration","instrument_type":"convertible_notes","interest_rate_text":null,"item_codes_triggered":["2.04"],"maturity_text":null,"principal_text":null},"claim":"Vivakor, Inc. faced acceleration on convertible notes with J.J. Astor & Co..","evidence_excerpt":"the Company received a notice of default from the Lender claiming the Company has defaulted on its repayment obligations under the Initial Note and that the Lender was electing to accelerate all amounts and obligations due to the Lender under the Initial Note.","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001829126-25-007614","anchor_url":"https://secwatch.observer/filing/0001829126-25-007614#claim-f68f3ed33b81da87636f39f34af1801ade6c9349","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625007614/0001829126-25-007614-index.htm"},{"fact_type":"executive_change","fact_key":"5ea82278a8","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2024-10-07T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":null,"interim":false,"role":"Executive Vice President & Chief Operating Officer","role_category":"coo","successor_name":null,"successor_named":false},"claim":"Russ Shelton was appointed as Executive Vice President & Chief Operating Officer at Vivakor, Inc..","evidence_excerpt":"Russ Shelton, 48, Executive Vice President & Chief Operating Officer","confidence":1.0,"filing_url":"https://secwatch.observer/filing/0001829126-24-006683","anchor_url":"https://secwatch.observer/filing/0001829126-24-006683#claim-5ea82278a8","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912624006683/0001829126-24-006683-index.htm"},{"fact_type":"executive_change","fact_key":"cf63397b0b","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2024-07-02T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":null,"interim":false,"role":"Executive Vice President, General Counsel, and Secretary","role_category":"general_counsel","successor_name":null,"successor_named":false},"claim":"Patrick M. Knapp was appointed as Executive Vice President, General Counsel, and Secretary at Vivakor, Inc..","evidence_excerpt":"Pat Knapp, 39, Executive Vice President, General Counsel, and Secretary","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001829126-24-004569","anchor_url":"https://secwatch.observer/filing/0001829126-24-004569#claim-cf63397b0b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912624004569/0001829126-24-004569-index.htm"},{"fact_type":"executive_change","fact_key":"d6e7ff40f5","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2024-06-07T23:59:59+00:00","payload":{"action":"appointed","action_category":"appointment","departure_tone":"not_applicable","effective_date":"2024-06-03","interim":false,"role":"Independent Director and Chair of the Audit Committee","role_category":"director","successor_name":null,"successor_named":false},"claim":"Michael Thompson was appointed as Independent Director and Chair of the Audit Committee at Vivakor, Inc..","evidence_excerpt":"On June 3, 2024, the Board of Directors (the “Board”) of Vivakor, Inc. (the “Company”) appointed Mr. Michael Thompson as a member of the Board, effective immediately.","confidence":0.95,"filing_url":"https://secwatch.observer/filing/0001829126-24-004023","anchor_url":"https://secwatch.observer/filing/0001829126-24-004023#claim-d6e7ff40f5","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912624004023/0001829126-24-004023-index.htm"},{"fact_type":"debt_financing","fact_key":"a6ec80b73fa44ef8639cee8839eb646ce9ac3f6b","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2024-04-12T23:59:59+00:00","payload":{"counterparty":null,"effective_date":"2024-04-08","event":"amendment","instrument_type":"convertible_notes","interest_rate_text":"10% per annum","item_codes_triggered":["2.03"],"maturity_text":"December 31, 2024","principal_text":"$1,000,000"},"claim":"Vivakor, Inc. amended convertible notes of $1,000,000 at 10% per annum maturing December 31, 2024.","evidence_excerpt":"on Form 8-K filed with the Securities and Exchange Commission on February 2, 2024, the Company received a loan\nfrom a non-affiliated individual lender in the principal amount of $1,000,000 (the “Loan”) and, in connection therewith, the\nCompany agreed to issue 100,000 restricted shares of the Company’s common stock. The Loan bears interest at the rate of 10%","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-24-002451","anchor_url":"https://secwatch.observer/filing/0001829126-24-002451#claim-a6ec80b73fa44ef8639cee8839eb646ce9ac3f6b","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912624002451/0001829126-24-002451-index.htm"},{"fact_type":"material_agreement","fact_key":"e75d6f029a2111909952de55dc797014a57f9f97","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2024-04-12T23:59:59+00:00","payload":{"action":"amendment","agreement_name":"Amended Note","agreement_type":"notes_offering","counterparty":"non-affiliated individual lender","effective_date":"2024-04-08","item_codes_triggered":["1.01"],"value_text":"$1,000,000"},"claim":"Vivakor, Inc. amended Amended Note with non-affiliated individual lender valued at $1,000,000 (effective 2024-04-08).","evidence_excerpt":"On April 8, 2024, the lender returned an executed amended and restated convertible promissory note for the Loan (the “Amended Note”).","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-24-002451","anchor_url":"https://secwatch.observer/filing/0001829126-24-002451#claim-e75d6f029a2111909952de55dc797014a57f9f97","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912624002451/0001829126-24-002451-index.htm"},{"fact_type":"material_agreement","fact_key":"10bf0f8f378b36e47be3468693be5c84e7ca81e1","cik":1450704,"ticker":"VIVK","company_name":"Vivakor, Inc.","filed_at":"2024-03-25T23:59:59+00:00","payload":{"action":"entry","agreement_name":"Membership Interest Purchase Agreement","agreement_type":"asset_purchase","counterparty":"Jorgan Development, LLC and JBAH Holdings, LLC","effective_date":"2024-03-21","item_codes_triggered":["1.01"],"value_text":"$120 million"},"claim":"Vivakor, Inc. entered into Membership Interest Purchase Agreement with Jorgan Development, LLC and JBAH Holdings, LLC valued at $120 million (effective 2024-03-21).","evidence_excerpt":"Vivakor, Inc., (the “Company” or “Purchaser”) entered into a Membership Interest Purchase Agreement, a copy of which is filed herewith as Exhibit 2.1 (the “MIPA”) and incorporated by reference herein, with Jorgan Development, LLC, a Louisiana limited liability company (“Jorgan”) and JBAH Holdings, LLC, a Texas limited liability company (“JBAH” and, together with Jorgan, the “Sellers”)","confidence":0.9,"filing_url":"https://secwatch.observer/filing/0001829126-24-001850","anchor_url":"https://secwatch.observer/filing/0001829126-24-001850#claim-10bf0f8f378b36e47be3468693be5c84e7ca81e1","edgar_index_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912624001850/0001829126-24-001850-index.htm"}]}