secwatch / observer

Executive movement radar

Recent machine-extracted executive movements from SEC 8-K Item 5.02 filings, source-linked. Every card cites the SEC source.

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Showing 7051–7100 of 18650

Departed

Keith Jaffee

Chief Executive Officer
Pinstripes Holdings, Inc.
Effective
2023-12-29
Filed
January 5, 2024, 6:59 PM ET
Keith Jaffee resigned as the Company’s Chief Executive Officer
Departed

Brent D. Berg

President and Chief Executive Officer
REEMF · RARE ELEMENT RESOURCES LTD
Effective
2024-04-02
Filed
January 5, 2024, 6:59 PM ET
On January 2, 2024, Brent D. Berg notified Rare Element Resources Ltd. (the “Company”) of his decision to resign as the President and Chief Executive Officer of the Company, and as a director of the Company, in each case effective as of April 2, 2024.
Appointed

Michael Egholm

President, Chief Executive Officer, Treasurer and Secretary
SomaLogic, Inc.
Effective
2024-01-05
Filed
January 5, 2024, 6:59 PM ET
Dr. Egholm, the President, Chief Executive Officer, Treasurer and Secretary of Merger Sub, was appointed to the officer positions of President, Chief Executive Officer, Treasurer and Secretary of SomaLogic, which are the only officer positions of SomaLogic immediately following the effective time of the Merger.
Appointed

Mark Dow

Chief Executive Officer, Chief Financial Officer and Secretary
SFES · SAFEGUARD SCIENTIFICS INC
Effective
2024-01-01
Filed
January 5, 2024, 6:59 PM ET
the Board appointed Mark Dow of Rock Creek as the Company’s Chief Executive Officer, Chief Financial Officer and Secretary effective as of January 1, 2024.
Appointed (interim)

Heather L. Mason

Interim Chief Executive Officer
ASRT · Assertio Holdings, Inc.
Effective
2024-01-02
Filed
January 5, 2024, 6:59 PM ET
the Board of Directors of the Company (the “Board”) appointed Heather L. Mason, currently a member of the Board, to serve as the Company’s Interim Chief Executive Officer
Departed

Daniel A. Peisert

President and Chief Executive Officer
ASRT · Assertio Holdings, Inc.
Effective
2024-01-02
Successor
Heather L. Mason
Filed
January 5, 2024, 6:59 PM ET
Effective as of January 2, 2024, Daniel A. Peisert, President and Chief Executive Officer and a director of Assertio Holdings, Inc. (the “Company”) separated from service as President and Chief Executive Officer of the Company.
Role change

Dimitar A. Karaivanov

President and Chief Executive Officer
CBU · COMMUNITY FINANCIAL SYSTEM, INC.
Effective
2024-01-01
Filed
January 5, 2024, 6:59 PM ET
On January 1, 2024, Dimitar A. Karaivanov, the Company’s Executive Vice President and Chief Operating Officer (“COO”), was appointed as the Company’s and the Bank’s President and Chief Executive Officer.
Departed

Mark E. Tryniski

President and Chief Executive Officer
CBU · COMMUNITY FINANCIAL SYSTEM, INC.
Effective
2023-12-31
Successor
Dimitar A. Karaivanov
Filed
January 5, 2024, 6:59 PM ET
Consistent with the previously announced succession plan, on December 31, 2023, Mark E. Tryniski, the President and Chief Executive Officer of Community Bank System, Inc. (the “Company”) and its wholly-owned subsidiary, Community Bank, N.A. (the “Bank”) retired as an executive officer of the Company and the Bank.
Appointed

Bret "BJ" Mendenhall

Chief Financial Officer
PFHO · PACIFIC HEALTH CARE ORGANIZATION INC
Effective
2024-03-05
Filed
January 5, 2024, 6:59 PM ET
Concurrent with the effective date of Ms. Kubota’s resignation as Chief Financial Officer, Bret “BJ” Mendenhall will be appointed as the Company’s outsourced Chief Financial Officer
Departed

Kristina Kubota

Chief Financial Officer
PFHO · PACIFIC HEALTH CARE ORGANIZATION INC
Effective
2024-03-05
Successor
Bret Mendenhall
Filed
January 5, 2024, 6:59 PM ET
On January 3, 2024, Kristina Kubota informed Pacific Health Care Organization, Inc. (the “Company”) that she will be stepping down as the Company’s Chief Financial Officer and Secretary, effective on March 5, 2024.
Departed

Matthew J. Chambless

Chief Financial Officer, Treasurer and Secretary
TBRG · TruBridge, Inc.
Effective
2023-12-31
Filed
January 5, 2024, 6:59 PM ET
On November 7, 2023, Computer Programs & Systems, Inc. (the “Company”) announced that Matthew J. Chambless will no longer serve as the Company’s Chief Financial Officer, Treasurer and Secretary, effective December 31, 2023.
Appointed

Kimberly A. Kuryea

Senior Vice President and Chief Financial Officer
GD · GENERAL DYNAMICS CORP
Effective
2024-02-15
Filed
January 5, 2024, 6:59 PM ET
Kimberly A. Kuryea, currently Senior Vice President, Human Resources and Administration, will transition to Senior Vice President and Chief Financial Officer, effective February 15, 2024.
Departed

Winston Kung

Chief Operating Officer and Chief Financial Officer
PMVP · PMV Pharmaceuticals, Inc.
Effective
2024-01-04
Successor
Michael Carulli
Filed
January 5, 2024, 6:59 PM ET
On January 5, 2024, the Company also announced that Winston Kung, the Company’s current Chief Operating Officer (“ COO ”) and CFO, will transition from his role as COO and CFO, effective January 4, 2024.
Appointed

Michael Carulli

Chief Financial Officer
PMVP · PMV Pharmaceuticals, Inc.
Effective
2024-01-05
Filed
January 5, 2024, 6:59 PM ET
On January 5, 2024, PMV Pharmaceuticals, Inc. (the “ Company ”) announced the appointment of Michael Carulli as Chief Financial Officer (“ CFO ”), principal financial officer and principal accounting officer of the Company
Departed

Santosh Shanbhag

Chief Financial Officer and Treasurer
Akili, Inc.
Effective
2024-01-12
Successor
Matthew Franklin
Filed
January 5, 2024, 6:59 PM ET
On January 3, 2024, Santosh Shanbhag submitted his resignation as Chief Financial Officer and Treasurer of Akili, Inc. (the “Company”), and as principal financial officer (“PFO”) and principal accounting officer (“PAO”) of the Company, in each case effective as of January 12, 2024
Departed

Allison S. Johnson

Senior Executive Vice President and Chief Financial Officer
MPB · MID PENN BANCORP INC
Effective
2023-12-29
Filed
January 5, 2024, 6:59 PM ET
On January 5, 2024, Mid Penn Bancorp, Inc. (the “Company”) announced that the Company and Allison S. Johnson, the Company’s Senior Executive Vice President and Chief Financial Officer, mutually agreed that Ms. Johnson would leave the Company to pursue other opportunities, effective December 29, 2023.
Departed

David Lund

Chief Financial Officer and Treasurer
TRIN · Trinity Capital Inc.
Effective
2024-01-05
Successor
Michael Testa
Filed
January 5, 2024, 6:59 PM ET
to succeed the Company’s current CFO and Treasurer, David Lund.
Appointed

Michael Testa

Chief Financial Officer and Treasurer
TRIN · Trinity Capital Inc.
Effective
2024-01-05
Filed
January 5, 2024, 6:59 PM ET
the Trinity Capital Inc. (the “Company”) Board of Directors (the “Board”) unanimously elected Michael Testa as Chief Financial Officer (“CFO”) and Treasurer of the Company, effective immediately on January 5, 2024
Departed

David Pross

Chief Executive Officer
MGAM · Mobile Global Esports, Inc.
Effective
2024-01-01
Successor
Sunny Bhandarkar
Filed
January 5, 2024, 6:59 PM ET
replacing David Pross who, as previously disclosed, notified the Company that he was retiring.
Appointed

Sunny Bhandarkar

Chief Executive Officer
MGAM · Mobile Global Esports, Inc.
Effective
2024-01-01
Filed
January 5, 2024, 6:59 PM ET
appointed Sunny Bhandarkar as its Chief Executive Officer, effective immediately
Departed

Sean O'Brien

Chief Financial Officer
PLMJF · Plum Acquisition Corp. III
Effective
2023-12-28
Filed
January 5, 2024, 6:59 PM ET
On December 28, 2023, Michael D. Ryan, Steve Brotman, Scott Grimes, John Rice, Marcie Vu and Tracy R. Wolstencroft resigned as members of the Board, and Matt Krna and Sean O’Brien resigned from their respective positions of Chief Executive Officer and Chief Financial Officer of the Company.
Departed

Matt Krna

Chief Executive Officer
PLMJF · Plum Acquisition Corp. III
Effective
2023-12-28
Successor
Kanishka Roy
Filed
January 5, 2024, 6:59 PM ET
On December 28, 2023, Michael D. Ryan, Steve Brotman, Scott Grimes, John Rice, Marcie Vu and Tracy R. Wolstencroft resigned as members of the Board, and Matt Krna and Sean O’Brien resigned from their respective positions of Chief Executive Officer and Chief Financial Officer of the Company.
Appointed

Kanishka Roy

President, Chief Executive Officer, Secretary and Treasurer
PLMJF · Plum Acquisition Corp. III
Effective
2024-01-03
Filed
January 5, 2024, 6:59 PM ET
On January 3, 2024, the Board appointed Kanishka Roy as President, Chief Executive Officer, Secretary and Treasurer of the Company.
Departed

Hull Xu

Chief Financial Officer
Cepton, Inc.
Effective
2024-01-05
Successor
Dong (Dennis) Chang
Filed
January 5, 2024, 6:59 PM ET
On January 5, 2024, Hull Xu tendered his resignation, resigning from his position as Chief Financial Officer, including as principal financial officer and principal accounting officer, of Cepton, Inc. (the “ Company ”) to pursue other opportunities.
Appointed (interim)

Dong (Dennis) Chang

Interim Chief Financial Officer
Cepton, Inc.
Effective
2024-01-05
Filed
January 5, 2024, 6:59 PM ET
the board of directors of the Company (the “ Board ”) appointed Dong (Dennis) Chang, the Company’s current Sr. Vice President of Manufacturing, as Interim Chief Financial Officer, including as principal financial officer and principal accounting officer, effective as of January 5, 2024.
Departed

Nicolaus Radford

Chief Executive Officer
KITT · Nauticus Robotics, Inc.
Effective
2024-01-04
Successor
John W. Gibson Jr.
Filed
January 5, 2024, 6:59 PM ET
On January 4, 2024, Nicolaus Radford, the Company’s Chief Executive Officer, departed the Company.
Appointed (interim)

John W. Gibson Jr.

Interim Chief Executive Officer and President
KITT · Nauticus Robotics, Inc.
Effective
2024-01-04
Filed
January 5, 2024, 6:59 PM ET
On January 4, 2024, the Board appointed John W. Gibson, Jr. as the Interim Chief Executive Officer and President of the Company, and designated Mr. Gibson as the “principal executive officer.”
Appointed

Susan Kennedy

Chief Executive Officer
CDZI · CADIZ INC
Effective
2024-01-01
Filed
January 5, 2024, 6:59 PM ET
the Board appointed Susan Kennedy as Chief Executive Officer of the Company effective as of January 1, 2024.
Departed

Scott Slater

Chief Executive Officer, President and a director
CDZI · CADIZ INC
Effective
2023-12-31
Successor
Susan Kennedy
Filed
January 5, 2024, 6:59 PM ET
Scott Slater submitted his resignation on December 31, 2023, as Chief Executive Officer, President and a director of the Company effective as of such date.
Departed

Chris DeAlmeida

Chief Financial Officer
WRAP · WRAP TECHNOLOGIES, INC.
Effective
2024-01-05
Filed
January 5, 2024, 6:59 PM ET
On January 5, 2024 (the “Termination Date”), Chris DeAlmeida’s employment as Chief Financial Officer of Wrap Technologies, Inc. (the “Company”) was terminated without cause, effective immediately, pursuant to a Separation Agreement and Mutual Release of Claims (the “Separation Agreement”).
Appointed

Christopher Whitaker

Chief Financial Officer
SOBR · SOBR Safe, Inc.
Effective
2024-01-01
Filed
January 5, 2024, 6:59 PM ET
the Company appointed Christopher Whitaker, 52, as the Chief Financial Officer of the Company, effective January 1, 2024.
Departed

Jerry Wenzel

Chief Financial Officer
SOBR · SOBR Safe, Inc.
Effective
2023-12-31
Successor
Christopher Whitaker
Filed
January 5, 2024, 6:59 PM ET
On December 31, 2023, Jerry Wenzel retired from employment with SOBR Safe, Inc. (the “ Company ”).
Appointed

Richard Perez

Chief Financial Officer
RIME · Algorhythm Holdings, Inc.
Effective
2024-01-03
Filed
January 5, 2024, 6:59 PM ET
The Board of Directors (the “Board”) of the Company approved, effective as of January 3, 2024, the appointment of Richard Perez, the current Corporate Controller, as Chief Financial Officer of the Company.
Departed

Lionel Marquis

Chief Financial Officer
RIME · Algorhythm Holdings, Inc.
Effective
2023-12-31
Successor
Richard Perez
Filed
January 5, 2024, 6:59 PM ET
Effective December 31, 2023, Lionel Marquis retired as Chief Financial Officer of The Singing Machine Company, Inc. (the “Company”) .
Departed (interim)

Manoj Bhargava

interim Chief Executive Officer
AREN · Arena Group Holdings, Inc.
Effective
2024-01-04
Filed
January 5, 2024, 6:59 PM ET
On January 4, 2024, the Board of Directors of the Company (the “Board”) accepted the resignation of Manoj Bhargava from his position as interim Chief Executive Officer effective immediately.
Departed

Timothy Bensley

Chief Financial Officer
AGL · agilon health, inc.
Filed
January 5, 2024, 6:59 PM ET
Timothy Bensley has informed agilon health, inc. (the “Company”) of his intent to retire from his position as Chief Financial Officer (CFO) of the Company during 2024, which the Company expects to take place within the next nine months.
Appointed (interim)

Victor Limongelli

Interim Chief Executive Officer
OSPN · OneSpan Inc.
Effective
2024-01-04
Filed
January 5, 2024, 6:59 PM ET
On January 4, 2024, the Board of Directors (the “Board”) of OneSpan Inc. (the “Company”, “OneSpan”, “we”, or “our”) appointed Victor Limongelli as Interim Chief Executive Officer, effective immediately.
Departed

Matthew Moynahan

President and Chief Executive Officer
OSPN · OneSpan Inc.
Effective
2024-01-04
Successor
Victor Limongelli
Filed
January 5, 2024, 6:59 PM ET
Mr. Limongelli replaces Matthew Moynahan, whose employment as the Company’s President and Chief Executive Officer was terminated without cause on January 4, 2024 immediately prior to Mr. Limongelli’s appointment.
Appointed

Allan Reine

Chief Financial Officer
PRME · Prime Medicine, Inc.
Effective
2024-01-17
Filed
January 5, 2024, 6:59 PM ET
On January 4, 2024, the Board of Directors (the “Board”) of Prime Medicine, Inc. (the “Company”) appointed Allan Reine as the Chief Financial Officer and the principal financial officer of the Company effective as of January 17, 2024.
Departed

Ben Lee

Chief Executive Officer
Movella Holdings Inc.
Successor
Eric Salzman
Filed
January 5, 2024, 6:59 PM ET
In connection with the Leadership Transition, on January 2, 2024, Mr. Lee entered into a confidential separation agreement with the Company (the “Agreement”), the terms of which are materially consistent with the terms disclosed on the Company’s Current Report on Form 8-K filed on December 20, 2023.
Appointed (interim)

Eric Salzman

Interim Chief Executive Officer
Movella Holdings Inc.
Filed
January 5, 2024, 6:59 PM ET
appointed Eric Salzman as the Company’s Interim Chief Executive Officer in connection with Mr. Lee’s resignation from that position, effective as of the Effective Date (the “Leadership Transition”).
Departed

Karen Zaderej

Chief Executive Officer and President
AXGN · Axogen, Inc.
Filed
January 4, 2024, 6:59 PM ET
Retirement of Karen Zaderej Karen Zaderej, the Chief Executive Officer (the “CEO”) and President of the Company informed the Company of her intention to retire in January 2025.
Appointed

Travis Dalton

President and Chief Executive Officer
CTEV · Claritev Corp
Effective
2024-03-01
Filed
January 4, 2024, 6:59 PM ET
Mr. Dalton will become the Company’s President and Chief Executive Officer succeeding Dale White on or around March 1, 2024.
Appointed

James P. Lynch

Senior Vice President, Chief Financial Officer and Treasurer
CWT · CALIFORNIA WATER SERVICE GROUP
Effective
2024-01-03
Filed
January 4, 2024, 6:59 PM ET
On January 3, 2024, the Board of Directors of California Water Service Group (the “Company”) appointed James P. Lynch to serve as Senior Vice President, Chief Financial Officer and Treasurer.
Departed

Russell Skibsted

Chief Financial Officer
ALIMERA SCIENCES INC
Effective
2023-12-31
Successor
Elliot Maltz
Filed
January 4, 2024, 6:59 PM ET
determined that Russell Skibsted’s last day of employment as the Chief Financial Officer of the Company was December 31, 2023.
Appointed

Gilberto Antoniazzi

Chief Financial Officer, Vice President and Treasurer
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
Appointed

Paul W. Graves

Chief Executive Officer and President
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
Appointed

Michael Clark

Chief Financial Officer and Secretary
CTGO · Contango Silver & Gold Inc.
Effective
2024-01-01
Filed
January 4, 2024, 6:59 PM ET
Effective January 1 , 2024, Michael Clark was appointed to serve as Chief Financial Officer and Secretary of the Company.
Departed

Leah Gaines

Vice President, Chief Financial Officer, Chief Accounting Officer, Treasurer and Secretary
CTGO · Contango Silver & Gold Inc.
Effective
2024-01-01
Successor
Michael Clark
Filed
January 4, 2024, 6:59 PM ET
On January 1, 2024, Leah Gaines stepped down from her position as Vice President, Chief Financial Officer, Chief Accounting Officer, Treasurer and Secretary of Contango Ore, Inc.
Appointed

Christopher M. Murphy

Chief Financial and Business Officer
Third Harmonic Bio, Inc.
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
On January 4, 2024, Third Harmonic Bio, Inc. (the “ Company ”), announced the appointment of Christopher M. Murphy, age 40, as the Company’s Chief Financial and Business Officer and principal financial officer, effective as of January 4, 2024.

Recent executive movements from 8-K Item 5.02 filings, source-linked. Cards are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.