On November 27, 2023, Ms. Anna Paglia gave notice to the Invesco CurrencyShares ® Japanese Yen Trust (the “Trust”) that she is resigning from all positions at Invesco Specialized Products, LLC (the “Sponsor”) and its affiliates, including her positions as Chief Executive Officer and Principal Executive Officer of the Trust and as a Member of the Board of Managers of the Sponsor (the “Board”), effective upon the close of business on November 28, 2023 (the “Effective Date”).
Appointed
Brian Hartigan
Chief Executive Officer and Principal Executive Officer of the Trust
On November 27, 2023, the Board appointed Mr. Brian Hartigan to serve as Chief Executive Officer and Principal Executive Officer of the Trust and as a Member of the Board, effective immediately after the close of business on the Effective Date.
Also effective January 1, 2024, Karen L. Sedgwick, 57, was promoted by the Board to be the executive vice president and chief financial officer of Sempra.
Effective as of Mr. Rosenblum’s departure, Brett Asnas, the Company’s Chief Financial Officer, will assume the responsibility of the Company’s principal accounting officer and will directly supervise and manage the Company’s accounting team.
Effective as of Mr. Rosenblum’s departure, Brett Asnas, our Chief Financial Officer, will assume the responsibility of the Company and Safe’s principal accounting officer
On November 20, 2023, Rave Restaurant Group, Inc.’s Chief Financial Officer, Mr. Clinton D. Fendley, provided notice of his resignation, effective as of December 1, 2023.
Appointed
Moses Makunje
Principal Accounting Officer and Principal Financial Officer
Effective November 27, 2023, the Board of Nuvation Bio Inc. (the “Company”) appointed Moses Makunje as the Company’s Principal Accounting Officer and Principal Financial Officer.
Departed
Marc Mehlman
Chief Financial Officer and Treasurer
AVANTAX, INC.
Effective
2023-11-27
Filed
November 27, 2023, 6:59 PM ET
Accordingly, effective as of the Effective Time, each of Christopher W. Walters, the Company’s President and Chief Executive Officer (and the Company’s principal executive officer), Marc Mehlman, the Company’s Chief Financial Officer and Treasurer (and the Company’s principal financial officer), Todd Mackay, the President of Avantax Wealth Management (and a named executive officer), and Stacy Murray, the Company’s Chief Accounting Officer (and the Company’s principal accounting officer) (collectively, the “ Existing Officers ”) ceased to be officers of the Company.
Departed
Christopher W. Walters
President and Chief Executive Officer
AVANTAX, INC.
Effective
2023-11-27
Filed
November 27, 2023, 6:59 PM ET
Accordingly, effective as of the Effective Time, each of Christopher W. Walters, the Company’s President and Chief Executive Officer (and the Company’s principal executive officer), Marc Mehlman, the Company’s Chief Financial Officer and Treasurer (and the Company’s principal financial officer), Todd Mackay, the President of Avantax Wealth Management (and a named executive officer), and Stacy Murray, the Company’s Chief Accounting Officer (and the Company’s principal accounting officer) (collectively, the “ Existing Officers ”) ceased to be officers of the Company.
On November 17, 2023, James H. Herlocker, III retired as President and Chief Executive Officer and a Director of Texas Community Bancshares, Inc. (the “Company”).
On November 21, 2023, the Company appointed Jason Sobel as President and Chief Executive Officer and a Director of the Company.
Departed
John Price
Chief Financial Officer
Assure Holdings Corp.
Effective
2023-11-21
Successor
Paul Webster
Filed
November 24, 2023, 6:59 PM ET
the previously announced resignation of current Chief Financial Officer John Price on that same date.
Appointed
(interim)
Paul Webster
interim Chief Financial Officer
Assure Holdings Corp.
Effective
2023-11-21
Filed
November 24, 2023, 6:59 PM ET
the Company appointed Paul Webster to act as the Company’s interim Chief Financial Officer beginning November 17, 2023
Departed
Donald A. Merril
Executive Vice President and Chief Financial Officer
U.S. SILICA HOLDINGS, INC.
Effective
2023-10-20
Filed
November 24, 2023, 6:59 PM ET
Donald A. Merril, the Company’s Executive Vice President and Chief Financial Officer, was terminated without cause effective October 20, 2023
Departed
Amir Ayalon
Group Chief Financial Officer
Tingo Group, Inc.
Effective
2023-11-13
Successor
Hao (Kevin) Chen
Filed
November 24, 2023, 6:59 PM ET
On November 13, 2023, Amir Ayalon, who accepted the position of Group Chief Financial Officer on October 2, 2023, moved into a part-time consultancy role due to a significant change in his personal circumstances.
Appointed
(interim)
Hao (Kevin) Chen
Group Chief Financial Officer
Tingo Group, Inc.
Effective
2023-11-22
Filed
November 24, 2023, 6:59 PM ET
On November 22, 2023, the Company’s board of directors appointed Mr Chen as Group Chief Financial Officer.
Appointed
(interim)
David Ludvigson
Interim Chief Executive Officer
NANOMIX Corp
Effective
2023-11-03
Filed
November 24, 2023, 6:59 PM ET
On November 3, 2023 (the “Effective Date”), Nanomix Corporation (the “Company”) appointed David Ludvigson as interim chief executive officer of the Company, effective immediately.
Departed
Dr. Thomas Schlumpberger
Chief Executive Officer
NANOMIX Corp
Effective
2023-11-02
Successor
David Ludvigson
Filed
November 24, 2023, 6:59 PM ET
Mr. Ludvigson succeeds Dr. Thomas Schlumpberger who unexpectedly passed away on November 2, 2023 .
Mr. Brunsberg will resign as our President and Chief Executive Officer and as an employee of the Company concurrently with the closing of the acquisition and that William Kerby, the co-founder and Chief Executive Officer of NextTrip, will concurrently be appointed as our Chief Executive Officer.
Mr. Brunsberg will resign as our President and Chief Executive Officer and as an employee of the Company concurrently with the closing of the acquisition and that William Kerby, the co-founder and Chief Executive Officer of NextTrip, will concurrently be appointed as our Chief Executive Officer.
Appointed
Wade Adkins
Chief Financial Officer
Global Clean Energy Holdings, Inc.
Effective
2023-12-01
Filed
November 24, 2023, 6:59 PM ET
On November 17, 2023, the Board appointed Wade Adkins to serve as the Company’s Chief Financial Officer, effective on December 1, 2023, to succeed Mr. Vasa.
Departed
Nikhil Vasa
Executive Vice President and Chief Financial Officer
Global Clean Energy Holdings, Inc.
Effective
2023-12-01
Successor
Wade Adkins
Filed
November 24, 2023, 6:59 PM ET
On November 17, 2023, Nikhil Vasa, the Executive Vice President and Chief Financial Officer of Global Clean Energy Holdings, Inc. (the “Company”) notified the Board of Directors of the Company (the “Board”) of his resignation, effective on December 1, 2023.
Beginning January 1, 2024, Mr. DeMartino is expected to remain in a non-executive role through early February 2024 to assist with the transition of the Chief Financial Officer and Treasurer roles in addition to other responsibilities.
Appointed
Kevin Beth
Executive Vice President, Chief Financial Officer and Treasurer
On November 22, 2023, Hub Group, Inc. (the “Company”) announced that its Board of Directors appointed Kevin Beth, 48, as the Company’s Executive Vice President, Chief Financial Officer and Treasurer effective January 1, 2024, succeeding Geoffrey F. DeMartino.
the Board of Directors of the Company appointed Dennis F. McKenna as Chief Executive Officer of the Company, effective as of January 1, 2024.
Appointed
Kris Corbett
Chief Financial Officer and Treasurer
New Mountain Guardian IV BDC, L.L.C.
Effective
2023-11-27
Filed
November 22, 2023, 6:59 PM ET
appointed Kris Corbett as the Chief Financial Officer and Treasurer of the Company, effective as of November 27, 2023.
Appointed
Kris Corbett
Chief Financial Officer and Treasurer
NMF SLF I, Inc.
Effective
2023-11-27
Filed
November 22, 2023, 6:59 PM ET
On November 20, 2023, the Board of Directors of NMF SLF I, Inc. (the “Company”) appointed Kris Corbett as the Chief Financial Officer and Treasurer of the Company, effective as of November 27, 2023.
Appointed
Kris Corbett
Chief Financial Officer and Treasurer
New Mountain Guardian III BDC, L.L.C.
Effective
2023-11-27
Filed
November 22, 2023, 6:59 PM ET
appointed Kris Corbett as the Chief Financial Officer and Treasurer of the Company, effective as of November 27, 2023.
Role change
Laura C. Holson
interim Chief Financial Officer and Treasurer
New Mountain Guardian III BDC, L.L.C.
Effective
2023-11-27
Successor
Kris Corbett
Filed
November 22, 2023, 6:59 PM ET
Laura C. Holson, who has served as the Company’s interim Chief Financial Officer and Treasurer since April 1, 2023, will relinquish such positions upon the effective date of Mr. Corbett’s appointment.
Appointed
Kris Corbett
Chief Financial Officer and Treasurer
New Mountain Guardian IV Income Fund, L.L.C.
Effective
2023-11-27
Filed
November 22, 2023, 6:59 PM ET
appointed Kris Corbett as the Chief Financial Officer and Treasurer of the Company, effective as of November 27, 2023.
Role change
(interim)
Laura C. Holson
interim Chief Financial Officer and Treasurer
New Mountain Guardian IV Income Fund, L.L.C.
Effective
2023-11-27
Successor
Kris Corbett
Filed
November 22, 2023, 6:59 PM ET
Laura C. Holson, who has served as the Company’s interim Chief Financial Officer and Treasurer since April 1, 2023, will relinquish such positions upon the effective date of Mr. Corbett’s appointment.
Laura C. Holson, who has served as the Company’s interim Chief Financial Officer and Treasurer since April 1, 2023, will relinquish such positions upon the effective date of Mr. Corbett’s appointment.
On November 20, 2023, the Board of Directors of New Mountain Finance Corporation (the “Company”) appointed Kris Corbett as the Chief Financial Officer and Treasurer of the Company, effective as of November 27, 2023.
Departed
James K. Brata
Chief Financial Officer, Executive Vice President, Secretary and Treasurer
the employment of (i) James K. Brata, the Company’s Chief Financial Officer, Executive Vice President, Secretary and Treasurer; (ii) Stephen C. Jumper, the Company’s President and Chief Executive Officer; and (iii) C. Ray Tobias, the Company’s Chief Operating Officer and Executive Vice President would terminate (the “Terminations”) on December 20, 2023
effective as of November 20, 2023 as appointed by the Board of Directors of the Company: (x) Anthony Clark will serve as the Company’s President and Chief Executive Officer, (y) Ray Mays will serve as the Company’s Chief Operating Officer, and (z) Ian Shaw will serve as the Company’s Chief Financial Officer
effective as of November 20, 2023 as appointed by the Board of Directors of the Company: (x) Anthony Clark will serve as the Company’s President and Chief Executive Officer, (y) Ray Mays will serve as the Company’s Chief Operating Officer, and (z) Ian Shaw will serve as the Company’s Chief Financial Officer
the employment of (i) James K. Brata, the Company’s Chief Financial Officer, Executive Vice President, Secretary and Treasurer; (ii) Stephen C. Jumper, the Company’s President and Chief Executive Officer; and (iii) C. Ray Tobias, the Company’s Chief Operating Officer and Executive Vice President would terminate (the “Terminations”) on December 20, 2023
the transition period with Jan Siegmund (the Company's current Chief Financial Officer), and the corresponding date of Mr. Siegmund's retirement from the Company, will be March 31, 2024.
On September 28, 2023, the Company announced the appointment of Mr. Jatin Dalal as Chief Financial Officer. Such appointment, which was originally anticipated to be effective in December 2023, has now been determined to be effective as of December 4, 2023
Departed
Peter Fernandes
Chief Executive Officer
Bellerophon Therapeutics, Inc.
Effective
2023-11-15
Successor
Craig Jalbert
Filed
November 21, 2023, 6:59 PM ET
the board of directors of the Company (the “Board”) set November 15, 2023 as the separation date for the employment of each of Dr. Fernandes and Mr. Shah.
On November 17, 2023, Mr. Jeremy Aguilar informed Party City Holdco Inc. (the “Company”) of his intent to resign from his role as Executive Vice-President & Interim Chief Financial Officer of the Company, effective December 1, 2023.
Further, on November 17, 2023, Mr. Dan Lamadrid, age 48, was appointed as the Company’s Executive Vice-President & Chief Financial Officer, effective December 18, 2023.
Appointed
John Faieta
Chief Financial Officer
Near Intelligence, Inc.
Effective
2023-11-20
Filed
November 21, 2023, 6:59 PM ET
Mr. John Faieta , who has been serving as the Company’s interim Chief Financial Officer while Mr. Agarwal was on administrative leave , will become the Company’s new Chief Financial Officer effective immediately.
Recent executive movements from 8-K Item 5.02 filings, source-linked. Cards are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.